U.S. FOOD AND DRUG ADMINISTRATION
CENTER FOR BIOLOGICS EVALUATION AND RESEARCH
* * *
CELLULAR, TISSUE, AND GENE THERAPIES
ADVISORY COMMITTEE
* * *
38th MEETING - TOPIC I
* * *
THURSDAY,
MARCH 3, 2005
“This
transcript has not been edited or corrected, but appears as received from the
commercial transcribing service.
Accordingly, the FDA makes no representation to its accuracy………” * * *
The
meeting was held at 8:00 a.m. in the Potomac II and III Rooms of the Quality
Suites, 3 Research Court, Rockville, Maryland, Dr. Mahendra Rao, Chair,
presiding.
PRESENT:
MAHENDRA S. RAO, M.D., Ph.D., Chair
JONATHAN S. ALLAN, D.V.M., Member
MATTHEW J. ALLEN, Vet. M.B., Ph.D., Temporary
Voting Member
BRUCE R. BLAZAR, M.D., Member
RICHARD D. COUTTS, M.D., Temporary Voting Member
DAVID M. HARLAN, M.D., Member
PRESENT (Continued):
KATHERINE A. HIGH, M.D., Member
C. WAYNE McILWRAITH, BVSc., Ph.D., FRCVS,
Temporary
Voting
Member
THOMAS H. MURRAY, Ph.D., Member
SEAN P. SCULLY, M.D., Ph.D., Temporary Voting
Member
WILLIAM TOMFORD, Ph.D., Member
ALAN J. NIXON, BVSc., M.S., Temporary Voting
Member
SHARON T. TERRY, M.A., Temporary Voting Member
ANASTASIOS TSIATIS, Ph.D., Member
ROCKY S. TUAN, Ph.D., Temporary Voting Member
GAIL DAPOLITO, Executive Secretary
FDA REPRESENTATIVES PRESENT:
KAREN MIDTHUN, M.D.
JOYCE FREY-VASCONCELLS, Ph.D.
RICHARD D. McFARLAND, M.D.
SAHAR X. DAWISHA, M.D.
MALCOLM C. MOOS, Jr., M.D., Ph.D.
PETER A. LACHENBRUCH, Ph.D.
SUSAN LEIBENHAUT, M.D.
ARIC D. KAISER, M.S.
RAJ K. PURI, M.D., Ph.D.
DWAINE RIEVES, M.D.
TED STEVENS
CELIA WITTEN, M.D., Ph.D.
GUEST SPEAKERS:
JOSEPH A. BUCKWALTER, M.D.
MARC C. HOCHBERG, M.D., M.P.H.
FRANK P. LUYTEN, M.D., Ph..D.
CHARLES G. PETERFY, M.D., Ph.D.
C O N T E N T S
PAGE
Introduction,
Chairperson Rao .................. 5
Conflict
of Interest Statement ................. 6
Welcome,
Dr. Karen Midthun ..................... 8
FDA
Introduction, Dr. Malcolm Moos, Jr. ....... 15
Evaluating Methods of Restoring Cartilaginous
Articular Surfaces, Dr.
Joseph Buckwalter 23
The Biology of Joint Surfaces, Dr. Frank
Luyten................................... 58
FDA Perspective on Development of Cellular
Therapies, Dr. Richard
McFarland ....... 109
Preclinical
Animal Models, Dr. Matthew Allen . 122
Open Public Statements:
Dr. Gloria Matthews..................... 165
Dr. David Levine ....................... 172
Committee
Discussion of Preclinical Questions 181
P R O C E E D I N G S
(8:03
a.m.)
CHAIRPERSON
RAO: Good morning and welcome. My name is Mahendra Rao, and I'm the Acting
Chair, I guess the Chair now, the Chair of the Biological Response and
Modifiers Committee.
Please
note that the name has changed. It's
now called the Cellular Tissues and Gene Therapies Advisory Committee. That name change happened just -- I think
it's the first time it has been meeting under this new name.
Before
I turn the mic over to Gail, I just wanted to explain a few of the ground rules
for having this meeting, and I wanted to remind people of a couple of things.
So
I want to remind people that this is an Advisory Committee meeting, and it's
mainly involved with getting comments from the committee members and the
invitees who are going to be ad hoc members of the committee. Everybody else is welcome to participate,
but you have to be recognized by the Chair before you can do this, and there
will be a special time period where you can be recognized.
