1

DEPARTMENT OF HEALTH AND HUMAN SERVICES

FOOD AND DRUG ADMINISTRATION

 

BLOOD PRODUCTS ADVISORY COMMITTEE

70th MEETING

December 13-14, 2001

 

8:10 a.m.

Thursday, December 13, 2001

 

Hilton Silver Spring

Maryland Room

8727 Colesville Road

Silver Spring, Maryland

2

MEMBERS OF THE COMMITTEE

Kenrad E. Nelson, M.D.

Chairman

G. Michael Fitzpatrick, Ph.D.

Raymond S. Koff, M.D.

Jeanne V. Linden, M.D.

B. Gail Macik, M.D.

Daniel McGee, Ph.D.

Mark A. Mitchell, M.D.

Terry V. Rice

Paul J. Schmidt, Jr., M.D.

David F. Stroncek, M.D.

Sherri O. Stuver, Sc.D.

TEMPORARY VOTING MEMBERS

Jonathan S. Allan, D.V.M.

(by telephone)

Lianna Harvath

F. Blaine Hollinger, M.D.

NON-VOTING CONSUMER REPRESENTATIVE

Katherine E. Knowles

NON-VOTING INDUSTRY REPRESENTATIVE

Toby L. Simon, M.D.

Executive Secretary

Linda A. Smallwood, Ph.D.

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AGENDA

ITEM PAGE

Statement of Conflict of Interest

Linda A. Smallwood, Executive Secretary 5

Presentation of Committee Member Certificates -

Dr. Jay Epstein 8

Committee Updates

Current TBE Guidance

Dorothy Scott, M.D. 11

Summary of CDC Workshop on Factor VIII

Mark Weinstein, Ph.D. 23

Disaster Response

Alan Williams, Ph.D. 28

Summary of Nat Workshop, December 4-5, 2001

Edward Tabor, M.D. 38

OPEN COMMITTEE DISCUSSION - POTENTIAL CONCERNS

FOR SIMIAN FOAMY VIRUS TRANSMISSION BY BLOOD

AND BLOOD PRODUCTS

Introduction - Hira Nakhasi, Ph.D. 61

Review of SFV Biology and Pathogenesis

Arifa Kahn, Ph.D. 66

Review of CDC Investigation on Human Infections

with SFV - Louisa Chapman, M.D. 81

Review of Health Canada Study: Risk Assessment

Paul Sandstrom, Ph.D. 112

FDA Proposed Animal Study on SFV Transmission

by Blood - Arifa Kahn, Ph.D. 139

Open Public Hearing

American Association of Blood Banks

Kay Gregory 166

America's Blood Centers

Dr. Celso Bianco 169

Immune Deficiency Foundation

Jonathan Goldsmith 170

Questions for the Committee

Hira Nakhasi, Ph.D. 176

Committee Discussion and Recommendations 176

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AGENDA (cont.)

ITEM PAGE

OPEN COMMITTEE DISCUSSION - LEUKOCYTE REDUCTION

GUIDANCE

Introduction and Background

Alan Williams, Ph.D. 209

Review of Filter Performance Data

Betsy Poindexter 221

Establishing the Appropriate QC Cut-Off for

Contaminating Leukocytes

Edward Snyder, M.D. 235

QC Methodology for Leukoreduced Blood Products

Linda Kline, American Red Cross, Holland Lab 266

QC Strategy

Alan Williams, Ph.D. 274

Open Public Hearing

NIH Department of Transfusion Medicine

Dr. David Stroncek 302

Becton, Dickinson and Company

Leonard Buchner 313

Haemanetics

John Sokolowski 316

America's Blood Centers

Dr. Celso Bianco 321

American Association of Blood Banks

Kay Gregory 330

American Red Cross

Dr. Linda Chambers 334

Maco Pharma

Yasir Sivan 349

Questions for the Committee

Alan Williams, Ph.D. 351

Committee Discussion and Recommendations 352

Adjournment 365

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1 P R O C E E D I N G S

2 DR. SMALLWOOD: Good morning. Welcome to

3 the 70th meeting of the Blood Products Advisory

4 Committee. I am Linda Smallwood, the Executive

5 Secretary. We're going to start the meeting as

6 close as possible to on time, although we don't

7 have all of the committee members here, but we do

8 have enough to constitute a quorum.

