UNITED STATES
OF AMERICA
FOOD AND DRUG
ADMINISTRATION
+ + + + +
ORTHOPEDIC AND
REHABILITATION DEVICES PANEL
OF THE
MEDICAL DEVICES
ADVISORY COMMITTEE
+ + + + +
THURSDAY,
JUNE 3, 2004
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The above‑entitled meeting
was conducted
at 8:00 a.m.,
at the Gaithersburg Marriott, Salons A,
B, C, D, 9751
Washingtonian Boulevard, Gaithersburg,
Maryland, Dr.
Michael J. Yaszemski, Panel Chairperson,
presiding.
PANEL MEMBERS
PRESENT:
MICHAEL J.
YASZEMSKI, M.D., Ph.D., Chairperson, Mayo
Clinic Graduate, School of Medicine
JANET L.
SCUDIERO, M.S., Acting Executive Secretary
MAUREEN A
FINNEGAN, M.D., Voting Member, University
of Texas, Southwestern Medical Center
JOHN S.
KIRKPATRICK, M.D., Voting Member, University
of Alabama, School of Medicine
KINLEY LARNTZ,
Ph.D., Voting Member, Private
Practice
SANJIV. S.
NAIDU, M.D., Ph.D., Voting Member,
Pennsylvania State College of Medicine
SALLY L. MAHER,
Esq., Industry Representative,
Smith & Nephew Endoscopy
LEELEE DOYLE,
Ph.D., Consumer Representative,
University of Arkansas for Medical Sciences
PANEL MEMBERS
PRESENT: (cont'd)
MARCUS P.
BESSER, Ph.D., Deputized Voting Member,
Thomas Jefferson University
CHOLL W. KIM,
M.D., Ph.D., Deputized Voting Member,
University of California, San Diego
JAY D. MABREY,
M.D., Deputized Voting Member,
University of Texas, Health Science Center
MICHAEL B.
MAYOR, M.D., Deputized Voting Member,
Dartmouth Hitchcock Medical Center
CELIA WITTEN,
M.D., Ph.D., FDA Division Director,
General Restorative and Neurological
Devices
SPONSOR
PRESENTERS:
Morning:
TONI R.
KINGSLEY, Ph.D., Zimmer, Inc, Warsaw,
Indiana
GREG MAISLIN,
M.S., M.A., Biomedical Statistical
Consulting, Wynnewood, Pennsylvania
JAMES B.
STIEHL, M.D., Medical College of Wisconsin
and Columbia and St. Mary's Hospital,
Milwaukee,
Wisconsin
PETER S.
WALKER, Ph.D., New York Medical Center, New
York, New York
Afternoon:
JOEL BATTS,
Corin, USA, Tampa, Florida
JOSHUA JACOBS,
M.D., Rush Medical Center, Chicago,
Illinois
BERNARD N.
STULBERG, M.D., Cleveland Center for
Joint Reconstruction, Cleveland, Ohio
FDA PRESENTERS:
Morning:
PETER G. ALLEN,
M.S., Orthopedics Devices Branch
Afternoon:
BARBARA D.
BUCH, M.D., Orthopedics Devices Branch
PHYLLIS M.
SILVERMAN, M.S., Orthopedics Devices
Branch
I‑N‑D‑E‑X
PAGE
I. Call to Order 5
II. Open Public Hearing 16
III. Industry Presentation 46
IV. FDA Presentation 84
V. Panel Deliberation and Recommendation 114
VI. Reclassification Questionnaire and 189
Supplemental Data Sheet, and Vote
LUNCH
VII. Open Public Hearing 247
VIII. Industry
Presentation 248
IX. FDA Presentation 269
X. Panel Deliberation 300
XI. Adjournment 388
P‑R‑O‑C‑E‑E‑D‑I‑N‑G‑S
(8:01
a.m.)
DR. SCUDIERO: Good morning, everyone.
We're ready to begin this meeting
of the
Orthopedic and
Rehabilitation Devices Panel. I'm Jan
Scudiero, the
Acting Exec Sec of the panel, while the
Exec Sec is on
detail.
If you haven't already signed in,
please
do so. I'm sure most of you already have.
I would like to announce that the
tentatively
scheduled meetings for this panel are ‑‑
for the year
2004 remaining are August 12th and 13th,
and December
2nd and 3rd. Please monitor the
Center's
web ‑‑
panel website for updated information on this.
Before I turn the meeting over to
Dr.
Yaszemski I'm
required to read two statements ‑‑ the
appointment to
temporary voting status statement and
the conflict of
interest statement.
Pursuant to the authority granted
under
the Medical
Devices Advisory Committee charter dated
October 27,
1990, and amended April 20, 1995, I
appoint the
following as voting members of the
Orthopedic and
Rehabilitation Devices Panel for the
duration of
this meeting on June 2nd and 3rd:
Marcus P.
Besser, Ph.D., for June 2nd and 3rd.
Brent A. Blumenstein was deputized
for
yesterday as
was Fernando G. Diaz and ‑‑ were
deputized for
yesterday. And for today Choll W. Kim,
M.D., Ph.D.,
Jay D. Mabrey, M.D., and Michael B.
Mayor, for the
morning session.
For the record, these people are
special
government
employees and are consultants to this panel
or another
panel under the Medical Devices Advisory
Committee. They have undergone the customary conflict
of interest
review and have reviewed the material to
be considered
at this meeting.
Daniel G. Schultz, M.D., Acting
Director,
Center for
Devices and Radiological Health, on
May 28th.
And now the conflict of interest
statement. The following announcement addresses
conflict of
interest issues associated with this
meeting and is
made part of the record to preclude
even the
appearance of an impropriety. To
determine
if any conflict
existed, the agency reviewed the
submitted
agenda for this meeting and for all
financial
interests reported by the panel
participants.
The conflict of interest statutes
prohibit
special
government employees from participating in
matters
relating ‑‑ that could affect their or their
employer's
financial interests. However, the
agency
has determined
that the participation of certain
members and
consultants, the need for whose services
outweigh the
potential conflict of interest involved,
is in the best
interest of the government.
Therefore, waivers were granted
for Drs.
Choll Kim and
Jay Mabrey for their interest in firms
that could be affected
by the panel's recommendations.
Dr. Kim's
waiver entails consulting on a creditor's
unrelated
product. Dr. Mabrey's waiver involves
consulting with
an unaffected division of the
sponsor's firm
on matters unrelated to today's agenda.
We would like to note for the
record that
the agency took
into consideration certain matters
regarding Drs.
Maureen Finnegan, Choll Kim, John
Kirkpatrick,
and Jay Mabrey.
Each of these panelists reported
current
or past
interest in firms at issue, but in matters not
related to
today's agenda. The agency has
determined,
therefore, that
they may participate fully in today's
deliberations.
In the event that the discussions
involve
any other
products or firms not already on the agenda,
for which an
FDA participant has a financial interest,
the participant
should excuse himself or herself from
such
involvement, and the exclusion will be noted for
the record.
With respect to all other
participants, we
ask in the
interest of fairness that all persons
making
statements or presentations disclose any
current or
previous financial involvement with any
firm whose
products they may wish to comment upon.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Ms.
Scudiero.
Good morning. I'm Dr. Michael Yaszemski.
I'm the
Chairperson of the Orthopedic and
Rehabilitation
Devices Panel. I'm an orthopedic
surgeon and a
chemical engineer at Mayo Clinic in
Rochester,
Minnesota. My areas of interest are
spinal
surgery and
polymeric biomaterials.
I'd like to note for the record
that the
voting members
present constitute a quorum as required
by 21 CFR Part
14.
At this meeting, the panel will be
making
a
recommendation to the Food and Drug Administration
on an OSMA‑initiated
reclassification proposal for
mobile bearing
knee prostheses. We will also consider
a draft
guidance on performance criteria for hip joint
prostheses.
Before we begin the meeting, I'd
like to
ask our distinguished
panel members who are generously
giving their
time to help the FDA in the matter being
discussed
today, and other FDA staff seated at the
table to
introduce themselves.
Please state your name, your area
of
expertise, your
position, your institution, and your
status on the
panel, whether a voting member, a
deputized
voting member, consumer rep, or industry
rep. Let's start to my left with Dr. Mayor.
DR. MAYOR: Thank you, Mike. Dr. Michael
Mayor from the
Dartmouth Hitchcock Medical Center in
Hanover, New
Hampshire. I'm an orthopedic surgeon
and
the co‑director
of the Retrieval Laboratory at the
Dartmouth
Thayer School of Engineering. I'm a
consultant to
the panel and a voting member.
CHAIRPERSON YASZEMSKI: Thank you.
May I
also mention,
before we move on, that Dr. Mayor is a
former
Chairperson of this panel.
Dr. Larntz?
DR. LARNTZ: Kinley Larntz. I'm a
statistician,
professor emeritus, University of
Minnesota. And I'm now doing independent consulting,
and I'm a
voting member.
DR. BESSER: Marcus Besser, associate
professor in
the Department of Physical Therapy at
Thomas
Jefferson University, but my background and
training was in
mechanical engineering and
biomechanics. I am a deputized voting member.
MS. MAHER: Sally Maher, group director,
regulatory and
clinical, for Smith & Nephew Endoscopy.
I'm the
industry representative.
DR. WITTEN: Celia Witten. I'm the
division
director of the Division of FDA that reviews
orthopedic
products.
DR. KIRKPATRICK: I'm John Kirkpatrick.
I'm an
associate professor at the University of
Alabama‑Birmingham
in orthopedic surgery, and I have
a special
interest in spine surgery. I am a panel
member.
DR. MABREY: Jay Mabrey.
I'm at Baylor
University‑Dallas. I'm a ‑‑ my area of specialty is
total joint
replacement, wear debris, and particle
analysis, and
I'm a deputized voting member.
DR. FINNEGAN: Maureen Finnegan. I'm an
associate
professor at UT‑Southwestern. I'm
an
orthopedic
surgeon, and I'm director of the Orthopedic
Research
Laboratory, and I am a voting member.
DR. KIM: I'm Choll Kim. I'm an
assistant
professor at
the University of California‑San Diego.
My clinical
interest is in spine surgery. I'm the
director of the
Spine Research Lab at UCSD.
DR. NAIDU: Sanjiv Naidu. I'm an
associate
professor of orthopedic surgery at Penn
State College
of Medicine. My interests are in
orthopedic
surgery and material science, and I am a
voting panel
member.
CHAIRPERSON YASZEMSKI: Thanks, everybody.
Today the panel will deliberate on
and
provide
recommendations to FDA on a reclassification
petition for
mobile bearing knee joint prostheses and
a draft
guidance on performance criteria for hip joint
prostheses. Both documents were submitted by members
of the
Orthopedic Surgical Manufacturers Association.
In the morning, after the open
public
hearing, we'll
first deliberate on the
reclassification
petition. Representatives of OSMA
will present,
followed by the FDA, then we'll have the
panel
deliberation portion of the meeting, beginning
with an
introduction of today's topic led by Dr. Mayor
and by Dr.
Larntz.
After having a general discussion,
the
panel will
address the FDA questions. Then the ODE
classification/reclassification
coordinator ‑‑ Ms.
Shulman ‑‑
will guide the panel on completion of two
forms ‑‑
the reclassification questionnaire and
supplemental
worksheet. The panel's vote on these
two
documents will
constitute our recommendation to the
FDA.
In the afternoon, we'll follow a
similar
agenda for the
draft guidance document. This is the
first industry
group prepared draft guidance document.
After the open
public hearing, representatives of OSMA
will again
present, followed by FDA. In the panel
deliberations,
Dr. Mabrey and Dr. Larntz will provide
their
perspectives to start the panel deliberations.
There will be
no panel vote on this topic.
Our response to the FDA questions
will
constitute our
consensus recommendations on the draft
guidance
document.
We're now going to proceed to the
open
public
hearing. We ask at this time that all
persons
addressing the
panel speak clearly into the microphone
as the
transcriptionist is dependent on this means to
provide an
accurate record of the meeting.
I'll apologize ahead of time, if
you
forget to this
and identify yourself, then I'll ask
you to do so
when you come up to speak.
Ms. Scudiero will now read a
statement
prepared for
open public hearings.
DR. SCUDIERO: Both the FDA and the public
believe in a
transparent process for information‑
gathering and
decision‑making. To ensure such
transparency at
the open public hearing session of the
Advisory
Committee meeting, FDA believes it is
important to
understand the context of any
individual's
presentation.
For this reason, FDA encourages
the open
public hearing
speaker, at the beginning of your
statement, to
advise the panel of any financial
relationship
you may have with the sponsor, its
products, and,
if known, its direct competitors. For
example, the
financial information may include the
sponsor's
payment of your travel, lodging, or other
expenses in
connection with your attendance at this
meeting.
Likewise, the FDA encourages you
at the
beginning of
the statement to advise the committee if
you do not have
any such financial relationship. If
you choose not
to address this issue of financial
relationships
at the beginning of your statement, it
will not
preclude you from speaking.
I would like to note for the
record that
the American
Academy of Orthopedic Surgeons has sent
a statement to
the agency for the record of this
meeting, and
it's signed by its President, Roger W. ‑‑
or Dr. Roger W.
Bocholz. He stated that the
association is
pleased to express support for the
reclassification
petition for mobile bearing knees for
medical device
Class III, intermedical device Class
II.
CHAIRPERSON YASZEMSKI: Prior to the
meeting, FDA
received four requests to speak in the
open public
hearing. We'll start now with these
four
people, and
I'll identify the amount of time allotted
for each of
them. Just before the meeting started,
we
had two
additional requests, and we'll add two minutes
for each of
those two people to come up, two minutes
apiece.
The first speaker will be Dr.
Steve
Peoples,
scheduled for five minutes. Dr.
Peoples?
Just to help
all of the speakers as you're timing your
speech, I'll
have the light go from green to yellow
when there's
two minutes left.
DR. PEOPLES: Good morning. I'm Steve
Peoples, and I
am an employee of DePuy. Thank you for
the opportunity
to provide comments regarding this
reclassification
petition.
You will hear this morning that
the
sponsors of
this petition believe that the information
supplied
provides strong evidence of the safety and
effectiveness
of mobile bearing knees and that the
risks
associated with them are now adequately defined,
justifying
reclassification.
The petition further proposes that
FDA can
regulate these
devices adequately under Class II
controls. You will also hear that the proposed
reclassification
meets the least burdensome
requirement. However, least burdensome does not
preempt the
underlying principle that the level of
control must be
appropriate to the level of risk posed
by the device.
The petition offers clinical and
laboratory data
as justification for general
reclassification
of mobile bearing knees and
identifies
almost 50 different mobile bearing designs
as representing
the spectrum of mobile bearing knees.
Basically, the proposed
reclassification
would move
mobile bearing knees from the current
requirement for
valid scientific evidence of safety
and
effectiveness provided via the pre‑market approval
process to the
level of Class II controls and
substantial
equivalency under the Section 510(k) pre‑
market notification
process.
We believe that the petition fails
to
justify a
general reclassification and that an
examination of
the information upon which the proposal
was based
reveals why. And that reason is that
the
vast majority
of the mobile bearing clinical
literature and
information presented as justification
for
reclassification is in regard to a single total
knee system and
a single unicompartmental device.
For example, 86 percent of the
total knee
survivorship
literature cited in the petition is on
the LCS mobile
bearing knee system. Only two
survivorship
articles on two other total knee designs
are included,
one of which ‑‑ the Accord knee ‑‑
deserves
special comment.
Although the Accord design
underwent
extensive
preclinical laboratory and finite element
analyses, that
testing did not predict the almost
50 percent
failure rate encountered in actual clinical
use. Similar observations can be made in regard
to
the clinical
results reviewed.
The petition presents very limited
data on
a limited
number of total knee designs to substantiate
the safety and
effectiveness of mobile bearing knees
as a generic
type of device. And even this limited
data indicates
that there is a very large variation in
revision rate
from design to design.
The clinical outcomes information
provided
is no
different. And although IDE data on six
total
knee mobile
bearing designs is included in the review,
the vast
majority of that data is a very short
followup and
very small populations.
The petition clearly demonstrates
what is
known today
about mobile bearing knees, and in doing
so also
demonstrates what is not known.
Absolutely no
clinical data
is presented for over 60 percent of the
mobile bearing
knee designs identified in the
petition,
designs which presumably would be covered by
the proposed
reclassification.
Regulations require that a
proposed
reclassification
describe how the new classification
will provide
reasonable assurance of safety and
effectiveness. The petition proposes that the
controls
already established for Class II fixed
bearing knees
are sufficient.
However, most of the recommended
special
controls are
only standard or unvalidated non‑standard
test
methods. The petition offers no
performance
criteria for
these tests and provides no guidance on
the predicate
control to be used, other than that it
be clinically
successful, which the petition also
leaves
undefined.
No recommendations are made to
specifically
address significant polyethylene
performance
issues, such as the effects of multi‑
directional
movement and cross‑shear, or knee
stability,
which was the unpredicted mode of failure
of the Accord
knee.
Both of these issues are unique to
mobile
bearing design
and cannot be evaluated or controlled
using methods
employed for fixed bearing knees.
The significance of mobile bearing
knee
kinematics and
polyethylene wear, in relation to
mobile bearing
design, was reported on at this year's
Orthopedic
Research Society meeting. The authors
concluded, and
I quote, "This study shows that minute
differences in
mobile bearing prostheses may have a
major affect on
their wear behavior."
The petition under consideration
is
thorough, and
it does employ sophisticated analytical
techniques. It is deep but very narrow. It is
essentially a
review of the results of a single total
knee system and
a single unicompartmental device that
the petitioners
claim represents the safety and
effectiveness
of mobile bearing knee designs in
general. We do not believe that such a generalization
is valid.
Your requirements for
reclassification
that you must
consider and answer today are: does the
petition
provide adequate and valid scientific
evidence that
mobile bearing knees in general are safe
and effective
and thus can be reclassified to
Class II? And does the petition identify the special
controls for
Class II necessary to assure the safety
and
effectiveness of these devices?
We do not believe that the
petition meets
either of these
requirements, and based on the limited
evidence
provided in the petition and the significant
risk involved,
general reclassification of mobile
bearing knees
simply is just not justified.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Peoples.
The next speaker will be Dr. John
Fisher,
also scheduled
for five minutes. Dr. Fisher?
DR. FISHER: Good morning. My name is
John
Fisher. I'm director of the Institute
of Medical
and Biological
Engineering at the University of Leeds.
I have 15
years' experience in wear testing of
artificial
joints and run an academic laboratory with
over 100
stations of wear simulation capacity for
joint
replacement.
Our work in the laboratory is
supported by
government, by
a range of different companies,
including
DePuy, and DePuy is supporting my attendance
at this
meeting.
CHAIRPERSON YASZEMSKI: Thank you.
DR. FISHER: The LCS rotating platform
mobile bearing
knee is very special and unique. The
bearing design
decouples motions and allows rotation
at the tibial
tray, which then predominantly allows
linear motion
at the femoral interface. Both these
motions are
unidirectional, which has a substantial
reduction in
polyethylene wear.
However, not all mobile bearings
are the
same. Unconstrained bearings have multi‑directional
motion, and,
therefore, higher wear. That has been
shown by RADCA
at two presentations this year and has
been confirmed
in our own laboratory.
So wear is dependent on interfaced
kinematics and
is design‑specific. So are
kinematics
the same, in
fact, to the mobile bearing knees?
Well,
the clinical
studies show the overall kinematics of
the whole
joint, but what we must be concerned about
is the
kinematics at the individual interfaces.
Mobile bearings are complex
systems.
Motion ‑‑
individual wear interfaces ‑‑ is design‑
dependent, and,
therefore, cannot be predicted from
whole joint
kinematics. Small changes in interface
kinematics can
have a major effect on the wear in
mobile bearing
knees.
