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Table of Surrogate Endpoints That Were the Basis of Drug Approval or Licensure

What is the purpose of the Surrogate Endpoint Table?

FDA’s surrogate endpoint table provides valuable information for drug developers on endpoints that may be considered and discussed with FDA for individual development programs. This table also fulfills a 21st Century Cures Act requirement to publish a list of “surrogate endpoints which were the basis of approval or licensure (as applicable) of a drug or a biological product” under both accelerated and traditional approval pathways.

Section 3011 of the 21st Century Cures Act established section 507 of the Federal Food, Drug, and Cosmetic Act (FD&C Act), which mandates that the FDA publish a list of “surrogate endpoints which were the basis of approval or licensure (as applicable) of a drug or biological product” under both accelerated and traditional approval provisions. The Surrogate Endpoint Table below fulfils this legislative requirement and is intended to provide valuable information for drug developers on endpoints that may be considered and discussed with FDA for individual development programs.

According to section 507(e)(9) of the FD&C Act “[t]he term ‘surrogate endpoint’ means a marker, such as a laboratory measurement, radiographic image, physical sign, or other measure, that is not itself a direct measurement of clinical benefit, and—

‘‘(A) is known to predict clinical benefit and could be used to support traditional approval of a drug or biological product; or

‘‘(B) is reasonably likely to predict clinical benefit and could be used to support the accelerated approval of a drug or biological product in accordance with section 506(c).’’

This surrogate endpoint table includes surrogate endpoints that sponsors have used as primary efficacy clinical trial endpoints for approval of new drug applications (NDAs) or biologics license applications (BLAs).  The table also includes surrogate endpoints that may be appropriate for use as a primary efficacy clinical trial endpoint for drug or biologic approval, although they have not yet been used to support an approved NDA or BLA. We believe that this list should facilitate consideration of potential surrogate endpoints when developers are designing their drug development programs. 

What are the key considerations of the surrogate endpoint table?

  • The table is intended to serve as a reference guide to help inform discussion of potential surrogate endpoints with relevant Center for Biologics Evaluation and Research (CBER) or Center for Drug Evaluation and Research (CDER) review divisions, with the intended goal of facilitating product development.
  • The acceptability of these surrogate endpoints for use in a particular drug or biologic development program will be determined on a case-by-case basis. It is context dependent, relying in part on the disease, studied patient population, therapeutic mechanism of action, and availability of current treatments. A particular surrogate endpoint that may be appropriate for use in a particular drug or biologic clinical development program, should not be assumed to be appropriate for use in a different program that is in a different clinical setting.
  • The table does not include composite endpoints that are a combination of biomarker surrogate endpoints and clinical endpoints.  Likewise, composite endpoints of biomarker surrogate endpoints and clinical outcome assessments are also not included. If a composite endpoint was composed of multiple biomarker surrogate endpoints, that information is included in the table.   
  • Separate adult and pediatric sections are provided.  Pharmacokinetic endpoints that have supported extrapolation from adults to children are not included in the pediatric section.  
  • If a surrogate endpoint was previously used to support accelerated approval of a drug or biologic but subsequent confirmatory trials failed to demonstrate the expected clinical benefit, the surrogate endpoint would no longer be accepted for this use and it was not included in the table.

What are the table’s limitations?

  • This table reflects surrogate endpoints that have either been already used in development programs for drugs that have been approved, or surrogate endpoints that FDA has indicated acceptance of in guidances or other documents.  FDA encourages development of novel surrogate endpoints, and strongly encourages sponsors to seek advice from the relevant CBER or CDER division of such novel endpoints early in development by scheduling a PDUFA VI Type C SE meeting to discuss the use of a novel surrogate endpoint in their planned clinical trials. The acceptability of a surrogate endpoint for an individual drug or biologic development program will be determined on a case by case basis.
  • The Surrogate Endpoint Table is not a replacement for discussions with appropriate CBER or CDER review divisions.  Sponsors are reminded that surrogate endpoints provided in this table are intended to facilitate but not replace discussions of individual drug development programs between the sponsor and the appropriate review division.
  • The table does not include surrogate endpoints that may have been accepted for past programs but are no longer acceptable as an endpoint to support registration.  As scientific understanding, clinical information, and technology evolve, a previously used surrogate endpoint may no longer be considered sufficiently robust or appropriate for use in current programs.   

The SE table will be updated by CBER and CDER every 6 months to reflect current thinking as mandated by section 507 of the FD&C Act.

The Surrogate endpoints are listed in four tables according to their use.

Table Footnotes

# Surrogate endpoint is part of a composite of biomarker surrogate endpoints.

* Mechanism agnostic refers to cases where there are many mechanisms of action associated with a surrogate endpoint, so it is not directly related to a particular causal pathway.

** Defined by a >20% decrease in heart rate or a heart rate <100 bpm or at least intermittent cessation of the arrhythmia

§ Endpoints based on changes in tumor burden may be used for both traditional and accelerated approval depending on context of use, including factors such as disease, effect size, effect duration, residual uncertainty and benefits of other available therapy.

˟ The agency anticipates that this surrogate endpoint could be appropriate for use as a primary efficacy clinical trial endpoint for drug or biologic approval, although it has not yet been used to support an approved NDA or BLA.

¤ Bone mineral density is an acceptable primary endpoint for establishing efficacy for the treatment of male or glucocorticoid-induced osteoporosis after efficacy based on new morphometric vertebral fractures has been established in postmenopausal women.

† Clinical endpoints were required for the approvals.

