1

 

                DEPARTMENT OF HEALTH AND HUMAN SERVICES

 

                      FOOD AND DRUG ADMINISTRATION

 

              CENTER FOR BIOLOGICS EVALUATION AND RESEARCH

 

 

 

            BIOLOGICAL RESPONSE MODIFIERS ADVISORY COMMITTEE

 

                              MEETING #37

 

 

 

 

 

                        Thursday, March 18, 2004

 

                               8:30 a.m.

 

 

                              Hilton Hotel

                        Silver Spring, Maryland

 

                                                                 2

 

                              PARTICIPANTS

 

      Mahendra S. Rao, M.D., Ph.D., Chair

      Gail Dapolito, Executive Secretary

 

      MEMBERS

      Jonathan S. Allan, D.V.M.

      Bruce R. Blazar, M.D.

      David M. Harlan, M.D.

      Katherine A. High, M.D.

      Joanne Kurtzberg, M.D.

      Alison F. Lawton

      James J. Mul, Ph.D.

      Thomas H. Murray, Ph.D.

      Anastasios A. Tsiatis, Ph.D

 

      CONSULTANTS

 

      Jeffrey S. Borer, M.D.

      Susanna Cunningham, Ph.D.

      Jeremy N. Ruskin, M.D.

      Michael E. Schneider, M.D.

      Michael Simons, M.D.

 

      INDUSTRY REPRESENTATIVE

 

      John F. Neylan, M.D.

 

      GUEST HEALTH CANADA REPRESENTATIVE

 

      Norman Viner, M.D.

 

      GUEST SPEAKERS

 

      Stephen Epstein, M.D.

      Silviu Itescu, M.D.

      Robert J. Lederman, M.D.

      Philippe Menasch, M.D.

      Emerson C. Perin, M.D., F.A.C.C.

      Doris A. Taylor, Ph.D.

 

      NIH PARTICIPANTS

 

      Richard O. Cannon, M.D.

      Stephen M. Rose, Ph.D.

 

      FDA PARTICIPANTS

 

      Jesse L. Goodman, M.D., M.P.H.

      Philip Noguchi, M.D.

      Dwaine Rieves, M.D

      Stephen Grant, M.D.

      Richard McFarland, Ph.D., M.D.

      Donald Nick Jensen, D.V.M., M.S.E.E.

 

                                                                 3

 

                            C O N T E N T S

                                                              PAGE

 

      Call to Order

        Mahendra Rao, M.D., Ph.D., Chair                         5

 

      Conflict of Interest Statement

        Gail Dapolito, Executive Secretary                       5

 

      Introduction of Committee                                  9

 

      FDA Opening Remarks

         Presentation of Certificate of Appreciation

         to Retiring Member

         Jesse Goodman, M.D., M.P.H.                            14

         Philip Noguchi, M.D.                                   16

 

                        Open Committee Discussion

                 Cellular Therapies for Cardiac Disease

 

      FDA Introduction and Perspectives

        Dwaine Rieves, M.D.                                     18

 

      Guest Presentations

 

        Overview Cardiomyopathy and Ischemic Heart

           Disease

        Emerson Perin, M.D., Ph.D.                              35

        Q&A                                                     65

 

        Clinical Experience of Autologous Myoblast

        Transplantation

        Philippe Menasch, M.D.                                 85

        Q&A                                                    115

 

        Bone Marrow Cell Therapy for Angiogenesis:

        Present and Future

        Steven Epstein, M.D.                                   128

        Q&A                                                    148

 

      Cellular Therapies for Cardiac Disease

      Richard McFarland, Ph.D., M.D.                           159

 

      Guest Presentations

 

        Myoblasts:  The First Generation Cells for

        Cardiac Repair: What Have We Learned?

        Doris Taylor, Ph.D.                                    169

        Q&A                                                    202

 

        Preclinical Models  - Hematopoietic and

        Mesenchymal Cell Therapies for Cardiac Diseases

        Silviu Itescu, M.D.                                    219

        Q&A                                                    245

 

                                                                 4

 

                      C O N T E N T S (Continued)

 

        From Mouse to Man:  Is it a Logical Step for

        Cardiac Repair?

        Doris Taylor, Ph.D.                                    257

        Q&A                                                    275

 

        Cardiac Catheters for Delivery of Cell Suspension

        Donald Nick Jensen, D.V.M., M.S.E.E.                   292

 

        Transcatheter Myocardial Cell Delivery: Questions

        and Considerations from the Trenches

        Robert Lederman, M.D.                                  307

        Q&A                                                    333

 

      Open Public Hearing                                      343

 

                                                                 5

 

  1                      P R O C E E D I N G S

 

  2                          Call to Order

 

  3             DR. RAO:  Good morning.  Welcome to the

 

  4   37th meeting of the Biological Response Modifiers

 

  5   Advisory Committee.

 

  6             Today's topic, as you all know, is related

 

  7   to use of cells in cardiovascular disorders, and we

 

  8   have a pretty full schedule for the next couple of

 

  9   days, but before we can start the meeting, we have

 

 10   to have a few sort of committee stuff that needs to

 

 11   be gotten through, so I will turn the mike over to

 

 12   Gail, so that she can make the mandatory

 

 13   announcements.

 

 14                  Conflict of Interest Statement

 

 15             MS. DAPOLITO:  Good morning.

 

 16             The following announcement addresses

 

 17   conflict of interest issues associated with this

 

 18   meeting of the Biological Response Modifiers

 

 19   Advisory Committee on March 18 and 19, 2004.

 

 20             Pursuant to the authority granted under

 

 21   the Committee Charter, the Associate Commissioner

 

 22   for External Relations, FDA, appointed Drs. Jeffrey

 

 23   Borer and Susanna Cunningham as temporary voting

 

 24   members.

 

 25             In addition, the Director of FDA's Center

 

                                                                 6

 

  1   for Biologics Evaluation and Research, appointed

 

  2   Drs. Jeremy Ruskin, Michael Schneider, and Michael

 

  3   Simons as temporary voting members.

 

  4             Based on the agenda, it was determined

 

  5   that there are no specific products considered for

 

  6   approval at this meeting.  The committee

 

  7   participants were screened for their financial

 

  8   interests.  To determine if any conflicts of

 

  9   interest existed, the agency reviewed the agenda

 

 10   and all relevant financial interests reported by

 

 11   the meeting participants.

 

 12             The Food and Drug Administration prepared

 

 13   general matters waivers for participants who

 

 14   required a waiver under 18 U.S.C. 208.  Because

 

 15   general topics impact on many entities, it is not

 

 16   prudent to recite all potential conflicts of

 

 17   interest as they apply to each member.

 

 18             FDA acknowledges that there may be

 

 19   potential conflicts of interest, but because of the

 

 20   general nature of the discussions before the

 

 21   committee, these potential conflicts are mitigated.

 

 22             We note for the record that Dr. John

 

 23   Neylan is participating in this meeting as a

 

 24   non-voting industry representative acting on behalf

 

 25   of regulated industry.  Dr. Neylan's appointment is

 

                                                                 7

 

  1   not subject to 18 U.S.C. 208.  He is employed by

 

  2   Wyeth Research and thus has a financial interest in

 

  3   his employer.

 

  4             With regards to FDA's invited guest

 

  5   speakers and guests, the agency determined that

 

  6   their services are essential.  The following

 

  7   disclosures will assist the public in objectively

 

  8   evaluating presentations and/or comments made by

 

  9   the participants.

 

 10             Dr. Stephen Epstein is the Executive

 

 11   Director, Cardiovascular Research Institute,

 

 12   Washington Hospital Center.  He receives research

 

 13   support, is a consultant to and has financial

 

 14   interests with, firms that could be affected by the

 

 15   committee discussions.

 

 16             Dr. Philippe Menasch is employed at the

 

 17   George Pompidou Hospital in Paris, France.  He has

 

 18   an association with a firm that could be affected

 

 19   by the committee discussions.