If
you need to make a special statement, then you should please contact Gail and
see whether there's time to be able to make that statement.
As
you'll see, you need to use the microphone, and I'm going to ask all the
members of the committee to remember that you should switch it off to avoid
background noise when you put the microphone off after you finish speaking, and
then wait for the Chair to recognize you before you start the conversation.
Thanks.
Gail.
MS.
DAPOLITO: Good morning. The following announcement addresses
conflict of interest issues associated with this meeting of the Cellular,
Tissue and Gene Therapies Advisory Committee on March 3, 2005. Pursuant to the Authority granted under the
committee charter, the Director of FDA's Center for Biologics Evaluation and
Research appointed the following individuals as temporary voting members for
the committee discussion of cellular therapies for repair and regeneration of
joint surfaces: Drs. Matthew Allen,
Richard Coutts, Wayne McIlwraith, Alan Nixon, Darwin Prockop, Sean Scully, and
Rocky Tuan.
Based
on the agenda, FDA determined that there are no specific products being
considered for approval at this meeting.
The committee participants were screened for their financial interests. To determine if any financial conflicts of
interest existed, the agency reviewed the agenda and all relevant financial
interests reported by the meeting participants.
The
Food and Drug Administration prepared
general matters waivers for participants who required a waiver under 18 USC
208. Waivers were granted to Drs.
Richard Coutts, Mark Hochberg and Alan Nixon.
Because
general topics impact on many entities, it is not prudent to recite all
potential conflicts of interest as they apply to each member. FDA acknowledges that there may be potential
conflicts of interest, but because of the general nature of the discussions
before the committee, these potential conflicts are mitigated.
We
wish to note for the record that Ms. Alison Lawton, the non-voting industry
representative for this committee, recused herself from the discussions of
Topic I related to cellular therapies for repair and regeneration of joint
surfaces.
With
regard to FDA's invited guest speakers, the agency has determined that their
services are essential. For the
discussions related to cellular therapies for repair and regeneration of joint
surfaces, the following disclosures will assist the public in objectively
evaluating presentations and/or comments made by the participants.
Dr.
Joseph Buckwalter is employed at the University of Iowa, Iowa City, Department
of Orthopedics. He consults with
Genzyme.
Dr.
Marc Hochberg is employed at the University of Maryland School of
Medicine. He receives research support
and consults with firms that could be affected by the discussions.
Dr.
Frank Luyten is employed by the University of Leuven, Belgium, and Dr. Charles
Peterfy is employed by Synarc. He has
associations with firms developing non-cellular osteoarthritis and cartilage
therapies.
We
would like to note for the record that Dr. Matthew Allen is serving as a
temporary voting member and a speaker making a presentation for Topic I.
FDA
participants are aware of the need to exclude themselves from the discussions
involving specific products or firms for which they have not been screened for
conflicts of interest. Their exclusion
will be noted for the public record.
With
respect to all other meeting participants, we ask in the interest of fairness
that you state your name, affiliation, and address any current or previous
financial involvement with any firm whose products you wish to comment
upon. Waivers are available by written
request under the Freedom of Information Act.
Thank
you.
CHAIRPERSON
RAO: So this 38 committee has two new
members, and I'm going to ask them to introduce themselves first. Dr. Tomford.
DR.
TOMFORD: I'm Dr. William Tomford. I'm a professor of orthopedic surgery,
Harvard Medical School. I am an active
clinician/orthopedic surgeon at Massachusetts General Hospital in Boston, and I
have an interest in bone and cartilage storage transplantation and
preservation.
CHAIRPERSON
RAO: Thank you, Dr. Tomford. If you would give the mic.
The
other new committee member is Sharon Terry.
MS.
TERRY: Hi. My name is Sharon Terry, and I'm the President and CEO of the
Genetic Alliance, which is a coalition of 600 advocacy groups.
I
come to that as a parent of two children with a genetic disease, having founded
PXE International to support research on that disease.
CHAIRPERSON
RAO: Thank you, Sharon.
I'm
going to ask all of the committee members to introduce themselves as well, and
we'll start from the left with Dr. Nixon.
DR.
NIXON: Hi. I'm Dr. Alan Nixon. I'm
working at Cornell University. I'm
Professor of Orthopedic Surgery there and the Director of the Comparative
Orthopedics Laboratory.
DR.
