Review and Evaluation of Clinical Data

 

Briefing Document for Psychopharmacological Drugs Advisory Committee Meeting

 

June 16, 2003

 

NDA: 19-758

Sponsor: Novartis

Drug:  Clozaril (clozapine)

Subject: Agranulocytosis rates in the Clozaril National Registry (CNR)

Reviewers:     Tarek A. Hammad, M.D., Ph.D., M.Sc., M.S.

                        Judith A. Racoosin, MD, MPH

Submission date: 9/9/2002, 10/8/2002, 11/13/2002, 2/12/2003, and 5/5/2003

Date Completed: 5/19/03

This document summarizes and evaluates the sponsor’s analyses of the effect of white blood cell (WBC) count monitoring frequency on the rate of clozapine-associated agranulocytosis using data from Clozaril National Registry (CNR). In addition, the document summarizes the Office of Drug Safety consult on those reports.

 

Table of contents

 

1.    Background..................................................................................................................... 3

2.    The sponsor’s stated objectives of the analyses............................................................. 4

3.    Methods.......................................................................................................................... 4

3.1.      Restrictions on CNR Data for Analysis.............................................................. 4

3.2.      Patient cohorts for analysis................................................................................. 4

3.3.      Actual rates of agranulocytosis, severe leukopenia, and moderate leukopenia... 6

3.4.      Additional data requested by FDA..................................................................... 7

3.4.1....... Demographics.................................................................................... 7

3.4.2....... WBC at discontinuation...................................................................... 7

3.5.      Projected rates of agranulocytosis and severe leukopenia.................................. 7

3.5.1....... Reviewer’s comment.......................................................................... 9

4.    Results............................................................................................................................ 9

4.1.      Actual rates of agranulocytosis and severe leukopenia....................................... 9

4.1.1....... Reviewer’s comments...................................................................... 11

4.2.      Breakdown of agranulocytosis rates after six months....................................... 12

4.2.1....... Reviewer’s comments...................................................................... 13

4.3.      Demographics of patients in Cohorts 1 and 2 (combined) and Cohort 3........... 13

4.3.1....... Reviewer’s  comment....................................................................... 14

4.4.      White blood cell count at time of discontinuation............................................. 14

4.4.1....... Reviewer’s comment........................................................................ 18

4.5.      Projected rates of agranulocytosis and severe leukopenia................................ 18

4.5.1....... Prodrome and slope......................................................................... 18

4.5.2....... Projected Rates................................................................................ 20

4.5.3....... Reviewer’s comment........................................................................ 21

4.6.      Projected number of fatal outcomes related to agranulocytosis........................ 22

5.    Sponsor’s comments..................................................................................................... 22

5.1.      Reviewer’s comments...................................................................................... 24

6.    Foreign data (UK and Australia).................................................................................. 24

6.1.      Reviewer’s comments...................................................................................... 26

7.    Office of Drug Safety consult........................................................................................ 26

7.1.      Reviewer’s comments...................................................................................... 27

8.    Appendix 1 1997 DNDP Briefing package................................................................... 28

9.    Appendix 2 Sponsor’s method for estimating rates....................................................... 44

10.  Appendix 3  Projected numbers of agranulocytosis and severe leukopenia cases........ 49

11.  Appendix 4  Agranulocytosis rates in various monitoring schedules............................ 51

12.  Appendix 5  ODS consult............................................... Error! Bookmark not defined.

 

 

 

 


1.    Background

 

Clozaril® (clozapine) was approved on September 26, 1989 for the indication of treatment resistant schizophrenia.  Due to the potentially fatal adverse event of agranulocytosis, the Agency approved labeling that required weekly white blood cell count (WBC) testing prior to dispensing. The Clozaril National Registry (CNR) collects data from the WBC monitoring system.

 

Patients who develop agranulocytosis (ANC £ 500/mm3 or WBC £ 1000/mm3) or severe leukopenia (WBC < 2000/mm3) during treatment are discontinued from therapy and deemed “non-rechallengable”.  The CNR maintains a list of all non-rechallengable patients, and new patients are crosschecked against this list prior to treatment initiation.

 

Previous analyses of CNR data for the Psychopharmacologic Drugs Advisory Committee (PDAC) on July 14, 1997 suggested that the agranulocytosis rate associated with clozapine use decreases substantially after the first six months of therapy[1]. Subsequent to this PDAC meeting, the Agency approved the following changes in WBC monitoring frequency on March 3, 1998:

 

“Patients who are being treated with Clozaril (clozapine) must have a baseline white blood cell (WBC) and differential count before initiation of treatment, and a WBC count every week for the first six months.  Thereafter, if acceptable WBC counts (WBC greater than or equal to 3,000/mm3, ANC>1500/mm3) have been maintained during the first six months of continuous therapy, WBC counts can be monitored every other week.  WBC counts must be monitored weekly for at least 4 weeks after the discontinuation of Clozaril (clozapine).”

 

On July 18, 2001, the sponsor[2] and the Division of Neuropharmacological Drug Products (DNDP) met to discuss the agranulocytosis rate observed following the implementation of the post-six month biweekly WBC monitoring program for Clozaril, which began in April 1998.  At the time, there were no data available for discussion but the sponsor agreed to submit a Proposed Frequency Analysis Plan for review and comment.  The analysis plan was submitted on November 5, 2001 and the sponsor was informed in March 2002 that the plan was acceptable. 

 

This document summarizes the results of the analysis plan as submitted by the sponsor in its reports dated 9/9/2002, 10/8/2002, 2/12/2003, and 5/5/2003.