Do lower contact stresses in
mobile
bearing knees
reduce wear? Lower contact stresses
certainly
reduce the lamination fatigue failure, but
there is no
increasing evidence that lower contact
stresses and
larger wear areas actually increase
surface wear
and micro and macro wear debris
generation.
However, this is not the case in
rotating
platform
designs, which have unidirection of motion
and, therefore,
much lower wear than fixed bearing
knees. So, again, the effects of contact stress on
wear is design‑dependent
in mobile bearing knees.
Now let me turn to third body
damage and
wear
debris. Mobile bearing knees are more
prone to
damage and
destruction by third body damage,
particularly on
the tibial counterface. Particles get
trapped in that
counterface and remain there for a
substantial
period of time.
However, the wear that is produced
by
third body
damage is, again, design‑dependent, as
linear
scratches in rotating platform bearing knees do
not accelerate
wear, whereas they would do in multi‑
directional
designs.
And what about wear debris? It is really
a very
important issue. Is wear debris from
mobile
bearing knees
more reactive? There are significant
studies now in
the laboratories and clinically that
shows that wear
debris from fixed bearing knees is
larger and less
reactive than debris from hips.
It has been speculated that mobile
bearing
knee debris is
more like hip debris. This may well be
the case in
multi‑directional designs due to cross‑
shear as found
in the head will produce fragmentation
of fibrils and
smaller particles.
However, we've shown that with
unidirectional
motion the debris that is produced in
the polymer
bearing is actually larger and less
reactive. So, once again, the reactivity of the
debris produced
in mobile bearing knees will be
design‑dependent.
Can we effectively determine
wear? We all
know there are
two separate standards for knee joint
simulators at
the moment ‑‑ force control and
displacement
control machines. And these have
produced
different results in comparison to mobile
bearing and
fixed bearing knees.
In our own laboratories, we
developed a
special
methodology for rotating platform design,
which allowed a
combination of both force and
displacement
control testing for the rotating platform
mobile bearing
knee. This is not an ideal test
methodology,
and it is not currently available in
other joint
simulation systems.
Secondly, can wear be determined
from
clinical
measurements? It is not easy. Penetration
can be measured
as reported in the knee study, but, of
course, volume
depends on penetration and wear areas,
and these are
difficult to determine and compare.
The inherent nature of mobile
bearing
knees
introduces greater variability. Any
bearing has
six degrees of
freedom. Mobile bearing knees have 12
degrees of
freedom. Meniscal bearings have 24
degrees
of freedom at
four different interfaces. Meniscal
bearings also
typically have smaller polyethylene
inserts, which
are more prone to edge loading and,
therefore,
cracking and fragmentation.
For the rotating platform LCS
mobile
bearing knee,
there is over 20 years' experience.
There are some
serendipitous design features that have
resulted in low
contact stress, low fatigue,
unidirectional
interface motion, and a stable low‑
wearing
bearing.
Many of these design features have
not
been replicated
in other mobile bearing knee designs.
Not all mobile
bearing designs are the same, and we do
not understand
the result and impact of the numerous
design
variables encountered in different mobile
bearing knees.
To conclude, the reclassification
petition
does not
consider or address the effect of the
aforementioned
design variables on the performance of
mobile bearing
knees, and the special controls
proposed by the
petition cannot assure us that the
various designs
of mobile bearing knees are both safe
and effective.
Thank you.
CHAIRPERSON YASZEMSKI: Thank you,
Professor
Fisher.
Our next speaker will be Dr. Doug
Dennis.
Dr.
Dennis? Dr. Dennis is scheduled also
for five
minutes
speaking time.
DR. DENNIS: I'm Dr. Douglas Dennis from
Denver. I serve as an adjunct professor in the
Department of
Biomedical Engineering at the University
of Tennessee,
medically direct the Rocky Mountain
Musculoskeletal
Research Laboratory. I do serve as a
consultant for
DePuy. They have provided my travel
expenses
here.
Over the last 10 years, my
laboratory has
received
orthopedic industry support from many
different
companies. It's a privilege to present.
As I have reviewed the
reclassification
petition, it is
to reclassify all mobile bearing total
knees from
Class III to Class II devices.
Therefore,
I think this
assumes that all available mobile bearing
designs will
demonstrate similar efficacy and safety
as those
designs that have been evaluated by pre‑
market IDE
studies.
There are many fears associated
with
mobile bearing
knees. These include the potential for
increased
polyethylene wear, as you now have two
articulating
surfaces on both the top and bottom side
of the
bearing. It requires a more demanding
surgical
technique. It is less tolerable of instability, as
demonstrated by
Dr. Jack Burt and a 9.3 percent
bearing
subluxation or spinout rate.
There are also fears about
increased wear
that are
created from tibial tray post bumpers,
etcetera, which
try to control the boundaries of
bearing
mobility. Therefore, all mobile
bearings are
not the same.
There are numerous
differences. Knee
kinematic
patterns have shown various kinematic
differences on
both the top and bottom side of the
bearing. There are geometry differences of both
femoral and
tibial components, and the bearing
stabilizing
mechanisms of these various designs are
different.
My concerns about the petition primarily
are centered on
the bottom side of the bearing as
underside
motion pattern differences among differing
designs can be
quite substantial, and, therefore,
create a
potential for premature polyethylene wear and
periprosthetic
osteolysis from increased undersurface
wear versus
currently approved designs.
Another concern has already been
mentioned
about the size
of the microparticulate polyethylene
debris in
mobile bearings. It is more similar to
hip
replacement in
that the particles are smaller, more
reactive. Will this result in more osculysis,
particularly in
designs which permit multi‑directional
motion on the
underside of the bearing?
If we look at some of these design
issues,
as has been
stated, in a rotating platform design you
have
unidirectional motion patterns on the
undersurface of
the bearing. While there are many
designs that
allow both rotation as well as antero‑
posterior
translation, these will, therefore, have
multi‑directional
motion patterns on the bottom side
of the bearing.
In the 1970s, Pooley & Tabor
showed us,
when dealing
with polyethylene, if this material is
exposed to
unidirectional motion, the molecules align,
decreasing the
coefficient of friction and the wear
rates, whereas
with multi‑directional motion patterns
you increase
the shear forces and wear.
And this has been shown in
multiple
studies since
then, both by Wang and Marrs, which have
shown increased
wear with multi‑directional motion and
reduced wear
when you have mono‑directional motion
patterns.
Our previous speaker, in an
elaborate
laboratory
analysis studying undersurface wear, has
shown that
unidirectional type of patterns
demonstrated
.23 millimeters cubed per million cycles.
When exposed to
multi‑directional wear patterns,
nearly a 10‑fold
increase in wear.
The last 10 years of my laboratory
life
has been
studying knee kinematics. We have done
over
75 different
knee kinematic studies, over 40 fixed and
mobile bearing
designs. And to summate this 10 years
of work, we
have found that knee kinematics vary
widely among
differing fixed and mobile bearing
designs, and
numerous adverse kinematic patterns have
been
identified, which can adversely affect
polyethylene
wear.
This has been shown in the study
previously
mentioned this year at the ORS where minor
differences in
kinematics have resulted in major
differences in
wear, particularly when dealing with
unconstrained
tibial bearings that have multi‑
directional
wear patterns. They had double the wear
rates versus
those with unidirectional wear.
So, in summary, all mobile
bearings are
not the
same. I do think the petition clearly
demonstrates
the safety and efficacy of a single
rotating
platform design that demonstrates
unidirectional
underside motion. It has been shown
that mobile
bearing kinematics vary widely, which can
affect
polyethylene wear rates, inherent implant
stability such
that precise surgical technique is
critical.
There are numerous laboratory studies that
suggest the
potential of substantial increases in
polyethylene on
the bottom side of the bearing if
multi‑directional
motion patterns are present, yet no
good long‑term
clinical data is available to document
the safety of
this concept.
I think that it is wise for the
committee
to proceed with
caution in grouping all mobile bearing
total knees as
Class II devices as only the rotating
platform
concept has proven clinically successful.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Dennis.
Our next speaker is going to be
Dr.
Ruddlesdin. As Dr. Ruddlesdin is coming up, I'd like
to note that
we've been joined by another
distinguished
panel member.
Dr. Doyle has kindly agreed on
short
notice to serve
as our consumer representative today,
and I'd like to
take the opportunity and ask her to
introduce
herself. Ma'am, give your institution,
your
area of
expertise, please. And welcome.
DR. DOYLE: I'm LeeLee
Doyle. I am the
assistant dean
for faculty development and a professor
emeritus of
OB/GYN and currently a professor of
maternal and
child health at the University of
Arkansas for
Medical Sciences College of Medicine.
I have a very personal interest in
this
particular
area, because I already have two hips that
have been
replaced, and I'm looking forward to two
possible knee
replacements. So I have spent a great
deal of time
considering these things.
CHAIRPERSON YASZEMSKI: Thank you, and
welcome.
Dr. Ruddlesdin, you're scheduled
for 10
minutes, and
please begin.
DR. RUDDLESDIN: Thank you, Chairman.
It's a
privilege to address this panel this morning.
My name is Cris Ruddlesdin. I'm a full‑
time orthopedic
surgeon working with the National
Health Service
in the United Kingdom. I receive no
remuneration
from Corin, apart from my travel expenses
to come here
today. My NHS organization has been
using Corin
products from 1989, and we purchase these
products on a
competitive tendering basis.
I think it is important to stress
that
knee
replacement is trying to replace a normal knee,
and for many,
many years fixed bearing knees have
relied on
either a hinge or a rotating device.
But
they're trying
to reproduce multi‑directional knee
movement at one
bearing surface.
The mechanics have been covered in
some
detail by my
colleagues, and I will not go into any
further detail
beyond that.
The rotor‑glide knee, as
marketed by
Corin, first
started life in 1977 as an experimental
design. It was first implanted in 1988 in clinical
patients. Over 20,000 of these joints have been
implanted
worldwide to date, and the joint relies on
a polyethylene
bearing, which both rotates and glides
anteriorly and
posteriorly on the tibial tray.
I have a knee implant here, if the
panel
wishes to see
it. And if I can pass it around ‑‑
CHAIRPERSON YASZEMSKI: Thank you, sir.
We'd like to do
that.
DR. RUDDLESDIN: ‑‑ as I talk, you can see
how the implant
works.
The tibula tray is a metal base
plate with
two metal
bullards, and this is a cross‑section
through the
knee. And the white is the
polyethylene.
The
polyethylene can rotate 12.5 degrees either side
of the midline
and can glide backwards and forwards by
five
millimeters. And, therefore, we are
reproducing
the rotation of
the knee as it achieves full
extension.
You will notice as the implant
comes
around that it
is fully congruous through 90 degrees
of flexion from
full extension to 90 degrees of
flexion at the
bearing surface between the femur and
the
polyethylene insert. And this means
that we have
very low point
loading in that situation.
My personal experience over the
last four
years ‑‑
I have implanted 119 joints in four years.
Prior to 2000,
I had used the fixed bearing version of
the same knee
marketed in the United Kingdom as the
Nufield knee,
and subsequently we changed to the
mobile bearing
knee, mainly because one of my newly‑
appointed
colleagues got considerable experience in
this implant in
Scotland. The only difference is that
the insert
locks onto the pole shroud and being
constrained by
them.
The average followup in my series
is two
years. I have one gross dislocation, which I do not
blame on the
implant. It was an overenthusiastic
surgical soft
tissue release on my part, with a very
deformed knee,
and this allowed the femoral component
to dislocate
from the top of the polyethylene.
It is interesting that despite the
fact
that his knee
was grossly unstable that the
polyethylene
bearing remained contained on his tibial
tray.
In a report in the Journal of
Arthroplasty
in 1996, from
the Solihol Group, they had 161 patients
with 171 knees,
and this shows that the knee has been
in clinical use
for the last 17 years. They had an
average
followup of 3.1 years, which is relatively
short in
orthopedic terms, because we don't expect to
see problems, even
in the worst design of joint, until
at least five
years.
They had a series of
complications, as you
would expect of
any major joint replacement, but they
had no
dislocations or spinouts of the inserts.
Further work from Stuart Brooks at
Solihol
reviewed 136
patients between 1989 and 1991, and this
had a much
longer followup ‑‑ minimum followup of
seven years and
a maximum followup of nine years. Two
revisions for
one loose femoral component and one
fractured
insert in a knee which had been implanted in
extreme varus ‑‑
the other complications, again, as
expected in any
major joint replacement.
Clinical data from Hayward's Heath
Hospital in
United Kingdom shows a very large series
‑‑
nearly 900 patients, who have been operated on in
the last 10
years with followup for five years or more
‑‑
13 deep infections, eight aseptic loosenings, and
two gross
dislocations, which yields a very low
percentage of
0.2 percent.
Since 1988, this knee has been
implanted
using exactly
the same instrumentation used in fixed
bearing
designs. So the discussion that these
are
different types
of knees is not valid.
Ligament balancing is equally
important in
any knee, be it
a fixed bearing or a mobile bearing
knee. A badly performed operation, whether it be
fixed or
mobile, will fail, and I would put it to the
panel that a
well prepared knee will survive whatever
the bearing
type.
I have converted from fixed
bearing to
mobile bearing,
and I have found no difference in the
level of
difficulty to implant either a fixed or a
mobile bearing
knee. The Corin instrumentation is
extremely
simple and straightforward. I think
levels
of difficulty
often relate to the instrumentation as
designed by the
manufacturer.
A lot of discussion about the bone
clips
and ligament
balancing. These obviously play a role.
And as I've
said, any knee which is ‑‑ any knee
surgery which
is well performed will do well. Any
badly performed
knee surgery is likely to fail. And
this is equally
important, be they fixed or mobile
bearings.
And at the end of the day, it's
the
surgeon's
technical skill and expertise, and
particularly
his feel for the operation and his
experience,
that will be the indicator of success.
No
instrumentation
can compensate for poor surgical
technique.
The earlier instrumentation
involved
tensing devices
to try and balance the ligament on the
line of the
Freeman knee. But subsequently
instrumentation
has been simplified to what I can only
describe as a
lollipop. This is a spacer that is
inserted into
the knee in both flexion and extension
to ensure that
the ligaments are balanced in both
flexion and
extension, as this is vitally important.
If the cuts are not correct ‑‑
and, in my
experience,
they almost always are correct ‑‑ then, if
they are not
correct, then further adjustment to the
bone cuts at
this stage is essential. Unless people
are overly
enthusiastic at resecting one or other of
the bone
surfaces, either the proximal tibia or the
distal femur,
then the bone cuts usually come out
right.
But it is vitally important to
check the
gaps after the
cuts have been made. And as I've said,
if the cuts are
not correct, then it is important to
correct them at
this stage. And this really does not
need to be
different between the fixed and mobile
bearing knees,
as I keep emphasizing.
So the take‑home points
basically are
insert
dislocations are not a clinical issue, and
gross
dislocations are not happening at a significant
rate ‑‑
less than one percent. And this is
contrary
to some of the
evidence that has been produced.
There is no difference in the
operative
technique
unless it is imposed upon or desired by the
surgeon. In other words, a fixed bearing and a mobile
bearing knee
require the same level of surgical skill,
and, in the
case of the Corin, exactly the same
instrumentation
are used.
And whether fixed or mobile
bearings, the
final arbiter
to a good fit is the surgeon's tactile
field during
the trial reduction.
Thank you very much.
CHAIRPERSON YASZEMSKI: Thank you very
much, Dr.
Ruddlesdin.
Is there anyone else who would
like to
address the
panel at this time? If so, please
identify
yourself, be recognized, and come forward.
Sir?
DR. FERRING: My name is Tom Ferring. I'm
an orthopedic
surgeon, Charlotte, North Carolina. I'm
adjunct
professor of mechanical engineering at
University of
North Carolina‑Charlotte. And I'm
a
consultant for
DePuy, who paid my way here.
I have a special interest in
osteolysis.
I've been
published on this subject. And I'm
concerned about
the potential for a significant
difference in
wear debris with the new designs of
mobile
bearings. I am also concerned about the
long‑
term effects
that small changes in knee design will
have.
One only has to look at the
effects of
moving a
posterior stabilized post a few millimeters
in a fixed
bearing knee, which led to instability of
certain designs
that have been marketed or the
addition of a
posterior stabilized post in the LCSPS,
which is a
mobile bearing knee that led to early
failure.
Therefore, it is counterintuitive
to me to
conclude that a
variety of new mobile bearings with
back side stops
and different pivot points are
equivalent to
proven designs. As one of the speakers
earlier said,
in orthopedics we rarely see failures
before five
years. I would urge you to recommend
that
new mobile
bearing implants be placed through standard
scientific
methods to prove their efficacy and safety
for our
patients.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Ferring.
Would other people like to
speak? Sir?
DR. SORRELS: Good morning.
CHAIRPERSON YASZEMSKI: Good morning.
DR. SORRELS: I am Barry Sorrels from
Little Rock,
Arkansas. I thank DePuy for inviting me
to this
meeting.
I had the pleasure of serving as
one of
the original
clinical investigators with the LCS in
the beginning
of 1980. In 1980, there were over 300
knee designs on
the market, and this was the first and
only knee to
undergo an FDA evaluation.
The reason for that is it's more
complicated and
it's fraught with potential
complications
for the patient. My interest in this ‑‑
I have never
been funded by the company nor paid for
the
investigation. But my interest is on
the part of
the patient.
Our patients were served very well
with
the IDE. There were 15 of us. We collaborated
frequently, we
met, we discussed complications,
discussed
instrumentation, and ultimately I think the
patient was
much better served as a result of going
through this
process.
When I look back on my clinical
results of
over 3,000
cases, I realize that 50 percent of my
complications
were technical error committed by me,
and half of
those were in the first three years of
this
procedure.
There's a steep learning curve
with these
mobile bearing
knees, and I think if we can
collaborate, if
we can meet together, if we can
exchange our
problems and our ideas, I think
ultimately the
patient is much better served. And I
think that
there's a real purpose served for the
patient by this
process.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Sorrels.
Would someone else like to
speak? Sir?
DR. FITZPATRICK: Good morning. My name
is David
Fitzpatrick. I'm a bioengineer. I'm a
faculty member
at the Department of Mechanical
Engineering in
University College‑Dublin. I have
research
interests in knee joint kinematics modeling
and in vitro
analysis of implant design.
DePuy has financially supported my
costs
associated with
attending this meeting, and I would
just like to
concentrate on the issue of special
controls
relating to these mobile bearing knee joint
designs.
It is clear that total knee
operations are
very dependent
on the management of the soft tissues,
and the level of
success is directly related to the
operative
technique and surgeon experience. And
when
compared with
fixed bearing knee designs, the reduced
level of
constraint within mobile bearing knees places
a higher level
of demand on the surgeon and the
operative
technique.
Post‑operative joint
stability is a
critical factor
in clinical success, and the
sensitivity of
various mobile knee designs to
operative
technique is highly variable. The
clinical
history of
mobile bearing knees has shown that device
redesign or
revised clinical indications is a common
outcome
following initial clinical experience.
I would propose that the existing
preclinical
tools, such as those proposed within the
special
controls in the petition, do not have
sufficient
capabilities to assess the kinematic
performance or
the ability to predict the clinical
performance of
mobile bearing knees in use.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr.
Fitzpatrick.
Would someone else like to make a
statement?
Seeing no other speakers, I'd like
to
suggest that we
proceed now to the OSMA presentation.
The OSMA
representatives will now present on their
proposed
reclassification position for the total and
the
unicompartmental mobile bearing knee joint
prostheses.
I'd like to remind public
attendees now
that the
meeting is still open for public observation,
but public
attendees may not participate except at the
specific
request of the panel.
The first OSMA presenter is Dr.
Toni
Kingsley. Dr. Kingsley?