COUTTS: I'm Richard Coutts. I'm an orthopedic surgeon from San Diego,
California with the University of California, San Diego. I've had a longstanding interest in
cartilage healing and tissue engineering of cartilage.
MR.
McILWRAITH: I'm Wayne McIlwraith,
Professor of Surgery and Director of Orthopedic Research at Colorado State
University.
DR.
SCULLY: Sean Scully. I'm a Professor of Orthopedics at the
University of Miami with an interest in cellular biology.
DR.
TUAN: Rocky Tuan, Chief of the
Cartilage Biology and Orthopedics Branch at the National Institute of Arthritis
and Musculoskeletal and Skin Diseases at the NIH. My interest is cartilage biology and tissue engineering.
DR.
ALLEN: Matthew Allen. I'm a veterinarian. I'm Associate Professor of Orthopedic
surgery at SUNY-Upstate in Syracuse, and my work really focuses on the
validation and development of animal models of orthopedic diseases and conditions.
DR.
BLAZAR: Bruce Blazar at University of
Minnesota, Professor of Pediatrics, and my interest is in cellular and gene
therapies related to inherited disorders and bone marrow transplantation.
CHAIRPERSON
RAO: I'm Mahendra Rao. I'm at the National Institute of Aging and I
work on stem cells.
MS.
DAPOLITO: Gail Dapolito, Executive
Secretary for the committee.
I'd
also like to introduce the committee management specialist, Rosanna Harvey.
Thank
you.
DR.
TSIATIS: Hi. I'm Butch Tsiatis. I'm a
Professor of Statistics at North Carolina State University.
DR.
ALLAN: I'm Jon Allan. I'm a scientist at the Southwest Foundation
for Biomedical Research, and I'm a virologist and I study pathogenesis of SIV
in non-human primate models.
DR.
HIGH: I'm Kathy High. I'm a hematologist at the Children's
Hospital of Philadelphia, and my
research interests are in cell and gene therapy.
DR.
HARLAN: I'm David Harlan. I'm the Chief of the Islet and Autoimmunity
Branch of the NIDDK at the NIH. My
interests are immunotherapies for Type I diabetes.
MR.
STEVENS: I'm Ted Stevens, another at
Kaiser who's been delayed. I'm the
Chief of the Restorative Devices Branch in FDA's Office of Device Evaluation
and the Center for Devices.
DR.
McFARLAND: I'm Richard McFarland. I'm a medical officer in the PharmTox Branch
of the Office of cell Tissue and Gene Therapy of the Center for Biologics.
DR.
LEIBENHAUT: My name is Susan
Leibenhaut, and I'm a medical officer in the Office of Cellular Tissue and Gene
Therapies, the Clinical Evaluation Branch.
DR.
MOOS: I'm Malcolm Moos. I'm a product reviewer in the Division of
Cellular and Gene Therapies with interests in cellular therapies for repair and
regeneration generally and research interests in the characteristics of cells
that can be used for those purposes.
CHAIRPERSON
RAO: If we could have people at the FDA
introduce themselves very quickly, too.
DR.
PURI: Do we have to use the mic? Okay.
I'm
Raj Puri, the Division Director of Division of Cellular and Gene Therapy, the
Center for Biologics Evaluation Research, FDA.
DR.
FREY: Joyce Frey, Deputy Office
Director for the Office of Cellular Tissues and Gene Therapy at CBER.
DR.
WITTEN: Celia Witten, Division Director
of the Division of General Restorative and Neurological Devices in the Center
for Devices for two more days, and as of Monday, the Director of the Office of
Cellular tissue and gene therapies.
DR.
MIDTHUN: I'm Karen Midthun, Deputy
Director for Medicine, Center for Biologics.
CHAIRPERSON
RAO: So now that you've met all of the
big chiefs at the FDA, I'll ask Karen to come and give a few words.
DR.
MIDTHUN: Good morning, and
welcome. I'd like to take this
opportunity to thank Dr. Bruce Blazar, Dr. Katherine High and Ms. Alison Lawton,
all of whom are completing their terms on our Advisory Committee.
We
very much appreciate the expertise that you have brought to this committee and
the time and dedication that you have given to us. We recognize that is a very large contribution and very much
appreciated.
You've
helped guide the center through many challenging issues in the gene and cell
therapy arenas, and we hope that in the future we can also draw upon your
expertise.