Downloadable Table of Surrogate Endpoints (XLS - 54 KB)


Table 1. Adult Surrogate Endpoints – Non-Cancer Related

Disease or UsePatient PopulationSurrogate EndpointType of Approval Appropriate forDrug Mechanism of Action
Acquired HypofibrinogenemiaBleeding adults with acquired fibrinogenemiaThe total number of allogeneic blood product (ABP) units transfused in the first 24 hours after termination of cardiopulmonary bypass (CPB).TraditionalReplacement for fibrinogen, a critical soluble plasma protein in the coagulation cascade, is provided
AcromegalyPatients with acromegaly who don't respond to or cannot undergo other standard therapiesSerum Insulin-like growth factor-I (IGF-1)TraditionalGrowth hormone receptor antagonist
AcromegalyPatients with acromegaly who don't respond to or cannot undergo other standard therapiesSerum growth hormone and serum insulin-like growth factor-I (IGF-1)TraditionalSomatostatin analog
Acute BronchospasmPatients with acute bronchospasm associated with reversible obstructive airway disease or exerciseForced expiratory volume in 1 second (FEV1)TraditionalBeta-2 adrenergic agonist
Alzheimer's diseasePatients with mild cognitive impairment or mild dementia stage of Alzheimer's diseaseReduction in amyloid beta plaquesAcceleratedMonoclonal antibody
Anthrax vaccinePersons at high risk of exposure to anthraxAnti-protective antigen antibody responseTraditionalInduction of immunity
Anticoagulation reversal (needed due to life-threatening or uncontrolled bleeding)Patients treated with a direct or indirect FXa inhibitor when reversal of anticoagulation is neededPercent change in anti-FXa activity, from baseline to nadirAcceleratedBinding and sequestering FXa inhibitors
AsthmaPatients with asthmaForced expiratory volume in 1 second (FEV1)TraditionalCorticosteroid; Beta-2 adrenergic agonist
Chronic kidney diseasePatients with chronic kidney disease secondary to multiple etiologiesEstimated glomerular filtration rate or serum creatinineTraditionalMechanism agnostic*
Chronic obstructive pulmonary disease (COPD)Patients with COPDForced expiratory volume in 1 second (FEV1)TraditionalCorticosteroid; Long-acting beta2-adrenergic agonist; Anticholinergic; Phosphodiesterase 4 inhibitor
COVID-19 and influenzaIndividuals 18 through 64 Years of AgeFull-length S-binding IgG (for COVID-19) and Hemagglutination inhibition (HAI) antibodies (for influenza)TraditionalInduction of antibodies against the S protein of SARS-CoV-2 and the hemagglutinin (HA) protein of influenza virus
Cushing's diseasePatients with Cushing’s disease for whom pituitary surgery is not an option or has not been curativeUrine free cortisolTraditionalSomatostatin analog
Cushing's syndromePatients with endogenous Cushing’s syndrome who have type 2 diabetes mellitus or glucose intolerance and have failed surgery or are not candidates for surgeryUrine free cortisol ˟TraditionalCortisol synthesis inhibitor
Cystic fibrosisPatients with cystic fibrosisForced expiratory volume in 1 second (FEV1)TraditionalCystic fibrosis transmembrane conductance regulator potentiator
CystinuriaPatients with cystinuriaUrinary cystineTraditionalReducing and complexing thiol
Cytomegalovirus (CMV)CMV seropositive and hematopoietic transplant recipients requiring prophylaxisPlasma CMV-DNA exceeding threshold for starting treatment 
  