DR. KINGSLEY: Good morning. I am Toni
Kingsley, and I
am representing OSMA, the Orthopedic
Surgical
Manufacturers Association. OSMA is an
organization of
manufacturers of both medical devices
and biological
products used in the treatment of
orthopedic
pathologies.
OSMA has sponsored a number of
reclassification
petitions in recent years for the
purpose of
bringing safe and effective medical devices
to the public
through the least burdensome regulatory
path
possible. We are here this morning as
the
sponsor of the
petition to request the
reclassification
of mobile bearing knees ‑‑ MBKs ‑‑
from Class III
to Class II.
The petition requests
reclassification of
mobile bearing
total knees and unicompartmental knees,
both cemented
and uncemented. Included within these
general
categories are a number of subcategories
listed on this
slide. Any given mobile bearing knee
on the market
today will exemplify several of these
characteristics.
At FDA's request, OSMA considered
each of
these
subcategories in evaluating the risks and
special
controls specific to mobile bearing knees.
MBKs have been on the market for
nearly 25
years. The first mobile bearing knee approved in
the
United States
was J&J DePuy's rotating platform LCS
knee approved
in 1985. Since that time, there has
been
considerable technical progress leading to
development of
second and third generation devices.
A review of the devices on the
market
today reveals
that approximately 46 mobile bearing
knee designs
are available around the world. In the
United States,
there are six designs currently
approved by the
FDA, including five marketed by J&J
DePuy and one
recently approved meniscal bearing
unicompartmental
device marketed by Biomed.
It should be noted that FDA
previously, in
January 1998,
considered the reclassification of
mobile bearing
knees as part of the petition to
reclassify
uncemented porous knees. At that time,
the
panel
recommended reclassification only of those MBKs
that were
tricompartmental, cemented, and had a
rotating or
translating base.
However, FDA subsequently chose to
recommend
submission of a new reclassification
petition for
the entire class of mobile bearing knees
rather than
reclassify specific subcategories.
In the six years since these
decisions,
considerable
additional information on mobile bearing
knees has
become available. OSMA will present
today
summaries of clinical
data, including seven ongoing or
completed IDE
studies, two international clinical
outcome
studies, and published data on approximately
14 knee
designs, most with two‑year or longer
followup.
OSMA will also present information
on
risks specific
to mobile bearing knees, with a focus
on the issues
of wear, including back side wear, and
the potential
for bearing dislocation. We will
discuss special
controls, including existing FDA
guidance and
standard test protocols. Where no
standard test
protocol exists, we will present
suggestions to
be developed further for inclusion in
an FDA guidance
document.
We believe these special controls
will be
adequate to
enable the FDA to regulate mobile bearing
knees as Class
II devices. OSMA will also present a
summary of two
meta‑analyses on published data that
support the
claim that the clinical performance of
mobile bearing
knees is not different from fixed
bearing knees,
and that survivorship of the various
subcategories
of mobile bearing knees are similar to
one another.
OSMA believes that the information
presented will
establish that mobile bearing knees of
all the
subcategories included in the petition ‑‑ for
all of these
there is well documented, successful
clinical
history, design requirements are well
understood,
associated risks are well defined, and
special
controls either already exist or can be
developed for
inclusion in FDA guidelines.
Because of these factors, OSMA
believes
that mobile
bearing knees should be reclassified to
Class II, since
the special controls either currently
available or to
be developed are sufficient to provide
the required
reasonable assurance of safety and
effectiveness.
Presenting for OSMA today will be
Dr.
James B.
Stiehl, clinical associate professor of
orthopedic
surgery, Medical College of Wisconsin, who
will discuss
the clinical data. Dr. Peter S. Walker,
director of
minimally‑invasive surgery, laboratory,
and professor
of orthopedic surgery, at the New York
University
Medical Center, will discuss risks and
special
controls. And the meta‑analyses
will be
discussed by
Greg Maislin, principal biostatistician
of Biomedical
Statistical Consulting.
In addition, there are a number of
representatives
of contributing OSMA companies present
together with
expert surgeons who are expert in the
specific knee
designs manufactured by those companies.
Dr. Stiehl?
CHAIRPERSON YASZEMSKI: Tanks very much,
Dr. Kingsley.
Dr. Stiehl, welcome.
DR. STIEHL: Thanks.
Dr. Jim Stiehl. I'm from Milwaukee,
Wisconsin. I am a private surgeon in orthopedic
practice. I have worked for a number of years in the
area of
orthopedic biomechanics. I have over 10
years'
experience with mobile bearing total knee
arthroplasty,
specifically the LCS. And I continue to
have a very
active practice with that particular
device.
My financial interest ‑‑
I am a consultant
for Zimmer, not
specifically with mobile bearing total
knee
arthroplasty. I currently do not have
any vested
interest in any
mobile bearing knee implant.
The information that will be
presented in
this petition
is extensive. There is a comprehensive
literature
review and summary, both of unpublished and
published
clinical studies, and I would point out that
the unpublished
studies currently come from the OSMA
companies that
are supporting this petition.
They include IDE clinical trials
that are
under current
process of investigation and two
important
international clinical outcome studies that
have been
compiled and are currently ongoing. We
do
a comprehensive
literature review from 1977 until
2002, which
includes clinical outcome scores and
complications.
This slide summarizes the current
IDE
studies that
are ongoing. There are seven different
series of
studies. The Oxford Meniscal Bearing
Uni is
currently
approved through the PMA process, and that
IDE study is
completed. The remaining devices, as
you
can see ‑‑
the Genesis, Profix, and Scorpio MBK and
NexGen ‑‑
are mobile bearing devices.
And I would state that the ‑‑
there are a
couple of
devices in this group ‑‑ the Genesis,
Profix, and
Scorpio ‑‑ that are fixed bearing devices
that have been
adapted for mobile bearing application.
The revision rate is being looked
very
carefully at
for these devices. As you can see, the
Oxford, which
is a completed study, had a 6.8 percent
revision
rate. After approximately four years'
followup, the
numbers towards the bottom of the other
devices have
relatively short followup to date. But
as you can see,
the clinical outcome has been very
successful to
date with nil or very few revisions.
There are two international
outcome
studies that
are currently being collected by Zimmer.
These specific
studies are with mobile bearing
devices. The European and Asian and other groups
around the
world do not necessarily require the
control that
the U.S. FDA requires, so it's able ‑‑
we're able to
get these studies done. These are open
enrollment
studies, open surgeon participation.
They
literally come
from around the world.
We believe these studies to be
very
important,
because their results are generalizable,
and they really
measure the performance in the hands
of general
orthopedic surgeons who have new experience
with a new
device.
The MBK is the first study that we
would
cite. There are 1,254 cases collected at the point
of
data collection
from 22 surgeons from seven countries.
To date there
have been eight revisions. The overall
revision rate
with this particular device has been
.6 percent
through an average of two‑year followup.
The NexGen LPS flex mobile knee,
again,
has a similar
study that's ongoing, and at the point
of data
collection there were 390 cases from 19
international
surgeons from 17 centers around the
world. In this particular study, there were two
revisions, one
for infection and one for instability.
The overall
revision rate, again, was .5 percent
through two
years of followup.
We have also collected data of the
outcomes, and I
think this is an important issue
because most
clinical series have global knee rating
scores that are
evaluated, and they will be discussed
in the
statistics section where we look at the good to
excellent
results. And as you can see for those
of
these, the
devices at two years ‑‑ that ranges from 85
to 100
percent. There have been no red flags
with
either of these
devices.
We then look at the literature that
is
collected from
1977 until 2002. There are 274
articles
available that talk about mobile bearing
devices in some
form or another. We specifically look
at the papers
that have clinical results. There were
57 such
articles; 48 summarized clinical outcome with
data. And this included the broad spectrum of
devices
available ‑‑
multi‑directional rotating platform,
meniscal
bearing, and unicondylar. And there are
nine
review
articles.
Summarizing this data, the multi‑
directional
platform devices ‑‑ and, basically, this
is a
polyethylene bearing that allows both rotation
and anterior
motion in the transverse plane. The
number that I
highlight is 91.7 percent with 5.6‑year
followup, and
that excludes the results of the Johnson
Accord.
The Johnson Accord was an early
device.
It comes from
the '70s. It was abandoned, really,
quite a number
of years ago because of significant
design
problems, and really doesn't meet current
criteria and
from the knowledge that we have. So I
think it was
appropriate to remove that device from
this
conclusion.
The rotating platform, which
really is the
hallmark of
certainly the LCS experience, has been a
very, very
durable implant. And as you can see, of
the four
clinical trials that we cite, 96.5 percent
survivorship at
9.3 years. The meniscal bearing is a
rotating
bearing that has two bearings that slide in
tracks. This implant has a long experience from the
LCS, really
nearly 25 plus years of experience. In
the eight
clinical trials that we cite, 97.4 percent
survivorship at
8.2‑year followup.
And then we have a large group of
unicondylar
knees that are reported from 21 series
that offer 92.1
percent survivorship at 8.8 years.
One of the articles in our review
is from
Dr. Callahan,
and in that article they cite a number
of series. The one series from Murray quotes 144
Oxford medial
unis with 98 percent survival at 10
years. He was a designer involved with that series.
But we also have the experience of
Price,
et al. This study was done in Sweden by private
practitioners ‑‑
378 Oxford medial unis with 95
percent
survivorship at 10 years. We have the
experience of
Dr. Jordan, et all, with 473 LCS
meniscal
bearing ‑‑ again, a private surgeon, non‑
designer, 94.6
percent survival at eight years.
And we have the extensive
experience of
Dr. Sorrels,
who you just heard from a moment ago.
He
reported 665
LCS rotating platform, cemented version,
with 95 percent
survivorship at 11 years; and 119 LCS
rotating
platform, uncemented, with 100 percent
survival at 12
years.
There is a very large study that
comes
from the
Norwegian Arthroplasty Registry. This
had
7,174 total
knees, of which 982 were the LCS with a
small addition
of interacts 23 cases. This group
showed slightly
better results with the mobile bearing
as opposed to
the general fixed bearing group ‑‑ 97.2
percent
survivorship after five years.
However, they concluded that there
was no
statistical
differences between mobile and fixed
bearing designs
pertaining to either survivorship or
complications.
I have published a number of
studies on
mobile
bearings, and I have one review article where
I review the
literature on this subject. From all of
the studies
that I have looked at, the mobile bearing
revision rate
approximates one percent per year. This
is analogous to
the fixed bearing rates of failure
that are
described virtually across the literature.
The surgical technique is similar
to fixed
bearing
knees. And despite the unique elements
of the
LCS technique
that we all learned and developed years
ago, most
current mobile bearing knees are falling
along surgical
technique which is similar to other
fixed bearing
knees. Bearing‑related
complications
with the LCS
are .5 percent overall for rotating
platforms, and
2.5 percent for meniscal bearings.
Most of us believe that the LCS
rotating
platform is a
very safe design. And our technique, as
Dr. Sorrels
mentioned, relates specifically to this
outcome.
I think the most important issue
of mobile
bearings ‑‑
and this is the reason why we are here
today, this is
the reason why I believe these devices
should be
available in general for our patients ‑‑ is
that the
current experience looking at osteolysis and
the
complications with these devices are minimal.
It
really is an
advance in orthopedic surgery to remove
osteolysis,
because this is the primary cause, in my
view, of late
failure of total knees.
Vertullo has outlined the
potential
advantage of
mobile bearings, and I think this really
carefully gives
us some idea of what this is all
about. Axial rotation decreases loosening due to
axial
torque. This was certainly one of the
early
design
parameters that we felt important. It
has been
improved over
the years.
Actual rotation may account for
self‑
correction of
some of the tibial component
malrotation. Tibial component malrotation is a
significant
issue in current technique of any total
knee. And if you've got a device that gives you
some
freedom with
that particular issue, it is a help ‑‑
and we believe
that these devices reduce contact
stresses, which
is important to wear.
I don't think you have to have all
three
of these design
advantages in a specific mobile
bearing knee to
make it optimal. I think you can have
a mobile
bearing that gives one or two of these and
certainly makes
it worth the trouble. But these are
the advantage
of a mobile bearing design, and I
believe that's
why these devices are so important.
This author concludes by stating
hypothetically
longer term followup of mobile bearing
knee
arthroplasty results may reveal a significant
difference from
fixed bearing total knee as a fatigue
failure
threshold of incongruent polyethylene is
exceeded. Really, this is the subject. This is why
we believe
these devices are so good.
In summary, the literature
suggests that
mobile bearing
knee devices performed similarly to
well designed
fixed bearing knees in terms of
survivorship
and clinical function. Current IDE and
international
outcome studies suggest that other
mobile bearing
knee designs are clinically successful
and comparable
to fixed bearing designs.
The potential benefit of this
technology
is improved
long‑term clinical performance and
longevity for
our patients.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Stiehl.
The next presenter will be Dr.
Walker.
DR. WALKER: Good morning, panel members.
I am pleased to
address this issue on behalf of OSMA,
and they are
paying my expenses. And I ought to
declare that as
a knee designer for many years I do
receive
financial benefit from two companies for knee
designs,
notably Stryker and Zimmer.
I'm a biomechanical engineer. I've worked
on the
biomechanics of the knee and knee design and
knee testing
methods since 1966. I've worked at
notable
institutions in the UK and in the USA.
I'm addressing risks and special
controls.
In other words,
the purpose of tests is to ensure a
device is safe
and effective, so I will talk about
what kinds of
tests are appropriate for mobile bearing
knees. And I will also reference fixed bearing
knees,
which are
already approved devices.
The risks are divided into known
and
potential. Now, known mobile bearing design risks
have been
elucidated in the previous talks, but also
in the medical
device registry, which reports
significant
problems, and there have been reports.
But of tens of
thousands of knees, they have received
385 reports, of
which a small number are to do with
the mobile
bearing metal‑poly separation and
loosening.
Now, further known risks with
mobile
bearing knees
include dislocation and subluxation
because the
bearing is mobile and not fixed. And
also, another
known potential risk is, of course, wear
because of the
extra bearing surface in the design.
Other potential mobile bearing
risks with
the different
kinds of designs have been studied by
OSMA by looking
at all of the available 46 designs,
looking at them
and grouping them, as was shown in the
very first
talk, and then identifying potential risks
and mechanical
problems with these different designs.
So let me just summarize these
different
risks. The first group of risks has to do with
fixed
and mobile
bearing knees in common. In other
words,
these are risks
which are well known and fixed
designs, as
well as mobile bearing designs. The
second group
includes risks and special controls that
have specific
considerations when applied to mobile
bearing
knees. And I will focus my talk on
those.
But, however, I will just mention
the
first
group. These are risks and special
controls
common to fixed
and mobile bearing knees. So any new
fixed bearing
design has to satisfy the FDA on these
different
aspects.
Just looking down the left‑hand
column if
you will, the
risk, and the special control means the
accepted tests
which have to be provided to the FDA
for
approval. So we have sterility,
biocompatibility,
metal
compatibility, metal corrosion, delamination of
porous coating.
Now let's look at the second
group. These
are risks and
special controls that have specific
considerations
when applied to mobile bearing knees.
We are not
saying that all mobile bearing knees are
alike. Clearly, they are not alike.
What we are saying, however, is
that the
following risks
have been evaluated and identified,
and tests have
also been identified which will
evaluate these
particular risks for any new design
that is
submitted to the FDA. These tests are
not
intended to be
rubber stamps. They're intended to be
tough
standards, tough tests, which any new design has
to pass before
being accepted.
So, first of all, tibial tray
fracture ‑‑
this, of
course, applies to fixed bearing designs.
But in mobile
bearing designs we could, for example,
have features
such as tracks, stops, and other things
that could
increase the stress on the tibial tray.
There's a very
well accepted standard ‑‑ ASTM and ISO
standard, as
well as articles in the literature, which
can reliably
test this aspect, and also stress
analysis using
computer technology.
The other very important issue is
wear of
the
articulating surfaces. Of course, it is
probably
the case that a
multi‑directional mobile bearing knee
may wear more
than a unidirectional mobile bearing
knee. It is quite possible. However, the bottom
line, in fact,
is wear testing. That's what the tests
are supposed to
do. They find out whether a
particular
design has more wear than is acceptable.
Now, there are two tests ‑‑
the ASTM and
ISO tests ‑‑
and there are well developed simulating
machines which
have been developed here and in Europe
for testing the
wear of any kind of knee. The total
wear is
measured, and the extra test, if you like,
that can be
applied to mobile bearing knees is to make
sure any mobile
bearing knee is compared to a well‑
known fixed
bearing knee design with a long clinical
history. All wear testing should have a standard like
that to make it
credible.
Now, back side wear ‑‑
if one wanted to
look at the
back side wear as well, because this may
be a concern ‑‑
certainly in testing little marks or
engravings can
be put on the back side of the plastic.
And at the end
of the wear test one can look at the
wear associated
with just the back side as well as the
top side. Obviously, the simulator measures the total
wear, and we
can now measure the wear on both sides of
the bearing.
The wear particles is a
concern. We've
heard earlier
that the particles may resemble hip
particles. The point of this is that hip particles
tend to be
submicron and are more reactive to tissues.
Knee
replacements generally have larger particles, and
they are
probably less reactive to tissue. And
there
is also less
wear associated with knees anyway.
However, again, that's what the
tests are
for. A particular mobile bearing knee design would
be
tested. The particle distribution, the particle
size,
would be
measured by these well accepted test methods
looking at
fibrils, flakes, and granules, and looking
at the size
distribution of these different particles.
Now, spinout of the insert ‑‑
you've heard
about this, and
I think the panel members have seen
this implant
being passed about ‑‑ it is possible to
lift the insert
right off the tray, but also it's
possible that
the femoral component could roll off the
plastic. This has been recorded, particularly with
the Oxford
meniscal knee where the meniscus is a
freely‑floating
anterior/posterior piece of plastic.
This is definitely an issue with
mobile
bearing
knees. However, the incidence, as you
have
heard, is very,
very small, for example, with the LCS
knee. It's a very, very small incidence
indeed. In
order to test
for this, the constraint testing, as you
see here ‑‑
spinout of the insert ‑‑ constraint
testing, where
you put the thing ‑‑ the device in a
machine, apply
A/P, internal/external, medial/lateral,
and various
analogous forces, and look at the
stability of
the femoral component on the plastic
insert ‑‑
now, again, the additional tests that should
be done with
mobile bearing knees is not only to do
that but to
measure the actual jump height of the
femoral on the
plastic. This can be added by the FDA
in their new
guidance document.
So, in other words, the lift ‑‑
the amount
of lift that
the femoral component has to go to
dislocate from
the plastic can be measured at all
different
angles of flexion ‑‑ extension and high
flexion.
Insert/tray disassociation ‑‑
again, this
device that was
passed around ‑‑ you can actually lift
the device
off. This is an issue with fixed
bearing
designs as
well. The plastic is snapped into a
metal
tray. Occasionally, a plastic insert, if it's
thick,
for example,
can flip out of the metal tray. It's a
very rare, but
occasional, risk.
This risk also exists with mobile
bearing
knees. Now, there are tests ‑‑ the FDA
guidance
document
component interlock strength section ‑‑ if
you look at the
underlined piece, component interlock
strength
section, encourages tests where we load the
front and the
back of the insert at the extremes of
loading as if a
patient was getting up from a very low
position or
extending very violently.
So these instances have been
identified,
and tests have
also been identified by the industry ‑‑
and are well‑known
tests ‑‑ to test for plastic coming
loose from the
metal tray.
Insert defamation or fracture ‑‑
nobody
mentioned so
far the rotating platform, of course,
because it's
rotating, the plastic can overhang from
the edge of the
metal. You could say, "Well, this
might increase
the stresses on the plastic bearing and
be
dangerous."
Now, again, in modern designs,
this is not
an issue. This is no failure that I'm aware of,
certainly, that
the literature has identified, since
the very early
meniscal bearing knees, fracture of
inserts. It's a very rare occurrence. However, it
needs to be
tested.