2.    The sponsor’s stated objectives of the analyses

·       To compare the effect of biweekly monitoring of WBC after six months of treatment with clozapine (started in April 1998) on the incidence rate of agranulocytosis and severe leukopenia with that of weekly monitoring of WBC (prevailed before April 1998).

·       To estimate the additional risk of agranulocytosis and severe leukopenia if the WBC monitoring is further reduced to monthly monitoring or no monitoring after six months, one year or two years of treatment with clozapine.

3.    Methods

3.1.          Restrictions on CNR Data for Analysis

 

Since the introduction of generic clozapine in the US market in December 1997, Novartis, the innovator, no longer possesses WBC records for all clozapine-treated patients in the U.S. Therefore, the total exposure to clozapine could not be calculated based solely on CNR data.  So, to estimate the incidence rate of agranulocytosis and severe leukopenia, the sponsor placed some restrictions on the data obtained from the CNR as follows:

 

1.     Exclude all data for patients who were enrolled in CNR but never started treatment with clozapine or had only one record of WBC in the database (Approximately 22,000 patients were excluded).

 

2.     Exclude all data for patients who started treatment with generic clozapine before any treatment with brand Clozaril® (Approximately 4,000 patients were excluded).

 

3.     For patients started on brand Clozaril but switched to generic clozapine at some point in time -- exclude all data after the first treatment with generic clozapine (Approximately 19,000 patients were affected by this criterion).

3.2.          Patient cohorts for analysis

 

To estimate the rates and ratios relevant to the objective of this analysis, the sponsor defined the following cohorts of patient population (graphically presented in sponsor’s figure 1):

 

Cohort 1:    

Cohort 1 includes data from approximately 97,000 patients. This cohort represents the group of patients who were included in the last briefing book submitted (April 28, 1997) to the Agency on frequency of WBC monitoring. It includes all patients who started brand clozapine between Feb 5, 1990 and April 30, 1995 (the cut-off date for that report).  Cohort 1 includes the following five kinds of patients:

 

a)     Patients discontinued brand clozapine treatment before April 30, 1995.

b)     Patients continued brand clozapine beyond April 30, 1995, but discontinued before introduction of generic clozapine in December 1, 1997.

c)     Patients continued clozapine beyond December 1, 1997, but discontinued before the initiation of bi-weekly monitoring in April 1, 1998.

d)     Patients continued clozapine beyond April 1, 1998, but discontinued before September 1, 2001 (the new data cut-off date for the current Analysis).

e)     Patients continuing treatment with brand clozapine on September 1, 2001.

 

Cohort 2:    

Cohort 2 includes data from approximately 41,000 patients. This cohort represents all patients who initiated Clozaril therapy after the April 30, 1995 cut-off mentioned above but before the implementation of the biweekly monitoring after six months of treatment. It includes all patients who started brand clozapine after April 30, 1995 and before October 1, 1997 (six months before the introduction of biweekly monitoring option).  This cohort includes the following three kinds of patients:

 

a)     Patients discontinued brand clozapine treatment before April 1, 1998.

b)     Patients continued on brand clozapine beyond April 1, 1998, but discontinued before September 1, 2001 (the new data cut-off date for the current Analysis).

c)     Patients continuing treatment with brand clozapine on September 1, 2001.

 

Cohort 3:

Cohort 3 includes data from approximately 39,000 patients. This cohort represents patients who have been monitored according to the current monitoring system.  It includes all patients who started brand clozapine after October 1, 1997 (six months before the introduction of biweekly monitoring option). This cohort includes the following three kinds of patients:

 

a)     Patients discontinued brand clozapine treatment before April 1, 1998.

b)     Patients discontinued brand clozapine treatment after April 1, 1998, but before September 1, 2001.

c)     Patients continuing treatment with brand clozapine on September 1, 2001.

 

Sponsor’s figure 1: Population Cohorts

 

It is worthy to note that cohorts 1 and 2 include patients that were treated with Clozaril during both the weekly monitoring period (prior to April 1, 1998) and the post six-month bi-weekly monitoring period (after April 1, 1998). As such, the rates of agranulocytosis and severe leukopenia, after the initial six months, were influenced by both monitoring schedules. Therefore, the Division requested that the rates of agranulocytosis and severe leukopenia in cohorts 1 and 2 be recalculated (separately and combined) using a cutoff date of March 31, 1998. This allowed us to compare the rates of agranulocytosis in the populations (cohorts 1 and 2) that had only weekly monitoring after six months with cohort 3, the population that had only biweekly monitoring after six months. Subsequently, the analyses of cohorts 1 and 2 presented in the reports dated 10/8/2002 and 2/12/2003 exclude data collected after March 31, 1998.

3.3.          Actual rates of agranulocytosis, severe leukopenia, and moderate leukopenia

Using the cohorts defined as above, the sponsor calculated the incidence rates per 1000 patient-years for agranulocytosis (WBC <1000/mm3 or ANC < 500/mm3), severe leukopenia (WBC <2000/mm3), and moderate leukopenia (WBC <3000/mm3 or ANC < 1500/mm3). These rates were calculated separately for the first six months of therapy and for the period subsequent to that because the rates have been observed to decrease markedly after the first six months of clozapine therapy.