And
as a small token of our appreciation, I have some plaques that I would like to
give to each of you. So if you would
please come up to the podium.
(Whereupon,
plaques were awarded.)
(Applause.)
DR.
MIDTHUN: And I just would also like to
take the opportunity. Fortunately Dr.
Witten was able to introduce herself.
She is joining us as Director of the Office of Cellular Tissue and Gene
Therapies. We're very excited to have
her joining us.
She
is coming to us from Center for Devices, where she has been the Director of
General Restorative and Neurological Devices, and she brings with her a great
background from Center for Devices and also a background in rehabilitation and
physical medicine. So we're very, very
much looking forward to having her join us, and I'm sure you will have an
opportunity to get acquainted with her.
So
thank you, and thank you for your contributions, and now we'll get on to some
serious business.
CHAIRPERSON
RAO: Thank you.
I
guess we can get on to the main part of the meeting here, and I'll start with
asking Dr. Moos to give us the FDA's perspective of the questions and the
issues that they would like us to discuss.
I
want to remind everyone that today we have a pretty long day, and so all of the
speakers, please try to stay within your allotted time and give us room for a
reasonable number of questions.
DR.
MOOS: Thanks, everyone, for joining us
for this discussion of cellular therapies for the repair and regeneration of
joint surfaces. This is an area where
the agency recognizes an increasing amount of activity and significant
opportunities, but also where we see that there are significant challenges, and
in situations like this, we like to try not only to tell you what your problems
are, but to take an active role in helping to guide participants in the field
past those problems.
One
kind of activity that we've been involved with for some time but now has an
official name and official sanction so that it's called the critical path
initiative. Originally we were going to
hear a detailed report on this at this session, but to make room for what on
your agendas is listed as Topic II tomorrow afternoon, that was dropped.
However,
I'd like to make first the point that information on this topic is available
through our Web site, given at the bottom of this slide, and secondly, to call
attention to the idea that advisory committees which conventionally have been
used to assess specific products or proposals relatively late in the
development scheme are also acknowledged as being useful much, much earlier,
particularly in the areas of cell and gene therapies, as we've been finding
over the past few years, to help us identify what scientific tools are needed
to move products from bench to market.
Now,
the kinds of questions that arise sort of generically for cell products are
several. Initially there is often a
focus on what is needed to get into exploratory clinical trials, and this
depends on getting enough proof of concept data to justify that there's a
rationale for pursuing these sorts of experiments in the first place and also
enough supporting safety data from preclinical studies to conclude that the
risks are acceptable in light of potential benefits.
In
addition, one needs to know enough about the product to have some idea of what
it is, whether it is demonstrating reasonable integrity, viability, and so
forth; whether it's pure and other specifications, such as enough stability to
support the trials and shipping qualification, free stock qualifications and so
forth.
But
those questions are not exactly the same questions as need to be answered to
get the entire product development cycle through marketing approval
completed. So after initial trials have
begun, it's important to continue to address issues relating to the product: of
potency, viability, more studies on how to identify the product, the impurities
that might be in it, how best to assess purity, and these other specifications.
So
it's very important in view of the difficulty with cellular therapies for
several of these not only to keep going and trying to work hard while initial
trials are underway, but to start thinking about these issues hard as early as
possible in the development cycle.
As
confirmatory trials are nearing their completion, it's important to have most
of these issues ironed out, and I've listed some of them below so that
licensure can be entertained, and perhaps next generation products can begin
their development cycles.
Now,
these are questions that are generic to lots of types of products, and during the discussion, I am sure that there will be many issues that will
make one or another of you think of these broad applications, and we recognize
that one area of endeavor can inform another.
I
will show you a specific example or two of that tomorrow. However, the Chairman and the organizing
committee agree that we want to try as much as possible to stay focused today
and tomorrow on those issues that are specific to cells that might be used for
the repair of joint surfaces.
And
so Dr. Rao has been empowered to use all means fair and foul short of physical
violence to steer you back on track as necessary.
Now,
the committee has been posed with a number of specific questions which have
been set down in print in the packages that most of you have, and I'll just say
a few general words about them.
Conventionally
the products of this type that have been written about and considered have
begun with samples of predominantly autologous cartilage from a non-weight
bearing surface of usually the knee, and the knee has been the focus for most
efforts to date. We hope that some of
what we discussed today might have applications in other joints, but so far
that remains for the most part in the future.