And, again, the FDA guidance
document on
contact area
and stresses for mobile bearing knees,
the new
guidance document for mobile bearing knees,
should include
a section on measuring the contact
areas and
stresses in a mobile bearing knee at all the
degrees of
rotation of the insert on the metal tray to
ensure safety
and avoidance of excessive stresses.
Soft issue impingement or joint
not
balance ‑‑
you've heard from several surgeons that in
their opinion
the surgical technique is very similar.
Balancing the
knee, making the ligaments just the
right tightness
in extension and in flexion, indeed at
all angles of
flexion, is a prerequisite for any
design. And that applies equally to mobile bearing
knees as well
as to fixed bearing designs.
This is primarily the job of the
surgeon
community
itself ‑‑ in training, in lecturing. And,
of course,
surgical technique by the experts who
develop these
devices, and also training courses which
are
appropriately put on by different companies.
One more thing ‑‑
damage to the insert of
the rotational
stop. We've heard about this. Some
devices,
including the one that was passed around, has
stops to stop
it rotating. Again, the standard wear
testing can be
used to evaluate this. This will stop
the form of the
plastic and present the bearing from
functioning
correctly.
What I'm trying to get over in
these
discussions is
the tests that already exist ‑‑ well
established or
else they're in the literature and can
relatively
easily be devised by the FDA where
necessary to
augment the tests for mobile bearing
knees.
Patella wear ‑‑ I
won't dwell on that. If
a mobile
bearing patella was submitted to the FDA ‑‑
and to my
knowledge there is only one ‑‑ similar kinds
of tests can be
applied to patellas.
So, in summary, I believe the
mobile
bearing knee
risks are well understood and are similar
for the most
part to fixed bearing designs. However,
special
controls for the risks associated with mobile
bearing knees
are either commonly used in industry,
exist as ASTM
and ISO standards, or can be adapted for
any unique
characteristic of a specific mobile bearing
knee design.
Every mobile bearing knee design
must pass
a range of
tests appropriate for that design. So I
believe that a
new special controls ‑‑ if you'll look
at this
here. A new special controls guidance
document we
believe is needed from the FDA to
recognize these
extra risks, or extra nuances if you'd
like, of mobile
bearing knees, that just describe very
clearly each
test and each test parameter that is
required for
mobile bearing knees.
And I believe that the literature,
current
practice,
experts abound in order to come up with
suitable tests
for mobile bearing knees. And there is
enough
knowledge, I believe, today to be assured that
the tests are
reasonable.
OSMA, which I represent, believe
that
special
controls, when combined with the general
controls, will
be sufficient to provide reasonable
assurance of
the safety and effectiveness of mobile
bearing knees.
Thank you very much for your
attention.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Walker.
Mr. Maislin, you're going to speak
next.
MR. MAISLIN: Good morning to the panel.
My name is Greg
Maislin, and I am the principal
biostatistician
of Biomedical Statistical Consulting.
We're a
contract research organization that
specializes in randomized
clinical trials for
regulatory
support. I'm also an adjunct faculty
member at the
University of Pennsylvania School of
Medicine, where
I serve as the director of the
Biostatistics
and Patient Recruiting Corps at the
Center for
Sleep and Respiratory Neurobiology.
I have the privilege today of
having OSMA
support my
appearance here to summarize their work in
summarizing the
current literature. And I also should
say that
Biomedical Statistical Consulting has or has
had several of
the petitioning sponsors as clients.
It's important to have a feel for
what the
current
literature looks like when we try to extract
literature to
compare the mobile bearing and fixed
bearing
clinical outcomes. Randomized clinical
trials
comparing
mobile bearing implants to fixed bearing
implants are
largely unavailable in the literature.
Therefore, methods of meta‑analysis
that
are appropriate
for observational studies were
utilized as
opposed to those that might be appropriate
for randomized
clinical trials where two treatments
are compared
head to head.
The authors of the study utilized
methods
that were in
the literature to produce their
literature
summary meta‑analysis, particularly a
summary from
Callahan that was published in JAMA in
1994, which
included a meta‑analysis of fixed bearing
implants.
There were two separate meta‑analyses
that
were
performed. One of them will give rise
to an
estimate of
what the clinical outcomes look like,
comparing fixed
bearing to mobile bearing. And the
other
specifically addressed what does the profile of
implant
survival look like.
And I'm going to jump in a sense
to a last
slide. I'll come back during the next few moments
and
try to justify
this. But essentially, at the end of
the day, what
the outcome of the first meta‑analysis
said was that
the proportion of knees that are
expected to
have good to excellent clinical results
are very
similar in this particular set of studies
that were
summarized.
Moreover, that the cumulative survival was
also very
similar. There will be claim that the
survival is
better for mobile bearing compared to
fixed in this
set of studies, even though it was 93
percent
survival versus 91 percent survival.
But what
we will claim
is that there is good evidence that the
survival is
similar between mobile bearing and fixed
bearing, at
least in the current set of studies that
were revised.
An important additional aspect
that I'll
bring out in
implant survival is that the variability
in implant
survival in the set of studies that were
summarized was
very similar to the variability in
revision rates
in the set of fixed studies that were
summarized.
So it didn't appear that the
several
different
designs that were summarized for mobile
bearing had any
impact on variability in revision
rates. Moreover, an earlier speaker indicated that
the wear
characteristics of mobile bearing devices
cannot be
predicted from fixed bearing devices.
But to the extent that the most
important
consequence of
wear is increased revision rates, the
literature
doesn't support that contention. It
seems
to support the
contention that in terms of the wear
effect on
revision, the revision rates of mobile
bearing knees
can be predicted from the fixed bearing
counterparts.
I'm going to briefly just
summarize how
those few
numbers came to be. It was an English
language
articles summary. There was an
identification
of 22 cohorts from 21 studies that ‑‑
that met the
criteria and contained the mobile bearing
devices. The reference group for the first comparison
of clinical
outcomes was extracted from the Callahan
meta‑analysis
of fixed bearing.
A separate set of criteria, which
I'll
detail in just
a second, summarize the experience from
mobile bearing
devices, and compared it to another set
of studies that
produce 30 fixed bearing survival
estimates. These were obtained in 16 articles.
In general, for both studies, the
mobile
bearing knee designs
that were contained in this
literature
summary meta‑analysis included both
cemented and
uncemented designs, unicompartmental,
bicompartmental,
tricompartmental replacements, multi‑
directional
platforms, rotating platforms, meniscal
bearing
articulations, both PCL sacrificing and PCL
sparing. All mobile bearing articles were included
without regard
to the cement technique, number of
components
replaced, or mobile bearing type and PCL
treatment.
This is the same approach that
Callahan
used to
construct their fixed bearing meta‑analysis,
and that was
used as the control group for the first
comparison.
So, in summary, in order to
include a
sufficient
number of mobile bearing knee articles for
the meta‑analysis,
the bearing type and number of
compartments
replaced was not used to exclude studies.
All were
included.
Specifically, for the first meta‑analysis,
the only
criteria was that every study had to have at
least 10 or
more patients. They had to report post‑
operative
clinical results, and specifically they had
to report post‑operative
clinical results in terms of
a 100‑point
rating score, so that those could be
summarized.
In total, the population had about
3,000
knees, about
2,500 patients. It was a typical
population. There were almost two‑thirds female,
82
percent
osteoarthritis, and 13 percent of the knees
were in
bilateral patients. So this is the
mobile
bearing cohort
that was constructed on the basis of
those
criteria.
Two outcomes were compared from
that
cohort to the
Callahan cohort. There was a mean
percent
improvement in the ‑‑ in a post‑operative
global rating,
and, in particular, I typically used
percent of
cases with good to excellent post‑operative
results.
Also, following the Callahan
technique,
the studies
were weighted in terms of the contribution
to the overall
success by the number of knees, by the
size of the
study.
This is a summary of the primary
results,
and I'll call
your attention to this row here. This
is the numbers
that I quoted at the beginning on the
first ‑‑
on average among those studies weighted by
the number of
knees per study. The success rate was
90.3 percent,
comparable to 89.3 percent.
In several places I will call
attention to
two devices
which are obsolete and no longer used in
current
implantation. It's the Oxford Phase I
and the
Accord. If you were to remove these outliers ‑‑
and
they look like
outliers along a number of dimensions
‑‑
the success rate goes up. But to be
conservative
we could just
note that these success rates between
the mobile
bearing and fixed bearing are virtually
identical.
I'll note that the ‑‑
that in this first
meta‑analysis
the weighted mean followup was six
years. It was four years in the Callahan. The
revisions are
going to be more formally analyzed in a
second, but
I'll just note that if the revision rate
is six percent
in the mobile and four percent in the
fixed, and if
the revision rate is about one percent
per year, which
Dr. Stiehl noted in his review it is
for mobile, and
also it has been ‑‑ that approximates
what we know
about fixed, then this two percent
increase in the
revision rate would be explained by
the two‑year
increase in mean followup. And we'll
see
a reverse
relationship shortly.
The other meta‑analysis
focused on
survival. For the mobile bearing, 10 patients were
required. They had to report an estimate of implant
survival. For the fixed bearing ‑‑ this is
important
to note ‑‑
that a criteria that was used was that
there had to be
at least one cohort in the study that
had at least 10
years of followup, and that the study
had to be cited
at least twice in peer reviewed
journals as
having high durability and clinical
success. In other words, the attempt was to create a
fixed bearing
control group of high quality.
The details were that there were
37
articles that
met these criteria ‑‑ 16 and 21.
There
were 111
survival estimates. There were multiple
estimates in
each of the studies, because of various
definitions. For studies that reported multiple
estimates, the
estimate that was most consistent ‑‑
that had a most
consistent definition of revision ‑‑
for example,
revision for any reason ‑‑ and the
longest
followup was retained. This was a
consistent
rule used, and
it was a priori specified.
What it culminated in was 30
estimates of
fixed bearing
implant survival and 26 estimates of
mobile bearing
survival. And these were the studies
that were
compared.
Among those studies, I'll note that the
mean followup
was about six in the mobile bearing. It
was about eight
in the fixed bearing as a consequence
of requiring at
least 10 years in any one cohort in
the
studies. And what we end up seeing is
this
picture ‑‑
I don't want to dwell on this picture,
except to note
the following characteristic.
First of all, these confidence
intervals
here are only
reported in the mobile for primarily
compared with
fixed, because these studies were later,
and
statisticians finally had their way and induced
authors to
report confidence intervals.
These are the confidence intervals
that
are reported in
the articles themselves. The earlier
studies didn't
report confidence internals.
Besides that editorial, I just
want to
comment on
these blue dots. These are the revision
estimates. The main finding is that if you look at
the weighted
average, the centerline here, these are
about the same
in the fixed cohort studies that met
the inclusion
criteria compared to the mobile studies
that met the
inclusion criteria.
And, moreover, if you look at the
variability
around the centerline, and you look at the
variability
around the centerline, generally speaking
they look very,
very close. Even though there was a
number of
different design features, those design
features didn't
translate into increased variability
in revision
rates.
The variability in revision rates
seems
comparable to
fixed. So both the average is the same
and the
variability around the average is the same.
Those two red
dots are highlighted, because those are
the two
outliers that I mentioned earlier as being
obsolete and no
longer used designed.
So the bottom line is that the ‑‑
that in
this cohort of
studies that met the criteria that was
put out by the
authors of the study, there was 93
percent
survival in the mobile bearing and 91 percent
survival in the
fixed. But note again that there's
about a two‑year
difference in average followup, but
this time the
mobile bearing had less, and that
translated into
about a two percent increase in
survival.
In conclusion, that the ‑‑
I'll point out
very quickly
that this is the statistical techniques
that were used
to take all those numbers and reduce
them down to
those two numbers ‑‑ weighted least
squares,
weighting by nears, resampling for robust
confidence
interval estimation.
The model assumptions were tested
and
verified from
the analysis of variance that was used,
and
heterogeneity and survival was estimated with
formal testing
with chi square statistics, and there
was no
heterogeneity in either group.
I'll summarize and say that the
meta‑
analysis
results found that the mobile and fixed
bearing
implants are similar in both effectiveness and
survival. The clinical outcome was about 90 percent
success in both
mobile and fixed. The implant
survival was
about the same ‑‑ about 90, 91 to 93
percent
cumulative survival in both the mobile and the
fixed.
The mobile characteristics ‑‑ cemented
versus
uncemented, rotating platform versus meniscal
bearing,
etcetera ‑‑ did not demonstrate significant
differences in
clinical outcomes, and the results
appeared to
favor the downclassification of mobile
bearing from
Class III to Class II, given the
similarity in
clinical outcomes and homogeneity among
device
survivals.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Mr. Maislin.
What I'd like to do now is ask Mr.
Allen
to come up and
give the FDA presentation. We'll have
an opportunity
for panel questions of both OSMA and
FDA.
MR. ALLEN: Good morning. My name is
Peter
Allen. I'm a biomedical engineer in the
Orthopedics
Branch in the Office of Device Evaluation
at FDA. I would like to thank OSMA for their
presentation
and for their efforts in preparing this
reclassification
petition.
Today I will present a summary of
FDA's
review of this
petition, along with some questions we
would like our
panel members to discuss and answer.
Before we get to that, I'd like to
provide
a bit of an
overview on the current regulatory status
and marketing
history of mobile bearing knees. First,
I'll cover some
general background in the medical
device
classification process. Then I'll
briefly
discuss the
mobile bearing knees that have been
approved for
use and are currently on the market in
the United
States.
After that I'll discuss the
information
provided in the
petition and how it fits in with the
requirements
for reclassification. And then I'll
identify the
questions we'd like our panel to discuss.
The 1976 amendments to the Food,
Drug, and
Cosmetic Act
provided regulations for the
classification
and regulation of medical devices. The
Act established
three classes of medical devices
dependent on
the regulatory controls needed to provide
a reasonable
assurance of safety and effectiveness.
To provide a reasonable assurance
of
safety and
effectiveness for Class I devices, general
controls are
considered adequate. This slide
identifies some
examples of general controls.
When general controls alone are
insufficient, a
device may be classified into
Class II. Class II devices require additional special
controls. Special controls include guidance
documents,
performance or consensus standards,
labeling, and
possibly even clinical data. The
special
controls issue will be the focus of much of
our later
discussion, and we will have a few of our
panel questions
directed to this issue.
Devices classified into Class III ‑‑
pre‑
market approval
‑‑ when it cannot be classified into
Class I or
Class II, because general and special
controls are
insufficient to provide reasonable
assurance of
safety and effectiveness. In addition,
any new device
type first introduced into commerce
after the 1976
amendments to the Act, commonly
referred to as
post‑amendments devices, are by statute
automatically
classified into Class III.
Class III devices are regulated
using the
validated
scientific evidence that is presented to FDA
in a pre‑market
approval application, or PMA, to
establish the
safety and effectiveness of the device.
Typically, this
requires the submission of clinical
data.
Just like classification, FDA will
reclassify a
device into Class I, II, or III,
depending on
the level of regulatory control needed to
provide
reasonable assurance of safety and
effectiveness. FDA may initiate the reclassification,
or any person,
manufacturer, or importer may submit a
petition for
reclassification.
A Class III device may be
reclassified in
Class II when
FDA can identify the risks associated
with the device
and the manner in which these risks
can be
controlled by general and special controls.
A special controls guidance
document is
one way in
which risks can be controlled. This is
a
document
created by FDA that provides acceptable
methods for
controlling the risks identified for a
given device
type. It is intended to provide
guidance
by conveying
FDA's current thinking about a specific
device
type. And it provides recommendations
on how
to address the
issues presented in the guidance, such
as the use of
performance and consensus standards, the
use of labeling
for those instances when clinical data
may be deemed
necessary.
A company need only demonstrate
that their
Class II device
meets the recommendations of the
special
controls guidance document to receive FDA
clearance for
marketing.
So there's a quick overview of the
reclassification
process. Now let's turn our
attention to
the devices being considered in this
reclassification
petition ‑‑ the mobile bearing knees.
I'll discuss the current
classification
status of these
devices and look at their marketing
history here in
the U.S., as well as the indications
for use for
which they were originally approved.
Mobile bearing knees were first
introduced
for commercial
distribution in the U.S. after the 1976
amendments to
the Act. Therefore, by regulation, they
are Class III
post‑amendments devices and require an
approved PMA
prior to marketing.
To date, FDA has approved three
mobile
bearing knee
PMAs. The first PMA for the DePuy LCS
total knee
system was approved in 1985. The
original
approval
included two design versions ‑‑ a rotating
platform
design, which was crucial at sacrificing, and
a meniscal
bearing design was crucial at retaining.
In addition to the knees approved
in the
original PMA,
over the years numerous design
modifications
and variations have been approved
through
supplements to that PMA. So there are
actually
multiple mobile bearing knee designs on the
market
resulting from this one PMA, but they are all
offshoots from
the same device system.
The second PMA was for the LCS
unicompartmental
knee, which was approved in 1992.
And the third
PMA was for the Oxford unicompartmental
knee from
Biomed, which was just approved this past
April, although
older versions of the device have been
on the market
in Europe for over 25 years.
All three of these systems are
well
described in
the published literature. Each of these
three devices
have their own approved indications for
us. Indications approved for the original
rotating
platform and
meniscal bearing versions of the LCS are
listed here ‑‑
the only difference between the two
being that the
rotating platform version was approved
for use in
revision procedures, while the meniscal
bearing was
not.
The additional design variations,
since
added to the
system over the years, may have slightly
different
implications from those approved with these
original
designs.
Here are the indications for use
approved
for the LCS and
the Oxford unicompartmental knee
systems ‑‑
the main differences between the two
systems being
that the LCS was indicated for
uncemented use
on either condyle in older patients,
and the Oxford
was indicated for cemented use only on
the medial
condyle with no limitations in patient age.
Now I'll move on to the current petition
in which OSMA
has provided a proposal to reclassify
the mobile
bearing knees from Class III to Class II.
I have already
reviewed for you what's required to
reclassify a
device from Class III to Class II. That
is, you must
identify the risks and the manner in
which these
risks can be controlled by general and
special
controls.
So I will now review the following
items
included in the
petition ‑‑ most important being the
risks
identified for mobile bearing knees and the
special
controls proposed to address these risks.
The petition is split into two
groups of
mobile bearing
knee designs. The first consists of a
total knee
design, which contains patella, femoral,
and tibial
components, and is intended to replace the
entire knee
joint. The second consists of a
unicompartmental
design and contains only femoral and
tibial
components intended to replace either the
medial or
lateral compartment of the knee.
The proposed classification
descriptions
for both
designs are listed here. Further
description
of the
classification definitions are included with
the panel
questions in the presentation packet you
received this
morning. I note this simply because the
adequacy of
these classification definitions is
included as one
of the panel questions.
Both device type are available in
many
design
variations, depending, for example, on the
directional
mobility of the bearings, the type of
constraint,
levels of congruence, management of the
patella, and
management of the posterior crucial
ligament.
Each group of colors here
represents a
different
design variable, such as the bearing type,
method of
constraint, amount of constraint, etcetera.
As you can see,
there are a large combination of
variables that
can affect the design of a mobile
bearing total
knee. Reclassification of the currently
approved
devices, which by regulation is what we are
actually doing,
would potentially provide for the
reclassification
of these design variables, many of
which are
incorporated in the approved devices.
Again, please note that questions
regarding the
adequacy of the data in the petition
supports these
multiple design types. That is, the
identification
of the risks and the appropriate
special
controls are included in the list of panel
questions.
Although much fewer in number,
there are
also various
combinations of design variables that go
into the
development of a unicompartmental knee, as
you can see
here.