9 At this time I will read the conflict of

10 interest statement that will apply to both days'

11 session of this meeting. The following

12 announcement is made part of the public record to

13 preclude the appearance of conflict of interest at

14 this meeting.

15 Pursuant to the authority granted under

16 the committee charter, the Director of FDA's Center

17 for Biologics Evaluation and Research has appointed

18 Drs. Jonathan Allan, Lianna Harvath, and Blaine

19 Hollinger as temporary voting members. In

20 addition, the Senior Associate Commissioner of FDA

21 has appointed Dr. Michael Diamond as a temporary

22 voting member.

23 To determine if any conflicts of interest

24 existed, the agency reviewed the submitted agenda

25 and all relevant financial interests reported by

6

1 the meeting participants. As a result of this

2 review, the following disclosures are being made.

3 Drs. Kenrad Nelson and Paul Schmidt had

4 waivers previously approved by the agency that are

5 applicable for this meeting. The following

6 participants have associations with firms that can

7 be affected by the committee discussions: Dr.

8 Boyle, Diamond, Fitzpatrick, Harvath, Hollinger,

9 Koff, Knowles, Linden, Macik, Nelson, Schmidt, and

10 Simon. However, in accordance with our statutes,

11 it has been determined that a waiver or an

12 exclusion is not warranted for these deliberations.

13 With regards to FDA's invited guests, the

14 agency has determined that the services of these

15 guests are essential. There are reported interests

16 which are being made public to allow meeting

17 participants to objectively evaluate any

18 presentations and/or comments made by the

19 participants.

20 Related to the discussions on potential

21 concerns for Simian Foamy Virus transmission by

22 blood and blood products, Dr. Louisa Chapman is

23 employed by the Centers for Disease Control and

24 Prevention. Dr. Paul Sandstrom is employed by the

25 National HIV lab in Canada.

7

1 For discussions on the current leukocyte

2 reduction guidance, Dr. Linda Kline is employed by

3 the American Red Cross, Holland Labs. Her lab has

4 performed leukoreduction evaluations for and has

5 collaborated with Baxter, Hemasure, Pall, and

6 Terumo. Dr. Edward Snyder is the principal

7 investigator on research projects supported by

8 Baxter, Pall, and Terumo. He also consults with

9 Baxter. He is an ad hoc advisor for Terumo, and is

10 a member of Pall's board of directors.

11 For the discussions on human cells,

12 tissues, and cellular and tissue-based products,

13 risk factors for semen donation, Dr. Charles Sims

14 is employed as the Director of California Cryobank,

15 Inc., a sperm bank. He has financial interests in

16 Cryobank. He is a founder and a member of its

17 board of directors. He is also a member of the

18 board of governors, American Association of Tissue

19 Banks, and a member of its accreditation committee.

20 Dr. Linda Valleroy is employed at the National

21 Center for HIV, STD, and TB Prevention at the

22 Centers for Disease Control and Prevention.

23 In the event that the discussions involve

24 other products or firms that are already on the

25 agenda, for which FDA's participants have a

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1 financial interest, the participants are aware of

2 the need to exclude themselves from such

3 involvement, and their exclusion will be noted for

4 the public record. With respect to all other

5 meeting participants, we ask in the interest of

6 fairness that you state your name, affiliation, and

7 address any current or previous financial

8 involvement with any firm whose products you wish

9 to comment upon.

10 Copies of waivers addressed in this

11 announcement are available by written request under

12 the Freedom of Information Act. At this time I

13 will ask if there are any additional declarations

14 by any committee members or anyone involved in this

15 meeting.

16 [No response.]

17 DR. SMALLWOOD: At this time I would like

18 to call upon Dr. Jay Epstein, the Director of the

19 Office of Blood Research and Review.

20 According to our agenda, we will have a

21 presentation of committee certificates, because we

22 have some members of the Advisory Committee whose

23 terms have expired and they will be leaving us, so

24 that we want to acknowledge them.

25 DR. EPSTEIN: Well, first I just would

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1 like to extend my personal thanks, and thanks on

2 behalf of the Center for Biologics Evaluation and

3 Research, to those outgoing members of the

4 committee who have served us so well in recent

5 years. We depend a great deal on this committee

6 process to provide external scientific advice to

7 the FDA, and we feel that it is a very important

8 part of our decisional process, that we can have

9 open public meetings and fully vet the scientific

10 concerns that affect our regulatory policies.