TraditionalAntiviral
Diphtheria vaccine (in combination vaccines)Persons to be immunized against diphtheriaAnti-diphtheria toxoid antibodyTraditionalInduction of immunity
Duchenne muscular dystrophy (DMD)Patients with DMD who have a confirmed mutation of the DMD gene that is amenable to exon skippingSkeletal muscle dystrophinAcceleratedAntisense oligonucleotide
Exocrine pancreatic insufficiencyPatients with exocrine pancreatic insufficiency due to cystic fibrosis, chronic pancreatitis, pancreatectomy, or other conditionsFecal coefficient of fat absorptionTraditionalPancreatic enzymes that catalyze the hydrolysis of fats, proteins, and starches.
Fabry diseasePatients with confirmed Fabry diseaseComplete/near complete clearance of GL-3 inclusions in biopsied renal peritubular capillaries (using the Fabrazyme Scoring System)TraditionalEnzyme replacement therapy
Fabry diseasePatients with confirmed Fabry disease and amenable GLA gene variantsReduction of GL-3 inclusions in biopsied renal peritubular capillaries (using the BLISS methodology)AcceleratedPharmacological chaperone
Familial chylomicronemia syndromeFamilial chylomicronemia syndromepercent change in fasting triglycerides from baselineTraditionalAPOC-III-directed antisense oligonucleotide (ASO)
Female hypogonadotropic hypogonadismInfertile women with hypogonadotropic hypogonadismFollicle size, serum estradiol and progesterone#TraditionalGonadotropin
First aid antiseptic; Health care antiseptic; Consumer antisepticGeneral public, consumers, and health care professionalsBacterial countTraditional and Monograph  Antimicrobial
GoutPatients with goutSerum uric acidTraditionalXanthine oxidase inhibitor; URAT1 inhibitor; Uricase
Hepatitis A (Hep A) vaccinePersons to be immunized against Hep AAnti-Hep A antigen antibodyTraditionalInduction of immunity
Hepatitis B (Hep B) vaccinePersons to be immunized against Hep BAnti-Hep B antigen antibodyTraditionalInduction of immunity
Hepatitis B Virus (all known subtypes) vaccineAdults > 18 yo to be immunized against all known suptypes of hepatitis b virusNeutralizing antibody >/= 10 mIU/mLTraditionalInduction of antibodies to HBsAg.
Hepatitis B Virus (HBV)Patients with HBV infection with or without cirrhosisUndetectable plasma HBV-DNA for indefinite treatment or HBsAg loss for finite treatmentTraditionalAntiviral
Hepatitis C Virus (HCV)Patients with HCV infection with or without cirrhosisSustained viral response (HCV-RNA)TraditionalAntiviral
Hepatitis D Virus (HDV)Patients with HDV infection with or without cirrhosis≥ 2 log reduction in HDV-RNA plus normalization of ALT or HDV below the LLOQ˟AcceleratedAntiviral
Hepatorenal syndromePatients with hepatorenal syndrome type 1Serum creatinine˟TraditionalMechanism agnostic*
Homozygous sitosterolemia (phytosterolemia)Patients with homozygous sitosterolemia (phytosterolemia)Plasma sitosterol and campesterolTraditionalDietary cholesterol absorption inhibitor
Human Immunodeficiency Virus-1 (HIV-1)Patients with HIV-1Undetectable plasma HIV RNATraditionalAntiviral
Human Immunodeficiency Virus-1 (HIV-1)Patients at high risk of sexually acquired HIV-1Serum HIV antibodyTraditionalAntiviral
Human Immunodeficiency Virus-1 (HIV-1)Highly treatment-experienced HIV-1 patientsGreater than 0.5 log reduction in plasma HIV RNATraditionalAntiviral
Human PapillomavirusPersons (18 through 45 years of age) to be immunized against human papillomavirusCervical intraepithelial neoplasiaTraditionalInduction of immunity
HypercholesterolemiaPatients with heterozygous familial and nonfamilial hypercholesterolemiaSerum LDL cholesterolTraditionalLipid-lowering
HypercholesterolemiaPatients with homozygous familial hypercholesterolemiaSerum LDL cholesterolTraditionalLipid-lowering
HyperkalemiaPatients with hyperkalemiaSerum potassiumTraditionalPotassium binder
HyperphosphatemiaDialysis patients with hyperphosphatemiaSerum phosphateTraditionalPhosphate binder
HypertensionPatients with hypertensionBlood pressureTraditionalMechanism agnostic*
HypertriglyceridemiaPatients with severe hypertriglyceridemiaSerum triglyceridesTraditionalLipid-lowering
HypokalemiaPatients with hypokalemiaSerum potassiumTraditionalPotassium salts
HyponatremiaPatients with hypervolemic and euvolemic hyponatremiaSerum sodiumTraditionalVasopressin receptor antagonist
HypotensionPatients with distributive shockBlood pressureTraditionalAlpha and beta adrenergic agonist; Vasopressin analog
HypothyroidismPatients with hypothyroidismSerum thyroid-stimulating hormone (TSH)TraditionalThyroid hormone analog
Influenza A H5N1 vaccinePersons to be immunized against influenzaHemagglutination inhibition antibodyTraditionalInduction of Immunity
Influenza vaccinePersons to be immunized against influenzaHemagglutination inhibition antibodyAcceleratedInduction of immunity
Interoperative hemorrhagePatients who require reduction of blood pressure to reduce bleeding during surgeryBlood pressureTraditionalVasodilator
Invasive disease caused by Neisseria meningitidisPateint (18-25 years old) with invasive disease caused by Neisseria meningitidis serogroups A, B, C, W, and YSerum bactericidal activity (SBA) determined by endogenous complement preserved in the serum samples collected from study participants (enc hSBA) and SBA determined by an exogenous source of human complement (hSBA)TraditionalInduction of Immunity
Invasive disease caused by Streptococcus pneumoniae serotypes 3, 6A, 7F, 8, 9N, 10A, 11A, 12F, 15A, 15B, 15C, 16F, 17F, 19A, 20A, 22F, 23A, 23B, 24F, 31, 33F, and 35B; and pneumonia caused by S. pneumoniae serotypes 3, 6A, 7F, 8, 9N, 10A, 11A, 12F, 15A, 15C, 16F, 17F, 19A, 20A, 22F, 23A, 23B, 24F, 31, 33F, and 35B.Persons to be immunized against S. pneumoniae 18 years of age and olderOpsonophagocytic activity (OPA)TraditionalInduction of Immunity
Invasive pneumococcal diseasePatients with invasive pneumococcal diseaseOpsonophagocytosis assay titersTraditionalInduction of immunity
Japanese encephalitis vaccinePersons to be immunized against Japanese encephalitisNeutralizing antibodyTraditionalInduction of immunity
LipodystrophyPatients with congenital or acquired generalized lipodystrophySerum hemoglobin A1C, fasting glucose and triglyceridesTraditionalLeptin analog
Lupus nephritisPatients with active lupus nephritisComplete renal response (CRR), defined as 1) a response in the urine proteinuria (protein-creatine ratio) and 2) preservation/improvement of renal function (estimated glomerular filtration rate)TraditionalImmunosuppressant
Lysosomal Acid Lipase (LAL) deficiencyPatients with LAL deficiencySerum LDL-c levelsTraditionalHydrolytic lysosomal cholesteryl ester and triacylglycerol-specific enzyme
Male hypogonadotropic hypogonadism with inferilityMen with selected cases of hypogonadotropic hypogonadism with inferilitySperm parametersTraditionalGonadotropin
Meningococcal (serogroups A, C, Y, W) meningitis vaccinePersons to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditionalInduction of Immunity
Meningococcal ACYW-135 vaccinePersons to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditionalInduction of immunity
Meningococcal Group B vaccinePersons (18 through 25 years of age) to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditionalInduction of immunity
Metabolic dysfunction associated steatohepatitis (MASH)Precirrhotic NASH patients with liver fibrosisHistopathologic findings of either 1) resolution of steatohepatitis with no worsening of fibrosis OR 2) improvement of fibrosis with no worsening of steatohepatitis OR 3) Both#AcceleratedAnti-fibrotic; Anti-inflammatory
Methylmalonic acidemiaPatients with acute hyperammonemia due to methylmalonic acidemiaPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activator
Monkeypox vaccinePersons to be immunized against monkeypoxVaccinia-neutralizing antibodyTraditionalInduction of immunity
Mycobacterium avium complex (MAC) lung diseasePatients with MAC lung diseaseSputum culture conversion to negative by six monthsAcceleratedAntimicrobial
N-acetylglutamate Synthase (NAGS) deficiencyPatients with hyperammonemia due to NAGS deficiencyPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activator