 

 20             Dr. Emerson Perin is employed by the Texas

 

 21   Heart Institute.  He receives consultant fees from,

 

 22   and is a scientific advisor to, firms that could be

 

 23   affected by the committee discussions.

 

 24             Dr. Doris Taylor is employed by the

 

 25   University of Minnesota, Center for Cardiovascular

 

                                                                 8

 

  1   Repair.  She receives consultant fees from a firm

 

  2   that could be affected by the committee

 

  3   discussions.

 

  4             Dr. Norman Viner is employed by the

 

  5   Biologics and Radiopharmaceuticals Evaluation

 

  6   Centre, Biologics and Genetic Therapies

 

  7   Directorate, Health Canada, in Ottawa, Canada.

 

  8             FDA participants are aware of the need to

 

  9   exclude themselves from the discussions involving

 

 10   specific products or firms for which they have not

 

 11   been screened for conflicts of interest.  Their

 

 12   exclusion will be noted for the public record.

 

 13             With respect to all other meeting

 

 14   participants, we ask in the interest of fairness

 

 15   that you state your name, affiliation, and address

 

 16   any current or financial involvement with any firm

 

 17   whose product you wish to comment upon.

 

 18             Waivers are available by written request

 

 19   under the Freedom of Information Act.

 

 20             Thank you, Dr. Rao.

 

 21             DR. RAO:  Now you know why I always have

 

 22   Gail read that statement.

 

 23             Before we start any committee work, I

 

 24   would like to welcome two new members to the

 

 25   committee, Dr. Murray and Dr. James Mul.  We

 

                                                                 9

 

  1   generally introduce everyone on the committee

 

  2   first, and we generally go in alphabetical order,

 

  3   but this time I will try and start with the new

 

  4   members, so that they can tell us a little bit

 

  5   about themselves before we have the others

 

  6   introduce themselves.

 

  7                    Introduction of Committee

 

  8             DR. MULE:  I am Dr. Jim Mul.  I am

 

  9   currently the Associate Center Director for the H.

 

 10   Lee Moffitt Cancer Center in Tampa.  I oversee all

 

 11   translational research at the Center including all

 

 12   cell-based therapies for the treatment of cancer as

 

 13   it applies to the clinical treatment of patients

 

 14   with advance tumors.

 

 15             Prior to being in Tampa since September of

 

 16   last year, I was at the University of Michigan

 

 17   Cancer Center for 10 years, and prior to that, the

 

 18   NCI for another 10 years, and I am delighted to be

 

 19   here.

 

 20             DR. MURRAY:  Good morning.  I am Tom

 

 21   Murray.  I am President of the Hastings Center,

 

 22   which is celebrating its 35th years as the world's

 

 23   first research institute devoted to ethics in

 

 24   medicine and the life sciences.

 

 25             I spent 15 years as professor at medical

 

                                                                10

 

  1   schools including 12 at Case Western Reserve

 

  2   University School of Medicine.  My interests are

 

  3   fairly broad.  I write a lot about ethics and

 

  4   ethics in the life science and science policy.

 

  5             Thank you.  I am delighted also to be

 

  6   here.

 

  7             DR. RAO:  If we can go down the table, Dr.

 

  8   Tsiatis.

 

  9             DR. TSIATIS:  Hi.  I am Butch Tsiatis.  I

 

 10   am from the Department of Statistics at North

 

 11   Carolina State University.

 

 12             DR. BORER:  My name is Jeff Borer.  I am a

 

 13   cardiologist.  I work at Weill Medical College of

 

 14   Cornell University in New York City.  I run a

 

 15   division and an institute at Cornell and, relevant

 

 16   to this meeting, I am the Chairman of the

 

 17   Cardiorenal Drugs Advisory Committee of the FDA.

 

 18             DR. CUNNINGHAM:  Good morning.  My name is

 

 19   Susanna Cunningham.  I am a professor in the School

 

 20   of Nursing at the University of Washington in

 

 21   Seattle, and I am the consumer representative for

 

 22   the Cardiovascular Renal Advisory Committee.

 

 23             DR. SCHNEIDER:  I am Michael Schneider.  I

 

 24   co-direct the Center for Cardiovascular Development

 

 25   at Baylor College of Medicine, and our interests

 

                                                                11

 

  1   are in the molecular genetics of cardiac muscle

 

  2   formation, cardiac growth, cardiac cell apoptosis

 

  3   and its relation to heart failure, and, relevant to

 

  4   this meeting, cardiac progenitor cells of different

 

  5   kinds.

 

  6             DR. SIMONS:  Hi.  I am Michael Simons.  I

 

  7   am Chief of Cardiology at Dartmouth Medical School.

 

  8   I work in the area of vascular biology, gene and

 

  9   cell therapy.

 

 10             DR. RUSKIN:  Good morning.  I am Jeremy

 

 11   Ruskin.  I am a cardiologist and

 

 12   electrophysiologist, and I direct the  Cardiac

 

 13   Arrhythmia Service at Massachusetts General

 

 14   Hospital.

 

 15             DR. NEYLAN:  Good morning.  I am John

 

 16   Neylan.  I am a nephrologist and an organ

 

 17   transplanter by training. Currently, I am Vice

 

 18   President of Clinical Research and Development at

 

 19   Wyeth, and I serve as a industry representative to

 

 20   the committee.

 

 21             DR. KURTZBERG:  Hi.  I am Joanne

 

 22   Kurtzberg.  I am a pediatric oncologist.  I direct

 

 23   the Pediatric Bone Marrow and Stem Cell Transplant

 

 24   Program at Duke University and the Carolinas Cord

 

 25   Blood Bank at Duke.

 

                                                                12

 

  1             DR. ALLAN:  Hi.  I am Jon Allan.  I am a

 

  2   virologist at the Southwest Foundation for

 

  3   Biomedical Research.  My area is nonhuman primate

 

  4   models for AIDS pathogenesis.

 

  5             DR. CANNON:  Good morning.  I am Richard

 

  6   Cannon.  I am at the National Heart, Lung, and

 

  7   Blood Institute.  I am Clinical Director of NHLBI,

 

  8   and I am representing NHLBI at this meeting.

 

  9             DR. ROSE:  Good morning.  I am Stephen

 

 10   Rose.  I am Deputy Director for the Recombinant DNA

 

 11   Program in the Office of Biotechnology Activities

 

 12   in the NIH.

 

 13             DR. JENSEN:  Good morning.  My name is

 

 14   Nick Jensen.  I am a reviewer in the Center for

 

 15   Devices and Radiological Health.  I am a

 

 16   veterinarian and an engineer.

 

 17             DR. McFARLAND:  Good morning.  I am

 

 18   Richard McFarland.  I am a reviewer in the

 

 19   Pharm/Tox Branch in the Center for Biologics in the

 

 20   Office of Cellular, Tissue and Gene Therapies.

 

 21             DR. RIEVES:  Good morning.  My name is

 

 22   Dwaine Rieves.  I am a medical officer in FDA's

 

 23   Center for Biologics Evaluation and Research.

 

 24             DR. GOODMAN:  Good morning.  I am Jesse

 

 25   Goodman.  I am the Center Director of the Center

 

                                                                13

 

  1   for Biologics.  I would just like to join in

 

  2   welcoming especially the new members.  My

 

  3   background is as an infectious disease physician in

 

  4   academic medicine for many years.

 

  5             DR. NOGUCHI:  I am Phil Noguchi, Acting

 

  6   Director of the Office of Cellular, Tissue and Gene

 

  7   Therapies in CBER.

 

  8             DR. RAO:  Thank you, everyone.

 

  9             We are very fortunate in having some

 

 10   really leaders in the field come and present some

 

 11   of the data which will be the basis of where we can

 

 12   address some of the questions that have been raised

 

 13   by the FDA.

 

 14             I am going to ask them to just briefly

 

 15   introduce themselves, as well.