11 So Linda is going to assist me by

12 prompting me to mention the names of those who are

13 outgoing, since I just assume you will all be on

14 the committee forever. And don't worry, we can

15 still call you ad hoc.

16 So among these are Jeanne Linden. Again,

17 my thanks. Gail Macik. Mark Mitchell. And I

18 guess Kathy Knowles, our Consumer Representative,

19 as well. So once again, our very special thanks.

20 We hope that it has been an enjoyable and perhaps

21 edifying experience, and in any case that you have

22 learned something about our organization and its

23 ways that you can carry in your other endeavors.

24 Thank you.

25 [Applause.]

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1 DR. SMALLWOOD: Thank you, Dr. Epstein. I

2 just wanted to mention that there were some that

3 were absent, and I wanted Dr. Epstein to

4 acknowledge those of you who were here. John Boyle

5 and Dr. Richard Kagan, they are not here with us

6 today, but they will also be leaving.

7 And we will present certificates to you

8 before the end of this meeting, but in the interest

9 of time, we would like to proceed with the agenda.

10 Thank you.

11 At this time now I will introduce the

12 members of the Advisory Committee. Would you

13 please raise your hand as I call your name? The

14 Chairman of the committee, Dr. Kenrad Nelson.

15 Sitting to Dr. Nelson's left is Dr. Paul Schmidt.

16 Dr. Gail Macik. Dr. Michael Fitzpatrick. Dr.

17 David Stroncek. Dr. Sherri Stuver. Dr. Jeanne

18 Linden.

19 Sitting to Dr. Nelson's right we have Dr.

20 Daniel McGee. Mr. Terry Rice. Dr. Raymond Koff.

21 Dr. Blaine Hollinger. Dr. Lianna Harvath. Ms.

22 Kathy Knowles. And Dr. Toby Simon.

23 I assume that some of our members will be

24 coming in later. Dr. Mary Chamberland, Dr. Kagan,

25 and Dr. Koerper will not be in attendance at this

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1 meeting.

2 With no further announcements, at this

3 time I will turn the meeting proceedings over to

4 our Chairman, Dr. Kenrad Nelson.

5 CHAIRMAN NELSON: Thank you, Dr.

6 Smallwood.

7 The first items on the agenda are a series

8 of committee updates. The first one is TSE

9 Guidance, Dr. Dorothy Scott from FDA.

10 DR. SCOTT: Good morning. I'm going to

11 review for you the new FDA draft guidance which was

12 published in August 2001, "Revised Preventive

13 Measures to Reduce the Possible Risk of

14 Transmission of CJD and vCJD by Blood and Blood

15 Products." I believe you already have this

16 document, but I'm going to walk you through some of

17 the salient features.

18 Just to quickly review, the previous

19 guidance, which is currently in effect, was

20 published in November of 1999. And that

21 recommended deferrals for variant CJD, CJD, risk

22 factors for classical CJD, and for BSE exposure

23 risk, and that particular deferral was for travel

24 or residence in the United Kingdom for six months

25 or more between 1980 and 1996, as well as for

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1 injection of bovine insulin with a U.K. source.

2 Since the November 1999 guidance, there

3 has been an increasing rate of the vCJD epidemic in

4 the United Kingdom. That is, there is an increased

5 rate of onset of cases. In addition, there has

6 been an increased BSE epidemic detected in Europe.

7 There have been more countries described, and in

8 fact between the draft guidance in August and now

9 we've had four additional countries--five, actually

10 --with BSE, and more cattle in a lot of the

11 European countries have now been detected with BSE,

12 partly as a result of increased surveillance. But

13 it appears that the epidemic is increasing, and is

14 expected to peak in Europe in different countries

15 sometime between 2002 and 2005, There was also a

16 single sheep transfusion transmission of BSE that

17 was reported in the Lancet.

18 But all this tells us that there is

19 continued scientific uncertainty about where the

20 BSE epidemic is and whether it's going to be a

21 problem for blood. So we're left with the question

22 whether or not vCJD is transmitted by blood.

23 The TSE Advisory Committee last June

24 considered increased donor deferrals for variant

25 CJD risk, and this risk we base on BSE exposure.

13

1 They weighed the risk of the shortages of blood

2 against the need to take precautionary measures,

3 and I'm just pointing out some of the things that

4 make this kind of decision complicated.