The sponsor did not break out the agranulocytosis rate after six months into any smaller intervals. Previous analyses (see briefing package for 7/97 PDAC meeting, Appendix 1) suggest that the agranulocytosis rate continues to fall over the subsequent months and years before stabilizing. We wanted to determine if the same pattern occurred in the current set of cohorts being analyzed. For the agranulocytosis rates in the first six months, we divided the number of agranulocytosis cases occurring in that period by the exact amount of patient time accrued (as provided in post-text table 1.1-2a, 10/8/02 submission). To calculate the agranulocytosis rate for the 0.5-1 year interval and for each subsequent year interval, we used the information contained in the sponsor’s life tables for each cohort (cohorts 1 and 2, post text tables 1.1-9a and 1.1-10a, 10/8/02 submission; cohort 3, post text table 1.1-11, 9/9/02 submission). All patients continuing into the next interval were assigned the full amount of time for that interval, and those patients discontinuing during the interval were assigned half the time of that interval (e.g., 3 months for the 6-month interval and 6 months for the 12-month intervals). The agranulocytosis rate for each interval was calculated as the number of cases identified during the interval divided by the total patient years of exposure during that interval. Patients in cohort 1 had a maximum of nine years of exposure; patients in cohort 2 had a maximum of three years of exposure; and patients in cohort 3 had a maximum of four years of exposure.[3]

 

3.4.          Additional data requested by FDA

The agranulocytosis and severe leukopenia rates calculated in the section above showed a secular downward trend between cohorts 1-2 and cohort 3 for the initial six-month period, despite no change in monitoring during those first six months. In an effort to explain this secular trend, DNDP requested that the sponsor provide the following additional information in order to evaluate the potential impact of these factors on the observed incidence rates:

·       Demographic information for patients in each cohort

·       Median white blood cells count at the time of discontinuation for all patients in the Clozaril National Registry

3.4.1.                 Demographics

Summary statistics of the demographics (i.e., age, sex, and race) for all three cohorts as described above were provided.

3.4.2.                 WBC at discontinuation

·       The WBC at the time of discontinuation for each patient was determined as follows:

“If a patient had a gap between WBC counts greater than 15 days during the first six months of therapy or a gap between WBC counts greater than 30 days after 6 months of therapy then the last WBC count prior to the date of discontinuation was used.  For patients who discontinued on multiple occurrences then only the first point of discontinuation was utilized.”

·       Patients who discontinued (as defined above) with a WBC value between 3,000 to 6,000 were identified and median WBC values were compared for patients in Cohorts 1 and 2 (combined) and Cohort 3.

3.5.          Projected rates of agranulocytosis and severe leukopenia

As part of the preparation for the July 1997 PDAC discussion of the clozapine WBC monitoring schedule, the sponsor modeled predictions for what might happen to the rates of agranulocytosis, severe, and moderate leukopenia should the monitoring schedule be made less frequent. The sponsor applied very similar modeling methodology to the Cohort 3 data to predict what might happen to the rates of agranulocytosis and severe and moderate leukopenia should the monitoring schedule be made less frequent again.

In order to determine the projected rates of agranulocytosis and severe leukopenia, the sponsor calculated the duration of the prodrome (period leading up to moderate leukopenia) and an estimate of the slope of WBC decline during the prodrome for each patient. Briefly, the onset of the prodrome was determined by examining data for WBC counts and determining the date from which the count showed a continual decline until moderate leukopenia (WBC £3000/mm3) developed, allowing for one possible increase in the count during that interval but only to a level that did not exceed the baseline count.

The method of estimation of rates of agranulocytosis and severe leukopenia if the current bi-weekly monitoring of WBC counts after six months of treatment with clozapine is changed to a monthly schedule, or discontinued altogether is similar to the method of estimation of these rates for less frequent monitoring described at the 1997 PDAC meeting (Appendix 2).

 

Briefly, the projection of rates of agranulocytosis and severe leukopenia depends on the following four quantities estimated from data collected after six months of treatment:

 

1.     P1 = Probability that a patient will develop severe leukopenia given that the patient was detected (“caught”) at the moderate leukopenia stage (2000/mm3 <WBC£3000/mm3).

 

2.     P2 = Probability that a patient will develop agranulocytosis given that the patient was detected (“caught”) at the moderate leukopenia stage (2000/mm3 <WBC£3000/mm3).

 

3.     P3 = Probability that a patient will develop agranulocytosis given that the patient was not detected (“missed”) at the moderate stage (i.e. became severely leukopenic, WBC < 2000/mm3 by the time of detection).

 

4.     P4 = Incidence rate (per person-year) of agranulocytosis among patients who did not have a WBC £ 3000/mm3 before developing agranulocytosis.  These are the patients who developed agranulocytosis before they met the criteria for moderately leukopenic (i.e., missed at the moderate and severe stage).

The estimates of these four quantities based on data from Cohort 3 were deemed unreliable since the number of occurrences of agranulocytosis or severe leukopenia in Cohort 3 after six months of treatment was less than ten.  Therefore, these four quantities were estimated using data from Cohorts 1 and 2 during their weekly monitoring of WBC.

 

Sponsor’s table B illustrates the computation of the number of severe leukopenia and agranulocytosis cases that would be projected under a monitoring frequency program that was weekly for six months followed by monthly monitoring.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sponsor’s table B: Estimation of the number of severe leukopenia and agranulocytosis cases for patients in Cohort 3 after weekly monitoring for six months and monthly thereafter (source: submission dated 2/12/2003)

 

 

Number of Patients with  >6 months of treatment

Agranulocytosis rate

Estimated number of agranulocytosis

cases

Estimated number of severe leukopenia

cases

Moderate under the bi-weekly monitoring 

230

 

 

 

“Caught” at moderate under monthly monitoring

134

P2=0.021

134*P2=2.83

134*P1=3.5

“Missed” at moderate under monthly monitoring

 96

P3=0.413

96*P3=39.68

96

Never moderate under the current monitoring

21974#

P4=0.000104

26696*P4=2.78

 

Total

22204

 

45.29

99.5

#These patients were treated for 26696 person-years

 

The estimated number of agranulocytosis and severe leukopenia were computed if the monitoring was changed to monthly after one year and two years of treatment.  The results are presented in sponsor’s post-text table 4 (appendix 3) with the corresponding projected rates of agranulocytosis and severe leukopenia that would have been observed should the monitoring frequency be reduced to once monthly or no monitoring at all.