Nonmalignant hematologyPatients with Thrombocytopenia due to immune (idiopathic) thrombocytopenia or chronic hepatitis CPlatelet count responseTraditionalMechanism agnostic*
Nonmalignant hematologyPatients with chronic iron overload or non-transfusion-dependent thalassemia syndromesSerum ferritin and liver iron concentrationTraditionalIron chelator
Nonmalignant hematologyPatients with anemia due to (1) chronic kidney disease, (2) chemotherapy-induced anemia, (3) zidoviduine in patients with HIV-infectionHematologic response and reduction in transfusionTraditionalMechanism agnostic*
Nonmalignant hematologyPatients with severe aplastic anemiaHematologic responseTraditionalMechanism agnostic*
Nonmalignant hematologyPatients with methemoglobinemiaSerum methemoglobinAcceleratedOxidation-reduction agent
Nonmalignant hematologyPatients in need of reversal of anticoagulant effects for emergency surgery/urgent procedures and in life-threatening or uncontrolled bleeding.Change in coagulation parametersTraditionalHumanized monoclonal antibody fragment
Nonmalignant hematologyPatients with sickle cell diseaseHemoglobin response rateAcceleratedHemoglobin S polymerization inhibitor
Opioid use disorderPatients with opioid use disorderUrine toxicology test for opioidsTraditional1. Partial opioid agonist
2. Opioid antagonist
OsteoporosisPostmenopausal women with osteoporosisNew morphometric vertebral fracturesTraditionalEstrogen agonist/antagonist; Parathyroid hormone analog; Bisphosphonate; RANK ligand (RANKL) inhibitor
OsteoporosisPatients with glucocorticoid induced osteoporosisBone mineral density¤TraditionalBisphosphonate; Parathyroid hormone analog; RANKL inhibitor
OsteoporosisMen with osteoporosisBone mineral density¤TraditionalParathyroid hormone analog; Bisphosphonate; RANK ligand (RANKL) inhibitor
Paget's diseasePatients with Paget's diseaseSerum alkaline phosphataseTraditionalBisphosphonate
Peri-implantitisPatients with peri-implantitisProbing pocket depth ˟TraditionalAntimicrobial
PeriodontitisPatients with chronic periodontitis with a mean probing pocket depth of greater than 5mmProbing pocket depthTraditionalAntimicrobial
Pertussis (in combination vaccines)Persons (18 through 64 years of age) to be immunized against pertussisSerum antibody concentrationsTraditionalInduction of immunity
Phenylketonuria1. Patients with hyperphenylalaninemia due to tetrahydrobiopterin-responsive phenylketonuria
  2. Adults with PKU who have uncontrolled plasma Phe>600 micromol/L on existing management
Plasma phenylalanineTraditional1. Phenylalanine hydroxylase activator
2. Phenylalanine-metabolizing enzyme
Pneumococcal conjugate vaccinePersons ( ≥ 50 years of age) to be immunized against pneumonia and invasive diseaseOpsonophagocytic antibody responseTraditional/AcceleratedInduction of immunity
Polio vaccinePersons to be immunized against polioNeutralizing antibody responseTraditionalInduction of immunity
Polycystic kidney diseasePatients with autosomal dominant polycystic kidney disease with or without associated polycystic liver diseaseTotal kidney volume ˟AcceleratedMechanism agnostic*
Preterm birthWomen with a singleton pregnancy who have a history of singleton spontaneous preterm birthDelivery prior to 37 weeks gestationAcceleratedProgesterone analog
Primary biliary cholangitisPatients with primary biliary cholangitisSerum alkaline phosphatase and bilirubin#AcceleratedAnti-fibrotic; Anti-inflammatory
Primary glomerular diseases associated with significant proteinuriaPatients with primary glomerular disease associated with significant proteinuriaProteinuria (urinary protein/creatinine ratio)AcceleratedMechanism agnostic*
Primary hyperoxaluria type 1 (PH1)Patients with primary hyperoxaluria type 1 (PH1)Urinary oxalateTraditionalsiRNA against hyroxyacid oxidase 1 gene
Primary hyperparathyroidismPatients with hypercalcemia due to primary hyperparathyroidismSerum calciumTraditionalCalcium-sensing receptor agonist
Propionic acidemiaPatients with acute hyperammonemia due to propionc acidemiaPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activator
pulmonary diseasePatients with congenital alpha-1 antitrypsin deficiencyreduction in hepatic fibrosisTraditionalAlpha-1 protease inhibitor augmentation
Pulmonary fibrosisPatients with pulmonary fibrosisForced vital capacity (FVC)TraditionalMechanism agnostic*
Pulmonary tuberculosisPatients with active pulmonary tuberculosisSputum culture conversion to negativeAcceleratedAntimicrobial
Rabies immune globulinPatients with suspected exposure to a rabid animalRabies neutralizing activity and antibody responseTraditionalPassive immunity
Rabies VaccinePersons to be immunized against rabiesNeutralizing antibodyTraditionalInduction of immunity
Respiratory Syncytial Virus, Lower Respiratory Tract DiseasePateints with Respiratory Syncytial Virus, Lower Respiratory Tract DiseaseNeutralizing antibodies to RSV A and BTraditionalactive immunization
Secondary hyperparathyroidism associated with chronic kidney diseasePatients with secondary hyperparathyroidism associated with chronic kidney diseaseSerum intact parathyroid hormone (iPTH)TraditionalCalcium-sensing receptor agonist; Vitamin D3 analog
Smallpox vaccinePersons to be immunized against smallpoxVaccinia-neutralizing antibodyTraditionalInduction of immunity
Smallpox vaccinePersons to be immunized against smallpoxVaccination site take reaction (replicating smallpox vaccines only)TraditionalInduction of immunity
Supportive cancer carePatients with delayed methotrexate clearance due to impaired renal functionPlasma methotrexateTraditionalCarboxypeptidase
Supportive cancer carePatients with leukemia, lymphoma, and solid tumor malignancies who are receiving anti-cancer therapy expected to result in tumor lysis and subsequent elevation of uric acidSerum uric acidTraditionalUric acid specific enzyme
Supportive cancer carePatients with non-myeloid malignancies receiving myelosuppressive anti-cancer drugsDuration of severe neutropeniaTraditionalLeukocyte growth factor
Supraventricular tachycardiaadults with supraventricular tachycardia including atrial fibrillation and atrial flutter.Heart rate **Traditionalbeta-1 adrenergic receptor antagonist
Systemic sclerosis-interstitial lung diseasePatents with systemic sclerosis-interstitial lung diseaseForced vital capacity (FVC)TraditionalMechanism agnostic*
Testosterone deficiencyMen with primary or hypogonadotropic hypogonadismSerum testosteroneTraditionalAndrogen, GnRH analog
Tetanus vaccinePersons to be immunized against tetanusAnti-tetanus toxoid antibodyTraditionalInduction of immunity
the prevention of disease caused by chikungunya virus (CHIKV) in individuals 18 years of age and older who are at increased risk of exposure to CHIKV18 years of age and older who are at increased risk of exposure to CHIKVCHIKV-specific neutralizing antibody titer ≥150 as determined by micro-plaque reduction neutralization test (μPRNT50)AcceleratedIXCHIQ elicits CHIKV-specific immune responses. The exact mechanism of protection has not been determined but protection is thought to be mediated by CHIKV-specific neutralizing antibodies.
Tick-borne encephalitis vaccinePersons to be immunized against tick-borne encephalitisNeutralizing antibodyTraditionalInduction of immunity
Tobacco dependenceCigarette smokersExhaled carbon monoxideTraditionalSmoking cessation
Type 1 diabetes mellitusPatients with type 1 diabetes mellitusSerum hemoglobin A1CTraditionalGlucose-lowering
Type 1 Gaucher diseasePatients with Type 1 Gaucher diseaseSpleen volume, liver volume, hemoglobin and platelet count#TraditionalGlucosylceramide synthase inhibitor; Hydrolytic lysozomal glucocerebroside-specific enzyme
Type 2 diabetes mellitusPatients with type 2 diabetes mellitusSerum hemoglobin A1CTraditionalGlucose-lowering
X-linked hypophosphatemiaPatients with X-linked hypophosphatemiaSerum phosphateTraditionalFibroblast growth factor 23 inhibitor
Yellow fever vaccinePersons to be immunized against yellow feverNeutralizing antibodyTraditionalInduction of immunity