Turning now to the indications for
use ‑‑
the proposed
indications for the mobile bearing total
knee are listed
here. These devices are also
indicated for
use with or without bone cement. The
proposed
indications for use for the mobile bearing
unicompartmental
knees are listed here as well.
Again, these
devices are indicated for use with or
without the use
of bone cement.
The sponsor has provided over 230
published
references in support of the preclinical and
clinical issues
in this petition. Some of the
preclinical
issues addressed include evaluation of
device
kinematics, wear of the mobile bearings, and
device
biomechanics. With regards to the
clinical
data, the
sponsor summarized a series of 48 studies
which evaluated
the various types of bearings listed
here.
Data presented for each study
included
study design,
demographics, safety, effectiveness, and
survivorship. The majority of these studies focused
on those
devices already approved for use in the
United States ‑‑
that is, the LCS and the Oxford
mobile bearing
devices.
In addition, there are also nine
published
review articles
on mobile bearing knees, information
from seven
ongoing FDA approved clinical trials, two
international
clinical outcome studies, two meta‑
analyses, one
comparing clinical outcomes of mobile
bearing knees
of different types, and the second
comparing
survivorship of mobile bearing knees versus
fixed bearing
knees.
These clinical experiences
underscore the
strong influence
of the technical performance of the
operation on
the long‑term success of a new device.
Properly
aligned knee replacements that have restored
ligament
balance appear to have survival rates of 10
years or
greater, irrespective of bearing mobility.
These data
indicate that when provided with
medial/lateral
stabilization, mobile bearing knees
provide
equivalent results to fixed bearing knees.
The sponsor has also provided
information
on adverse
events. This includes data gathered
from
searches of
FDA's medical device reporting program, or
MDRs, reports
from the published literature, and data
from
manufacturers on their FDA approved clinical
trials.
Again, the vast majority of this
information
relates to the DePuy LCS devices and the
Oxford
unicompartmental device from Biomed.
The MDRs,
in particular,
relate specifically to the LCS devices.
Here I have listed the most
commonly cited
adverse events
that were associated with revision,
although
they're not listed in any particular order.
It is noted
that the three most common adverse events
cited in the
MDR database for the LCS knees were pain
accompanied
with swelling, fractured bearings, and
loosening,
respectively.
As you can see, the patient‑related
adverse events
are fairly typical of the type of
events you
might see with any total joint replacement
procedure. And the device‑related adverse events
are
consistent with
those types of complications often
seen with fixed
bearing knees, although there does
appear to be a
tendency to see a greater number of
bearing
dislocations, subluxations, and impingement
with the mobile
bearing knee designs. And the way in
which these
events occur may be somewhat different
from the mobile
bearing knee versus the fixed bearing
knee.
The sponsors proposed methods to
control
for these
potential device‑related risks.
Again, I
alert the panel
that there will be some questions
forthcoming
regarding these risks and the adequacy of
proposed
special controls. High wear rates of
polyethylene
bearings can lead to particle‑induced
osteolysis,
which can in turn lead to loosening of
device
components.
To address the risk of wear, which
includes all of
the different modes of wear envisioned
with the mobile
wearing knees ‑‑ that is, designs with
tibial posts,
rotational stops, grooved tracks, multi‑
directional
platforms, patella bearings, etcetera ‑‑
the petitions
have suggested the following two
standards: ASTM F1715 and/or ISO 14243‑1.
The ASTM standard is a general
guideline
for
establishing test conditions and obtaining wear
measurements
for wear simulation of the femoral/tibial
components of
knee joint prostheses. As such, it does
not provide any
specifics on wear testing of the
patellar/femoral
compartment of the knee joint.
The ISO standard is an
international
standard for
wear testing of total knee joint
prostheses,
which includes loading, displacement, and
environmental
testing parameters. Of concern to FDA
is whether such
tests can provide results that
reproduce
clinical wear behavior of the many mobile
bearing knee
designs.
One way to determine this is
through
analysis of the
wear surfaces and wear particles. To
evaluate the
wear of the bearing surfaces, the sponsor
has suggested
two additional methods of analysis,
including the
use of coordinate measuring machines to
quantify the
volume of wear on the articulating
surface, and
the measurement of changes and engraved
markings on the
back side of the bearing.
Back side wear measured by this method on
bearings tested
in knee joint simulators has been
shown to
correlate well with wear measured and
clinically
retrieved specimens according to the
sponsor.
The sponsor has also proposed a
means to
evaluate wear
particles. For analysis of the wear
particles, they
recommend ASTM F2025 and/or ISO
14243‑2. The ASTM standard uses a weight loss method
of wear
determination for polymeric components used in
human joint
prostheses.
The ISO standard also employs
gravimetric
methods for
measurement of wear in total knee joint
prostheses, as
well as dimensional methods using a
coordinate
measuring machine to determine biometric
wear rate.
To evaluate or mitigate the risk
of tibial
insert or
patellar bearing deformation or fracture,
which may
result from overhang with respect to the
metal tibial
base plate, the sponsor has proposed
utilizing the
wear test just previously mentioned.
However, the wide variety of
mobile
bearing knee
designs proposed ‑‑ however, with the
wide variety of
mobile bearing knees proposed, it is
not clear if
such wear tests can provide results that
reproduce the
bearing deformation and/or fracture that
is seen
clinically.
Contact area changes and stress
changes on
the insert can
change dramatically as the insert moves
throughout its
available range of motion. To evaluate
the effect of
this, the sponsor again proposes using
wear simulator
testing standards to address the
potential risk
that damage due to the changing load
profile might
impart on the components.
In addition, they also propose
using
existing
recommendations for contact area stress
evaluation and
the current FDA guidance documents for
fixed bearing
knees. These include evaluations of the
tibial/femoral
and patella/femoral interfaces, several
different
angles of flexion, using relevant
physiologic
loads.
A copy of the fixed bearing knee
guidance
document was
provided in the panel presentation
package you
received this morning.
Separation of the tibial bearing
from the
metal base
plate is an inherent risk associated with
the design of
most mobile bearing knees. This may
lead to
dislocation, subluxation, instability, or
impingement. Due to their requirement for mobility,
tibial bearings
cannot be held rigidly in place, and,
therefore, are
susceptible to separation as a result
of the shear
and torque forces experienced in the
knee.
To address this risk, the sponsor
has
proposed a
characterization of the component interlock
strengths as
recommended in the current fixed bearing
knee
guidance. This includes
anterior/posterior and
medial/lateral
shear testing and/or static tensile
pulloff testing
of the tibial bearing.
But as a number of mobile bearing
designs
have no means
or limited means of fixation between
components, the
value of such testing appears of
questionable
use for some of the designs.
Tipping of the tibial insert is a
risk
that has been
identified for the rotating platform
design with the
Cohen and Cohen configuration. Edge
loading of the
insert can lead to the tipping of the
insert and
partial dislocation or subluxation of the
component. Repeated tipping of the insert may lead to
deformation,
wear, or fracture of the component.
The sponsor recommends
characterization of
the component
interlock strengths as recommended in
the current
fixed bearing knee guidance. However,
this design
type has no permanent connection between
the components
and relies on the soft tissue
structures to
hold the components in place.
In addition, it's not clear if the
suggested
anterior/posterior, medial/lateral, shear,
and/or static
tensile pulloff testing will
characterize
the clinical propensity for tipping.
So,
once again, the
value of such testing appears to be
questionable
for some designs.
Spinout of a tibial insert or
patella
bearing has
been identified as another risk that is
unique to the
mobile bearing knees. Within the
petition, spinout
is defined as the excessive rotation
of the
polyethylene insert resulting from at least one
femoral condyle
riding up and over the lip of the
insert, such
that the femoral condyle is no longer in
contact with
the insert's articular surface. This
can
lead to
dislocation, subluxation, wear, impingement,
and
instability.
To mitigate the risk for bearing
spinout,
mobile bearing
devices should be evaluated to limit or
eliminate the
potential for spinout. Currently, there
is no standard
for spinout testing. However, the
sponsor has
suggested that the potential for tibula
insert spinout
may be assessed using a modified knee
constraint
testing standard after adapting for
physiologic
compressive loads, rotary torques, and
various moments
that are deemed to be causative of
insert spinout.
This ASTM standard, which is a
standard
test method for
the determination of total knee
replacement
constraint, is one of the same special
controls used
for the evaluation of fixed bearing
knees. To evaluate the risk of the patella bearing,
they suggest a
patella/femoral lateral stability test,
as recommended
in the current fixed bearing knee
guidance.
The sponsor believes this testing
should
provide
reasonable assurance that the insert bearing
does not have
an increased spinout risk as long as it
does not spin
out under normal physiological loads.
However, it is
not clear to FDA how this modified
physiological
testing would correlate with the
clinical
mechanisms of this type of failure mode.
Separation of the patellar bearing
from
the metal base
plate is an inherent risk associated
with the design
of the mobile bearing patellas. It is
also a risk
that is associated with fixed bearing
patellas. As a result of the shear and torque forces
experienced in
the patella/femoral joint of the knee,
there is a risk
of patella bearing separation.
To address this risk, the sponsor
has
proposed
characterization of the component interlock
strengths as
recommended in the current fixed bearing
knee
guidance. These include static tensile
pulloff
testing, shear
fatigue testing, and evaluation
according to
ASTM Standard F1672, which is the
standard
specification for resurfacing of patellar
prostheses,
although it is noted that this standard
has no device‑specific
test methods to evaluate the
performance of
patellar prostheses.
It is well known that successful
implantation of
mobile bearing knees is highly
technique‑sensitive. Without proper attention given
to soft tissue
balancing, instability of the implanted
joint is a very
real risk. To minimize this risk, the
sponsor
suggests that special attention should be
given to
providing appropriate instructions for use of
the device in
the product labeling.
The sponsor believes surgeon
training and
detailed
surgical techniques that include instructions
for proper soft
tissue balancing will provide
reasonable
assurance of safety and effectiveness.
Although no specifics were given
for these
recommended controls,
such as the requirements for
training, it
appears that these would include the same
type of
information currently provided for the fixed
bearing knees.
The only risk identified as
specifically
unique to
unicompartmental knees is that
unicompartmental
devices require an intact anterior
crucial and
posterior crucial ligament. To mitigate
the risk of
these devices being implanted in patients
without
functional crucial ligaments, the sponsor has
recommended
appropriate instructions for use in the
product
labeling and surgeon training in the proper
surgical
technique as ways to control this risk.
And, lastly, the risk of
prosthesis or
soft tissue
impingement has been identified for mobile
bearing
knees. Impingement of the soft tissues
can
lead to soft
tissue irritation, swelling, bleeding,
and pain, and,
again, this has to do with the mobile
bearing nature
of the tibula insert and patella
bearings.
To control for this risk, the
sponsor
believes wear
testing in a knee simulator and
appropriate
surgeon training with detailed surgical
techniques that
include proper instructions for use in
the product
labeling will provide a reasonable
assurance of
safety and effectiveness.
It is the potential occurrence of
these
adverse events
or risks that we at FDA are responsible
for
evaluating. As such, we must have
methods at hand
to evaluate or
mitigate these risks for all device
types that are
to be reclassified. Remember, to
reclassify into
Class II, we must have reasonable
assurance of
the safety and effectiveness of these
devices.
And this is where we come back to
the
issue of
special controls. The challenge for FDA
will
be to develop a
special controls guidance document
that can
adequately address the risks identified for
all mobile
bearing knee types being reclassified.
If
special
controls are not available or are insufficient
to control
these risks, then reclassification may not
be an option.
FDA's primary concern is whether
the
proposed special
controls are adequate to properly
evaluate all of
the mobile bearing knee designs
covered by this
reclassification petition, and whether
they provide
that reasonable assurance of safety and
effectiveness.
Based on the information provided
in the
petition, FDA
has some questions we'd like the panel
to address in
order to help us reach a decision on
this
reclassification petition. We ask for
your
recommendations
on these questions after you have
completed your
discussion.
The questions focus on four
general areas.
I'll present
the specific questions in just a moment,
but the four
areas of focus are the proposed
classification
definitions, the risks to health
presented by
mobile bearing knees, the ability of
special
controls to adequately control the risks
associated with
these devices, and the data presented
and whether it
supports the reclassification of the
mobile bearing
knees.
I will run through all of these
questions
for you now,
and then come back to them one by one if
needed later on
as you address them following your
discussion.
I will refer the panel members to
their
copy of the
panel questions in the presentation packet
you received
this morning for the complete text of the
questions. A few of these are somewhat lengthy and
are paraphrased
on some of these slides.
Question number 1: do you believe the
proposed
classification definitions for the following
device
configurations recommended for reclassification
adequately
describe the devices? If not, what
changes
in the
definitions do you recommend? And,
again,
we're
specifically talking about total mobile bearing
designs and the
unicompartmental designs.
A copy of the proposed
classification
definitions are
included with a copy of the panel
questions, and
I have also put them on the following
two slides
here. I'll read them to you now, and we
can come back
to them after the discussion, if we need
to look at
them.
The sponsor has proposed the
following
classification
description for a total mobile bearing
knee. A knee joint patellar/femoral, tibula, metal
polymer, mobile
bearing, cemented, or porous‑coated
uncemented
prosthesis is a device intended to be
implanted to
replace the knee joint. The device
permits either
unconstrained or constrained rotation
of the
articular surface in the transverse plane, and
may or may not
permit limited anterior/posterior
and/or
medial/lateral movement of the articular
surface upon
the tibular component.
It has no linkage across the
joint. The
device may use
a fixed structural porous metal in
place of a
porous coating. This generic type of
device is
designed for use with bone cement and/or to
achieve
biological fixation to bone without the use of
bone cement.
And the following classification
description has
been proposed for the unicompartmental
mobile bearing
knee. It's a knee joint
patellar/femoral,
tibula, metal polymer, mobile
bearing
cemented or porous‑coated uncemented
prosthesis. It's a device intended to be implanted to
replace part of
a knee joint.
The device permits either
unconstrained or
constrained
rotation of the articular surface in the
transverse
plane, and may or may not permit limited
anterior/posterior
and/or medial/lateral movement of
the articular
surface upon the tibular component.
It has no linkage across the
joint, and
the device may
use a fixed structural porous metal in
place of the
porous coating. This generic type of
device is
designed for use with bone cement and/or to
achieve
biological fixation to bone without the use of
bone cement.
And on to question 2: do you believe the
risks to health
of the following device configurations
proposed for
reclassification are adequately
described? If not, what additional risks do you
believe should
be included?
Question 3: special controls have been
proposed to
address the risks to health identified for
both of the
above‑referenced device configurations and
all related
subconfigurations. Please respond to
the
following
questions regarding specific risks and/or
special
controls.
3A. Dislocation and subluxation of mobile
bearing knee
components have been cited as common
complications
in the literature. Do you believe
appropriate
special controls have been identified to
adequately
address these risks? If not, what
additional
controls, if any, do you recommend to
address these
risks?
3B. A reduction in wear is often cited as
a theoretical
advantage of mobile bearing knees over
fixed bearing
knees. However, this has not been
consistently
demonstrated clinically, and it is not
clear how well
pre‑clinical wear testing of mobile
bearing knees
correlates to the clinical situation.
In fact, the
potential for third body wear appears
greater due to
the fact that you have the two moving
interfaces
instead of one.
Currently, the state of
development of
knee simulator
wear testing has not yet been
standardized or
clinically validated for all design
types of mobile
bearing knees, and, therefore, may not
be applicable
for all of the various mobile bearing
knee types
identified in this petition.
In light of the fact that wear
appears to
be in part
design‑dependent, do you believe
appropriate
controls have been identified to
adequately
address the risk of wear ‑‑ that is,
osteolysis and
loosening ‑‑ of the various mobile
bearing knee
designs under consideration in this
petition? If not, what additional controls, if any,
do you
recommend to address this risk?
3C. Labeling has been cited as a method
with which to
control some of the identified risks to
health. Proposed labeling requirements are
consistent
with those
generally found in current fixed bearing
knee package
labeling.
Such labeling typically includes
adequate
instructions
for use, device description, indications
for use,
contraindications, adverse events,
precautions,
warnings, listing of compatible
components, and
sterility information. What
additional
labeling, if any, do you recommend for
these mobile
bearing knee devices?
3D. Do you believe appropriate special
controls have
been identified to adequately address
the risks to
health for each of the above device
configurations
and the various subconfigurations? If
not, what other
special controls do you recommend to
address the
risks presented by these devices?
Question 4: do you believe the data
presented in
this petition supports the
reclassification
of all total mobile bearing knee
prostheses identified
in the petition? If not, which
types of total
mobile bearing knees do you believe are
inappropriate
for reclassification? And why?
And do you believe the data in the
petition
supports the reclassification of all
unicompartmental
mobile bearing knee prostheses
identified in
the petition? If not, which types of
unicompartmental
knees do you believe are
inappropriate
for reclassification? And why?
At this time, I would like to
thank the
panel for your
time and attention. This concludes
FDA's
presentation. I will now turn the floor
over to
the Chair for
discussion.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Mr. Allen.
We're going to take a break in a
minute,
but I'd like to
say before we break that when we
return we'll
start with the panel's review of this
reclassification
position led by Dr. Mayor and by Dr.
Larntz. And we'll have the panel discussion and go
to
the questions.
It's now almost 10:05. Let's start again
at 10:15, a 10‑minute
break.
(Whereupon, the proceedings in the
foregoing matter went off the
record at
10:05 a.m. and went back on the
record at
10:18 a.m.)
CHAIRPERSON YASZEMSKI: Let's get back to
the meeting.
Dr. Michael Mayor is the former
chairperson of
this panel. He is going to open this
part of the
meeting with his remarks.
Then Dr. Kinley Larntz, our
statistician,
will give his
remarks on the proposed reclassification
from the
statistician's perspective. The panel
will
then have a
general discussion, after which they will
focus their
deliberations on the four FDA questions
that you saw a
minute ago. Then Ms. Shulman will
guide us in the
completion of two documents: the
reclassification
questionnaire and the supplemental
data sheet
forms. We will then conclude our
deliberations.
I will also mention that after Dr.
Mayor
and Dr. Larntz
speck, I am going to ask Dr. Witten to
make some
general comments about reclassification so
that the panel
can consider them as we go forth with
our
discussions.
I am going to ask Dr. Mayor to
begin and
give us his
presentation. Dr. Mayor?
MEMBER MAYOR: Thank you, Dr. Yaszemski.
PANEL DELIBERATION AND RECOMMENDATION
MEMBER MAYOR: These observations that I
will make are
my own but are offered for consideration
by the panel
and FDA.
My sense is that the state of the
art is
comparable for
both "fixed" ‑‑ and I have used "fixed"
in quotes ‑‑
and mobile bearing total knees. Fixed
and mobile
bearing total knees as devices had with
some exceptions
proven to provide some of the most
predictable and
cost‑effective interventions available
to medical
practice. Consensus standards have
evolved
to enhance the
likelihood of evaluation of devices
submitted for
determination can be assessed
appropriately.
Many of the considerations
regarding where
are common to
both fixed and mobile bearings since
unintended
motion and wear have emerged as significant
factors for the
"fixed" bearing knees as well.
It is
not clear that
mobile bearing designs emerged as a
source of
excessive risk regarding wear.
Stability represents another
source of
concern. In an effort to gain the advantages offered
by mobile
bearings, do we expose the general public to
unnecessary,
unacceptable risk? Past experience
suggests that
these risks are being addressed.
We, the panel, are being asked to
determine if
safety and effectiveness of mobile
bearing knee
devices can be adequately assured were
they to be
reclassified into the class II category.
With the means available to FDA
including
and not limited
to available performance standards and
test methods,
extensive clinical experience documented
in the
literature, and established procedures for
evaluation of
devices brought to FDA for approval, it
seems prudent
and in adequate defense of the
well‑being
of the general public to recommend to FDA
the
reclassification of mobile bearing knees that is
the subject of
this petition.