In order to compare the effect of a change in the monitoring system at different points in time (six months, one year, and two years), the estimated cumulative number of cases of agranulocytosis and corresponding rates per 1000 person-years after six months are presented in sponsor’s post-text table 5 (appendix 3).

3.5.1.                 Reviewer’s comment

·       I note that the actual calculations of P1, P2, and P3 are based on persons and the calculation of P4 is based on person-years. This approach seems reasonable because those patients used to generate P4 are followed for a variable amount of time.

4.    Results

4.1.          Actual rates of agranulocytosis and severe leukopenia

At the time of data cut-off, 178,104 enrolled patients treated with table Clozaril were included in the primary analyses. Among these patients, 22 (0.012%) of them died due to agranulocytosis, 593 (0.33 %) of them experienced agranulocytosis, and 658 (0.37%) of them developed severe leukopenia.

I summarized the findings reported by the sponsor in the following (source: sponsor’s post-text Table 1.1-2a, submission dated 10/8/02 and post-text table 2, submission dated 2/12/2003):

 

 

Cohort number*

# of cases/ patient year

0-6 months

Rate /1000 patient year

0-6 months

# of cases/ patient year

>6 months

Rate /1000 patient year

>6 months

Agranulocytosis

(WBC 1000/mm3 or ANC < 500/mm3)

Cohort 1

315/41649

7.56

117/278324

0.42

Cohort 2

78/16513

4.72

7/31305

0.22

Cohort 3

46/14152

3.25

10/27020

0.37

Death from agranulocytosis&

Cohorts 1 & 2

18/58162

0.31

1/309629

0.003

Cohort 3

2 /14152

0.14

1/27020

0.037

Severe leukopenia

(WBC <2000/mm3)

Cohort 1

321/41644

7.71

137/278265

0.49

Cohort 2

82/16512

4.97

12/31304

0.38

Cohort 3

48/14149

3.39

9/27017

0.33

Moderate leukopenia#

(WBC <3000/mm3  or ANC < 1500/mm3)

Cohort 1

1286/41473

31.00

2387/272491

8.76

Cohort 2

492/16444

29.92

319/30939

10.31

Cohort 3

394/14093

27.96

214/26765

8.00

* Cohorts 1 and 2 had weekly monitoring after six months; Cohort 3 had biweekly monitoring after six months.

# Source: post-text table 2, submission dated 2/12/2003

& These rates were not provided by the sponsor, but the death counts were provided in their submission dated 2/12/2003

 

 

 

 

 

 

 

4.1.1.                 Reviewer’s comments

 

·       Note that the incidence rate of agranulocytosis during the first six months for Cohorts 1, 2, and 3 were unexpectedly different given that all three cohorts were subjected to the same weekly monitoring during this period.

·       The incidence rate of agranulocytosis after the first six months of treatment for Cohorts 1, 2 and 3 were also unexpected because it did not show that the risk was increasing with the bi-weekly monitoring as was projected.

·       The rate of severe leukopenia showed a similar decline as observed with agranulocytosis during and after the first six months.

·       The difference in incidence of agranulocytosis and severe leukopenia between cohorts 1 and 3 in the first six months, might speculatively be explained by the fact that as physician awareness of clozapine-associated agranulocytosis increased over the early-mid 1990’s they tended to stop treatment or to temporary interrupt it if they noticed a downward trend in a patient’s WBC count.

·       Note that the rates of agranulocytosis per 1000 patient-years after six months went down from cohort 1 (0.42) to cohort 2 (0.22) then came up in cohort 3 (0.37). This might be a result of random variation or a trend that supports a slight increase in the rate after changing the monitoring frequency to bi-weekly. We should keep in mind that the comparison of the rates of agranulocytosis after six months in cohorts 1 (0.42) and 3 (0.37) is difficult to interpret because of the downward trend of the incidence rates in the first six months of treatment between cohorts 1 and 3.

·       After the substantial decrease in agranulocytosis incidence after six months, the rate of agranulocytosis associated with clozapine use in cohort 3remains higher than the background rate of 3-7 cases/million person years[4],[5].

·       The death rate before six months in cohort 3 is about half that of the combined cohorts 1 and 2. In contrast, the death rate in cohort 3 after six months is about 10 times higher than the earlier cohorts.  However, the cohort 3 death rate is based on one case and thus is unstable.

4.2.          Breakdown of agranulocytosis rates after six months

The figure below shows the agranulocytosis rates for the first six months and for the subsequent periods (0.5- 1 year, 1-2 years, etc.) for each cohort.


 Because the rates after the first six months drop substantially, a second figure with an expanded y-axis shows the rates beginning at the second six months of therapy.


4.2.1.                 Reviewer’s comments

·       After six months, the agranulocytosis rates trended down in all three cohorts, although cohort 1 had a brief increase at year 5-6.

·       The agranulocytosis rates going to zero in all three cohorts (at year 8-9 for cohort 1 and year 2-3 for cohorts 2 and 3) was associated with a substantial decrease in the size of the cohort (presumably related to switching to generic formulations). We will evaluate the WBC data from the generic companies to see if similar patterns of agranulocytosis rate decrease are observed after six months.

4.3.          Demographics of patients in Cohorts 1 and 2 (combined) and Cohort 3

Sponsor’s table 1 (submission dated 2/12/2003) below shows that the demographics of the patients within Cohorts 1 and 2 combined and Cohort 3 are similar with respect to sex, age, and race.  The percentage of missing information was also similar between these groups.