** Defined by a >20% decrease in heart rate or a heart rate <100 bpm or at least intermittent cessation of the arrhythmia


Table 2. Adult Surrogate Endpoints – Cancer Related 

Disease or UsePatient PopulationSurrogate EndpointType of Approval Appropriate forDrug Mechanism of Action
Cancer: hematological malignanciesCD19-positive Philadelphia chromosome-negative B-cell precursor acute lymphoblastic leukemia (ALL)Relapse-free survival (RFS)Traditionalbispecific CD19-directed CD3 T-cell engager
Cancer: hematological malignanciesrelapsed or refractory acute leukemia with a lysine methyltransferase 2A gene (KMT2A) translocationcomplete remission (CR) and CR with partial hematologic recovery (CRh)Traditionalmenin inhibitor
Cancer: hematological malignanciesPatients with Acute Lymphoblastic LeukemiaSerum asparaginaseTraditionalAsparagine-specific enzyme
Cancer: hematological malignanciesPatients with chronic myeloid leukemiaMajor hematologic responseAccelerated/Traditional§Mechanism agnostic*
Cancer: hematological malignanciesPatients with acute myeloid leukemia and acute lymphoblastic leukemiaDurable complete remission rateAccelerated/Traditional§Mechanism agnostic*
Cancer: hematological malignanciesPatients with acute lymphoblastic leukemia; myelodysplastic/myeloproliferative diseases; chronic myeloid leukemiaMajor hematologic response and cytogenic responseAccelerated/Traditional§Mechanism agnostic*
Cancer: hematological malignanciesPatients with B-cell precursor acute lymphoblastic leukemia in first or second complete remissionMinimal residual disease response rateAcceleratedMechanism agnostic*
Cancer: hematological malignanciesChronic myelogenous leukemiaDurable major molecular responseTraditionalMechanism agnostic*
Cancer: hematological malignanciesPatients with diffuse large B-cell lymphomaEvent-free survival (EFS) ˟TraditionalMechanism agnostic*
Cancer: hematological malignanciesDiffuse large B-Cell lymphoma; hairy cell leukemia; follicular lumphomaDurable complete response rateAccelerated/Traditional§Mechanism agnostic*
Cancer: hematological malignanciesPatients with multiple myeloma; mantle cell lymphoma; classical Hodgkin lymphoma; follicular lymphoma; B-cell lymphoma; systemic anaplastic large cell lymphoma; chronic myeloid leukemia; chronic lymphocytic leukemia; cutaneous T cell lymphoma; all other non-Hodgkin lymphoma; chronic lymphocyic leukemia; mycosis fungoidesProgression-free survivial (PFS)TraditionalMechanism agnostic*
Cancer: hematological malignanciesPatients with T-cell lymphoma; B-cell lymphoma; mantle cell lymphoma; classical Hodgkin lymphoma; anaplastic large cell lymphoma and mycosis fungoides; non-Hodgkin lymphoma; multiple myeloma; chronic myeloid leukemia; acute lymphoblastic leukemia; chronic lymphocytic leukemia; accute myeloid leukemia; small lymphocytic lymphoma; Waldenström’s macroglobulinemia; marginal zone lymphoma; follicular lymphoma; light chain amyloidosisDurable objective overall response rate (ORR)Accelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsPatients with breast cancerPathological complete responseAcceleratedMechanism agnostic*
Cancer: solid tumorsPatients with nonmetastatic castrate-resistant prostate cancerMetastasis-free survivalAccelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsPatients with advanced prostate cancerPlasma testosterone levelsTraditionalGonadotropin-releasing hormone antagonist
Cancer: solid tumorsPatients with breast cancer; ovarian cancer; renal cell carcinoma; pancreatic neuroendocrine cancer; colorectal cancer; head and neck cancer; non-small cell lung cancer; melanoma; tuberous sclerosis complex-associated SEGA and renal angiomyolipoma; merkel cell carcinoma; unresectable or metastatic cutaneous basal cell carcinoma; urothelial carcinoma; cervical cancer; endometrial cancer; hepatocellular carcinoma; fallopian tube cancer; microsatellite instability-high cancer; gastric cancer; gastroesophageal junction cancer; thyroid cancer; astrocytoma; Kaposi's sarcoma; unresectable or metastatic cutaneous squamous cell carcinoma; prostate cancer; esophageal cancer; tumor mutational burden high solid tumors; cholangiocarcinoma; bladder cancer; neuroblastoma; mismatch repair deficient solid tumors; unresectable or metastatic HER2-positive (IHC 3+) solid tumors; neurofibromatosis type 1 (NF1) who have symptomatic plexiform neurofibromas (PN) not amenable to complete resection; neurofibromatosis type 1 (NF1) who have symptomatic plexiform neurofibromas (PN) not amenable to complete resection; advanced, unresectable or metastatic pancreatic adenocarcinoma harboring a neuregulin 1 (NRG1) gene fusion with disease progression on or after prior systemic therapy; solid tumors that have a neurotrophic tyrosine receptor kinase (NTRK) gene fusion; symptomatic tenosynovial giant cell tumor (TGCT) for which surgical resection will potentially cause worsening functional limitation or severe morbidity; HER2 positive biliary tract cancer; metastatic cutaneous squamous cell carcinoma (mCSCC) or locally advanced CSCC (laCSCC) who are not candidates for curative surgery or curative radiation; unresectable or metastatic synovial sarcoma who have received prior chemotherapy, are HLA antigen(s) A*02:01P, -A*02:02P, -A*02:03P, or -A*02:06P positive, and whose tumor expresses the MAGE-A4 antigen as determined by FDA authorized companion diagnostic devicesDurable objective overall response rate (ORR)Accelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsPatients with breast cancer; renal cell carcinoma; pancreatic neuroendocrine tumor; soft tissue sarcoma; ovarian, fallopian tube, or primary peritoneal cancer; prostate cancer; thyroid cancer; colorectal cancer; non-small cell lung cancer; head and neck cancer; tuberous sclerosis complex; merkel cell carcinoma; basal cell carcinoma; urothelial carcinoma; cervical cancer; endometrial cancer; hepatocellular carcinoma; fallopian tube cancer; melanoma; astrocytoma; gastrointestinal stromal tumors; Grade 2 oligodendroglioma with a susceptible IDH1 or IDH2 mutation, following surgery including biopsy, sub-total resection, or gross total resection; metastatic human epidermal growth factor receptor 2 (HER2)-negative gastric or gastroesophageal junction adenocarcinoma whose tumors are claudin (CLDN) 18.2 positiveProgression-free survivial (PFS)Accelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsPatients receiving adjuvant therapy following complete surgical resection of colon cancer; colorectal cancer; melanoma; renal cell cancer; gastrointestinal stromal tumor; breast cancer and adjuvant therapy for stage III non-small cell lung cancerDisease-free survival (DFS)Accelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsPatients with breast cancer; neuroblastomaEvent-free survival (EFS)˟Accelerated/Traditional§Mechanism agnostic*
Cancer: solid tumorsmetastatic colorectal cancer (CRC) with a BRAF V600E mutationduration of response (DOR)Acceleratedkinase inhibitor