Other
collection sites have been entertained, the periosteum, the synovium, and there
are other things that have been imagined and proposed as well, mesenchymal
cells derived from bone marrow stroma or from bone marrow, autologous fat, even
allogeneic sources of various types, and the committee will be asked to discuss
some of the issues involved in identifying appropriate starting materials for
the manufacture of these products.
Once
the tissue is collected, it is placed generally in culture for purposes of
expansion with or without some other types of manipulation, and there are many
questions about what happens outside of the normal in vivo environment that need to be addressed, and some of these
are also going to be a focus of our discussion.
Among
the possible manipulations are the addition of other types of components,
whether these might be substances produced by the cells themselves or
artificial matrix components that might introduce specific considerations that
will need to be factored into characterization of the products in development
of release testing.
A
very important part in the development cycle is the use of the appropriate
models for various different purposes required to support safety and proof of
concept, and also to use them in the appropriate way. Possibly more than one model might be needed to contribute to the
overall picture of what might be expected in human studies.
And
finally, the products are readministered in some form back into the patient,
and there are issues with the design of appropriate scientifically powerful
clinical trials.
During
the course of the meeting, the organizing committee has considered that there
are three main themes. The first is
scientifically sound clinical trials.
The second, capabilities and limitations of preclinical models, and the
third is how to manufacture and test products so that we know that they are
safe, effective, and consistent.
As
you heard previously, and I think it bears repeating one more time, this is a
meeting to address scientific and medical issues and is not intended to address
any specific product or proposal.
More
than usually, there is interplay between these areas, and we hope to develop
how preclinical models, for example, might be used to qualify potential sets of
release tests, and how the preclinical testing may also best serve the design of
appropriate clinical trials.
I'd
also like to acknowledge and to emphasize that the conception of the meeting
has been done jointly between the Center for Biologics and the Center for
Devices and Radiological Health, and members on this list of the folks who have
helped me put this meeting together appear from both of the centers, and we
have tried very hard to develop a consistent scientific and medical framework
for considering all of these issues, and in all of our written materials have
endeavored to avoid language that is associated with one or another specific
regulatory mechanism.
And
so if you hear us slip and say things like Phase 1, 2, 3 or pivotal feasibility
instead of exploratory and confirmatory, I hope we can be forgiven. The underlying concepts really are what are
at issue here, and what our focus is intended to be.
And
a special thanks, of course, to our Executive Secretary, whom many of you have
spoken with, and to Rosanna, who has helped in many of the logistical details.
Now,
to serve those goals, just a rough road map, today we're going to hear some
invited presentations, and those will begin with an overview of clinical
considerations by a Dr. Joseph Buckwalter from the University of Iowa, and an
overview of a number of bench to bedside issues by Dr. Frank Luyten from the
University of Leuven.
That
will be followed by preclinical
presentations both from the outside and by the agency and by discussion of
preclinical questions, then by a presentation and discussion of clinical issues
which we anticipate might go long enough it will have to wind that up tomorrow
morning.
Then
we will discuss the product questions and wind up this portion of the meeting
tomorrow afternoon. The second topic
will be addressed under the direction of my colleague Dr. Carolyn Wilson.
And
finally, I'd like to repeat a little bit, a few things that Dr. Rao said. A record of this meeting which will contain
many, perhaps if we are lucky, all of the slides and a transcript of the
proceedings, and to that end, I would like to ask participants to please be
sure and use the microphones, and as excited as I'm sure some of you will get
from time to time, to take turns when talking so that our transcriptionist is
able to keep up with the discussions.
That
concludes my introduction. So I'd like
to invite Dr. Buckwalter to give us his
overview with my thanks for making the trip.
Dr.
Buckwalter.
DR.
BUCKWALTER: Well, thank you very
much.
I
really appreciate the invitation to be here.
The biologic resurfacing of joints is an absolutely fascinating subject
and one that I've been personally interested in for 25 or 30 years, and I also
appreciate the invitation to give a surgeon's perspective on how we evaluate
the outcomes of biologic resurfacing of joints.
But
I stress "a surgeon" because surgeons bring different perspectives to
procedures and how they evaluate outcomes, and certainly you see that in a
diversity of procedures that are used for biologic resurfacing of joints,
decisions about which patients you operate on, which procedure you use for
which patient.