 

 16             DR. EPSTEIN:  I am Steve Epstein, a

 

 17   cardiologist.  I am head of the Cardiovascular

 

 18   Research Institute at the Washington Hospital

 

 19   Center.  We are involved in vascular biology, gene,

 

 20   and cell therapy.

 

 21             DR. MENASCHE:  I am Philippe Menasch.  I

 

 22   am cardiac surgeon at the Hospital European George

 

 23   Pompidou in Paris, France.

 

 24             DR. PERIN:  Good morning.  I am Emerson

 

 25   Perin.  I am an interventional cardiologist and

 

                                                                14

 

  1   Director of Interventional Cardiology at Texas

 

  2   Heart Institute in Houston.

 

  3             DR. TAYLOR:  Hi.  I am Doris Taylor.  I am

 

  4   a scientist.  I just moved from Duke University to

 

  5   the University of Minnesota to head the Center for

 

  6   Cardiovascular Repair.

 

  7             DR. ITESCU:  Hi.  I am Silviu Itescu.  I

 

  8   am Director of Transplantation Immunology at

 

  9   Columbia Presbyterian, New York.

 

 10             DR. RAO:  I would also like to welcome Dr.

 

 11   Viner who is from Health Canada.  Health Canada has

 

 12   been following a lot of what the FDA has been doing

 

 13   and it is nice to have them there.

 

 14             I would like to invite Dr. Goodman to make

 

 15   a statement.

 

 16                       FDA Opening Remarks

 

 17           Presentation of Certificate of Appreciation

 

 18                        to Retiring Member

 

 19             DR. GOODMAN:  My main purpose is to thank

 

 20   Joanne Kurtzberg for I guess about four years of

 

 21   service to the BRMAC.  We really appreciate that

 

 22   tremendously.  She has also interacted with CBER

 

 23   before that.

 

 24             One of the reasons I really wanted to come

 

 25   by this morning.  Joanne is rotating off this

 

                                                                15

 

  1   committee.  I know from interactions both within

 

  2   this committee and outside, and from all the

 

  3   leadership and staff within CBER, just what a

 

  4   tremendous advisor and asset Joanne has been for

 

  5   FDA and for your various fields here.

 

  6             Of course, she has mostly contributed very

 

  7   extensively in her areas of hematopoietic stem

 

  8   cells, et cetera, but she has also been a very

 

  9   important thinker and discussant and contributor on

 

 10   the whole range of other cellular therapies and

 

 11   even gene therapy.

 

 12             Please join me in thanking Joanne for her

 

 13   service over these years.  Also, we like to say,

 

 14   particularly CBER, that we are a family and that

 

 15   nobody ever leaves it, and that we, just like a

 

 16   family, we will keep asking for favors in the

 

 17   future and probably causing grief in return.

 

 18             Thanks so much, Joanne.  We have a plaque

 

 19   for her, of course.

 

 20             [Applause.]

 

 21             DR. GOODMAN:  I guess I will just turn it

 

 22   over to Phil to just give a brief introduction for

 

 23   the meeting, but just to say that, as I mentioned a

 

 24   little while back about the islet cell therapies,

 

 25   we, at FDA, are extremely excited about cellular

 

                                                                16

 

  1   therapies and their potential, and I think nowhere

 

  2   is some of that potential clearer, but also perhaps

 

  3   more difficult to evaluate and help move forward

 

  4   than in the area of cardiovascular disease whether

 

  5   it is for ischemic disease or heart muscle disease

 

  6   or trauma, et cetera, some of the uses where there

 

  7   have been some very promising reports.

 

  8             So, we think this is a very timely

 

  9   meeting.  It is very important to get input about

 

 10   how to go forward with efficient development of

 

 11   those products, how to address some of the clinical

 

 12   and safety issues, and how to hopefully make this

 

 13   field positioned to realize its successes in the

 

 14   most efficient manner and also help FDA get that

 

 15   right to the extent that we all can based on

 

 16   incomplete information.

 

 17             Again, we really look forward to this.  I

 

 18   apologize, my usual schedule means I will be in and

 

 19   out,  but I really appreciate it.

 

 20             Phil.

 

 21             DR. NOGUCHI:  Thank you, Jesse, and, of

 

 22   course, Dr. Kurtzberg, our sincere thanks for the

 

 23   many years of service.  Jesse is absolutely right,

 

 24   don't be surprised if the next meeting, you get a

 

 25   funny call early in the morning.

 

                                                                17

 

  1             This is one of our, in a way, continuing

 

  2   series of dealing with things that seem really

 

  3   wonderful and amazing when they come up, where

 

  4   there is a lot of hope and there is perhaps a

 

  5   little bit of hype, but what we have always found

 

  6   over the years, and here I would like to just

 

  7   acknowledge Dr. Rose in the Office of Biotechnology

 

  8   Activities and the Recombinant DNA Committee, what

 

  9   we have learned from them is that one of the best

 

 10   ways that we have of really dealing with things

 

 11   controversial and where there is both hope and

 

 12   there is some trepidation about whether or not this

 

 13   is actually going to work or not, is to bring

 

 14   everyone together, put them in the same room.

 

 15             Our continuing--and this really goes back

 

 16   at least 25 years through the RAC and many years

 

 17   for the BRMAC--is that when you get reasonable

 

 18   people together who may have differing opinions

 

 19   about things, but are presented the facts and the

 

 20   realities, as well as the unknowns, we all

 

 21   basically pretty much come out with the same

 

 22   conclusion, and then we can make significant

 

 23   progress in making these therapies not just

 

 24   experimental, but a reality.

 

 25              With that, what I would really like to

 

                                                                18

 

  1   do, because we have such a full schedule, is now

 

  2   turn it over to Dr. Rieves for the introduction.

 

  3             DR. RAO:  As Dr. Rieves comes up to the

 

  4   mike, I just want to remind people of a few simple

 

  5   rules.  Remember that when you want to ask a

 

  6   question, make sure that you are recognized.  Use

 

  7   the button.  You will see that the light comes on.

 

  8   When you are done, just hit the button again to

 

  9   switch it off, because otherwise, there is sort of

 

 10   a feedback loop and noise.  Make sure you identify

 

 11   yourself when you ask questions.

 

 12              Cellular Therapies for Cardiac Disease

 

 13                FDA Introduction and Perspectives

 

 14             DR. RIEVES:  Good morning.  My name is

 

 15   Dwaine Rieves.  I am a medical officer within FDA's

 

 16   Center for Biologics Evaluation and Research.  This

 

 17   morning I am going to present a brief overview of

 

 18   FDA's perspective on cellular products used in the

 

 19   treatment of cardiac diseases.

 

 20             As will be covered in a subsequent

 

 21   presentation, certain cellular products, when

 

 22   either perfused into the heart or directly injected

 

 23   into heart muscle, are thought to be capable of

 

 24   regenerating heart tissue and/or augmenting heart

 

 25   function.

 

                                                                19

 

  1             Consequently, these products may have

 

  2   special utility in the treatment of heart failure

 

  3   and certain other cardiac diseases.  Today and

 

  4   tomorrow, we will discuss issues in the early

 

  5   clinical development of these products.

 

  6             [Slide.]

 

  7             This talk is divided into three major

 

  8   sections. First, I will cite the purpose in

 

  9   convening this advisory committee.  Secondly, I

 

 10   will provide a regulatory background on FDA's

 

 11   understanding and activities within the realm of

 

 12   clinical development of these products.  Finally, I

 

 13   will introduce the major questions we have proposed

 

 14   for discussion.

 

 15             [Slide.]

 

 16             Unlike many advisory committees where the

 

 17   topics center around assessment of data associated

 

 18   with a specific product or data related to a

 

 19   specific regulatory concern, our purpose in

 

 20   convening this committee is not to obtain

 

 21   definitive regulatory advice, instead, FDA has

 

 22   convened this committee to listen to, and learn

 

 23   from, the voiced thoughts and perspectives with the

 

 24   understanding that this information will enhance

 

 25   our ability to promote the safe clinical

 

                                                                20

 

  1   development of these products.