Table 3. Pediatric Surrogate Endpoints – Non-Cancer Related

Disease or UsePatient PopulationSurrogate EndpointType of Approval Appropriate forDrug Mechanism of ActionAge Range
AchondroplasiaPatients with achondroplasiaAnnualized Growth VelocityAcceleratedC type natriuretic peptide5 years and older
Acquired HypofibrinogenemiaBleeding children with acquired fibrinogenemiaThe total number of allogeneic blood product (ABP) units transfused in the first 24 hours after termination of cardiopulmonary bypass (CPB).TraditionalReplacement for fibrinogen, a critical soluble plasma protein in the coagulation cascade, is providedany age
AcromegalyPatients with acromegaly who don't respond to or cannot undergo other standard therapiesSerum Insulin-like growth factor-I (IGF-1)TraditionalGrowth hormone receptor antagonist2 years to less than 18 years
Acute bronchospasmPatients with acute bronchospasm associated with reversible obstructive airway disease or exerciseForced expiratory volume in 1 second (FEV1)TraditionalBeta-2 adrenergic agonist5 years and older
AsthmaPatients with asthmaForced expiratory volume in 1 second (FEV1)TraditionalCorticosteroid; Beta-2 adrenergic agonist; Anticholinergic4 years and older
Chagas diseasePatients with Chagas diseaseImmunoglobulin G antibody negative or least 20% decrease in optical density on two different IgG antibody tests against antigens of T. cruziAcceleratedAntimicrobialBirth to less than 18 years of age
Chronic kidney diseasePatients with chronic kidney disease secondary to multiple etiologiesEstimated glomerular filtration rate or serum creatinineTraditionalMechanism agnostic* 
Congenital adrenal hyperplasiacongenital adrenal hyperplasiachange in serum androstenedioneTraditionalcorticotropin-releasing factor type 1 receptor antagonist4 years and older
COVID-19 VaccinePersons to be immunized against COVID-19Neutralizing AntibodyTraditionalInduction of immunityindividuals 12 years of age and older
Cystic fibrosisPatients with cystic fibrosisForced expiratory volume in 1 second (FEV1)TraditionalCystic fibrosis transmembrane conductance regulator potentiator2 years and older
CystinuriaPatients with cystinuriaUrinary/urine cystineTraditionalReducing and complexing thiol 
Cytomegalovirus (CMV)CMV seropositive and hemotopoietic transplant recipients requiring prophylaxisPlasma CMV-DNA exceeding threshold for starting treatment 
 
