Notifications and Emergency Use Authorizations: FAQs on Testing for SARS-CoV-2
November 8, 2023 - The COVID-19 public health emergency (PHE) declared under section 319 of the Public Health Service (PHS) Act expired on May 11, 2023. The COVID-19 enforcement policy guidances within scope of the Transition Plan for Medical Devices That Fall Within Enforcement Policies Issued During the Coronavirus Disease 2019 (COVID-19) Public Health Emergency (see List 1) are no longer in effect.
The end of the COVID-19 PHE and certain COVID-19 enforcement policy guidances no longer being in effect do not impact the FDA's ability to authorize devices, including tests, for emergency use. Existing emergency use authorizations (EUAs) for devices relating to COVID-19 remain in effect under section 564 of the Federal Food, Drug, and Cosmetic Act. The FDA encourages manufacturers of devices issued EUAs related to COVID-19 to review the guidance: Transition Plan for Medical Devices Issued Emergency Use Authorizations (EUAs) Related to Coronavirus Disease 2019 (COVID-19) and Transition Plan for Medical Devices Issued Emergency Use Authorizations (EUAs) Related to Coronavirus Disease 2019 (COVID-19), which outlines the FDA's recommendations and expectations to such manufacturers to transition to normal operations when the declarations that allowed for FDA to issue EUAs under section 564 of the Federal Food, Drug, and Cosmetic Act end. Additional information is provided on the page FAQs: What happens to EUAs when a public health emergency ends?
This page is part of the FAQs on Testing for SARS-CoV-2 and provides answers to frequently asked questions related to Emergency Use Authorizations and Notifications as described in the policies in the Policy for Coronavirus Disease-2019 Tests.
Questions and answers regarding other policies described in the Policy for Coronavirus Disease-2019 Tests are found in other pages in this section.
A: All in vitro diagnostic tests that have been issued an Emergency Use Authorization (EUA) are listed on the COVID-19 In Vitro Diagnostics EUAs page.
Tables of in vitro diagnostic test EUAs can be found for each type of COVID-19 test:
- Molecular Diagnostic Tests for SARS-CoV-2
- Antigen Diagnostic Tests for SARS-CoV-2
- Other Tests for SARS-CoV-2
- Serology and Other Adaptive Immune Response Tests for SARS-CoV-2
- IVDs for Management of COVID-19 Patients
In addition to COVID-19 tests issued EUAs, there are COVID-19 tests that been authorized through traditional premarket review pathways.
The COVID-19 public health emergency (PHE) declared under section 319 of the Public Health Service (PHS) Act expired on May 11, 2023. The end of that COVID-19 PHE does not impact the FDA's ability to authorize devices, including tests, for emergency use. Existing emergency use authorizations (EUAs) for devices, including tests, relating to COVID-19 remain in effect under section 564 of the Federal Food, Drug, and Cosmetic Act.
The FDA does not plan to take any action that would leave Americans without the tests they need. We recognize that manufacturers of tests that were issued EUAs will need an appropriate period to transition to normal operations when the emergency use declaration under section 564 of the Federal Food, Drug, and Cosmetic Act (FD&C Act) that allows the FDA to issue EUAs is no longer in effect.
The FDA encourages manufacturers of tests issued EUAs related to COVID-19 to review the guidance: Transition Plan for Medical Devices Issued Emergency Use Authorizations (EUAs) Related to Coronavirus Disease 2019 (COVID-19) and Transition Plan for Medical Devices Issued Emergency Use Authorizations (EUAs) Related to Coronavirus Disease 2019 (COVID-19), which outlines the FDA's recommendations and expectations for such manufacturers to transition to normal operations when the declarations that allowed for FDA to issue EUAs under section 564 of the Federal Food, Drug, and Cosmetic Act end. Additional information is provided on the page **FAQs: What happens to EUAs when a public health emergency ends?
The Public Health Emergency and Emergency Use Authority
It is important to note the distinction between the PHE determination under section 319 of the PHS Act (the PHE declaration) and the separate declaration under section 564 of the FD&C Act that enables the issuance of EUAs (the EUA declaration) related to COVID-19. PHE declarations lasts for 90 days unless the Secretary of Health and Human Services (HHS) either extends it or declares the emergency no longer exists. The COVID-19 PHE declaration was issued on January 31, 2020, and was extended every three months until it expired on May 11, 2023. In contrast, the EUA declarations related to COVID-19 under section 564 of the FD&C Act continue until the HHS Secretary terminates them. An EUA declaration is distinct from, and not dependent on, the PHE declaration under section 319 of the PHS Act, and, therefore, an EUA may remain in effect beyond the duration of a PHE declaration if other statutory conditions are met. EUAs may remain authorized and new EUAs may continue being issued so long as the applicable EUA declaration remains in effect. Many previous EUA declarations, such as for MERS, Zika, and Ebola, remain in effect. Additional information on the different declarations, and what happens when an EUA declaration is ended, can be found on our website here: FAQs: What happens to EUAs when a public health emergency ends?