 

 

 
Sponsor’s table 1: Demographics of patients in Cohorts 1 and 2 (combined) and Cohort 3

Demographic

Category

Cohort 1 and 2

N (%)

Cohort 3

N (%)

Sex

Male

79256 (57.1)

22287 (56.8)

Female

56430 (40.6)

16149 (41.1)

Missing

3158  (2.3)

824 (2.1)

Total

138844 (100)

39260 (100)

Age

<= 35            

50124 (36.1)

12794 (32.6)

36 - 50          

53225 (38.3)

14808 (37.7)

51 - 65          

17474 (12.6)

6073 (15.5)

> 65      

14863 (10.7)

4761 (12.1)

Missing          

3158 (2.3)

824 (2.1)

Total                    

138844 (100)

39260 (100)

Mean              

42.1

43.0

Race

White            

95958 (69.1)

24528 (62.5)

Black            

17367 (12.5)

6058 (15.4)

Hispanic         

5819 (4.2)

2014 (5.1)

Oriental         

1725 (1.2)

460 (1.2)

Other        

1578 (1.1)

724 (1.8)

Missing          

16397 (11.8)

5476 (13.9)

Total            

138844 (100)

39260 (100)

4.3.1.                 Reviewer’s  comment

·       Patients participating in the three cohorts are not different regarding their known attributes. Thus differences in the demographic make-up of the cohorts to the extent described above does not explain the discrepancy between those cohorts in the observed rates of agranulocytosis and severe leukopenia.

4.4.          White blood cell count at time of discontinuation

In an effort to understand the secular decrease in the agranulocytosis rate over the three cohorts, despite the exact same monitoring schedule for the first six months in each cohort, we requested data on the WBC count at the time of patient discontinuation. We aimed to determine whether patients who appeared to have dropping WBC counts were discontinued at a higher WBC count in later years of the CNR (cohort 3) as compared to earlier years (cohorts 1 and 2). One factor hindering this analysis was the fact that the reason for a patient’s discontinuation from the CNR is not recorded in the database. Thus there is no way to distinguish patients who discontinue for lack of efficacy or non-compliance from those who discontinue for a dropping WBC count (unless the patient develops severe leukopenia or agranulocytosis). As such, we have to consider the WBC count prior to discontinuation for all patients, and not just the ones we are interested in (those discontinuing due to a concern that their WBC count was falling).

There were 110,663 patients defined as patients who discontinued therapy.  Of these patients, there were 56,986 who discontinued during the first six months of therapy and 53,677 who discontinued sometime after six months of therapy.

The median white blood cell count at the time of discontinuation for patients in Cohort 1 and 2 combined and Cohort 3 were 7700 and 7400, respectively, for patients on therapy for less than or equal to six months, and 7900 and 7500, respectively, for patients on therapy for more than six months (Sponsor’s post-text Table 8, submission 2/12/2003).  Additionally, there is no clinically meaningful difference between the groups with regard to the distribution (i.e., 5th, 25th, 75th, 95th percentiles) of WBC values at the time of discontinuation.

Sponsors’ figure 1 shows that more than 50% of the patients in Cohort 3 discontinued therapy within 6 months after initiating therapy.  In comparison, less than 35% of the patients in Cohorts 1 and 2 (combined) discontinued therapy within 6 months after initiating therapy.

 

The WBC values for patients who were discontinued with a WBC value between 3000 and 6000 were also evaluated.  The sponsor justified its choice of the value of 3000 as this is the lower level of normal for WBC and presumably a value at which a Healthcare practitioner would discontinue a patient due to developing leukopenia.  The sponsor choose the upper limit of 6000 because patients who were discontinued with a value above this level would be less likely to have been discontinued for a reason related to an abnormal WBC value and more likely for other reasons (e.g., availability of alternative treatment). 

The median and mean WBC at the time of discontinuation for patients in Cohort 1 and 2 combined and Cohort 3 were similar for patients on therapy for less than or equal to 6 months and greater than 6 months (sponsor’s table 2, submission dated 2/12/2003).

 

 

 

 

 

 

 

Sponsor’s table 2: White Blood Cell Count (WBC) at time of discontinuation by duration for patients with WBC value between 3000 and 6000 at time of discontinuation (Cohort 1 and 2 combined and Cohort 3)

 

<6 months

>6 months

Total duration of therapy

Cohort 1 & 2

Cohort 3

Cohort 1 & 2

Cohort 3

Cohort 1 & 2

Cohort 3

N

8325

4113

8833

1109

17158

5222

Median WBC

5300

5300

5300

5300

5300

5300

Mean WBC

5186

5154

5222

5180

5205

5160

Source: Post-text Table 9, submission dated 2/12/2003.

The proportions of patients who discontinued with values between 3000 and 6000 and within each stratum were similar between the groups.  Over 60% of the patients in both groups were discontinued with a WBC value >5000-6000 regardless of duration of therapy (sponsor’s table 3, submission dated 2/12/2003).

Sponsor’s table 3: Stratified White Blood Cell Count (WBC) at time of discontinuation by duration for patients with WBC value at time of discontinuation (Cohort 1 and 2 combined and Cohort 3)

 

Median WBC

N (%)

<6 months

>6 months

Total duration of therapy

Cohort 1 & 2

Cohort 3

Cohort 1 & 2

Cohort 3

Cohort 1 & 2

Cohort 3

>3000-4000

3800

531 (7%)

3800

299 (7%)

3800

477 (5%)

3800

56 (5%)

3800

1008 (6%)

3800

355 (7%)

>4000-5000

4700

2520 (30%)

4700

1260 (30%)

4700

2494 (28%)

4600

349 (31%)

4700

5014 (29%)

4700

1609 (31%)

>5000-6000

5600

5274 (63%)

5600

2554 (62%)

5600

5862 (66%)

5600

704 (63%)

5600

11136 (65%)

5600

3258 (62%)

Source:  Post-text Table 10, submission dated 2/12/2003.