TraditionalAntiviral12 years and older
Diphtheria vaccine (in combination vaccines)Persons to be immunized against diphtheriaAnti-diphtheria toxoid antibodyTraditionalInduction of immunity6 weeks and older
Diphtheria, tetanus, pertussis, polio, haemophilus type b disease, and hepatitis B vaccinePatients to be immunized against diphtheria, tetanus, pertussis, polio, haemophilus type b disease, and hepatitis B vaccineNeutralizing antibodyTraditionalInduction of immunity6 weeks to less than 5 years of age
Duchenne muscular dystrophy (DMD)Patients with DMD who have a confirmed mutation of the DMD gene that is amenable to exon skippingSkeletal muscle dystrophinAcceleratedAntisense oligonucleotide4 years and older
Exocrine pancreatic insufficiencyPatients with exocrine pancreatic insufficiency due to cystic fibrosisFecal coefficient of fat absorptionTraditionalPancreatic enzymes that catalyze the hydrolysis of fats, proteins, and starches.6 months and older
Fabry diseasePatients with confirmed Fabry diseaseComplete/near complete clearance of GL-3 inclusions in biopsied renal peritubular capillaries (using the Fabrazyme Scoring System)TraditionalEnzyme replacement therapy2 years and older
First aid antiseptic; Health care antiseptic; Consumer antisepticGeneral public, consumers, and health care professionalsBacterial countTraditional and MonographAntimicrobialAll pediatric age groups
Haemophilus B conjugate vaccinePersons to be immunized against Haemophilus BAnti-polyribosyl-ribitol-phosphate antibody concentrationsAcceleratedInduction of immunity6 weeks to 71 months
Hepatitis A (Hep A) vaccinePersons to be immunized against Hep AAnti-Hep A antigen antibodyTraditionalInduction of immunity12 months and older
Hepatitis B (Hep B) vaccinePersons to be immunized against Hep BAnti-Hep B antigen antibodyTraditionalInduction of immunityAll pediatric age groups
Hepatitis B Virus (HCV)Patients with HBVUndetectable plasma HBV-DNA for indefinite treatment or HBsAg loss for finite treatmentTraditionalAntiviral2 years and older
Hepatitis C Virus (HCV)Patients with HCV with or without cirrhosisSustained viral response (HCV-RNA)TraditionalAntiviral3 years and older
Homozygous sitosterolemia (phytosterolemia)Patients with homozygous sitosterolemia (phytosterolemia)Plasma sitosterol and campesterolTraditionalDietary cholesterol absorption inhibitor 
Human Immunodeficiency Virus-1 (HIV-1)Patients with HIV-1Undetectable plasma HIV-RNATraditionalAntiviralPatients infected since birth
Human Immunodeficiency Virus-1 (HIV-1)Highly treatment experienced HIV-1 patientsGreater than 0.5 log reduction in plasma HIV RNATraditionalAntiviralPatients infected since birth
Human papillomavirusPersons to be immunized against human papillomavirusCervical intraepithelial neoplasiaTraditionalInduction of immunity9 through 17 years
HypercholesterolemiaPatients with heterozygous familial hypercholesterolemiaSerum LDL-CTraditionalLipid-lowering 
HypercholesterolemiaPatients with homozygous familial hypercholesterolemiaSerum LDL-CTraditionalLipid-lowering 
HyperkalemiaPatients with hyperkalemiaSerum potassiumTraditionalPotassium binder 
HyperphosphatemiaPatients with chronic kidney disease on dialysis with hyperphosphatemiaSerum phosphateTraditionalPhosphate binder9 years and older
HypertensionPatients with hypertensionBlood pressureTraditionalMechanism agnostic* 
HypokalemiaPatients with hypokalemiaSerum potassiumTraditionalPotassium salts 
HyponatremiaPatients with hypervolemic and euvolemic hyponatremiaSerum sodiumTraditionalVasopressin receptor antagonist 
HypothyroidismPatients with hypothyroidismThyroid-stimulating hormone (TSH)TraditionalThyroid hormone analog 
Influenza A H5N1Persons to be immunized against influenzaHemagglutination inhibition antibodyTraditionalInduction of Immunity6 months and older
Influenza vaccinePersons to be immunized against influenzaHemagglutination inhibition antibodyAcceleratedInduction of immunity6 months and older
Invasive disease caused by Neisseria meningitidisPediatric pateint (10 years) with invasive disease caused by Neisseria meningitidis serogroups A, B, C, W, and YSerum bactericidal activity (SBA) determined by endogenous complement preserved in the serum samples collected from study participants (enc hSBA) and SBA determined by an exogenous source of human complement (hSBA)TraditionalInduction of Immunity10 years and older
Japanese encephalitis vaccinePersons to be immunized against Japanese encephalitisNeutralizing antibodyTraditionalInduction of immunity2 months and older
LipodystrophyPatients with congenital or acquired generalized lipodystrophySerum hemoglobin A1C , fasting glucose and triglyceridesTraditionalLeptin analog 
Lysosomal Acid Lipase (LAL) deficiencyPatients with LAL deficiencySerum LDL-c levelsTraditionalHydrolytic lysosomal cholesteryl ester and triacylglycerol-specific enzymeBirth to less than 18 years of age
Meningococcal (serogroups A, C, Y, W) meningitis vaccinePersons to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditional / AcceleratedInduction of Immunity2 years and older
Meningococcal A C Y W-135 vaccinePersons to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditionalInduction of immunity2 months and older
Meningococcal B vaccinePersons to be immunized against meningococcal meningitisSerum bactericidal antibodyTraditional / AcceleratedInduction of immunity10 to 25 years
Methylmalonic acidemiaPatients with acute hyperammonemia due to methylmalonic acidemiaPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activatorBirth to less than 18 years of age
N-acetylglutamate Synthase (NAGS) deficiencyPatients with hyperammonemia due to NAGS deficiencyPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activatorBirth to less than 18 years of age
Nonmalignant hematologyPatients with thrombocytopenia due to immune (idiopathic) thrombocytopenia or chronic hepatitis CPlatelet countTraditionalThrombopoietin receptor agonist1 year and older
Nonmalignant hematology2 years or older for chronic iron overload and 10 years older for non-transfusion-dependent thalassemia syndromesSerum ferritin and liver iron concentrationTraditional§Iron chelator2 years or older for chronic iron overload and 10 years older for non-transfusion-dependent thalassemia syndromes
Nonmalignant hematologyPatients with severe aplastic anemiaHematologic responseTraditionalThrombopoietin receptor agonist1 year and older
Nonmalignant hematologyPatients with methemoglobinemiaSerum methemoglobinAcceleratedOxidation-reduction agentAll pediatric age groups
Nonmalignant hematologyPatients with sickle cell diseaseHemoglobin response rateAcceleratedHemoglobin S polymerization inhibitor4 years and older
Pertussis (in combination vaccines)Persons to be immunized against pertussisSerum antibody concentrationsTraditionalInduction of immunity6 weeks and older
PhenylketonuriaPatients with hyperphenylalaninemia due to tetrahydrobiopterin-responsive phenylketonuriaPlasma phenylalanineTraditionalPhenylalanine hydroxylase activator1 month to less than 18 years of age
Polio vaccinePersons to be immunized against polioNeutralizing antibodyTraditionalInduction of immunity6 weeks and older
Precocious pubertyPatients with central precocious pubertySerum luteinizing hormoneTraditionalGonadotropin releasing hormone (GnRH) agonist 
Prevention of disease caused by chikungunya virus (CHIKV)Individuals 12 years of age and older who are at increased risk of exposure to CHIKVCHIKV specific neutralizing antibody (a NT80 titer of ≥100 was determined to be reasonably likely to predict clinical benefit)AcceleratedThe exact mechanism of protection has not been determined. VIMKUNYA elicits CHIKV specific immune responses.12 years and older
Primary glomerular diseases associated with significant proteinuriaPatients with primary glomerular disease associated with significant proteinuriaProteinuria (urinary protein/creatinine ratio) ˟AcceleratedMechanism agnostic* 
Primary hyperoxaluria type 1 (PH1)Patients with primary hyperoxaluria type 1 (PH1)Urinary oxalateTraditionalsiRNA against hyroxyacid oxidase 1 gene 
Propionic acidemiaPatients with acute hyperammonemia due to propionc acidemiaPlasma ammoniaTraditionalCarbamoyl Phosphate Synthetase 1 activatorBirth and older
Pulmonary Arterial HypertensionPatients with PAHPulmonary vascular resistanceTraditionalEndothelin receptor antagonistAny age children if there is an approved use in adults and the drug lowers PVR in adults.
Pulmonary Tuberculosis (TB)Patients with active pulmonary tuberculosisSputum culture conversion to negativeAcceleratedAntimicrobial5 years and older
Rabies immune globulinPatients with suspected exposure to a rabid animalRabies neutralizing activity and antibody responseTraditionalPassive immunity 
Rabies vaccinePersons to be immunized against rabiesNeutralizing antibodyTraditionalInduction of immunityAll pediatric age groups
Secondary hyperparathyroidism associated with chronic kidney diseasePatients with secondary hyperparathyroidism associated with chronic kidney diseaseSerum intact parathyroid hormone (iPTH)TraditionalVitamin D analog 
steroid-refractory acute graft versus host disease (SR-aGvHD)Pediatric patients 2 months of age and older with steroid-refractory acute graft versus host disease (SR-aGvHD)Overall response rate (ORR)TraditionalThe mechanism of action is not clear but may be related to immunomodulatory effects.2 months and older
Tetanus vaccine (alone or in combination vaccines)Persons to be immunized against tetanusAnti-tetanus toxoid antibodyTraditionalInduction of Immunity6 weeks and older
Tick-borne encephalitis vaccinePersons to be immunized against tick-borne encephalitisSeropositivity by neutralization testTraditionalInduction of TBEV-neutralizing antibodies1 year and older
Type 1 diabetes mellitusPatients with type 1 diabetes mellitusSerum hemoglobin A1CTraditionalGlucose-lowering6 to 15 years
Type 1 Gaucher diseasePatients with type 1 Gaucher diseaseSpleen volume, liver volume, hemoglobin and platelet count#TraditionalHydrolytic lysozomal glucocerebroside-specific enzyme2 to 17 years
Type 2 diabetes mellitusPatients with type 2 diabetes mellitusSerum hemoglobin A1CTraditionalGlucose-lowering10 to 18 years
X-linked hypophosphatemiaPatients with X-linked hypophosphatemiaSerum phosphateTraditionalFibroblast growth factor 23 inhibitor1 year and older
Yellow fever vaccinePersons to be immunized against yellow feverNeutralizing antibodyTraditionalInduction of immunity9 months and older