Additionally, the development of
special
controls and an
appropriate guidelines document would
be strongly
supported.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Mayor.
Dr. Larntz?
MEMBER LARNTZ: I'm going to make a few
scattered
comments as I might. Let me say, first
off,
I think
statistical analysis is a wonderful subject.
I think it is
useful. And no matter what you do, you
can be
criticized, guaranteed.
Some of what I am going to say is
in the
form of some
criticism, but if the positions were
reversed, ‑‑
and sometimes they are ‑‑ the same kinds
of criticisms
might be leveled at work I would do. So
I don't want to
take this as too negative. Okay?
A basis for the reclassification
we are
going to do or
some of the statistical evidence for
that has to do
with some meta analyses. Meta analysis
is hard
work. I have done enough of it to know
that
your work is
never done. And wherever you stop, you
could always do
more. And you could always be
criticized. So that is where we are with the meta
analysis we
have here, particularly meta analyses that
are from
literature that has got to be selective.
My gosh. How do these papers get
published
anyway? I was a university faculty
member
for 27
years. Boy, there was pressure on me to
publish those
papers, no matter what, no matter where.
But it's
selective. What gets published is
selective.
There's no
question about that.
The literature, as was indicated
in some
of the
presentations, is incredibly variable,
incredibly
variable. I would say, however, that
that
is the way life
is. That is why statistics are so
wonderful. Everything is incredibly variable.
By that token, we are looking at a
comparison to
say that mobile bearing and fixed
bearing give
similar results. Similar within the
context of lots
of variation is actually very easy to
achieve. Do you hear what I am saying?
Similar in the context of lots of
variation is
very easy to achieve. So saying that
they are
similar doesn't mean that there is no
difference
between them. It means that we don't
have
evidence,
enough evidence, of difference if there are
differences.
There clearly is not enough or the
literature is
such that, as literature often is
composed of
many different studies, often quite
scattered and
published for different reasons. And,
thus, it is
very difficult to do a meta analysis that
will give you
any firm, firm results. So that, by the
way, was
preamble in some sense but conclusion also,
by the
way. So maybe I should stop. But I won't.
So, on the whole, I believe that
the
differences we
see, the amount of difference we see,
actually is an
understatement of the variation that
actually
exists.
There are a couple of technical
reasons.
Those of you
who aren't statisticians can turn off now
for a
second. I will tell you when to tune
back in.
A couple of technical
reasons. One is the
analyses, the
meta analyses, were done in what is
called a fixed
effects context. Each study has its
own component.
If you look at tables ‑‑
and I'm not going
to ask you to
turn to page 277, but if you look at
tables there
are clearly variations. For instance,
the percentage
good, excellent varies from in the 30s
to 100. Well, that's different. Thirty percent to
100
percent. Do you believe that's
different?
That's the kind of variation we
have in
these
studies. So these studies are clearly
statistically
different. That is, they have random
components that
have to do with the studies
themselves.
And they are probably inexplicable
but
need to be
accounted for in any measure, any measure,
of variation
that is given. And in some sense, some
of the
statistical analyses do that, but doing a true
random effects
I think would answer that better,
rather than a
fixed effects meta analysis. That being
said, I don't
think that's too terribly important, but
that is a
technical comment.
There is also some amputation of
data.
Non‑statisticians
don't have to tune in yet. In
addition, there
is some amputation of data based on
eight data
points using regressions with five
variables. Now, actually, non‑statisticians tune
back
in because this
might be something you might try to
do.
If you have eight data points and
you use
five variables
to predict them, guess what. You can
do a very good
job of prediction. And so when they
report r2
values, which you have all heard r2, that is
a big number,
right, like .8? With that kind of
prediction, to
me, that is the same as nothing. Okay?
It's not
statistically appropriate to make a big deal
of that, and I
will just leave that alone. Okay. So
those are some
small points. So understate the
difference in
variation.
I don't believe we have evidence
that
there are
differences in anything with respect to
these
subjective scales of goodness. I worry
a little
bit about the
survival meta analysis. Let me tell you
a couple of
things why.
In fact, we heard some interesting
points
about the
survival. We said it is one percent per
year. We heard that. In fact, we saw some very
interesting
documentation that that is about what it
is. And, yet, the survival analysis itself, the
actual meta
analysis, as near as I can tell, takes no
account of the
individual follow‑up time in the
studies, as far
as I can tell.
I looked and tried to figure that
out. In
fact, there are
some answers to some questions the FDA
raised about
their analysis, and it looked like the
actual study
length time is not accounted for. And
survival should
be related to time, yes? But why
wasn't it
related to time in this? There's so
much
variation. You could find it's not statistically
related to time
because of the amount of variation in
these studies.
Did you see the side by side
comparison
that was up
there? And you saw a whole bunch of
things. Maybe you said, "I will tune
out." It was
kind of hard to
see, but if you looked, a lot of the
data points
were to the right, toward 100, right,
toward 100
percent survival. But there were a few.
In fact, a
couple were highlighted in red, right?
Do
you remember
that? There were a few that were on the
other side.
These are very different values,
and they
are all being
combined. They are all being combined.
This is the
kind of variation that is being combined.
So that is just a couple of minor
points.
I don't know
that there is no difference in survival.
Look, I am here
criticizing. My gut feeling is they
are probably
pretty much the same. Okay? But that is
my gut
feeling. I am a statistician. I am not
allowed to have
gut feelings. So ignore that comment.
Let me make a couple of other
comments.
And then I will
be quiet. There were some bootstrap
technical
comments. If bootstrapping is done, I
would
rather do a
randomization test. That is a minor
detail. Okay.
Leave that alone.
One meta analysis that was not
done that
I worried about
is a meta analysis on adverse event
rates. It looked like to me ‑‑ now,
maybe you have
done something,
but I didn't see a meta analysis of
adverse event
rates.
I think adverse event rates would
be very
important, but
there was also some information in my
adverse events
with respect to some of the studies, at
least that I
could tell. And there was one group of
studies that
had much higher adverse event rates, if
the medical
people would help me understand why that
is true. There were studies called PCL sacrificing;
that is,
devices that do whatever that is. Okay?
They look to be much worse. That's at
least from the
data that was provided, much worse.
And, yet, when
the meta analyses were put together, as
near as I can
tell, they were lumped in with
everything
else, as near as I could tell. And,
yet,
there is a
variable or a kind of device or a kind of
study or
whatever it is. And I am just a
statistician. So I don't know what. They called it
PCL
sacrificing. Okay? That, in fact, looked to be
a variable that
was a very big effect on adverse event
rates, on
survival, and so on. But as far as I
could
tell, that
wasn't taken account of in the meta
analysis.
Now, all of that said, I think it
is also
interesting
that we actually only have three approved
PMAs for this
device already. That is not a very big
experience
set. I will just say that. What I am
going to do is ‑‑
oh, you are all waiting for me to
stop.
There is one last group of
reporting that
actually is
very minor, but when I do meta analysis,
I try to
identify the specific studies that are in the
meta analyses,
right, specific articles. I will give
a good name,
like it's done by Larntz, et al. That
would be a good
study, I am sure, a perfectly good
study. Okay?
But in the reporting, the number
of the
reports were
study 1, study 2, study 3, study 22.
For
instance,
without great effort, ‑‑ and I didn't make
that great
effort ‑‑ I can't tell which of those 22
studies were
PCL sacrificing. For instance, in that
reporting, I
think when we do a meta analysis, it
behooves you to
make sure you keep emphasizing the
source of your
information.
And the way you do that is by
keeping
reminding
people which of these studies are all the
labels. When you do the 37 in the survivorship, 22
in
the first one,
all of these should be labeled. Minor
point in the
end.
I am not sure I said anything
except there
is a lot of
variation. I think it is very difficult
to make any
conclusions from the meta analysis.
Saying that
everything is the same or statistically
saying that
there is no difference is not the same as
saying there is
no difference.
I will be quiet. Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Larntz. I will thank both Dr. Mayor and Dr. Larntz
for giving
their reviews.
What we are going to do now is I
am going
to ask Dr.
Witten to give some general comments from
the FDA's
perspective on classification so that we all
understand what
we are being asked to do.
Then we are going to have a
session ‑‑ and
I will suggest
it be a short session ‑‑ on any general
comments before
going specifically to the questions.
During either
the general comment session or the
specific
question session, any panel member may
request that
FDA representatives or sponsor
representatives
give an answer to specific questions
that they may
have.
Let's start now. Dr. Witten, could I ask
that you make
some comments about reclassification?
DR. WITTEN: Yes.
I just want to clarify.
Thank you.
I just want to clarify what our
goal is
here
today. Hopefully these were clarify it
more and
not confuse it
more. Let me just say that when you
consider
reclassifying a device type, you reclassify
based on the
devices that FDA has approved.
So the ones we would be
reclassifying are
based on what
we have approved. But all of the other
designs that
have been presented would be devices that
then
potentially would be eligible for coming in under
this regulatory
route of class II devices.
So our discussion or what we are
hoping
for from you is
not really so much a discussion about
whether or not
these devices are safe and effective
but whether or
not we understand enough about the test
methodology and
its ability to predict device
performance to
be able to adequately control the risks
and regulate
these devices. So it's more the risks
and the test
methods, rather than, are the devices
safe and
effective.
Maybe that was already clear.
CHAIRPERSON YASZEMSKI: Thank you.
Thank
you for the
clarification.
Let's go around the table one time
with a
general
discussion. In a moment, I am going to
ask,
Dr.
Kirkpatrick, that we start with you. I
am going
to pose a topic
for the discussion. It seems that
through these
presentations by the FDA and by the
sponsor, there
does exist a question as to whether all
mobile bearing
knee devices can be considered alike;
that is, those
that have unidirectional motion versus
those that have
multidirectional motion.
I want to go around the table and
ask
everybody what
they think about that. Should we
address all of
these as a single class or might they
be
separated? Let's get that out before we
start
answering the
questions.
Dr. Kirkpatrick?
MEMBER KIRKPATRICK: So you want to answer
that question
before I ask a question of the sponsor
that may be
related?
CHAIRPERSON YASZEMSKI: You decide how you
want to go, but
I would like to hear your comments on
that sometime
before we go to Dr. Mabrey.
MEMBER KIRKPATRICK: So your question
specifically
was, are mobile bearing unicondylars the
same as mobile
bearing total ‑‑
CHAIRPERSON YASZEMSKI: No.
Are any
mobile bearing
devices in which there is only motion
type; i.e.,
rotation only, appropriate to be
considered
together with all other types that may
rotate and translate
and have multidirectional motion,
as we have
heard from many of the presenters this
morning that
sometimes the multidirectional mobile
bearing devices
more are like a hip device in their
wear
characteristics than a single bearing type mobile
bearing device?
I would just like to have
everybody
comment on
that, in addition to their questions.
So
go ahead with
your questions, but do comment on that.
MEMBER KIRKPATRICK: My comment on that
would be I
think you have got to test in more than one
direction if
the device allows more than one
direction. I think that a device that allows more
than one
direction is somewhat different than one that
just allows one
direction.
CHAIRPERSON YASZEMSKI: Thank you.
That
is what I
wanted.
MEMBER KIRKPATRICK: Now, I do have a
question for
the sponsor if it's okay. And I think
it
relates
somewhat to this. I have to
apologize. I am
not quite as
smart as the sponsor's people or perhaps
even the panel,
but I am having a difficulty
understanding
one concept with what you presented. To
put it into
some understanding, I have to relate to
something I can
understand.
I cover a football team in the
fall. We
were the state
champions this past year, but we lost
our opening
game against a cross‑town rival because on
two defensive
plays, a single missed assignment by one
player on one
play and another player on another play
resulted in two
scores and we lost by those two
scores.
Now, you have presented an extensive
amount of
data. However, you have eliminated two
devices that
are both mobile bearing knees. As I
understand, the
Oxford one and the Accord were
excluded from
your device analysis. And then you take
after the
elimination of that all of the remaining
data and say
everything else is similar.
My concern is that if we go with
this
reclassification,
then we won't be including some of
the devices
that should be included. Can you help
me
understand the
rationale for excluding those two
devices so that
I can better put this into context?
DR. STIEHL: I think that is a very, very
‑‑
CHAIRPERSON YASZEMSKI: Dr. Stiehl, excuse
me. For the transcription, would you just state
your
name?
DR. STIEHL: Sure.
Dr. Jim Stiehl.
As I understand the issue here, we
are
trying to
figure out, can we pick those two problems
out of this
group and say, "All right. These
are
going to be
problem implants. You are going to have
to look at
these implants very carefully"?
There were issues with the Accord
device
a number of
years ago that made it unsuitable as a
mobile bearing
device. I mean, it is old. I don't
even know what
it looks like. I have been told it
relates to the
stability device and that sort of
thing.
I think the challenge here for us
is to
decide if we
can pick out that particular device as a
problem
device. The Oxford I, for example, is a
unicondylar
device. They kind of sprayed it at
first.
But then they
figured out the device worked very, very
well if they
had fairly stringent criteria of a
retained ACL,
certain amounts of deformity not used on
the lateral
side and that sort of thing. So they
refined their
experience with it so then they could
pick up what
that problem was. Then it is okay. Now
you see a free
market approval of that particular
device.
I think the challenge here is, can
we look
at devices and
know they are going to be okay or not?
That is really
what this special controls issue is.
We have an extraordinary amount of
knowledge about
mobile bearing knees because they have
been out there
for 30 years. In the last five to ten
years, my
colleagues have shown an extraordinary
amount of
information about how total knees in general
work. I mean, my area and Doug Dennis' has been in
the area of
kinematic research. We have learned
things looking
at these mobile bearings that we didn't
know before,
but they certainly will guide us in what
we will be
thinking about in the future.
For example, all mobile bearings aren't
alike. I mean, there are certain features that
cause
some concern,
like this multidirectional issue. Now,
it may be fine
with the Corin knee, the Rotaglide.
The Rotaglide
has an extraordinary and a long‑term
experience. I mean, it is a good device. The AP
Glide, on the
other hand, where it can just slide
forward as far
as it wants to go without any checks,
may be a
problem.
Soft tissue impingement really
wasn't
recognized with
any knee device of considerable
concern. Now with mobile bearings, I think soft
tissue
impingement is a concern. So that
special
control is a
very important issue.
And when we discussed our
presentation
here before
this panel, I was very adamant that that
particular
concern has to be addressed as a special
control. So we have to know that that is okay.
I believe that we are close to
knowing
pretty much how
these knees work well. We are
refining how we
get surgeons to use these knees. But
there is some
ease with which we do this.
I think in your experience, it
would be
much easier to
take a fixed bearing knee that you
understand
very, very well and the technique and all
of that and
then say, "Well, I am going to add a
mobile bearing
to this device." I mean, that is a
small increment
of a step. And you can understand how
that might
work.
That, in effect, is what has
happened with
the PFC signal,
which has a supplemental pre‑market
approval. The surgeons that use the PFC signal can
essentially do
that. They can know their fixed
bearing
technique very well. Then they can add
this
mobile bearing
to that construct and make it work with
some ease.
Other devices, it is not going to
be as
easy to do,
particularly the LCFs because they had a
unique
technique. It was a unique design. And you
had no fallback
if the mobile bearing didn't work.
So these are issues that we
understand.
And I honestly
believe that I as a surgeon can pick up
a good mobile
bearing when I see it and a bad mobile
bearing that I
wouldn't like if I saw it. And I think
the engineers
have a lot of experience with testing to
show you some
of these efficacy issues.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Stiehl.
MEMBER KIRKPATRICK: May I just follow up
with a quick
question ‑‑
CHAIRPERSON YASZEMSKI: Yes.
MEMBER KIRKPATRICK: ‑‑ of both the
sponsor and the
FDA? Can you provide me the specific
current
standards that would have kicked out both the
Oxford one and
the Accord?
CHAIRPERSON YASZEMSKI: Mr. Allen, do you
want to lead
that off? And I will ask somebody from
OSMA to be
prepared.
MR. ALLEN: Pete Allen, FDA.
As far as the Accord, as Dr.
Stiehl said,
I am not real
familiar with the design. And I don't
know
specifically what the issues were with that one.
As far as the
early Oxford devices, as Dr. Stiehl
said, I think
it was a learning curve of a design that
they discovered
what some of the problems were as far
as the way they
were indicating it for use.
I can't think of any specific
preclinical
tests that
could have caught that ahead of time.
MEMBER KIRKPATRICK: So if I could
summarize my
understanding, we do not have current
specific
standards which would have identified the two
devices that
OSMA has eliminated from their
presentation?
MR. ALLEN: Not to my knowledge.
MEMBER KIRKPATRICK: Thank you.
CHAIRPERSON YASZEMSKI: Thanks.
Dr. Walker, would you like to
comment on
that? Thanks, Mr. Allen.
DR. WALKER: That is an excellent
question, which
gets to the heart of testing methods.
In other words,
the test method must eliminate the
potentially
defective devices. In fact, a history
of
defective
devices is a very good way to validate a
test.
In other words, a test that we
would come
up with to look
at bearing dislocation, for example,
or instability
would have to fail the Accord and
appropriately
fail the early version of the Oxford.
For example, without writing the
test or
without writing
the standard, if you like, or writing
the guideline
at this time, one could say just quickly
that any device
which is unconstrained in all
directions, for
example, using the existing constraint
test, any
device which is unconstrained in all
directions
should simply not be allowed. I mean,
that
would be a
no. I mean, it's that simple because we
have evidence
of that, a device which is unconstrained
and so on.
So I think that the test has to be
devised, as I
said, using the body of knowledge we
already
have. And I think that the Oxford is a
special
case. It has been approved already, the
PMA.
The Oxford is a special case in
the
following way,
that, really, if it does not have any
other stability
associated with it, it would
automatically
just dislocate front to back. But the
surgeons who
have used it and, in fact, the
specifications
have been very, very clear on
specifying the
surgical technique, that it has to have
ACL/PCL and
that the surgical technique has to be very
rigorous, it
has to be restricted to the medial side,
which is
tighter. The lateral side is not
allowed if
you notice.
So, again, I think using the
experience
like that, I
think one can, one could quite easily
eliminate
designs that are simply too unstable.
MEMBER KIRKPATRICK: Your first comment I
can't agree
with because we just voted approvable a
device that has
no constraint in any direction
yesterday.
DR. WALKER: Well, I can take your point.
I did make a
caveat of saying, though, that, you see,
the Oxford in a
way is unique in the sense that it is
not just a
device. It is combined with the ACL and
the PCL and the
medial side. I think in a way, that
is a special
case that would have to be made
specially.
So, you know, I don't think any
test can
cover every
conceivable variation. I mean, I think
we
are kidding
ourselves if we say that.
MEMBER KIRKPATRICK: My concern as a panel
member is, can
we establish and define a special
control today
that would cover those two devices?
DR. WALKER: I would say yes. If we sat
down and we
carefully documented it, I believe we
could.
MEMBER KIRKPATRICK: But it does not exist
at this point?
DR. WALKER: It exists in the minds of
individuals who
would have put it together.
MEMBER KIRKPATRICK: I think we will just
go back and
forth if I continue.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Kirkpatrick.
Dr. Mabrey?
MR. MAISLIN: I just wanted a
clarification.
CHAIRPERSON YASZEMSKI: Mr. Maislin, come
up. Yes?
MR. MAISLIN: I just wanted to clarify
that. And it doesn't go to your main point, which
is
very well‑taken,
that, in fact, the summaries that
were presented
did not exclude those two.
The analysis, the summary
analysis, that
was on the
first slide and the last slide included all
of the mobile
bearings. Analysis was repeated
excluding
those, but those weren't highlighted.
The
summary
statistics that were presented did include the
two devices
that are now obsolete.
CHAIRPERSON YASZEMSKI: Thanks, Mr.
Maislin.