 

  2             As you are aware, the clinical development

 

  3   of cellular products is in its infancy and many

 

  4   questions surround the very early stages of product

 

  5   development. Consequently, our purpose today and

 

  6   tomorrow is to stimulate a solid scientific

 

  7   discussion of the major facets associated with the

 

  8   very early clinical development of these products.

 

  9             As noted here, we will focus upon three

 

 10   major areas:  manufacturing aspects of the cellular

 

 11   product, preclinical testing of the products, and

 

 12   finally, items related to the early clinical

 

 13   studies.

 

 14             [Slide.]

 

 15             What are the cellular products we will be

 

 16   discussing?  These products may be broadly grouped

 

 17   into two categories.

 

 18             Firstly, those manufactured without

 

 19   ex-vivo culture methodology, that is, the cells are

 

 20   harvested from humans, processed, and then

 

 21   delivered to a recipient without maintaining the

 

 22   cells in culture for a period of time.

 

 23             In general, these cells consist of bone

 

 24   marrow mononuclear cells and certain peripheral

 

 25   blood mononuclear cells, hematopoietic progenitor

 

                                                                21

 

  1   cells that are variously referred to as stem cells,

 

  2   cells thought to be capable of assuming phenotypic

 

  3   characteristics of non-hematopoietic cells.

 

  4             The second category consists of cells

 

  5   that, following harvesting, are maintained in ex

 

  6   vivo culture for a period of time before final

 

  7   processing and administration.

 

  8             In general, these cells consist of those

 

  9   derived from skeletal muscle tissue, cells

 

 10   frequently referred to as myoblasts, and certain

 

 11   bone marrow stromal cells, cells also referred to

 

 12   as mesenchymal cells.  Whether these cultured cells

 

 13   should be regarded as forms of stem cells is more

 

 14   questionable than that for the hematopoietic

 

 15   progenitor cells.

 

 16             Lastly, as the slide notes, most of the

 

 17   cellular products we will be discussing today and

 

 18   tomorrow are of autologous origin.

 

 19             [Slide.]

 

 20             The many questions surrounding the

 

 21   scientific basis for cellular product development

 

 22   illustrate the very nascent nature of the field.

 

 23   As we are probably all aware, there is almost no

 

 24   precedent for the clinical development of products

 

 25   intended to regenerate and/or augment disease

 

                                                                22

 

  1   tissue.

 

  2             The scientific data surrounding this field

 

  3   are relatively new, such that the data are limited

 

  4   in depth and the extent of replication.  Hence we

 

  5   come to the table of clinical development with many

 

  6   hypothetical considerations and some, but

 

  7   relatively limited background supportive data.

 

  8             [Slide.]

 

  9             Given these limitations, our discussions

 

 10   today and tomorrow assume a scientific focus in

 

 11   which certain insights and perspectives are

 

 12   presented, and you, the committee members, will be

 

 13   asked to share your thoughts.  Three points are

 

 14   cited here.

 

 15             First, we acknowledge that these thoughts

 

 16   are all tentative and susceptible to revision based

 

 17   on accumulating data.

 

 18             Secondly, we are not requesting any

 

 19   definitive assessment of data, and we note that the

 

 20   data presented here today are within the public

 

 21   arena, and have not undergone FDA vetting.

 

 22             Finally, I reiterate an earlier comment,

 

 23   that no specific cellular product discussed here is

 

 24   under review with respect to regulatory

 

 25   decisionmaking.

 

                                                                23

 

  1             [Slide.]

 

  2             This slide illustrates the

 

  3   interconnectedness of clinical research and

 

  4   regulatory paradigms.  The connecting link between

 

  5   the two fields is the science.  Clinical research

 

  6   generates the scientific background for clinical

 

  7   development of cellular products and the scientific

 

  8   background forms the major basis for our regulatory

 

  9   paradigms.

 

 10             [Slide.]

 

 11             FDA is charged with many responsibilities,

 

 12   but as cited here, two are especially relevant to

 

 13   this discussion. Specifically, FDA's mission is to

 

 14   promote and protect the public health by optimizing

 

 15   pre-market product development and ensuring

 

 16   sufficient post-marketing product monitoring.

 

 17             The key word in these two statements is

 

 18   "product." A notation that whereas we frequently

 

 19   hear the terms transplant, graft, and procedure, we

 

 20   need to think in terms of a cellular product, a

 

 21   product that is manufactured, labeled, and

 

 22   potentially marketed.

 

 23             [Slide.]

 

 24             A little over 10 years ago, FDA clarified

 

 25   the regulatory basis for oversight of clinical

 

                                                                24

 

  1   development programs for cellular products.  In

 

  2   general, this regulatory framework is the same as

 

  3   that for the drugs and biologic products we

 

  4   commonly recognize as marketed products.

 

  5             Hence, the commonly cited biologic

 

  6   product, drug, and device regulations applied to

 

  7   the clinical development of these cellular

 

  8   products, and the clinical studies must be

 

  9   conducted under the purview of submission of a

 

 10   investigational new drug application.

 

 11             The last bullet on this slide reminds us

 

 12   that clinical development programs may be divided

 

 13   into early and late stages, with the late stages

 

 14   focused upon the ascertainment of data definitive

 

 15   to safety and efficacy, and the early stage, what

 

 16   we are talking about today and tomorrow, focused

 

 17   upon the ascertainment of exploratory safety and

 

 18   bioactivity data.

 

 19             That is, we hope to examine the nature and

 

 20   extent of background data necessary to introduce

 

 21   the cellular products into small, sample size,

 

 22   Phase I clinical studies.

 

 23             [Slide.]

 

 24             As previously noted, the keystone

 

 25   consideration in early clinical development is

 

                                                                25

 

  1   safety.  Specifically, we need to ensure that the

 

  2   tripod of product development is solid. That tripod

 

  3   consists of manufacturing control and testing

 

  4   information, sufficient preclinical testing

 

  5   information, especially information that may inform

 

  6   the design of a clinical study, and finally, the

 

  7   clinical study itself.

 

  8             The next few slides will cite each of

 

  9   these three components.

 

 10             [Slide.]

 

 11             Cellular products must be manufactured in

 

 12   some manner, that is, the cells must be harvested

 

 13   and processed prior to administration to a

 

 14   recipient.  Manufacturing aspects may be divided

 

 15   among four major areas, three being shown on this

 

 16   slide.

 

 17             The top bullet notes that documents should

 

 18   describe the cell source and reagents used in the

 

 19   manufacturing process, such as growth factors,

 

 20   sera, salt solutions and additives.  We need to be

 

 21   confident that all the reagents used in the

 

 22   manufacturing are of clinical or pharmaceutical

 

 23   grade, or that if they are not pharmaceutical

 

 24   grade, they are sufficient for human use.

 

 25             One may envision many potential concerns

 

                                                                26

 

  1   with these materials, such as the use of sera that

 

  2   may contain infections agents, or the use of only

 

  3   partially purified reagents that contain harmful

 

  4   excipients.

 

  5             Secondly, documents should describe the

 

  6   procedures used in manufacturing, specifically

 

  7   describing how cells are aseptically harvested,

 

  8   isolated, and potentially selected.

 

  9             For example, a distinct population of

 

 10   cells may be selected based upon the presence of

 

 11   certain cell surface markers, such as the CD34

 

 12   antigen with the selection process involving

 

 13   incubation with an antibody to CD34.

 

 14             As we know, many investigational

 

 15   antibodies have been developed to target cell

 

 16   surface antigens, and we need to be confident that

 

 17   these selection techniques are performed in a

 

 18   reproducible and safe manner.

 

 19             Additionally, documents should describe

 

 20   the storage and tracking of the cellular products,

 

 21   this being of special concern because certain

 

 22   cellular products may be patient-specific products.

 

 23             For example, measures must be in place to

 

 24   ensure that for autologous products, the cellular

 

 25   product is returned to the correct donor.  Of

 

                                                                27

 

  1   course, the cellular product needs to be labeled as

 

  2   one for investigational use only.