And
I think in putting that all in perspective, it's important to understand how
surgeons evaluate procedures and how they make decisions about which procedure
to use on which patient and the factors that influence their perceptions of the
outcomes of results.
And
I say this because most of the information we have about surgical procedures
does not come from randomized control trials or hard evidence. It comes from a series of cases assembled by
surgeons, and a number of things influence their perception of the outcome of
results, and I don't think these can be underestimated.
Certainly
the first is in doing a procedure if a surgeon believes it works, if he or she
has considerable skill and experience in doing that procedure, not only does
their perception of the outcome improve.
I actually suspect the outcome improves.
One
of the elements of surgical judgment that is so critical is what patient do you
operate on. It's not so simple as
looking at an X-ray and saying this patient needs a total knee or a total
hip," or they need a cartilage resurfacing procedure. Surgeons factor in patient expectations,
life style, their psychological make-up, a whole variety of factors in making a
decision about who they operate on, and with time, I believe most surgeons get
better at selecting the patients they operate on.
They
also get better most of the time at least in their skills, but one of the most
important is who do you operate on.
In
general, surgeons, particularly in orthopedics because it is such a physical
and functional specialty, tend to look at outcomes in terms of the technical
success of the operation. When we fix a
fracture, we look at how well we restore the anatomy. How close did we come to the way that limb looked before it was
injured?
We
have a child with scoliosis. We look at
how well we corrected the curve, and I would suggest that most of the time in
cartilage resurfacing, we've looked at how well we restore the anatomy of the
joint.
Fourth,
we tend to look at short-term outcomes, and that's obviously essential for many
of these procedures, but when we look at many of the things we do at two, ten,
and 20 years, we see different results at each decade. It's not uncommon that procedures enter the
orthopedic armamentarium, and I suspect in most surgical disciplines without
evidence from a control or comparison group, for that procedure, and it's
common that there are no validated measures preoperatively and postoperatively. So I think it's important to put that in context when we start
looking at biologic resurfacing.
At
the present time, surgeons face a wide variety of choices in terms of biologic
resurfacing of joints. The classic
approach is, including penetrating subchondral bone, soft tissue
transplantation are relatively well understood. There are a host of others that are entering clinical practice
and some of which you will focus on that surgeons have to choose from in making
a decision for an individual patient.
In
addition, we do autografts and allografts, and of course, there is the very
exciting, emerging area that's sort of a fusion of these two, which is tissue
engineering, growing an implant outside the body in the lab and putting it in
the patient. In some parts of the world
that's already happening, and that's certainly a very exciting technology.
Penetration
of subchondral bone, it's a 50 or 60 year old procedure. It's stimulation of the marrow to regenerate
the joint surface. Around the world and
certainly in the U.S., the most common way of doing that, and certainly I
believe the most common procedure by all of the data that I'm familiar with is
so-called micro fracture, which is penetrating the articular surface and
articular defect in the femoral condyle here with a sharp instrument or awl
stimulating bleeding and clot formation and then stimulating repair of an
articular surface.
Now,
this is a slide from the work of a surgeon named Lanny Johnston who performed a
number of these types of procedures. He
actually did it by abrasion.
Here's
a patient that in 1980 had essentially no medial joint space. He did an abrasion arthroplasty, 83 weight
bearing radiograph. They do have some
sort of chondral repair.
And
Dr. Johnston harvested a number of these specimens over the years, and here's
an example of one where you see the kind of regenerate tissue that formed
following abrasion arthroplasty in the human knee.
And
I should have emphasized my task or my invitation was to talk about the human
knee. Soft tissue grafts have been done
since the first part of this century, everything from chromic treated bladder
to fascia, to periosteum, to perichondrium, and indeed, this is an example of a
periosteal graft generating new tissue.
Decreasing
articular contact stress. I'd like to
point out that this is not just a biologic phenomena. It's a mechanical phenomena, and recreating the right mechanical
environment is extremely important, I think most surgeons would agree, and we
know from studies of releasing, if you can imagine doing this, actually
releasing the muscles that cross an injured joint and stimulating repair of the
surface that way, performing osteotomies or, more recently, the concept of
actually distracting a joint to stimulate repair.
And
this is just a finite element model that we're using to study regeneration of
the articular surface in the ankle joint.
That's the talus, and this is a fractured tibial surface, and we
calculate the forces and their concentration in different parts of the joint
and then look at how the tissue regenerates in different parts of the joint
depending upon the loading of the joint.