5 First of all, the long incubation period

6 of transmissible spongiform encephalopathies, and

7 presumably variant CJD, limits the power of any

8 epidemiological studies to tell us whether or not

9 blood can transmit the disease. But if

10 transmission is possible, donor deferrals have

11 current importance.

12 Experimental studies on the infectivity of

13 blood from vCJD patients or people who are

14 incubating vCJD are limited to date. We do know,

15 though, that a blood shortage is possible if large

16 donor deferrals for travel to countries with BSE

17 are recommended.

18 The opinions and votes for new donor

19 deferrals by the TSE Advisory Committee back in

20 June were incorporated into the FDA draft guidance,

21 which you have a copy of. I'm going to go into the

22 questions about supply a little bit more later, but

23 the new donor deferrals decrease the risk based on

24 exposure days to BSE by about 90 percent, and it's

25 estimated from REDS survey data that about a 5

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1 percent donor loss will occur.

2 There are some things written into the

3 guidance that are designed to help attenuate the

4 impact on supply. The first is phased

5 implementation, so not all the donor deferrals have

6 to go into effect at once. Phase 1 will begin in

7 May, and Phase 2 in October of 2002--at the end of

8 May and the end of October, by the way.

9 We've also recommended pilot studies for

10 establishments which wish to institute more

11 stringent deferrals than those that we have

12 recommended. And finally I'll talk about the

13 differential deferral for blood and blood

14 components and source plasma with regard to the

15 European donor deferral.

16 So first I'm going to just list for you

17 the deferrals that we're recommending. In Phase 1

18 we have implementation beginning on May 31, 2002,

19 and these are the Phase 1 deferrals. These Phase 1

20 deferrals capture most of the risk or most of the

21 BSE exposure, and they have to do mainly with the

22 consumption of British beef.

23 The first one is for residence in the U.K.

24 for three months now, rather than six months, still

25 between the periods 1980 and 1996--still between

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1 the years 1980 and 1996. The second is for France,

2 residence for five years or more between 1980 and

3 the present, and this is because France was a large

4 importer of British beef, and as you all know,

5 France now has five variant CJD cases.

6 Third, for residence on U.S. military

7 bases for the time periods that I've shown here,

8 between '80 and '90 north of the Alps and '80 and

9 '96 south of the Alps. And this is because people

10 who lived on these military bases ate British beef

11 under the British Beef to Europe program, and it's

12 estimated that, worst case, they may have consumed

13 35 percent British beef. That's a substantial

14 amount.

15 And, finally, we have recommended deferral

16 for recipients of transfusion in the United

17 Kingdom.

18 I just want to mention something about the

19 time period of 1980 through 1996 for donor deferral

20 for people who have lived in the U.K., and the

21 reason there's a cut-off at 1996 is because the

22 U.K. implemented measures to prevent entry of BSE

23 into the human food chain by 1996. And if you want

24 to know a lot more about these, they have a web

25 site where they go into great detail about their

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1 inspections and enforcements of all of these food

2 chain controls.

3 I've just listed some, well, most of them

4 here, the important ones. They have a specified

5 risk material ban, so that brain, spinal cord,

6 intestines, and other tissues with potentially high

7 titers of the BSE agent can't enter the human food

8 chain. They are removed at slaughter. They have

9 also banned mechanically recovered meat from

10 vertebral columns because this can contain a lot of

11 contaminating neural tissue. And they have

12 instituted the over-30-months scheme, whereby

13 animals over 30 months can't be consumed, with rare

14 exceptions, under the beef assurance scheme.

15 And I just wanted to mention that we

16 anticipate or we think it's likely that the TSE

17 Advisory Committee/BPAC combined meeting in January

18 of 2002 will have a review of the food chain

19 controls in the U.K. and Europe.

20 Now I'm going on to Phase 2, and we have

21 recommended implementation of this donor deferral

22 on October 31, 2002, and this is deferral of blood

23 donors who have lived in Europe for five years or

24 more between 1980 and the present, again for the

25 consumption of beef. But in this case for the most

17

1 part in other European countries, most of the beef

2 consumed was their own, but they now have their own

3 epidemics of BSE, which are, I should point out,

4 considerably less than the U.K. epidemic, probably

5 on the order of several percent in terms of size

6 relative to the U.K. epidemic.