 

  3             The bullet at the bottom of this slide

 

  4   emphasizes the importance of testing the cellular

 

  5   product, an especially important concern since

 

  6   cellular products cannot be sterilized in the same

 

  7   manner as one might sterilize a drug product or a

 

  8   device.  Notable aspects of testing include tests

 

  9   for sterility, endotoxin, viability, enumeration,

 

 10   or cell counting.

 

 11             [Slide.]

 

 12             The fourth component of manufacturing

 

 13   information is product characterization as

 

 14   highlighted here.  When one speaks of product

 

 15   characterization, we are generally talking about

 

 16   cellular phenotype and/or functional

 

 17   characterization and the characteristics of the

 

 18   product's final formulation.

 

 19             For example, a product containing solely

 

 20   CD34 positive cells in saline with no preservatives

 

 21   or media. Product characterization is especially

 

 22   important from a clinical perspective, because

 

 23   failure to consistently manufacture a product makes

 

 24   the clinical data virtually uninterpretable.

 

 25             As noted here, the major aspects of

 

                                                                28

 

  1   product characterization consist of a description

 

  2   of identity, purity, and potency of the final

 

  3   cellular product.

 

  4             [Slide.]

 

  5             Pre-clinical testing is the second major

 

  6   component of product development, and the major

 

  7   aspects of this testing are cited here.  The top

 

  8   bullet notes that consistent with the science, the

 

  9   extent and depth of preclinical testing necessary

 

 10   to support a clinical study is an evolving paradigm

 

 11   and is a major topic for discussion at this

 

 12   meeting.  However, we generally take the stance

 

 13   that this preclinical testing paradigm should be

 

 14   consistent with that used for other biological

 

 15   products.

 

 16             The last bullet notes another important

 

 17   aspect of preclinical testing, the testing of the

 

 18   product administration procedure.

 

 19             This is especially important because many

 

 20   cellular products involve injection directly into

 

 21   heart muscle either through the epicardial surface

 

 22   or the endocardial surface.  These techniques

 

 23   represent inherent safety concerns that may be best

 

 24   evaluated in animals prior to their use in humans.

 

 25             As noted, all available catheters, whether

 

                                                                29

 

  1   marketed or not, are regarded as investigational

 

  2   with respect to administration of cellular

 

  3   products.

 

  4             [Slide.]

 

  5             This slide highlights three aspects of

 

  6   preclinical testing that will be the focus of the

 

  7   preclinical questions tomorrow.

 

  8             Firstly, the choice of the relevant

 

  9   species is central to designing preclinical studies

 

 10   with the major choices being between large animals,

 

 11   such as pigs, versus small animals, such as mice,

 

 12   as well as the choice between immunocompetent

 

 13   animals where, for autologous products, the

 

 14   cellular products would be the animal cells, not

 

 15   human cells, or immunocompromised animals, where

 

 16   the actual human cellular product may be tested.

 

 17             Secondly, designing preclinical studies

 

 18   raise questions of the choice of model, that is, a

 

 19   disease model, such as ischemic heart disease

 

 20   induced in the pig versus a healthy animal.

 

 21             Lastly, preclinical concerns relate to

 

 22   testing of the administration procedure itself,

 

 23   such items as the impact of the catheter materials

 

 24   upon cells, the potential for occlusion of

 

 25   catheters by the cellular product, and the safety

 

                                                                30

 

  1   concerns associated with manipulation of the

 

  2   catheters in the heart.

 

  3             [Slide.]

 

  4             The third component of the clinical

 

  5   development program for cellular products is the

 

  6   clinical study.  There are many aspects of clinical

 

  7   study design that could be discussed, but at this

 

  8   meeting, we are focusing upon two, the first shown

 

  9   here, that is, adverse event detection.

 

 10             This slide highlights two aspects of

 

 11   clinical study design that are frequently

 

 12   engineered to optimize adverse event detection, the

 

 13   evaluation plan with attention to the duration of

 

 14   clinical follow-up, the frequency of evaluations,

 

 15   and the extent or nature of these evaluations.

 

 16             Secondly, the clinical study safety

 

 17   monitoring plan may be optimized through the use of

 

 18   close scrutiny of each study subject based upon the

 

 19   sequential, not simultaneous, enrollment and

 

 20   treatment of the subjects, as well as the

 

 21   prespecifications of the types and numbers of

 

 22   adverse events that should prompt interruption of

 

 23   the study, that is, the study stopping rules.

 

 24             Tomorrow, the committee will be asked to

 

 25   discuss potential adverse events in these early

 

                                                                31

 

  1   clinical studies, both the nature of the events and

 

  2   ways to optimize the safety of the studies.

 

  3             [Slide.]

 

  4             This slide illustrates an additional

 

  5   clinical study design item that we will bring to

 

  6   the committee, that is, a discussion of the

 

  7   analysis of adverse events.

 

  8             Exploratory clinical studies are, by their

 

  9   nature, small sample size studies in which it is

 

 10   often difficult or impossible to distinguish

 

 11   treatment-related events from adverse events that

 

 12   might occur in the natural history of the disease,

 

 13   potential study design mechanisms that might help,

 

 14   but certainly not resolve this issue are cited in

 

 15   the bullets, design features that incorporate

 

 16   randomization of subjects among groups, such that

 

 17   comparisons may be made, the use of controls,

 

 18   especially placebo controls, to make comparisons,

 

 19   the use of masking or blinding to help lessen the

 

 20   bias associated with concomitant therapies or

 

 21   clinical care.

 

 22             Tomorrow, the committee will be asked to

 

 23   discuss mechanisms that might aid in adverse event

 

 24   attribution.

 

 25             [Slide.]

 

                                                                32

 

  1             In this presentation, we have covered

 

  2   three major topics.  Firstly, we have noted that

 

  3   the focus of this meeting is upon a discussion of

 

  4   the scientific aspects of early cellular product

 

  5   development.

 

  6             Secondly, we have noted the regulatory

 

  7   precedent for the cellular products.

 

  8             Finally, we come to the questions.

 

  9             [Slide.]

 

 10             This slide highlights the four major areas

 

 11   of tomorrow's questions.  Specifically, questions

 

 12   related to manufacturing, we will request a

 

 13   discussion of the extent of safety testing and

 

 14   characterization that should be performed prior to

 

 15   the release of a cellular product for

 

 16   administration to humans.

 

 17             The second and third discussion areas are

 

 18   especially critical and may consume the bulk of our

 

 19   time, that is, the extent and nature of preclinical

 

 20   testing necessary to support the introduction of a

 

 21   cellular product into humans, testing that involves

 

 22   questions related to the product itself, as well as

 

 23   the delivery mechanism, the catheter.

 

 24             Finally, we will pose clinical questions

 

 25   centered around adverse event detection and

 

                                                                33

 

  1   analysis with a discussion of the pros and cons

 

  2   associated with the use of controls in these

 

  3   studies.

 

  4             [Slide.]

 

  5             Our agenda is summarized on this slide.

 

  6   As you can see, today, we have a series of invited

 

  7   presentations by FDA staff and leading

 

  8   investigators in the field, as well as the

 

  9   opportunity for public presentations.

 

 10             Tomorrow, we will have another opportunity

 

 11   for public presentations followed by a discussion

 

 12   of the questions.

 

 13             [Slide.]

 

 14             In closing, listed here are some documents

 

 15   that are especially pertinent to our discussions.

 

 16   All these documents are available at www.fda.gov

 

 17   under the CBER sites, specifically the guidance

 

 18   section.

 

 19             The first document is entitled "Draft

 

 20   Guidance for CMC Reviewers: Human Somatic Cell

 

 21   Therapy Investigational New Drug Applications."

 

 22   This document describes the types of information

 

 23   FDA reviewers will examine following the submission

 

 24   of an IND.  Consequently, it provides a very clear

 

 25   description of the types of manufacturing

 

                                                                34

 

  1   information that needs to be submitted with an IND

 

  2   application.