Now,
just to give you an example of this kind of phenomena, this is a lady 23 years
old, had a distal tibial articular surface fracture; within two years developed
severe and disabling osteoarthritis.
This is treatment of that by restoring the alignment of the talus under
the tibia, distracting the joint, and here her pre-op film. Here she is at six months and at two years that
joint surface not only holds up, it
actually seems to improve slightly.
And
this phenomenon was first described by surgeons in Utrecht in the Netherlands
where they've done a number of these procedures, but I show this just to
illustrate the influence of the mechanics of the joint on any of these biologic
procedures.
There
are, of course, a number of artificial matrices that are being popularized and
used in different parts of the world for stimulating cell in-growth, cell
multiplication, cell production of a new matrix, and regeneration of an
articular surface.
Chondrogenesis
factors, a variety of them, are certainly already being used in a number of
animal studies and in some parts of the world, even in Australia and New
Zealand, being used in patients to stimulate repair of an articular cartilage
defect.
This
is an illustration from some work that I was involved in in Switzerland in the
'90s, looking at resurfacing of chondral defects using chondrogenesis factors.
You're
most interested in cell transplantation, and a dilemma is surgeons look at
this, are a lot of choices, and more choices coming along. Do you use chondrocytes or stem cells? Do you use autografts or allografts? Should it be embryonic, fetal, neonatal
allografts? Should it be mature
cells? A tremendous amount of
information just here at this meeting in Washington last week actually at the
ORS and the Academy about all of these strategies.
This
is, of course, the basic procedure of debriding the defect, covering it usually
with a periosteal flap, although many surgeons and centers are using other
materials to do this, and then injecting cells under the defect.
Osteochondral
autografts have been used since the 1950s, using patella, proximal fibula, and
then more recently the concept of mosaicplasty where grafts are harvested from
one part of the joint, transferred to other parts of the joint. A number of papers coming out, actually
transferring grafts from the knee joint to the ankle joint, and a variety of
other such choices.
Allografts
also have a role in resurfacing of joints.
This is the shell allograft concept of resurfacing a defect with a small
graft or resurfacing a major part of the joint with a large osteochondral
graft, often performing an osteotomy.
So
how does a surgeon make sense of all of this?
And when you see a patient in the clinic that presents with a chondral
defect, how do you decide which of this wide variety of biologic procedures
makes the most sense for that specific patient?
And
obviously that hasn't sorted out, and what I put up here will no doubt be
contested by surgeons in different parts of the world, but I've tried to give
you a little sense of current practice around the world in terms of how do we
handle this.
And
I picked four centimeters. Some people
pick two centimeters. Some people pick
three centimeters. There are obviously
a lot of choices, but I tried to put something out there that we could argue
about or discuss.
But
most people would say if there's a small defect, debridement and micro-fracture
or some sort of marrow stimulation technique would be reasonable, particularly
in patients that have had no previous treatment. And if they have a larger defect, if they've had previous treatment,
if they have significant symptoms, many people would then go to autogenous
cells.
Some,
however, would use autografts or allografts, and for very large defects most
would use either allografts or a very complex combination of periosteal and
cell grafts called a sandwich graft or other similar strategies. If there's deformity, many would perform an
osteotomy. Not everyone, but certainly
if there's malalignment of the knee joint, most would perform an osteotomy.
So
what are the results that surgeons are looking at in trying to decide which of
these procedures should be performed on their patients?
Well,
part of what makes the choice difficult is all of the things I've shown you
have been reported using the methodology I showed you in that second slide to
restore biologic surface, but how do you decide for an individual patient which
procedure is best?
Well,
if you look at most of our available literature, there are a whole variety of
clinical disorders and patients that are being treated for this. We have surgeons who are expert in every one
of these techniques and tend to be strong advocates for that technique and are
very skilled in that technique.
There
are a variety of outcome measures and how do you decide which is most
appropriate? And as you are well aware,
there are very few prospective randomized studies.
So
what are the issues in evaluating results in the human knee for biologic
resurfacing? There are a variety of
patient factors that will influence outcome.
Certainly defect size and type, severity of symptoms, age of the
patient, and then there are a host of confounding variables.
And
I have put patient expectations up here because this particular strategy of
resurfacing a joint probably is more dependent on what the patient expects in
terms of the outcome than many things we do.