Table 4. Pediatric Surrogate Endpoints – Cancer Related 

Disease or UsePatient PopulationSurrogate EndpointType of Approval Appropriate forDrug Mechanism of ActionAge Range
Cancer: hematological malignanciesrelapsed or refractory acute leukemia with a lysine methyltransferase 2A gene (KMT2A) translocationcomplete remission (CR) and CR with partial hematologic recovery (CRh)Traditionalmenin inhibitor1 year and older
Cancer: hematological malignanciesPatients with acute lymphoblastic leukemia; B-cell lymphomaDurable objective overall response rate (ORR)Accelerated/Traditional§Mechanism agnostic*1 to 21 years
Cancer: hematological malignanciesPatients with acute lymphoblastic leukemiaEvent-free SurvivalAccelerated/Traditional§Mechanism agnostic*1 to 21 years
Cancer: hematological malignanciesPatients with chronic myeloid leukemiaMajor hematologic and cytogenic responseAccelerated/Traditional§Mechanism agnostic*3 to 20 years
Cancer: hematological malignanciesPatients with Acute Lymphoblastic LeukemiaSerum AsparaginaseTraditionalAsparagine-specific enzymeAll pediatric age groups
Cancer: solid tumorsPatients with tuberous sclerosis complex with subependymal giant cell astrocytoma; merkel cell carcinoma; thyroid cancer; tumor mutational burden high solid tumors; neuroblastoma, neurofibromatosis type 1 (NF1) who have symptomatic plexiform neurofibromas (PN) not amenable to complete resection; solid tumors that have a neurotrophic tyrosine receptor kinase (NTRK) gene fusionDurable objective overall response rate (ORR)AcceleratedMechanism agnostic*28 days and older
Cancer: solid tumorsPatients with metastatic melanoma; Grade 2 astrocytoma or oligodendroglioma with a susceptible IDH1 or IDH2 mutation, following surgery including biopsy, sub-total resection, or gross total resectionProgression-free survival(PFS)AcceleratedMechanism agnostic*12 years and older

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