 

  3             The second document is from the

 

  4   International Conference on Harmonization of

 

  5   Regulatory Practices, and it is entitled "

 

  6   Preclinical Safety Evaluation of

 

  7   Biotechnology-derived Pharmaceutics," the S6

 

  8   document.

 

  9             This document is cited because it contains

 

 10   a paradigm that one may apply to cellular products.

 

 11             Finally, the last bullet cites one of the

 

 12   most useful guidances to sponsors and

 

 13   investigators, the ICH Guideline on Good Clinical

 

 14   Practice.

 

 15             This guideline provides detailed

 

 16   information on how to design and conduct a clinical

 

 17   study, information presented in a simple to read,

 

 18   yet relatively comprehensive format.

 

 19             This concludes my presentation and I thank

 

 20   you for your attention.

 

 21             [Applause.]

 

 22             DR. RAO:  Before we continue with the rest

 

 23   of the presentations, I would like to just welcome

 

 24   Dr. Harlan and ask him to introduce himself.

 

 25             DR. HARLAN:  I apologize for being late,

 

                                                                35

 

  1   but I am David Harlan, NIDDK.  I study

 

  2   transplantation of islets and immunotherapies.

 

  3             DR. RAO:  Our first speaker will be Dr.

 

  4   Perin, whom you already were introduced to.

 

  5                        Guest Presentations

 

  6        Overview Cardiomyopathy and Ischemic Heart Disease

 

  7             DR. PERIN:  I want to thank you for the

 

  8   invitation to be here to present to you today,

 

  9   especially Dr. Grant, who has helped me put this

 

 10   together in a way.

 

 11             So, what I want to do here this morning,

 

 12   the task that has been laid before me is that of in

 

 13   a way setting the stage or giving you a general

 

 14   idea of the kinds of patients that we are treating.

 

 15             Obviously, this is fundamental if we are

 

 16   thinking about doing clinical trials.  It is very

 

 17   important to understand the nature of the disease

 

 18   in which these kind of therapies will frequently be

 

 19   applied.

 

 20             What I plan to do is talk about the

 

 21   following topics.  First, we will start from the

 

 22   beginning, define what heart failure is, look at

 

 23   the scope of heart failure, talk a little bit about

 

 24   the pathophysiology, look at some prognostic

 

 25   markers, talk about the treatment to some extent 

 

                                                                36

 

  1   and that is important in terms of monitoring, and

 

  2   then really work our way towards end stage heart

 

  3   failure because that is where I think the focus of

 

  4   most of the future clinical trials will likely be

 

  5   initially, and finally, talk about adverse events,

 

  6   which I think is a major concern, and the

 

  7   monitoring of there adverse events.

 

  8             Now, I know many of you are not

 

  9   cardiologists, so hopefully, I can go from a level

 

 10   where we are not getting too complicated, but not

 

 11   too simple.

 

 12             Starting with the definition of what heart

 

 13   failure is.  Firstly, heart failure is a clinical

 

 14   syndrome very simply defined by certain symptoms

 

 15   and certain signs that come together.  These

 

 16   symptoms are fatigue, shortness of breath, and

 

 17   congestion, and these are translated on a physical

 

 18   exam by being able to hear a third heart sound, the

 

 19   patient manifesting peripheral edema, and jugular

 

 20   venous distention.

 

 21              If we start looking at this problem and

 

 22   have a broad overview of this, first, I want to

 

 23   show you a graph from the HOPE trial.  This is a

 

 24   trial that was conducted in thousands of patients,

 

 25   as you can see here, over 9,000 patients.  It was a

 

                                                                37

 

  1   study primarily of ramipril and vitamin E in

 

  2   patients with hypertension over a long period of

 

  3   time, involved a five-year follow-up.

 

  4             But it is just very interesting, as we

 

  5   start out looking at heart failure, to look at this

 

  6   patient population, and here we have over 500 days,

 

  7   so here is about a year out, and if we look at this

 

  8   population, who is not primarily designated as

 

  9   particularly sick or harboring heart failure, that

 

 10   identified the patients that did have heart failure

 

 11   and we look at their survival, you will see the

 

 12   mortality.

 

 13             It separates from the beginning, and when

 

 14   we get out to about a year, you have got a 10

 

 15   percent mortality in the group that has heart

 

 16   failure compared to less than 4 percent mortality

 

 17   in the general population.  So, you can see that

 

 18   the problem that we are dealing with seems to be

 

 19   very serious.

 

 20             If we go here and let's just look at the

 

 21   placebo arms of some very large heart failure

 

 22   trials, these are trials pretty much aimed at

 

 23   evaluating different forms of therapy now in heart

 

 24   failure patients, and looking at different severity

 

 25   of heart failure patients, for example, in the

 

                                                                38

 

  1   V-HeFT trial, inclusion criteria might be an

 

  2   ejection fraction less than 40 percent.

 

  3             If we look at PRAISE, which evaluated

 

  4   amlodipine in more severe heart failure, an

 

  5   ejection fraction was less than 30 percent,

 

  6   comparing this with Class III and Class IV

 

  7   patients, very sick patients.

 

  8             So, you can see here if we look at just

 

  9   the placebo arms of all these trials, a very

 

 10   striking mortality as we go along.  If we look at 1

 

 11   year here, this will vary from 10 percent down to

 

 12   around 30 percent.

 

 13             If we go out to 2 years in the very sick

 

 14   patients, we see that half of the patients are

 

 15   dead.  So, heart failure, depending on the

 

 16   presentation, carries a very ominous prognosis.

 

 17             It is a very broad problem, 5 million

 

 18   Americans are living with heart failure now,

 

 19   550,000 new cases are diagnosed each year.

 

 20             From 1979 to 2000, heart failure deaths

 

 21   increased by 148 percent.  Now, what is

 

 22   interesting, over this period of time, we have

 

 23   actually gotten a lot better at treating heart

 

 24   failure, and we do treat it. I will get into this a

 

 25   little later, and I will show you the modern treat

 

                                                                39

 

  1   of heart failure and how much better we are doing,

 

  2   but at the same time that we are treating heart

 

  3   failure better, we are also treating the patients

 

  4   that have coronary disease, which is a very

 

  5   dominant problem in this country and around the

 

  6   world,  we are treating those patients better, too,

 

  7   so what happens is we are getting more patients

 

  8   with heart disease that normally would have died

 

  9   earlier, to live longer, and as we are able to

 

 10   bypass and stent and do all these revascularization

 

 11   procedures and come up with better treatments, we

 

 12   are getting people that go further down the road,

 

 13   that otherwise would have succumbed a long time

 

 14   ago.

 

 15             So, despite our improvements in treatment

 

 16   of coronary disease, we are dealing with an

 

 17   increasing amount of heart failure deaths.

 

 18             In individuals diagnosed with heart

 

 19   failure, cardiac death occurs at 6 to 9 times the

 

 20   rate in the general population.  If you are more

 

 21   than 40 years old, you have a 1 in 5 chance of

 

 22   developing heart failure, and 22 percent of men and

 

 23   46 percent of women that have heart attacks will be

 

 24   disabled within 6 years with heart failure.

 

 25             So, as you can imagine, the high

 

                                                                40

 

  1   prevalence and multiple complications have an

 

  2   implication in terms of health costs.  If we look

 

  3   at the costs, and these numbers vary, and it

 

  4   depends on what you are looking at and what year

 

  5   you are looking at, but this is a very significant

 

  6   financial burden on the country, over 5 percent of

 

  7   the total health care costs.

 

  8             You can see that most of the cost involved

 

  9   is really involved in inpatient care, and as I will

 

 10   show you hopefully, that really translates to the

 

 11   sickest portions of these patients, that as you get

 

 12   sicker with heart failure, you start coming into

 

 13   the hospital more, and that is what runs up the

 

 14   cost of treating these patients.  It is interesting

 

 15   that transplant is just a little sliver out of the

 

 16   pie here.