Transition Plan
On March 24, 2023, the FDA issued a guidance, Transition Plan for Medical Devices Issued EUAs Related to COVID-19, describing the recommendations to transition from policies adopted and operations implemented during the COVID-19 pandemic to normal operations. This includes recommendations to transition medical devices issued EUAs related to COVID-19 to traditional marketing authorization. This guidance is referred to as the "Transition Plan guidance" on this page. The Transition Plan guidance states that there will be an advance notice of termination 180 days prior to an EUA declaration termination.
The Transition Plan guidance describes a policy that, when the EUA declaration under section 564 of the FD&C Act relating to in vitro diagnostics for detection and/or diagnosis of COVID-19 is terminated, the FDA does not intend to object to the continued distribution of tests after that date where the test was previously issued an EUA and the manufacturer 's traditional marketing submission (submitted and accepted before the EUA declaration termination date) is under review. Any test that receives traditional marketing authorization would also be subject to a Clinical Laboratory Improvement Amendments (CLIA) categorization.
Traditional Marketing Authorization and Submissions
If test developers have questions about their current plans for their EUA- authorized test or questions about a future 510(k) or other traditional marketing submission, the FDA encourages them to contact us one of these ways:
- Send an email to the EUA templates mailbox with sufficient details so the FDA can provide appropriate feedback, or
- Submit a Pre-Submission (also known as a Q-Submission) for your COVID-19 test. Please review the guidance: Requests for Feedback and Meetings for Medical Device Submissions: The Q-Submission Program for additional information about this program.
Notably, the FDA has already begun authorizing COVID-19 tests through traditional premarket review pathways. COVID-19 tests that have cleared 510(k)s or have been granted de novo classification can be found at COVID-19 Tests Granted Traditional Marketing Authorization by the FDA.
The FDA welcomes additional marketing submissions for COVID-19 tests.
A: As discussed in the FDA's Policy for Coronavirus Disease-2019 Tests, most recently reissued on January 12, 2023, the FDA generally expects COVID-19 tests to have been issued an Emergency Use Authorization (EUA) or marketing authorization [PMA, De Novo, 510(k)] prior to the tests being distributed or offered. As explained throughout this updated guidance, the FDA intends to review the EUA requests for a smaller subset of tests based on the review priorities described in section IV.A. Traditional marketing pathways remain available to all developers and the FDA encourages developers of tests that fall outside the scope of the priorities outlined in this updated guidance to pursue those routes.
Previous versions of this guidance described policies regarding the distribution and offering of certain tests for clinical use prior to or without an EUA, often referred to as the notification policies. Those policies were updated in the November 15, 2021, version of the guidance, and were generally maintained and clarified in the current version of the Policy for Coronavirus Disease-2019 Tests. All tests originally offered as described in the notification policies in Sections IV.A, IV.C, and IV.D of previous versions of the guidance, which were previously listed on the notifications lists, have now been removed from the notification lists because the FDA either issued an EUA for the test or the FDA sent a notification to the test developer by email that the FDA declined to review, declined to issue, or otherwise decided not to authorize the test for any reason. As such, there are no longer any COVID-19 tests offered as described in the notification policies and the FDA no longer intends to maintain these notification lists on FDA.gov.
The FDA expects that developers whose tests were previously on the notification lists will have stopped distributing, marketing, and offering their tests unless those tests have an EUA or marketing authorization [PMA, De Novo, 510(k)].
Tests that have been issued an EUA can be found on the EUA page. COVID-19 tests that have cleared 510(k)s or have been granted de novo classification can be found at COVID-19 Tests Granted Traditional Marketing Authorization by the FDA.
See the FDA's Policy for Coronavirus Disease-2019 Tests for more information on the FDA's current policies.