MEMBER KIRKPATRICK: That's my mistake if
I ‑‑
MR. MAISLIN: Right.
MEMBER KIRKPATRICK: If it was only for
certain parts
of your analysis since you excluded
those, I
apologize.
MR. MAISLIN: Yes, yes.
The 90‑some
percent success
rate included them. There was one
slide that
excluded them as a secondary analysis.
And
the success
rate increased to about 93 percent. But
to be
conservative, I included in my main presentation
all of the data
that was available.
CHAIRPERSON YASZEMSKI: Thanks, Mr.
Maislin. Sir?
DR. EMERSON: Yes.
My name is Roger
Emerson. I am an orthopedic surgeon. I have come
here with
Biomed. I am familiar with the Oxford
knee
and
participated in the original IDE from this
country.
Just a point of clarification. The design
of the Oxford
has not changed that much over the three
phases, but the
instrumentation, the understanding of
how to
implement mobile bearing has become more
sophisticated. So it was appreciated very quickly
that the phase
I while the design could work was
unpredictable. And precision had to be added.
Basically, the phase II involved a
change
in
instrumentation that allowed incremental balancing
of the soft
tissues and then an appreciation of the
role of the ACL
in the stability of the
unicompartmental
knee.
CHAIRPERSON YASZEMSKI: Thank you.
MEMBER LARNTZ: May I follow up?
CHAIRPERSON YASZEMSKI: Sure.
Go ahead,
Dr. Larntz.
MEMBER LARNTZ: I was just going to follow
up on your
question. At what point did you realize
it
was
unstable? I am just asking the last,
following up
on the last,
comment. You said it was clear it was
unstable. At what point did you realize that? When
it was in the
lab? When it was in the knee? After
surgeries?
DR. EMERSON: Well, this was in the 1970s.
MEMBER LARNTZ: Right, sure.
DR. EMERSON: So it was a different era.
And there were
being implanted both as a
bicompartmental
and as a unicompartmental implant. In
the
bicompartmental situation, you are juggling both
sides of the
knee.
Basically, the survivorship of the
bicompartmental
was in the range of 80 percent.
Survivorship of
the unicompartmental back then was in
the range of
the high 80s and 90 percent.
MEMBER LARNTZ: Excuse me.
At what time
period ‑‑
DR. EMERSON: This was at a time when we
didn't
understand soft tissue balancing.
MEMBER LARNTZ: You said 80 percent. Is
that 80 percent
after a month, 80 percent after 5
years?
DR. EMERSON: The implant came out in
1976. And the phase II came out in the mid
'80s. So
it was over a
ten‑year period.
MEMBER LARNTZ: So over a ten‑year period,
you realized it
was unstable?
DR. EMERSON: Yes. The survivorship ‑‑
MEMBER LARNTZ: That's what I need to
know.
DR. EMERSON: Yes.
CHAIRPERSON YASZEMSKI: Okay.
Thanks very
much.
Let's move on, Dr. Mabrey.
MEMBER MABREY: Just for clarification,
you are asking
me, do I think there is a difference
between mobile
bearing knees and fixed?
CHAIRPERSON YASZEMSKI: No, that is not
what I am
asking. When we get to ‑‑
MEMBER MABREY: Okay.
The two ‑‑
CHAIRPERSON YASZEMSKI:
When we get to
voting, is it
appropriate in your opinion to vote for
all mobile
bearing designs as a general design that
the FDA would
then consider whether to allow as class
II's or might
there be distinctions between mobile
bearing designs
that we might recommend to the FDA
that we
separate? That's what I would like to
hear
from you.
MEMBER MABREY: Okay.
I think in answer
to that, you
have to take into account that these are
not just
devices. These are systems. And, as some of
the previous
speakers have pointed out, the actual
design of the
implant may be ideal. And it could have
performed quite
well in the lab. Yet, once it was
implemented
with the early instrumentation, it proved
not to be so
feasible.
So to say that one design is equal
to
another or
essentially equivalent, you have to take
into account
the history of those devices, the history
of the
designers, and I would say that there are
subtle
differences as far as the types of wear that
might be
generated. But I have to say that from
my
personal
experience, I haven't seen a clinical
difference
between them.
CHAIRPERSON YASZEMSKI: Specifically, do
you think that
we could recommend to FDA special
controls all of
the possible types of mobile bearing
designs?
MEMBER MABREY: I think that might be
difficult based
upon what we know today because we
need to
anticipate all possible future
implementations.
CHAIRPERSON YASZEMSKI: Okay.
MEMBER MABREY: I am not supposed to say
that, am
I? Okay. It cut me off. I think
that
getting back to
Earth here, to anticipate current
designs,
problems with current designs, I believe that
there are
adequate tests available now that could pick
up gross
problems with that design. I don't
think
that we can
ever predict how it will perform
clinically
until it's actually been in use for some
time.
CHAIRPERSON YASZEMSKI: Thank you.
Other
comments, Dr.
Mabrey?
MEMBER MABREY: No.
CHAIRPERSON YASZEMSKI:
Dr. Finnegan?
MEMBER FINNEGAN: In answer to your
question, yes,
I do think we probably do need to split
some things
out.
I have three questions. The first
question is for
Mr. Maislin. On your scales, you
spoke about how
you picked the global rating scale
that you
used. You sort of nicely skipped over
the
fact that there
is a statistically significant
difference
between the two groups that you compared in
the percent
global rating scale improvement. It was
100 percent in
the fixed. It was, I believe, 91.4
percent in the
mobile. Can you explain that?
MR. MAISLIN: Yes.
That difference is
actually quite
small. It is not 100 percent of
patients and 91
percent of patients. It's the percent
improvement. It's as if there is a score that goes
from 45 to
90. And that would be a 100 percent
increase or 45
to 87. And that would be a 91 percent
increase. And in those two cases, the clinical
significance of
an increase from 45 to 87 is probably
trivial
compared to one that went from 45 to 90.
MEMBER FINNEGAN: Did you have range or
median? Because I noticed you start it. So I'm
assuming that
meant there was some statistical
significance.
MR. MAISLIN: No, no.
The table was
repeated from
the reclassification petition as is.
The star
indicated that that was raw data, that there
wasn't ‑‑
I remember the subject test indicated that
it was raw
data. It wasn't an indication of any
statistical
significance.
MEMBER FINNEGAN: Did you have a range or
a median for
either group?
MR. MAISLIN: I don't know what those
values are
offhand. The actual data is in the
reclassification
petition, but I don't know. I assume
that it's as
variable as Dr. Larntz might suggest, and
it was probably
comparable in variability to the
percent
improvements.
MEMBER FINNEGAN: Okay.
Thank you.
The next question is for Dr.
Stiehl. You
talked about in
one of your slides the unis had a 6.8
percent
revision rate at four years. Can you ‑‑
DR. STIEHL: That was the phase II uni
experience that
I guess has already had a PMA
approval. That's the device that we're talking about.
MEMBER FINNEGAN: Right.
And was that
related to
age? Was it related to mechanical axis?
Do you have any
idea what the cause of that was?
DR. STIEHL: I can only refer to Roger
behind me
because he probably knows, but I think the
failure rate
with that particular series relates to
its unis. And they failed earlier because they get
lateral
compartment disease and that sort of thing.
I honestly
don't know what their results were related
to.
MEMBER FINNEGAN: So, Dr. Emerson, was
this a pre‑PMA
IDE or was this part of the PMA IDE?
DR. EMERSON: That was all in the PMA for
the original,
for the phase II Oxford that has been
approved. But the two figures were given. One was
the figure for
all revisions for any reason. That
included
lateral compartment disease, patella/femoral
problems,
inflammatory issues. And then there was
a
statement about
the percentage failure for a revision
rate simply for
bearing‑related issues, which was the
smaller number.
MEMBER FINNEGAN: Correct.
But for all of
your knees, it
was 6.8.
DR. EMERSON: That 6.8 was actually
reported at 2
years. There were 8 out of 117. It was
two‑year
data. Also in the petition, there is
data
from two to
eight years. And the figure there is a
4.8 percent
revision rate for bearing‑related problems
or implant‑related
problems of any kind, excluding
lateral
compartment, patella/femoral, inflammatory
issues.
MEMBER FINNEGAN: What is the whole for
all?
DR. EMERSON: 4.8 percent for the IDE out
to 8 years for
bearing‑related.
MEMBER FINNEGAN: Right.
DR. EMERSON: 15.7 percent.
MEMBER FINNEGAN: For total?
DR. EMERSON: For a total.
MEMBER FINNEGAN: Thank you.
And then my general question to
the
sponsor is Dr.
Larntz brings up a wonderful point.
Can you pull
out the PCL sacrificing problems? And
are you aware
of them? And do you have any comments
on that?
CHAIRPERSON YASZEMSKI: Dr. Stiehl?
DR. STIEHL: Yes, Jim Stiehl back.
Dr. Larntz, I think you are
referring to
the Callaghan
meta analysis that looked at PCL
sacrificing as
being a problem area, as I recall.
MEMBER LARNTZ: I thought it was among
your 22
studies. There were five of them that
were
PCL sacrificing,
if I remember right. I mean, I was
looking at your
table. I think of the 22 studies, I
think there are
mobile bearing studies. There are 22
studies. I will find the page in just a second. I
will tell you.
DR. STIEHL: Well, the issue really is the
rotating
platform, which from my knowledge, at least
of the LCS has
been the standard of this standard
concept, is a
PCL sacrificing system.
Now, as I say, I'm aware in the
Callaghan
study, they
definitely flagged PCL sacrifice as a
lower number.
MEMBER LARNTZ: This is in your meta
analysis of
your 22 studies. It says 14 are PCL
sparing, 5 are
PCL sacrificing. I am on page 282 in
the document I
have anyway if people want to find it,
282 in volume
I. And three are mixed prostheses.
For instance, numbers that are
there,
revision rates
are 5.6 for the sparing and 9.2 for the
sacrificing. Mechanical failure is 1.5 for the
sparing and 5.2
for the sacrificing. There are
revisions for
bearing location break and subtraction,
zero for the
sparing, 2.8 for the sacrificing.
This is your table in your
analyses. And,
as far as I
know, nothing was sorted out with respect
to that
covariate in the meta analyses except your
report. Like I say, your report gave me information.
I couldn't have
found this myself because I couldn't
have delved
through all of that. So it seems to me
there is
something going on, at least with respect to
those studies.
DR. STIEHL: I am going to have to ‑‑
CHAIRPERSON YASZEMSKI:
Does that satisfy
your question,
Dr. Finnegan?
MEMBER FINNEGAN: Yes.
CHAIRPERSON YASZEMSKI: All right.
Thanks, Dr.
Stiehl.
Let's come back. Let's wait until we come
to Dr.
Larntz. Then we'll have that discussion
again.
Let's go to Dr.
Kim.
MEMBER KIM: I'm going to try to address
the question
that you asked, which is so that I
understand
it. These devices, can they be all
grouped
together into a
single ‑‑
CHAIRPERSON YASZEMSKI: Right.
Can we
adequately
suggest special controls that will cover
all mobile
bearing devices?
MEMBER KIM: That depends on the answer to
whether or not
we can get special controls because in
my mind, I
don't understand enough about the various
intricacies of
the mobile systems to be able to
separate out
one mobile system to another.
So my feeling is that I think it
is okay
to jump them
all together. What we need to work on
is
whether or not
we can devise special controls to look
at all of the
special design, all of the different
designs.
CHAIRPERSON YASZEMSKI: Okay.
Thank you.
Dr. Naidu?
MEMBER NAIDU: I'm not sure we can lump
them all
together. I think inherently these
devices
are different
systems, just like Dr. Mabrey has
referred
to. I think these devices have to be
addressed as a
system. I think they are all
inherently
different.
And from the presentations of the
sponsor,
some of the
multidirectional platforms' survival rates
are as low as
75 percent at 5 years. And all of the
literature that
Dr. Stiehl refers to, it seems like it
points to the
LCS.
So I think there is an inherent
difference
between the
two. I am not sure that we could come
up
with the
special controls document.
CHAIRPERSON YASZEMSKI: Okay.
Thanks, Dr.
Naidu.
Dr. Mayor?
MEMBER MAYOR: I'm going to suggest
something that
might sound a little semantically
picky, but it
comes from my experience with the ASTM
documents with
relate to constraint.
The documents that we have been
reviewing
identify a
class of devices which have no linkage
across the
joint. I would suggest we either change
that to these
devices have no across the joint
linkage.
I recognize that some of you may
think
that there is
no difference in those two wordings, but
my feeling is
that, first of all, it would be more
compatible with
the ASTM documents as I remember them
contained. And the term across the joint linkage is
more specific
to a mechanical design which binds the
two parts
together; whereas, linkage across the joint
could be
interpreted more loosely and could be taken
to imply other
kinds of mechanical interactions
between the two
parts. It's a small but I think
useful point.
The other thing about the
definitions is
that in
relationship to the tricompartmentals, there
isn't a
specific mention of whether or not the
patellar
interface is going to be mobile bearing or
not.
I think the option needs to be
included in
terms of the
device design that the patella could
include a
mobile bearing or might not. So the
patellar
devices that the designer might elect are
identified as
applicable in the reclassification if,
in fact, that
comes to be true.
My sense is that issues of
dislocation and
subluxation can
probably be adequately addressed with
careful
attention to the patient in certain variables,
the soft tissue
issues that have been cited and
discussed
fairly extensively in the presentations from
both sides of
the issue.
I think in terms of wear
phenomena, the
thing I see as
serious and missing in the discourse is
the variations
in polyethylene, that we know from our
experience with
all of the implants that have been
studied, that
polyethylene behaves differently
depending on
the resin from which it is derived, the
processing used
to bring it to its final form, and the
steps that are
taken subsequent to that to sterilize
it and store
it.
Without some acknowledgement of
the impact
on
survivability of these implant components
addressing the
issue of polyethylene variability, I
think we have
missed an opportunity to protect the
public from the
kinds of things that we now begin to
understand
better and better as they relate to
polyethylene
and its variability.
The labeling I think needs to be
looked at
carefully
because of the issues we have already
discussed in
terms of predictability of outcome. And
that includes
issues related to both the patient and
the surgeon
involved in the interaction.
As regards configuration and the
subconfigurations,
can they be adequately controlled
by special
controls and the guidance documents? I
think they
can. I think we need to discuss in some
detail how that
might be done and how to address that
extra step that
needs to be taken to make sure that we
are responsible
in our deliberations.
In response to Dr. Yaszemski's
specific
question, do I
think that wear issues need to be
addressed differently
for "unidirectional" and
multidirectional
mobility in bearing design, no. I
think we can
address with a fairly monolithic document
the issues that
relate to both of those.
CHAIRPERSON YASZEMSKI: Thanks very much,
Dr. Mayor.
Dr. Larntz?
MEMBER LARNTZ: On your primary question,
I don't have
any evidence to give an opinion. Do you
want me to
follow up with these people and give them
‑‑
CHAIRPERSON YASZEMSKI: At your
discretion.
MEMBER LARNTZ: To talk to me about page
282? We can do that for ‑‑ do you
have a timer on? ‑‑
no more than
three minutes.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Larntz.
MEMBER LARNTZ: I will let you respond to
what is on page
282.
CHAIRPERSON YASZEMSKI: Mr. Maislin?
MR. MAISLIN: Thank you.
I want to point out one item that
the
stratification
by PCL status was not something that
was
uncovered. It was an attempt by the
investigator
who implemented
this meta analysis to follow
Callaghan.
And since Callaghan did it, they
did it,
just to let you
know why it was stratified. In fact,
the later
analysis didn't emphasize it because it
wasn't
something that was interesting. It
appears
primarily
because they were following a recipe of an
analysis that
was published.
MEMBER LARNTZ: And I think I understood
that. I'm not sure that is always the best thing
to
do.
MR. MAISLIN: I agree.
MEMBER LARNTZ: But let me just point out
‑‑
and I think this is what Dr. Finnegan might want to
look at on page
282. I mean, complication rate in
knees, any
complication rate, 5 percent with sparing
and 14.1
percent, now, I don't know if those are
significant
because there is tons of variation here.
There is tons
of variation.
But I am saying it seems to me ‑‑
and I
didn't have the
comparable numbers from the Callaghan
fixed to
compare that to, I don't think. I don't
think I have
that here.
MR. MAISLIN: I don't know.
MEMBER LARNTZ: I think this is your
study. These are your man‑hours. So there are not
comparable
numbers. I know if Callaghan found that
in
the fix, then I
think it would be important to think
about that kind
of stratification here and kind of
comparison. I didn't see that kind of comparison.
So, anyway, I understand where it
came
from. I understand following the recipe. I
understand all
of that. But in that sense, there is
no adjustment
for that covariate except for these
tables.
MR. MAISLIN: Right.
The one mitigating
factor, just if
I can respond, ‑‑ and I have the
tables from a
preliminary manuscript. So it doesn't
line up. But it's the same tables.
The proportion with good or
excellent in
those 14 PCL
sparing and 5 was 92.1 percent and 85.5.
There was a
little bit less. And the revision rate
was 5.6 vs.
9.2, 14 studies vs. 5 studies.
Let me just point out that those
two
studies that
were identified as obsolete, one was in
the 5 and one
was in the 14. So that there is more
weight to the
bad studies in the PCL sacrificing.
MEMBER LARNTZ: Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Mr.
Maislin.
Dr. Walker, please? Briefly, please.
DR. WALKER: I'll be very brief. Just a
brief comment,
particularly to Dr. Mayor's comment
about tests
being monolithic and the words apply to
all devices.
Yes. I think we should not lose sight of
the fact that
tests if they are any good should be
able to
distinguish between different kinds of
devices. I mean, if we just restrict ourselves to one
that we know
they work, then the testing won't tell us
much extra.
The purpose of the test, in fact,
is to
separate the
sheep from the goats, if you like. It
is
to identify
designs which do not perform
satisfactorily.
So in that sense, I am somewhat
comfortable
about testing different kinds of designs
because I
believe their deficiencies will be revealed
in the tests as
in the special control guidance
document.
CHAIRPERSON YASZEMSKI: Right.
Thank you,
sir.
Dr. Besser?
MEMBER BESSER: A certain part of the
discussion so
far seems to be concerned with whether
the success
rate of the mobile bearing knees is the
same or
different than the success rate of the fixed
bearing
knees. That is really I don't think the
question that
is in front of us.
I think, even if they are equal,
the
question is
whether we can decide whether we can
control
manufacture of or designs of mobile bearing
knees using
special controls, as opposed to going
through the PMA
process.
A lot of the data that has been
presented
seems to be on,
one, the LCS knee. I am reminded of
the old Audi
commercial that was very proud that 8 of
10 Audis that
were on the road 15 years ago were still
on the road;
whereas, 9 of those 10 Audis had been
sold in the
last 5 years because Audis had just been
introduced in
the U.S. market at the time.
I think that we can come up with
special
controls that
would address wear aspects for different
configurations
of a mobile bearing knee. As long as
special
controls can be written, if you'll allow me,
vaguely enough
that we would like to address motion,
multi‑access
motions, in all directions possible given
a specific
design, I think that can address the wear
issues for a
rotating vs. rotating and translating
design. I don't think that's a problem.
And I imagine that for all of
these from
the standpoint of
a mechanical engineer, we can test
the heck out of
them and definitely eliminate some
that are
destined to fail. However, there will
be new
and interesting
manners of failure for any innovative
design that
won't be discovered until after they are
implanted,
unfortunately.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Besser.
Ms. Maher?
MEMBER MAHER: I actually don't have much
to say on your
first question. However, I just want
to remind the
panel that we are looking at the devices
that are
currently on the market. And the FDA
has a
strong skill
set at looking at a 510K and determining
whether
something is substantially equivalent or
whether the new
changes and nuances of it fall and
kick it over
into the class III product. And that is
something that
Celia and her group, Dr. Witten and her
group, have a
very strong skill set at doing. So we
need to look at
the data we have now and make
determinations.