4.4.1.                 Reviewer’s comment

·       One hypothesis that might explain the secular decreasing trend in agranulocytosis rates from Cohort 1 to Cohort 3 would be increased physician awareness of clozapine-associated agranulocytosis by the late 90’s (in comparison to the early 90’s), if this awareness led to patients being discontinued at the first sign of declining WBC counts. Based on the data shown above, the distribution of WBC count at time of discontinuation does not suggest that patients were discontinued for reasons related to abnormal WBC values.

 

·       Description of the demographics (age, gender, and race) of patients that discontinued in the first six months is missing. This might give an idea about potential differential pattern of discontinuation between various cohorts in a way that might explain the discrepancy between the rates of agranulocytosis and severe leukopenia in those cohorts.

 

·       This analysis is may be flawed by the definition used for selecting the last WBC count prior to discontinuation.

“If a patient had a gap between WBC counts greater than 15 days during the first six months of therapy or a gap between WBC counts greater than 30 days after 6 months of therapy then the last WBC count prior to the date of discontinuation was used.  For patients who discontinued on multiple occurrences then only the first point of discontinuation was utilized.”

Exploration of the data by one of the generic clozapine manufacturers identified that a substantial proportion of their patients had gaps in WBC count data the size of those used in the definition above. These gaps are due in many cases to non-compliance with the WBC monitoring as a result of the underlying schizophrenia (i.e., patient goes a few weeks without medication because they are non-compliant with their blood draw), but are not related to a true discontinuation of therapy. Because the definition used by the sponsor censors any WBC count data following the first 15 or 30 day (depending on the duration of their clozapine therapy) gap in data, this analysis approach could miss subsequent low WBC counts that truly led to discontinuation.

4.5.          Projected rates of agranulocytosis and severe leukopenia

4.5.1.                 Prodrome and slope

 

As mentioned earlier, in order to determine the projected rates of agranulocytosis and severe leukopenia, the sponsor calculated the duration of the prodrome (period leading up to moderate leukopenia) and an estimate of the slope of WBC decline during the prodrome for each patient. Briefly, the onset of the prodrome was determined by examining data for WBC counts and determining the date from which the count showed a continual decline until moderate leukopenia (WBC £3000/mm3) developed, allowing for one possible increase in the count during that interval but only to a level that did not exceed the baseline count.

 

The median duration of prodrome ranged from 21-25 days and 26-29 days for patients in Cohorts 1 and 2 (combined) and Cohort 3, respectively (post-text Table 3.1, submission dated 2/12/2003) who were treated with Clozaril from >6 months to >2 years of therapy.

 

Sponsor’s table 4 (submission 2/12/2003) provides below the median slope for patients with moderate leukopenia that did or did not develop agranulocytosis. In both cohort groups (cohort 1 and 2 combined, and cohort 3) patients who developed agranulocytosis during the first six months had WBC counts that declined faster than members of their respective cohorts who did not develop agranulocytosis.  Also, patients who developed agranulocytosis during the first six months of therapy in Cohort 1 and 2 (combined) had a much steeper slope than those in Cohort 3.

 

This difference in the slope for the patients that developed agranulocytosis between these cohorts during the first six months of therapy may have contributed to the different incidence rates of severe leukopenia and agranulocytosis among these cohorts that we previously observed, because a steeper slope would decrease the likelihood that a patient would be identified as at risk (“caught”) before they developed severe leukopenia or agranulocytosis.

Sponsor’s table 4: Median slope for patients who developed moderate leukopenia and did or did not develop agranulocytosis

 

Duration of Therapy

Cohort 1 and 2 (combined)

Median Slope (n)

Cohort 3

Median Slope (n)

Did not Develop Agranulocytosis*

Developed Agranulocytosis **

Did not Develop Agranulocytosis *

Developed Agranulocytosis **

<6 mos.

150 (1444)

241 (334)

144 (366)

161 (28)

6 mos. – 1 year

135 (563)

244 (19)

126 (87)

71 (1)

1-2 years

161 (743)

150 (32)

121 (77)

None

>2 years

142 (2175)

156 (48)

167 (49)

-

Slope = decrease in WBC/day; *Source: sponsor’s post-text table 3.3, 2/12/2003; **Source: sponsor’s post-text table 3.2, 2/12/2003.

 

451...1.                            Reviewer’s comment

·       The observation that patients that developed agranulocytosis in cohorts 1 and 2 combined had a steeper slope of WBC fall (241) than those in the third cohort (161) provides some support for the possibility that physicians practicing in the late 1990’s (during cohort 3) discontinued or temporarily stopped patients who had a rapidly declining WBC counts prior to them getting into the range of moderate/severe leukopenia and agranulocytosis.

 

4.5.2.                 Projected Rates

The report that was submitted on September 9, 2002 included 39,260 patients from Cohort 3 in the primary analysis.  Among them approximately 22,000 patients were treated for more than six months with brand Clozaril.   Any alternative monitoring option of WBC after six months of treatment with Clozaril would have affected these patients in Cohort 3.  Sponsor’s table 5 summarizes actual and projected number of cases of severe leukopenia and agranulocytosis after weekly monitoring during the first six months of therapy followed by bi-weekly, monthly or no monitoring among Cohort 3 patients. It should be noted that the number of severe leukopenia and agranulocytosis cases provided in Table 5 are based, in part, on the calculations shown in sponsor’s table B in the same submission (2/12/2003).