7 However, donors of source plasma for

8 plasma derivatives remain eligible to donate, and

9 that's what I want to talk about next, why source

10 plasma is an exception. First of all, we know now

11 from publications in peer-reviewed journals that

12 model TSE agents are partitioned and removed during

13 plasma fractionation, and there are several

14 different kinds of steps which are capable of

15 accomplishing this. Secondly, the European risk of

16 vCJD is likely to be low because they have a small

17 BSE epidemic.

18 The magnitude of risk reduction achieved

19 by fractionation at a minimum is likely to be

20 several logs greater than that possibly achievable

21 by donor deferral. It is believed that the effects

22 on nationwide and worldwide plasma supplies are

23 potentially severe if we have this pan-European

24 donor deferral, not because we have so many donors

25 that donate plasma who have lived in Europe for

18

1 five years or more, but because of the perception

2 of the safety of European plasma and the demand for

3 U.S. plasma that might ensue.

4 And, finally, I just want to point out

5 that the highest estimated risk deferrals remain in

6 place for donors of source plasma, that is, the

7 U.K. deferral, the deferral for residence in

8 France, the military donor deferral, and

9 transfusion in the United Kingdom.

10 I also want to say something about source

11 versus recovered plasma, because this has been a

12 worrisome issue for establishments. We have

13 recommended that source plasma from donors with

14 European residence may be used, but recovered

15 plasma may not be used. And this is not due to any

16 perception that recovered plasma is less safe than

17 source plasma, but rather these are differentiated

18 to prevent potential accidental use of blood

19 components from donors who are deferred for

20 residence in Europe.

21 And I also want to say that this

22 particular source plasma recommendation will be

23 reevaluated continually, really, in light of

24 additional epidemiologic evidence, transmission

25 studies, and advances in the validation of removal

19

1 of TSE agents by manufacturing.

2 I want to talk a little bit now about

3 supply and the anticipated supply effects. Our

4 recommended deferrals, and I am contrasting those

5 later with some other industry initiatives or

6 another industry initiative, are estimated to

7 result in the deferral of 5 percent of blood

8 donors, based on the REDS study. However, there

9 will be a greater proportion of deferrals likely in

10 coastal cities, perhaps double the amount, 10

11 percent.

12 In addition, 35 percent of the New York

13 Blood Center supply may be affected, and this is

14 because about 25 percent of their supply comes from

15 the Euroblood program, and they also are expected

16 to have a higher than 5 percent deferral of donors

17 for travel.

18 There has been also an industry-proposed

19 and now implemented deferral, which is three months

20 in the United Kingdom and six months in Europe, and

21 an industry survey suggests that 3 percent of their

22 donors would be deferred under this set of

23 deferrals. The REDS study estimated 9 percent. We

24 expect that the actual rate of deferral is likely

25 to be somewhere in between.

20

1 The TSE Advisory Committee proposed that

2 before new donor deferrals are implemented, that a

3 national recruitment campaign and a system to

4 monitor adequate blood supply be instituted. I

5 just want to mention again the efforts that we have

6 made to attenuate the effect of the new donor

7 deferrals: The phased-in plan. Recommending pilot

8 studies for establishments who wish to institute

9 more stringent deferrals, and this is in the

10 guidance; we have recommended that they institute

11 first a pilot program which includes donor

12 recruitment schemes, evaluation of donor loss, and

13 end points for the pilot donor deferral study. And

14 that they monitor their recruitment efforts and

15 fluctuations in hospital demands. Also, the

16 implementation dates are skipping the summer, so we

17 hope that that will also be useful in terms of the

18 potential for shortage.

19 Before I finish, I just want to mention

20 non-European BSE, because we don't have deferrals

21 for any countries other than Europe, but the first

22 case of BSE in a non-European country that appears

23 to be endemic was documented in September 2001 in

24 Japan, and this was confirmed by testing in the

25 United Kingdom. The USDA announced an import ban,

21

1 also in September 2001, for bovine materials from

2 Japan.

3 Now, meat and bone meal from the United

4 Kingdom was shipped to many non-European countries,

5 and these are now presumably at risk for BSE also.

6 So it appears that the BSE epidemic is likely to be

7 globalized, and the shipments, while not officially

8 published, shipments of meat and bone meal from the

9 U.K. during the BSE epidemic before they stopped

10 shipping, these shipments went to South American

11 countries, African countries, and other Asian

12 countries.