CHAIRPERSON YASZEMSKI: Thanks, Ms. Maher.
I will
emphasize that point that if we recommend a
general down
classification of mobile bearing knees,
the decision
still has to be made in each individual
application by
the FDA as to whether the product that
is being
considered is substantially equivalent and
falls into that
general class II classification.
Thank you for
that clarification.
Dr. Doyle?
MEMBER DOYLE: I guess I am filtering all
of the
scientific evidence that has been offered here
through my
personal consumer looking forward to
possibly having
knee operations.
I think the thing that concerns me
the
most is
basically no, I don't think all of the devices
are alike
because otherwise they wouldn't have
designed
them. I think each design is different
to
hopefully have
some sort of improvements. The
question I
think is whether they are similar enough.
I think what bothered me was
talking about
the Oxford
device that we don't have any special
controls that
would have picked up a device, if I
understood
correctly, that was not, that basically did
have a rather
large fault.
So looking down the road, I am a
little
concerned. And I do think that they are different
enough that
they may have to be considered separately,
even those that
have been looked at and even with the
constraints
that are available.
CHAIRPERSON YASZEMSKI: Right.
Thank you,
Dr. Doyle.
We have had a rather thorough
discussion
in this
preliminary phase prior to looking at the
questions. So we are going to go to the questions
now. I will ask that we consider each question
independently
and try to not redo all of the things we
have done but
to add any new information.
Having said that, I want everybody
to have
an opportunity
to say what they think about the
questions. We will start with question number one.
Mr. Melkerson,
can you put question number one up? We
will read
question number one. I will start with
Dr.
Kim on question
number one, and we will come clockwise
to Dr. Naidu
next.
Question number one is, do you
believe the
proposed
classification definitions for the following
device
configurations recommended for reclassification
adequately
describe the devices? If not, what
changes
in the
definitions do you recommend for both total
mobile bearing
knee prostheses and unicompartmental
mobile bearing
knee prostheses? Dr. Kim?
Does anyone want the description?
Remember, Mr.
Allen put those descriptions up. If
anybody would
like them, Dr. Witten will pass them
around. Identify yourself and ask for them.
MEMBER KIM: The definition that was
proposed is
broad for both the total and the
unicompartmental
knees. Thus, it allows for a wide
range of design
features. This is obviously desirable
if one wants to
foster innovation. However, it makes
the testing and
implementation of special controls
much more
difficult.
So I don't have an exact answer
for this
question. I have more of a question for the question,
which is that
an acceptable definition will depend on
our ability to
have adequate special controls to test
the wide
variety of design features that would be
allowed under
this current definition.
My gut feeling is that with some
effort,
we could adopt
those special controls. And I don't
see any
advantage in subcategorizing the various
design
features.
One change that I would recommend,
according to
what was stated previously by one of the
panel members,
that the patellar device was not
adequately
described. We need to address that
issue
in the
definition.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Kim.
Dr. Naidu?
MEMBER NAIDU: Yes.
I think the
definitions are
broad enough and all‑inclusive, and I
think they do
adequately describe for both the total
and the uni
knees.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Naidu.
Dr. Mayor, your thoughts on
question
number one?
MEMBER MAYOR: Basically consistent with
what I
mentioned earlier in my earlier remarks, that
the issue of wording
regarding joint linkage and the
issue of
patellar design, being with or without mobile
bearing.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Mayor.
Dr. Larntz?
MEMBER LARNTZ: I think definitions are
fine with the
change Dr. Mayor said.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Larntz.
Dr. Besser?
MEMBER BESSER: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Besser.
Ms. Maher?
MEMBER MAHER: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Doyle?
MEMBER DOYLE: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Kirkpatrick?
MEMBER KIRKPATRICK: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Mabrey?
MEMBER MABREY: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Finnegan?
MEMBER FINNEGAN: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Witten, the panel has
considered
question number
one. In general, they feel that the
definitions are
broad and cover the devices that may
come under this
classification.
There were a few concerns. They included
the fact that
the patellar device needs more
clarification
with the wording referring to whether it
is mobile or
not and additional wording regarding
joint loading.
Have we adequately discussed this
to FDA's
satisfaction?
DR. WITTEN: Yes.
Thank you.
CHAIRPERSON YASZEMSKI: You're very
welcome
Question two, Mr. Melkerson? Question
two, do you
believe the risks to health of the
following
device configurations proposed for
reclassification
are adequately described? If not,
what additional
risks do you believe should be
included for
both the total mobile bearing and
unicompartmental? Let's start with Dr. Finnegan this
time.
MEMBER FINNEGAN: I'm going to actually
break this down
into three parts. I believe that the
total bearing
knee prosthesis, which is
unidirectional,
in fact, has been adequately described
and the risks
to health have been adequately
described.
The second part I would like to
say is
that the
multidirectional total bearing knee
prosthesis I
believe has been relatively
well‑described. I think that there are, as has been
voiced, some
risks to health that probably need to be
looked at in
some extra special controls.
My caveat for both of those is
that I have
a feeling that
the patellar sacrificing may have some
problems that
have not been addressed by anyone. And
I do think that
probably needs to be either looked at
through the
literature cases and/or looked at in the
lab.
And the third component is
unicompartmental
mobile bearing knee prosthesis. I do
not think that
the risks to health have been
adequately
described. The PMA is very young for
the
most recent
ones. The indications for that one are
significantly
different from the one that has been on
the market for
a long time.
The revision rates are high, as
one would
expect. And I think there is not enough literature.
There is not
enough long‑term follow‑up.
And I
believe that
that should be looked at separately.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Finnegan. May I ask for one point of clarification?
You said the
"patellar sacrificing" were a special
case. Did you mean patellar sacrificing?
MEMBER FINNEGAN: I'm sorry.
PCL
sacrificing.
CHAIRPERSON YASZEMSKI: PCL sacrificing?
MEMBER FINNEGAN: Yes.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Kim?
MEMBER KIM: I have nothing to add to Dr.
Finnegan's
comments.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Kim.
Dr. Naidu?
MEMBER NAIDU: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Mayor?
MEMBER MAYOR: The only other issue that
I think needs
to be identified is that there are
actually three
classes of knee replacement that have
been spoken of
in the literature and in common
practice: PCL retaining, PCL sacrificing, and PCL
substituting.
While I can't cite the statistical
basis
on which the
impression exists, in my own mind I think
there are some
differences between those devices which
are truly PCL
sacrificing, which the design may not
address the
question of what the PCL function is
supposed to be,
and designs which actually provide PCL
substitution.
Otherwise no additional items to
add.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Mayor.
Dr. Larntz?
MEMBER LARNTZ: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Besser?
MEMBER BESSER: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Ms. Maher?
MEMBER MAHER: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Doyle?
MEMBER DOYLE: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Kirkpatrick?
MEMBER KIRKPATRICK: I agree with what has
been said so
far.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Mabrey?
MEMBER MABREY: Nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Witten, the panel has
considered
question number
two. They feel that in general, the
completeness of
the risks to health with respect to
unidirectional
mobile total bearing knees are okay;
that the
multidirectional case perhaps needs
additional
special controls, which has been a subject
of the
discussion up to this point; that perhaps
unicompartmentals
may need to be separated out and
needs further
consideration before being included with
all mobile
bearing knees.
Have we adequately discussed this?
DR. WITTEN: Yes.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Witten.
Let's move on to question number
three.
Question number
three, special controls have been
proposed to
address the risks to health identified in
each of the
above device configurations and all
related sub‑configurations. Please respond to the
following
questions regarding specific risks and/or
specific
controls. And there are several
subparts.
A) Dislocation and subluxation of mobile
bearing
components have been cited as common
complications
in the literature. Do you believe
appropriate
special controls have been identified to
adequately
address these risks? And if not, what
additional
controls would you recommend?
Subpart B) A reduction in wear is often
cited as a
theoretical advantage of mobile bearing
knees over
fixed bearing devices. However, this
has
not been
consistently demonstrated clinically, and it
is not clear
how well preclinical wear testing of
mobile bearing
knees correlates to the clinical
situation.
In addition, the potential for
third body
wear appears
greater and the potential for the amount
of third body
wear also appears to be greater.
Currently, the
state of development of knee simulator
wear testing
has not yet been standardized or
clinically
validated across all device types and,
therefore, may
not be applicable for all of the
various mobile
bearing knee types identified in the
petition.
In light of the fact that wear
appears to
be, in part,
design‑dependent, do you believe
appropriate
controls have been identified to
adequately
address the risk of wear for the various
mobile bearing
knee designs under consideration? If
not, what
additional controls do you recommend?
Subpart C) Although labeling has been
cited as a
control with which to address risks to
health, the
proposed labeling requirements are
consistent with
those generally found in current fixed
bearing total
and unicompartmental knee package
labeling. Labeling typically includes device
description,
type of material, indications for use,
contraindications,
adverse events, precautions,
warnings, a
listing of compatible components, and
sterility
information. What additional testing,
if
any, do you
recommend for these mobile bearing knee
components?
And part D) Do you believe appropriate
special
controls have been identified to adequately
address the
risks to health for each of the above
device
configurations and all sub‑configurations? If
not, what
additional special controls do you
recommend?
The summary of this is for each of
parts
A through D, do
special controls exist? And if not,
which ones need
to be specified? Let's start with Dr.
Mabrey.
MEMBER MABREY: Yes.
Thank you.
I'll take those one at a time
beginning
with A,
dislocation and subluxation of mobile bearing
components have
been cited as common complications in
the literature.
I would contest that while these
are the
most common
complications, they are not common
complications. They occur infrequently. And those
have been
identified primarily as a result of errors
in technique in
many cases.
At this point, I believe that
there are
adequate
controls to identify the inherent mechanical
problems within
the device itself to address the risk
of dislocation
of the mobile bearing.
With respect to B, a reduction in
wear is
often cited as
a theoretical advantage, I agree at
this point it
is theoretical, although our ability to
isolate wear
debris and characterize it wear debris
has improved
significantly over the last few years.
And I believe
that those techniques are readily
available to
the sponsors and should be employed in
the
characterization of debris from their devices.
With regards to the different
types of
devices,
unidirectional versus multidirectional, I
think that
should be an important component of the
testing
procedure looking at both unidirectional and
multidirectional
wear patterns within the knee.
Regarding labeling cited as a
control
addressing the
risk to health and the proposed
labeling
requirements, I believe it's very difficult
to legislate or
regulate against incompetence.
We all know that these devices are
technique‑dependent. I think it is imperative that
the implanting
surgeon be familiar with the technique
and familiar
with total knee replacement before he or
she even
attempts that. I think the labeling and
recommendations
within the packaging are appropriate.
Finally, D) Do you believe
appropriate
special
controls have been identified to adequately
address the
risks to health for each of the above
device
configurations and sub‑configurations?
And my
answer to that
would be yes based upon the special
controls
guidance document that we have been presented
with and also
based upon data presented here by the
sponsors that
those controls are available and
appropriate.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Mabrey.
Dr. Finnegan?
MEMBER FINNEGAN: I'm not going to add a
whole lot
more. I think for A, training probably
recommended at
least is a necessity. However, I do
think in B ‑‑
and we had a wonderful presentation by
Dr. Walker, but
he kept sort of suggesting that maybe
there are some
new tests that need to be developed.
And I think he
is right for multidirectional wear,
that probably
there needs to be some work done and
some new
testing materials.
I don't have any comments on the
labeling.
And I think the
risks to health we addressed in the
previous
question.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Finnegan.
Dr. Kim?
MEMBER KIM: I don't have any comments on
A or C, but I
want to echo the comments of Dr.
Finnegan on B
because it sounds like there are not
adequate
special control systems to test all of the
different
design configurations. Dr. Walker
actually
admitted that
these exist in their minds but it's not
on paper yet.
I would want some proof that a
real
adequate
special control design can be formulated in
this regard.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Kim?
Dr. Naidu?
MEMBER NAIDU: Nothing to add.
CHAIRPERSON YASZEMSKI:
Thank you.
Dr. Mayor?
MEMBER MAYOR: I would simply cite the
earlier
observations I made in my previous comments
and also add
that while the goal of absence of risk is
unattainable, I
think we can achieve a desirable
reduction of
risk.
The other observation is to
identify the
experience that
we have had with standards applicable
to materials
that both the ISO and the ASTM standards,
where materials
are standardized, set a floor below
which these
materials should not fall without
achieving what
may be an even more desirable goal of
identifying
materials' qualities that may result in
optimal
performance. I think that is an
important
issue to bear
in mind.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Mayor.
Dr. Larntz?
MEMBER LARNTZ: Well, I'm not sure how to
address the
individual questions. I will just say
that I think
that from what I can see and the
variation in
devices, the variation results, it is
going to be very
difficult for me to think that we
could
adequately address issues for these devices
without
implantation.
I think that we are going to have
to have
a clinical
study. I realize clinical studies can
be
part of special
controls, but I don't think they were
mentioned in
the special controls proposed.
I do believe that a clinical study
is
going to be
necessary for new designs because I think
it is just
going to be impossible given the way we
have seen. I mean, the history is such that I just
can't imagine
without a clinical study with some
reasonable
follow‑up time.
Typically I think that would stay
as a
class III and
go into it under an IDE. But I realize
you can do
clinical studies and require them as part
of this
process. So if a special control could
be put
together that
included a clinical study, then I would
guess that is
what I would do.
I think the mechanical,
preclinical, all
of that testing
seems to be amazingly good but unable
to identify
what happens until in final implantation.
Thank you.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Larntz.
Dr. Besser?
MEMBER BESSER: I would echo Dr. Larntz's
comments. I had been working with the assumption that
there would be
clinical trials for these. However,
that is not
part of the class II requirements. So
yes, I do
believe that, in fact, the
dislocation/subluxation
where can be handled by
special
controls, the special controls that are
currently in
place. Plus, I would add some language
for the wear
that would require multiple modes of
motion to be
tested for wear at the same time.
Don't do three separate tests, one
for
translation,
one for rotation, one for translation,
and another
access, but to combine those during wear
testing and
definitely would require clinical data
before
approving device for market.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Besser.
Ms. Maher?
MEMBER MAHER: I would follow up with what
Dr. Besser said. I think the correct term would be
510k's may
require clinical data, as opposed to a
clinical study,
to allow the FDA and the sponsor of
the 510k's to
determine what would be adequate if that
is what we are
doing.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Doyle?
MEMBER DOYLE: I agree with everything
that has been
said, particularly the emphasis on
clinical data,
because I think studying something
under
laboratory conditions that are ideal is very
different from
seeing how it works in a 250‑pound man
who is clumsy.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Doyle.
Dr. Kirkpatrick?
MEMBER KIRKPATRICK: I agree with Dr.
Finnegan on A
that training is essential. I think
special
controls could be involved by adding it to C,
which is
labeling; in other words, restricting it to
people who have
been adequately trained if it is a
device that is
that specific, as we have heard that
several are.
I would also suggest that another
control
on the training
and insurance of adequate technique
can be
restriction of the device to people that have
been trained,
as we heard yesterday. I think that
would be
another option for the FDA to negotiate with
the companies
on, a special control for that.
As far as reduction in wear, I
think that
we can
establish special controls that can apply.
As
we heard, there
may be or there is a concept of a
joint simulator
test, which might pick up some of
these
things. If that is developed, obviously
I think
FDA would
automatically include that in their
analysis.
In the absence of that, I think a
post‑market
analysis of dislocations of wear and of
any retrievals
possible, although we can't mandate the
companies to
get all of those retrievals, we can
certainly ask
them to keep a very close eye on what is
published and
any concerns that come into them so that
they can give
that feedback as well.
I also think on D that I agree
with Dr.
Finnegan that
it sounds like we need to separate out
the
unicondylars in the totals as different devices.
Thank you.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Kirkpatrick
Dr. Witten, may I ask you for
clarification
from the FDA regarding clinical data in
class II
devices because several members commented on
that and seemed
to express some uncertainty about the
relationship?
DR. WITTEN: Yes.
Well, as was mentioned,
it's not
something that we would automatically request
or expect to
see in a 510k. But in evaluating the
device and the
testing and the comparison to the
predicate
device, which the sponsor would need to
provide, it
could be that there would be a question
raised that we
would suggest that clinical data be the
mechanism to
address that particular difference or
issue.
CHAIRPERSON YASZEMSKI: Right.
Thank you,
Dr. Witten.
Have we adequately discussed
question
three?
DR. WITTEN: Yes, you have.
CHAIRPERSON YASZEMSKI: Thank you.
Question four, do you believe the
data
presented in
this petition supports the
reclassification
of: A)
all total mobile bearing
knee prostheses
identified in the petition? And if
not, which
types of total knees do you believe are
inappropriate
for reclassification and why? B) All
unicompartmental
mobile bearing knee prostheses
identified in
the petition? And if not, which types
do you believe
are inappropriate for reclassification
and why? I would like to start with Dr. Mayor this
time.
MEMBER MAYOR: Thank you.
Yes. I think, as I have implied in my
previous
remarks, I think the data has been presented
to support the
reclassification of both the
bicompartmental,
tricompartmental mobile bearing knees
and the
unicompartmentals in the same reclassification
motion.
CHAIRPERSON YASZEMSKI: Thanks, Dr. Mayor.
Dr. Larntz?
MEMBER LARNTZ: While I agree clinical
data can go in
510k's, it's not the usual thing. I
think we do
need clinical data. And I think that
has
to be the
standard until we get more experience with
these
devices. And so I would be opposed to
reclassification.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Larntz.
Dr. Besser?
MEMBER BESSER: I believe that both the
total and the
unicompartmental devices, mobile bearing
devices, could
be reclassified as class II. However,
I would agree
with Dr. Larntz that clinical data is
required. And I would list that as a special control.
CHAIRPERSON YASZEMSKI: Thank you, Dr.
Besser.
Ms. Maher?
MEMBER MAHER: Nothing further to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Doyle?
MEMBER DOYLE: I concur with what has been
said.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Kirkpatrick?
MEMBER KIRKPATRICK: I am most comfortable
with the
tricompartmental devices. I am a little
concerned about
unicompartmental devices. So I would
say a yes on
the first and a no on the second.
CHAIRPERSON YASZEMSKI: Thanks, Dr.
Kirkpatrick.
Dr. Mabrey?
MEMBER MABREY: I have nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Finnegan?
MEMBER FINNEGAN: Yes on A and no on B.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Kim?
MEMBER KIM: I have nothing to add.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Naidu?
MEMBER NAIDU: No on both.
CHAIRPERSON YASZEMSKI: Thank you.
Dr. Witten, have we adequately
discussed
question four?
DR. WITTEN: Yes.
CHAIRPERSON YASZEMSKI: Thank you.
RECLASSIFICATION QUESTIONNAIRE AND
SUPPLEMENTAL DATA SHEET, AND VOTE
CHAIRPERSON YASZEMSKI: Now that we have
addressed the
FDA questions, we will complete the
classification
questionnaire and supplemental data
sheet. So our task now is to fill out two sheets.
Ms. Shulman of the Office of
Device
Evaluation will
assist us. After panel discussion of
each question,
I will note our answer for each blank
on the data
sheet. And Ms. Shulman will record it
on
the overhead
for us. What we will vote on is the
completed
questionnaire and data sheet. That vote
will become the
panel's recommendation to the FDA.
Does anyone have questions on how
we are
about to
proceed? Can we get sheets for
everybody,
please? Once we distribute the sheets, I will note
that Dr. Mayor
was the lead reviewer. I am going to
ask his
guidance on how to proceed with the answers.
We will have discussion on each of
the
answers and
recognize that if there is disagreement on
the answers, we
will fill the sheet out based upon our
impression of
what the majority consensus opinion is.
And you can
address disagreement, should you have it,