 

 17             So, let's look at the causes of heart

 

 18   failure, and I am not going to get into all the

 

 19   little minor details, but let's look at the major

 

 20   causes of what brings on heart failure.

 

 21             Seventy-five percent of people that go on

 

 22   to develop heart failure had hypertension

 

 23   previously.  Valvular heart disease is a big

 

 24   contributor and also heart failure engenders

 

 25   valvular heart disease, mitral regurgitation

 

                                                                41

 

  1   further contributes to the problem.

 

  2             Coronary artery disease, you are all

 

  3   familiar with this, the number one problem in this

 

  4   country, and this is really what we are going to

 

  5   focus majorly on in terms of causing heart failure

 

  6   and the specific kind of heart failure that this

 

  7   engenders.

 

  8             In cardiomyopathy, there is many different

 

  9   kinds of things that get a heart to perform poorly,

 

 10   all the way from an idiopathic cardiomyopathy to

 

 11   such things as iron overload, et cetera, which are

 

 12   not as common.

 

 13             Now, what I want to talk about here is

 

 14   really systolic heart failure.  There is something

 

 15   called diastolic heart failure, and that really has

 

 16   a lot to do with compliance problems of the

 

 17   ventricle, and in these patients, we are going to

 

 18   see a normal ejection fraction.

 

 19             So, this is really a different animal and

 

 20   it is really not what we are focusing on, so what I

 

 21   am going to be talking about today is systolic

 

 22   heart failure, and as I will show you, with the

 

 23   hallmark being a low left ventricular ejection

 

 24   fraction.

 

 25             This is just to give you a practical

 

                                                                42

 

  1   example.  This is an angiogram from one of the

 

  2   patients that we treated with stem cell therapy in

 

  3   Brazil, who all had an ejection fraction that

 

  4   averaged about 20 percent.  This patient has an

 

  5   ejection fraction of 10 percent.

 

  6             You can see the coronaries are calcified.

 

  7   This is a catheter in the left ventricle.  This

 

  8   heart is supposed to be pumping this contrast we

 

  9   just put into the aorta.  As you can see, it is not

 

 10   doing that very well at all.  Only 10 percent of

 

 11   what is in here gets out with each beat.

 

 12             So, you can tell this is a dilated big

 

 13   heart that just doesn't contract well.  That is the

 

 14   picture of severe heart failure right there, and

 

 15   this is what I want to talk about.

 

 16             Now, when we talk about heart failure, I

 

 17   think everybody is aware of the classification.

 

 18   There is Class I, II, III, IV, which are commonly

 

 19   used, but it is important to acknowledge this.

 

 20   Class I involves no limitation of physical

 

 21   activity, Class II slight limitations, Class III

 

 22   marked limitations, you can't walk up a flight of

 

 23   stairs without getting short of breath, and Class

 

 24   IV, you have symptoms at rest.

 

 25             If we look at this, if we put Class III

 

                                                                43

 

  1   and Class IV together, you see the division is

 

  2   about a third for each of these pieces of the pie

 

  3   here.

 

  4             Now, if somebody comes in with Class IV

 

  5   heart failure, they are very short of breath at

 

  6   rest, you can give them some diuretics and they

 

  7   will feel better.  They are not Class IV anymore,

 

  8   they are Class III.

 

  9             So, it is interesting, there has been a

 

 10   want in development of a little different way of

 

 11   looking at heart failure, and a staging or

 

 12   classification put out by joint AHA and ACC shows

 

 13   four different stages, and really looks at heart

 

 14   failure more like a disease like cancer.

 

 15             So, where we can identify patients that

 

 16   are at high risk of developing it, we can screen

 

 17   patients, and then we can start treating patients

 

 18   before they really manifest symptoms of the

 

 19   disease.

 

 20             Again, this is a progressive disease and

 

 21   we are going to end up with people that are

 

 22   refractory even to all kinds of treatment.  I am

 

 23   going to go over this a little bit more in detail a

 

 24   little later.

 

 25             So, in defining what heart failure is, I

 

                                                                44

 

  1   hope I have given you a general idea of the scope

 

  2   of the problem, just talk a little bit about what

 

  3   causes it because it is important to understand

 

  4   that to be able to know how we treat it and how we

 

  5   monitor these patients.

 

  6             Usually, we are talking about ischemic

 

  7   heart disease and we are dealing with a myocardial

 

  8   insult, which is usually a heart attack, so that

 

  9   heart attack causes damage to the heart muscle, and

 

 10   that is going to result in dysfunction of that

 

 11   heart muscle.

 

 12             Well, the body is going to try to

 

 13   compensate this dysfunction and especially in two

 

 14   major ways.  One is neurohumoral activation, so we

 

 15   will talk a little bit about this in more detail,

 

 16   but essentially, these compensatory mechanisms are

 

 17   going to make the heart change its shape and its

 

 18   size.  It is something we call remodeling.  It

 

 19   involves hypertrophy of the myocytes and then it

 

 20   involves fibrosis and dilatation.

 

 21             So, these mechanisms that the body helps,

 

 22   to try to help to reverse what is going on,

 

 23   actually wind up causing toxicity, hemodynamic

 

 24   alterations that all lead to remodeling, and

 

 25   remodeling really is the hallmark.

 

                                                                45

 

  1             You saw that big heart.  Well, remodeling

 

  2   is how you get from a normal small heart, which you

 

  3   have, to a big boggy heart that doesn't contract.

 

  4   That is the problem of heart failure.

 

  5             This was very simply put by Doug Mann in a

 

  6   nice editorial a few years ago.  Basically, here is

 

  7   the heart over time, as we have an index event, and

 

  8   basically, remodeling occurs, the heart gets

 

  9   bigger, the ejection fraction goes down as time

 

 10   goes by and symptoms occur as time progresses, as

 

 11   well.

 

 12             So, I have told you we have a myocardial

 

 13   insult. This leads to LV dysfunction and

 

 14   remodeling, and this really instigates a

 

 15   neurohumoral response.  In return, this is going to

 

 16   have an impact on remodeling again.

 

 17             So, what are these neurohumoral things

 

 18   that happen?  Well, first of all, most importantly,

 

 19   is the renin- angiotensin-aldosterone system, and

 

 20   there are several points in which the body

 

 21   upregulates the system and ultimately, it acts on

 

 22   the AT-1 receptor, which will cause

 

 23   vasoconstriction, proteinuria, again LV remodeling.

 

 24             As you can identify, here are several

 

 25   sites in which medications, the mainstay of some of

 

                                                                46

 

  1   the therapy for heart failure works, namely ACE

 

  2   inhibitors that work at this point, ARBs that work

 

  3   at this point, beta blockers have a role in

 

  4   inhibiting renin, as well.  So, some of the

 

  5   mainstay of therapy is actually directed at one of

 

  6   these mechanisms of compensation.

 

  7             On the other side, we have sympathetic

 

  8   activation. We have increased sympathetic activity

 

  9   that again leads to myocardial toxicity and

 

 10   arrhythmias, and then on the other side, with the

 

 11   sympathetic outflow, we get vasoconstriction. This

 

 12   impacts negatively on the kidney, sodium retention,

 

 13   more vasoconstriction, and progression of the

 

 14   disease.

 

 15             Just to get a slightly little bit more

 

 16   complicated, just to mention that it is really not

 

 17   all that simple, there are other things involved,

 

 18   and we have cytokines, TNF-alpha, IL-6,

 

 19   inflammation that actually progresses with the

 

 20   progression of heart failure.

 

 21             Endothelin is a potent vasoconstrictor.

 

 22   All these things lead to apoptosis and unfavorable

 

 23   effects upon the myocyte, but then lead to LV

 

 24   remodeling, which I have told you is one of the

 

 25   mainstays of reasons for heart failure.

 

                                                                47

 

  1              Now, natruretic peptides are important,

 

  2   as well. It's another compensatory mechanism that

 

  3   the body has.  I am sure you are familiar with

 

  4   these BNP, it's a B-type natruretic protein that

 

  5   actually comes from the ventricle, the A types

 

  6   comes from the atrium.  We will just focus on the B

 

  7   type.