If somebody has a tibia fracture, we know what they expect. They expect a realigned limb. They expect a functional limb. They expect to be pain free, et cetera.
But
what does somebody expect that has a chondral defect? And I'll discuss that a little bit more in a moment, but then
there are a variety of other issues, including activity level, body mass, joint
alignment, previous surgery, and how well their muscles function.
And
then how do you look at outcome? I'll
come back to this point, but speaking as a surgeon, I'm most interested in is
the patient happy. Is their function
what they want? Is their joint function
what they want? They and I are perhaps
less interested in the structure of their joint and what kind of tissue is
replacing the defect.
Now,
I want to spend just a very short time on different types of defects because,
as I say, I look at the literature, and I see a lot of mixed approaches to
exactly what we're talking about, and I'd like to distinguish the traumatic
chondral defects and the osteochondritis dissecans defect from the degenerative
defect both in terms of pathogenesis, age of the patient, and the tissues that
are involved.
And
this is a very crude, over-simplified analysis of a lot of data on human knee
arthroscopy and cataloging what defects we're seeing mostly by a surgeon named
Dandy.
But
what it shows you is in terms of the percent of total articular surface defects
in the human knee -- and as I said, grossly simplified, if you will -- the
so-called osteochondritis dissecans or osteochondral defects are most common in
adolescent and young adults. These
chondral defects that I'll show you in a moment tend to be most common in
mid-aged and young adults and then degenerative defects increase in frequency
with increasing age.
And
this is an example of the typical osteochondral defect in the young adolescent
or young adult. This is an example of a
pretty typical femoral condyle condylar defect in a young adult where there's a
segment of the -- this is the articular surface. This is the subchondral bone, and so you see the defect.
This
is, of course, a defect that involves both cartilage and bone, and then, of
course, with age, cartilage changes. It
becomes less stiff, more friable. There
are alterations in the matrix, in the cell behavior, all of which change the
biology of the joint, and it's for that reason perhaps more than any other that
with increasing age we see increasing evidence of joint degeneration,
osteoarthritis, and joint dysfunction.
Now,
why does that have any relationship to the issues of cartilage repair? Well, let me just briefly summarize a lot
that's in the literature comparing the two most common biologic approaches for
small defects, as I showed you, micro fracture and chondrocyte transplantation.
Here's
a study for all of its imperfections, but it's similar to the data from the a
lot of studies, and to be brief, I'm just going to show you one or two that are
representative of a lot that's published.
Looking
at marrow stimulation, drilling the articular surface, trying to stimulate a
new articular surface, a small series admittedly, but looking at osteochondral
lesions in the ankle joint, the patients were under 30, 92 percent good
results. If they're over 50, 20
percent, similar studies on radiographic.
So a dramatic difference in terms of penetrating subchondral bone with
age.
An
older study on perichondral arthroplasty showing that although it may work
relatively well in people under 30 and perhaps up to 30s or 40s, in people over
40 it just doesn't work very well.
Chondrocyte
transplantation, this is just some data on cell function versus age,
chondrocyte function versus age. You
can see there's a slow decay with age, and this is a study presented at the
ICRS, and it's in press right now, looking at the baseline synthetic pattern of
human chondrocytes with age, but then looking at how they respond to anabolic
stimuli, and as you can see, there's a decay with age.
So
those are the issues. Those are the
patient issues. Now, how do we as a
surgeon want to look at the outcome of attempts to biologically resurface
joints?
And
as I said, from our perspective, the most important -- my perspective, and I
say most surgeons -- is patient function, joint function, joint structure, and
chondral tissue, and I'll look briefly at those.
I
think it's worth thinking a little bit about what we mean by patient
function. Certainly if somebody is
confined to a wheelchair and we restore to them the ability to walk, however
limited, that is a spectacular result for that patient.
But
many of the patients I see coming into our sports clinic don't want to be
restored to walking. They want to go
from doing 5K races to doing marathons, and they tell us that they have a
little medial knee pain if they train too hard, and so forth. So there's a range of perspectives in
patients who have joint disease in terms of what they expect out of a procedure
and what they are going to accept as a good result.
Joint function. Many of the studies do relatively little in terms of looking at joint function, although obviously they look at pain, but in terms of range of motion, how well the joint moves, its stability, these things are hard to measure objectively, but certainly once again from the patient's perspective and the surgeon's perspective, they're very important, and I think it