 

Sponsor’s table 5: Actual and projected number of cases of severe leukopenia and agranulocytosis after weekly monitoring during the first six months of therapy followed by bi-weekly, monthly, or no monitoring (Cohort 3 patients)

 

Change to bi-week monitoring after weekly  monitoring for:

Actual Cases Observed

Projected Additional Cases with Monthly Monitoring

Projected Additional Cases with No monitoring

Severe Leukopenia

Six months

9

91

221

One year

5*

56

123

Two years

4*

16

46

 

 

 

 

Agranulocytosis

Six months

7

38

150

One year

2*

26

86

Two years

0*

9

34

*Assumes that bi-weekly monitoring still occurs (i.e., no change from current monitoring system)

Source:  Post-text Tables 4 and 6, 2/12/2003

 

As seen in sponsor’s table 5, if the current monitoring was changed to “monthly monitoring” after six months then we would observe 91 additional cases (as compared to the number observed with biweekly monitoring) of severe leukopenia and 38 additional cases of agranulocytosis, and 221 and 150 additional cases of severe leukopenia and agranulocytosis, respectively, if “no monitoring” was in place. 

-        After six months of therapy, bi-weekly monitoring is currently required and the actual observed rate[6] of agranulocytosis is 0.26/1000 person-years.  Based on the projections in sponsor’s table 5, the rate of agranulocytosis would increase to 1.68/1000 person-years if the monitoring frequency was decreased to monthly intervals and increased to 5.81/1000 person-year if monitoring was discontinued (source: post-text table 5, submission dated 2/12/2003, appendix 3).

If the current monitoring was changed to “monthly monitoring” after one year then we would observe 56 additional cases of severe leukopenia and 26 additional cases of agranulocytosis, and 123 and 86 additional cases of severe leukopenia and agranulocytosis, respectively, if “no monitoring” was in place. 

-        Based on the projections in sponsor’s table 5, the rate of agranulocytosis would increase to 1.21/1000 person-year if the monitoring frequency was decreased to monthly intervals and increase to 3.43/1000 person-year if monitoring was discontinued (source: post-text table 5, submission dated 2/12/2003, appendix 3).

 

If the current monitoring was changed to “monthly monitoring” after two years then we would have observed 16 additional cases of severe leukopenia and 9 additional cases of agranulocytosis, and 46 and 34 additional cases of severe leukopenia and agranulocytosis, respectively, if “no monitoring” was in place. 

 

-        Based on the projections in sponsor’s table 5, the rate of agranulocytosis would increase to 0.6/1000 person-year if the monitoring frequency was decreased to monthly intervals and increased to 1.52/1000 person-year if monitoring was discontinued (source: post-text table 5, submission dated 2/12/2003, appendix 3).

 

4.5.3.                 Reviewer’s comment

·       When the projection methodology was applied at the July 1997 PDAC meeting to predict what might happen if the WBC monitoring schedule was stretched out further, the prediction was that changing from weekly to biweekly after six months would result in an agran rate of 0.9/1000 patient years (as compared to what had been the observed rate of 0.54/1000 patient years after six months on weekly monitoring). In contrast, what has been observed in cohort 3, is an actual decrease over time to 0.37/1000

·       Based on the above data, the sponsor concluded that the predictions of the additional risk due to further reduction of monitoring based on their projection methodology were “unreliable and misleading”. As such, they did not initially submit any projections of number and risk of agranulocytosis or severe leukopenia cases for a monthly or no monitoring scenario. Subsequently, the Division requested that they adjust their projection methodology to take into consideration what had actually happened with the agranulocytosis rate. Because it was difficult to identify with any certainty the factors which led to the decrease in the agranulocytosis rate (when an increase had been expected), the sponsor submitted the current projections using a very similar methodology as that used in the 1997 analysis.

·       For logistical reasons, the sponsor’s analysis is limited to patients who started and remained on brand clozapine; if patients started on brand clozapine and then switched to generic, only their time on brand clozapine is counted in the analysis. Because we don’t know what selection factors may determine which patients are more likely to stay on brand clozapine or switch to a potentially less expensive generic version, the sponsor’s projections may not be generalizable to the total population of clozapine users.  We have requested agranulocytosis rate data and demographic data from the two main generic manufacturers of clozapine in order to assess the comparability of the populations of generic and brand users. .

4.6.          Projected number of fatal outcomes related to agranulocytosis

 

As of September 2001, there were 22 fatalities of patients who developed agranulocytosis as recorded in the CNR. Among them, 20 patients developed agranulocytosis within the first six months of Clozaril therapy.   Only 3 of the 22 fatalities occurred in patients from Cohort 3 and 2 of these 3 occurred during the first six months of treatment.

The estimated additional number of deaths for patients in Cohort 3 is presented in sponsor’s post-text table 7 (submission dated 2/12/2003). If the monitoring system was changed to once monthly after six months of therapy, 1 to 6 additional deaths due to agranulocytosis would have been observed. The corresponding number of additional deaths for no monitoring system after six months is 5 to 22. The data is presented as a range because of the underlying assumption about the range of mortality from agranulocytosis.

5.    Sponsor’s comments

·     The rates of moderate leukopenia that are provided with the current analysis are similar between the two groups and demonstrate that the current monitoring system (bi-weekly monitoring after six months) provides a level of patient safety that is equal to the previous monitoring system.

·       Careful monitoring of patients in the first six months with the current system continues to be warranted.

·       There have been 22 fatalities since the introduction of monitoring in US.  Of these fatalities, four took place since the implementation of the current bi-weekly monitoring schedule. This fact alone emphasizes the need for vigilance in monitoring to minimize the risk to patients.