 

  8             What this does, basically, in response to

 

  9   elevated pressure inside the heart, we secrete BNP.

 

 10   This suppresses the renin-angiotensin-aldosterone

 

 11   system and suppresses endothelin.  It helps with

 

 12   peripheral vascular resistances, decreases

 

 13   vasodilatation, and it increases natruresis.

 

 14             So, if we go on to understand now that

 

 15   there is an interplay between LV dysfunction and

 

 16   remodeling, and that basically, this will lead to

 

 17   low ejection fraction, and that is what we see in

 

 18   the patients.

 

 19             On the other hand, as a result of this, we

 

 20   will start getting a constellation of symptoms, and

 

 21   it is the combination of having a low ejection

 

 22   fraction and symptoms that defines heart failure.

 

 23             Let's look a little bit at the prognostic

 

 24   markers. I just talked a little bit about BNP.

 

 25   Well, it is very interesting.  If we divide BNP in

 

                                                                48

 

  1   quartiles here, depending on the amount of BNP that

 

  2   you have circulating, your survival will go down.

 

  3   It is a prognostic marker, as well as a treatment.

 

  4   Norepinephrine, the same way.  So, these are

 

  5   markers of prognosis.

 

  6             It is very interesting.  These are levels

 

  7   of BNP, and if you can decrease them, decrease to a

 

  8   less degree, or here, we have an increase.  So,

 

  9   depending on which direction your BNP goes, your

 

 10   survival varies as well, and that is an important

 

 11   concept.

 

 12             Let's look at another different kind of

 

 13   marker. Exercise capacity, peak oxygen consumption.

 

 14   In the transplant world, this is very important.

 

 15   Here you see the number 14, so a peak oxygen

 

 16   consumption greater than 14 or less than 14 has

 

 17   very different prognostic indicators and in many

 

 18   centers, this serves as a marker threshold for one

 

 19   of the criteria for entering the patient into a

 

 20   transplant program.

 

 21             You can see here a difference in mortality

 

 22   from 53 percent mortality over two years in

 

 23   patients that have an NVO2 of less than 14, to that

 

 24   of 11 with greater than 14, so this is another

 

 25   important number in patients with heart failure.

 

                                                                49

 

  1             Then, if we look overall and look at

 

  2   symptoms and hospitalizations, here is a New York

 

  3   Heart Class I to IV, and this is fairly intuitive,

 

  4   but as we get more symptomatic, we have an impact

 

  5   on survival, and as we are getting more

 

  6   symptomatic, we have an increase in

 

  7   rehospitalization.

 

  8             What about ejection fraction?  I just

 

  9   talked about ejection fraction, and you can see

 

 10   here, similarly to NVO2, ejection fraction can

 

 11   divide prognostically how patients will do.  Here

 

 12   we see more than 20 percent, less than 20 percent.

 

 13   Here you see a two-year survival, 54 percent, so

 

 14   half the people dying that have an ejection

 

 15   fraction less than 20 percent.  At one year, that

 

 16   is a little over 20 percent.

 

 17             The same thing, this is a large randomized

 

 18   clinical trial, ejection fraction less than 40

 

 19   percent.  Over time, people die more frequently.

 

 20             Now, let's add a little arrhythmia to

 

 21   this.  Looking at different levels, the first two

 

 22   are greater than 30 percent ejection fraction, here

 

 23   less than 30 percent, so that stratifies that out,

 

 24   but then if we just add the amount of extra

 

 25   ventricular beats to this, and if we have less than

 

                                                                50

 

  1   10 per hour, more than 10 per hour, and then with a

 

  2   poorly contractile ventricle, your survival goes

 

  3   down as we add extra ventricular beats.

 

  4             One attempt that has been made to sort of

 

  5   graph this problem, because now I have shown you

 

  6   many different prognostic markers and different

 

  7   things we can use to classify these patients to

 

  8   decide what to do and how to follow them.

 

  9             One of them is a heart failure survival

 

 10   score.  There is an invasive model, there is a

 

 11   non-invasive model.  So, things like cause of heart

 

 12   failure, resting heart rate, EF, mean blood

 

 13   pressure, if there is a conduction delay

 

 14   electrically in the heart, oxygen consumption, and

 

 15   serum sodium can enter into a risk classification.

 

 16             Here, you just basically have a graph that

 

 17   shows according to low, medium, and high, your

 

 18   survival will vary according to the risk.

 

 19             In our little schema here, that leads

 

 20   symptoms and low ejection fraction to heart

 

 21   failure, what are really the things, though, that

 

 22   are driving mortality?  They are going to be pump

 

 23   failure, on the one hand, and arrhythmia, on the

 

 24   other, because sudden death, as I talked to you

 

 25   about before, is a very prominent problem in people

 

                                                                51

 

  1   that have heart failure.

 

  2             So, it is the combination of these three

 

  3   things that will pretty much drive patients to a

 

  4   lethal exit.

 

  5             Let's talk a little bit about treatment

 

  6   now.  What are the goals of treatment of heart

 

  7   failure?  You want to delay the progression or

 

  8   reverse remodeling, which you can do in some

 

  9   patients, and delay the progression and reverse

 

 10   myocardial dysfunction.

 

 11             You want to reduce mortality, relieve the

 

 12   symptoms, improve functional capacity, and reduce

 

 13   disability, also decrease the intensity of medical

 

 14   care and hopefully reduce economic cost.

 

 15             I have shown you we go from initial

 

 16   injury, initial infarct, we suffer remodeling, we

 

 17   get a remodeled heart that now has a low ejection

 

 18   fraction, and over this course of time, we have a

 

 19   worsening of symptoms, so how are we going to

 

 20   impact this in terms of treatment?

 

 21             Well, the two mainstays are neurohumoral

 

 22   blockade, we have kind of gone over some of the

 

 23   things that we can do, and we will look at those,

 

 24   and the other is revascularization.  So, many times

 

 25   with the use of medication or with the use of

 

                                                                52

 

  1   revascularization, we can reverse some of this

 

  2   remodeling in some patients, and in some patients

 

  3   we don't.

 

  4             One thing that is very important in terms

 

  5   of being able to recover patients that have

 

  6   remodeled hearts, and that are in this road of

 

  7   heart failure, is identification of viable

 

  8   myocardium.

 

  9             Myocardial viability has clearly been

 

 10   shown to influence the prognosis of people that are

 

 11   undergoing revascularization procedures, so if you

 

 12   have a viable myocardium, you are going to do

 

 13   better.  You have a chance of improving more than

 

 14   someone who doesn't.

 

 15             Just to shift gears for just a second

 

 16   here, these are electromechanical maps.  These are

 

 17   representations of the left ventricle.  This is

 

 18   from a patient in our Brazil stem cell study.

 

 19             This is an electrical map, this is a

 

 20   mechanical map.  Let's just look at the electrical

 

 21   map because I just talked to you about viability.

 

 22   Very simply, if your cells are alive, they have an

 

 23   electrical signal that is high.  If you have a big

 

 24   scar with no cells, you have no electricity, you

 

 25   have a low electrical signal.

 

                                                                53

 

  1             We put it on a little color scale.  Red is

 

  2   dead or red is very little voltage.  Purple is

 

  3   high.  Here, you see on this electromechanical map,

 

  4   an area of myocardial viability.  Again, just as it

 

  5   is important to understand viability when you are

 

  6   vascularizing patients that have heart failure,

 

  7   that have coronary disease, it is also going to be

 

  8   important, in my view, to understand myocardial

 

  9   viability when we are applying some of these

 

 10   therapies, and I think there will be differences in

 

 11   bone marrow therapies and myoblast therapy, but

 

 12   that is something to keep in mind.

 

 13             I just wanted to show you an example of

 

 14   the very common things that we deal with, so this

 

 15   is not some esoteric difficult patient to find.  We