States and Territories
Previous versions of this guidance described a policy regarding States and territories that authorize laboratories within their State or territory to develop their own COVID-19 tests and perform specimen testing, where the notification of SARS-CoV-2 test validation is not submitted to the FDA and the laboratory does not submit an EUA request to the FDA. In the November 15, 2021, version of this guidance, the FDA revised this policy such that the FDA no longer intends to apply the policy to any additional States or territories going forward. For the States and territories listed on the notification list on the FDA's website prior to November 15, 2021, that are continuing to authorize laboratories within that State or territory to develop and perform a test for COVID-19, the FDA does not intend to object to the use of such tests for specimen testing where the notification of SARS-CoV-2 test validation is not submitted to the FDA and the laboratory does not submit an EUA request to the FDA, and where instead the State or territory takes responsibility. This policy applies only to tests designed, developed, and used within a single, high-complexity CLIA-certified laboratory. This policy does not apply to at-home tests or tests with home specimen collection, or any testing outside of a high-complexity CLIA-certified laboratory.
The FDA intends to maintain the notification list for States and territories that have chosen to authorize laboratories within that State or territory to develop and perform a test for COVID-19 as described in the policy in Section IV.B of the guidance.
Clinical Laboratory Improvement Amendments (CLIA)
Unless and until an EUA is issued that authorizes additional testing environments for a specific test, under the Clinical Laboratory Improvement Amendments (CLIA), section 353 of the Public Health Service Act (42 USC 263a), use of that test is limited to laboratories that are certified under CLIA, and meet the requirements to perform tests of high-complexity, and at the point-of-care (POC) when covered by such a laboratory's CLIA certificate.
The policies regarding offering a COVID-19 test prior to or without an EUA have never applied to at-home tests or tests with home specimen collection, or any testing outside of a high-complexity CLIA-certified laboratory. Further, the notification policies in the Policy for Coronavirus Disease-2019 Tests have never applied to multi-analyte respiratory panels.
A: No. The FDA does not expect any notification from laboratories that are performing testing using EUA-authorized tests. Facilities performing COVID-19 testing must be certified under the Clinical Laboratory Improvement Amendments (CLIA), which is administered by the Centers for Medicare and Medicaid Services (CMS).
Laboratories authorized to use EUA-authorized tests are subject to various conditions that can be found in the EUA.
Each EUA also includes the settings in which the test is authorized. For ease of reference, the settings authorized in the EUAs are also noted in the EUA table on the In Vitro Diagnostics EUA page.
- Tests that are noted with an "H" in the Authorized Settings are limited to use in laboratories certified under CLIA that meet requirements to perform high-complexity tests.
- Tests that are noted with an "H" and "M" in the Authorized Settings may be performed in laboratories certified under CLIA that meet requirements to perform high complexity and/or moderate complexity tests.
- Tests that are noted with a "W" in the Authorized Settings are deemed to be CLIA-waived for use in patient care settings operating under a CLIA Certificate of Waiver.
- Tests noted with an "H," "M," and "W" may be used in laboratories certified under CLIA that meet requirements to perform high complexity and/or moderate complexity tests and in patient care settings operating under a CLIA Certificate of Waiver.
Laboratories should also be aware of the FDA's policies regarding modifications to EUA-authorized diagnostic COVID-19 tests, which are discussed in Section IV.D of the Policy for Coronavirus Disease-2019 Tests.
A: As stated in Section IV.B of the FDA's Policy for Coronavirus Disease-2019 Tests, previous versions of the guidance described a policy regarding States and territories choosing to authorize laboratories within that State or territory to develop and perform a test for COVID-19 under authority of its own State law, and under a process that it establishes. As discussed in the November 2021 version of the guidance, and maintained in the current version, the FDA no longer intends to apply the policy to any additional States or territories going forward.
- For the States and territories listed on the notification list on FDA's website prior to the issuance of the November 15, 2021, version of the guidance that are continuing to authorize laboratories within that State or territory to develop and perform a test for COVID-19, the FDA does not intend to object to the use of such tests for specimen testing where:
- The notification of SARS-CoV-2 test validation is not submitted to FDA, and
- The laboratory does not submit an EUA request to the FDA, and
- Where instead the State or territory takes responsibility.
- This policy applies only to tests designed, developed, and used within a single, high-complexity CLIA-certified laboratory.
- This policy does not apply to at-home tests or tests with home specimen collection, or any testing outside of a high-complexity CLIA-certified laboratory.
The States and territories listed below have notified FDA prior to November 15, 2021, that they choose to authorize laboratories as described in this policy. As stated in the policy, the FDA has not reviewed the process adopted by the State or territory and is including this list here to provide transparency regarding the notifications submitted to FDA.
- Puerto Rico Department of Health
- State of Colorado
- State of Connecticut
- State of Maryland
- State of Mississippi
- State of Nevada
- State of New Jersey
- State of New York Department of Health Wadsworth Center
- Washington State Department of Health