·       Since the monitoring procedure was the same (i.e., weekly) for the first six months for all three cohorts, the rates of agranulocytosis and severe leukopenia should have been similar. However, the agranulocytosis and severe leukopenia rates for Cohort 3 were less than one-half that for Cohort 1. The sponsor hypothesized a number of possible explanations for this lack of comparability for the rates within the first six months. These include:

1.     Increased awareness of agranulocytosis by the providers.

2.     The decreased percent of new patients, since a significant portion of the agranulocytosis cases are seen during the first six months of treatment.

3.     It is possible that for patients who started on generic clozapine and subsequently switched to Clozaril, the data during the first six months of generic clozapine therapy would not have been available for the analysis.  This would result in the exclusion of data during the highest risk period (first six months of therapy) of agranulocytosis and a reduction in the risk of agranulocytosis for this cohort. 

4.     The steady decline in the agranulocytosis incidence rate per 1000 patient-years by calendar year since 1990.

5.     Given the similar rates of moderate leukopenia between the two groups (cohort 1and 2 combined and cohort 3), the lower rate of agranulocytosis between the groups that we previously observed may be due to other factors (e.g., discontinuation of patients, medical advancements in the treatment of leukopenia, alternative therapies for the treatment of schizophrenia) that can not be considered when utilizing models to estimate the number of additional agranulocytosis cases under alternative monitoring frequency systems.

However, the sponsor has not been able to determine with the current data in the CNR whether any of the possible explanations are responsible for the inconsistent first six months results.

·       The projections in sponsor’s table 5 demonstrate that there will be substantial increases in the number of agranulocytosis cases with changes in the current monitoring system; however, the validity of these projections should be taken in context with the projections provided in 1997.  The projected rate for cohort 3 (111/67661, 0.00164) based on the 1997 analysis was 5.29 times than that actually observed for cohort 3 (7/22209, 0.00031). Clearly there are variables (e.g., medical advancements in the treatment of leukopenia, alternative therapies for the treatment of schizophrenia) influencing the development of agranulocytosis that can not be considered in the projection model.

 

5.1.          Reviewer’s comments

·       The sponsor provided a number of possible explanations for the observed decrease in agranulocytosis rate between cohorts 1 and 2 combined and cohort 3 despite identical monitoring frequencies within the first six months. The sponsor’s points 2 and 4 refer to “decreased percent of new patients and “steady decline in the agranulocytosis incidence…by calendar year”. This reasoning explains the decline in agranulocytosis incidence by calendar year because the pool of the patients most susceptible to agranulocytosis (i.e., new users) was shrinking each subsequent calendar year. However, the agranulocytosis rate in the first six months of use includes only new users, so it is not affected by the declining proportion of new users/total users.

·       In point 3 above, the explanation that patients “who started on generic clozapine and subsequently switched to Clozaril” might be responsible for the apparent reductions is not applicable because those patients were actively excluded from the studied cohorts.

·       I agree with the sponsor about the difficulty on relying on the calculated rate projections.

6.    Foreign data (UK and Australia)

The sponsor submitted a brief report describing the rates of agranulocytosis, severe leukopenia and moderate leukopenia in the US, Australia, and the UK (Appendix 4). Although there are some differences between the monitoring systems (e.g., in the US a patient who develops moderate leukopenia may be rechallenged once the WBC count recovers whereas a similar patient in the UK goes on the “non-rechallengable list”), it is informative to examine the agranulocytosis and severe leukopenia rates at the monthly monitoring frequency that Australia and the UK employ. The table below displays the monitoring schedules for each of the countries.

 

 

Weeks 0-18

Weeks 19-52

Weeks 52+

Australia

Weekly

Monthly

Monthly

UK

Weekly

Biweekly

Biweekly pre-1995

Monthly post-1995

US

Weeks 0-26

Weekly

Weeks 26+

Weekly pre-1998; biweekly post-1998

 

The report recalculated the US data for comparability purposes. The sponsor structured the data from the three countries to reflect the rates in the first 18 weeks, weeks 19-52 and weeks > 52 (so as to match up with the monitoring schedule in the UK).      

 

 

Weeks 0-18

 

Weeks 19-52

Weeks >52

Australian Data

Severe Leukopenia

{per 1,000 pt. Yrs. (N)}

12.7 (40)

weekly

1.6 (8)

monthly

0.7 (19)

monthly

Agranulocytosis

{per 1,000 pt. Yrs. (N)}

8.3 (26)

weekly

2.2 (11)

monthly

0.5 (14)

monthly

United Kingdom Data

Severe Leukopenia

{per 1,000 pt. Yrs. (N)}

 

 

 

Pre-1995

(monitoring frequency)

33.5 (58)

weekly

4.3 (11)

bi-weekly

2.6 (17)

bi-weekly

Post-1995

(monitoring frequency)

31.9 (186)

weekly

4.0 (34)

bi-weekly

1.9 (58)

monthly

Agranulocytosis

{per 1,000 pt. Yrs. (N)}

 

 

 

Pre-1995

(monitoring frequency)

24.8 (43)

weekly

1.2 (3)

bi-weekly

0.3 (2)

bi-weekly

Post-1995

(monitoring frequency)

20.4 (119)

weekly

1.5 (13)

bi-weekly

0.6 (18)

monthly

United States Data

Severe Leukopenia

{per 1,000 pt. Yrs. (N)}

 

 

 

Pre-1998

(monitoring frequency)

8.8 (369)

weekly

1.0 (66)

weekly

0.4 (117)

weekly

Post-1998

(monitoring frequency)

4.1 (43)

weekly

0.7 (9)

weekly/bi-weekly

0.3 (5)

bi-weekly

Agranulocytosis

{per 1,000 pt. Yrs. (N)}

 

 

 

Pre-1998