13 So it isn't likely that Japan itself is

14 going to be singled out as the only non-European

15 country with BSE. However, we feel the need to

16 assimilate the current donor deferrals, but we will

17 probably in the future consider additional

18 deferrals after weighing the risk and benefit of

19 any new donor deferrals for possible exposure to

20 BSE.

21 What is the future of the draft guidance?

22 Well, we have collected and evaluated the comments.

23 The comment period ended on October 28th. We

24 anticipate issuance of a final guidance with

25 revisions in the very near future, and the

22

1 revisions are the result mainly of many comments

2 that we received and which we found very helpful.

3 In addition, a plan to monitor the blood

4 supply which was initiated by HHS is in effect, and

5 that's being led by Dr. Nightingale, and this is

6 already up and running and will be in place, of

7 course, as these recommendations are effected.

8 Just to mention how is the final guidance

9 likely to be different from the draft guidance that

10 you have, we've accomplished some streamlining of

11 donor questions. We've clarified product

12 retrievals and reporting requirements. We are

13 going to have summary tables and a list of

14 definitions, and we've updated the science and the

15 epidemiology.

16 So I thank you very much.

17 CHAIRMAN NELSON: Thank you, Dr. Scott.

18 Are there any questions from the committee, or

19 comments?

20 The Red Cross donor deferral is already in

21 place?

22 DR. SCOTT: That's what we understand,

23 yes.

24 CHAIRMAN NELSON: Are there any data from

25 New York, since you singled out that important

23

1 Euroblood--I guess that won't occur until May of

2 next year, though, so we won't know anything.

3 DR. SCOTT: That's correct. I understand

4 they're working hard on absorbing these, and there

5 are commitments for them to obtain blood and some

6 assistance that's being provide from other

7 organizations.

8 CHAIRMAN NELSON: Okay. Thank you very

9 much.

10 The next presentation is by Dr. Robin

11 Biswas, talking about the--I got an old one. Okay.

12 It's Mark Weinstein, summary of a CDC workshop on

13 Factor VIII.

14 DR. WEINSTEIN: Thank you. The

15 availability of Factor VIII has been problematic

16 and highly erratic for most of 2001. In March,

17 April, May, and July of this year, recombinant

18 Factor VIII distribution was 15, 50, 25, and 60

19 percent respectively below the historical monthly

20 average. In June, August, and September,

21 distribution was 60, 32, and 39 percent above

22 average.

23 On October 3rd the Centers for Disease

24 Control and Prevention and the FDA held a national

25 workshop in Atlanta, Georgia to discuss issues

24

1 related to managing life- or limb-threatening

2 emergencies for persons with hemophilia, should

3 shortages of clotting factors significantly worsen.

4 Among those attending the workshop were 120

5 representatives from manufacturers, hemophilia

6 organizations, Federal agencies, home health care

7 companies, and hemophilia treatment centers.

8 While the worldwide demand for recombinant

9 Factor VIII has rapidly increased, manufacturing

10 problems have delayed the capacity to meet the

11 demand. Further unforeseen events or unplanned

12 manufacturing restrictions could create dangerous

13 shortages, especially for individuals who suffer

14 life-threatening bleeding episodes and must receive

15 clotting factor within one to two hours of such an

16 episode. CDC data indicate that approximately 100

17 such episodes occur each year among the 13,000

18 patients with hemophilia in the United States.

19 That's hemophilia A in the United States.

20 Inventories of plasma-derived Factor VIII

21 have decreased significantly since March, as more

22 plasma-derived products were distributed to

23 partially make up for the recombinant Factor VIII

24 shortage. This decrease of inventory further

25 reduces the flexibility of the distribution system

25

1 to react to unforeseen emergencies.

2 During the Atlanta workshop, speakers

3 discussed issues related to developing a

4 contingency plan for managing the supply of

5 clotting factor to meet any life-threatening

6 emergency throughout the country. Important issues

7 included when should such a plan be implemented;

8 where and how should the emergency factor inventory

9 be maintained, that is, should this inventory be

10 stockpiled or set up as a virtual system; what

11 criteria warrant individual use; how is inventory

12 tracked and distributed; what communication

13 channels are available; and how will expenses be

14 met.

15 As part of the workshop, Dr. Keith Hoots

16 presented the recommendations of the National

17 Hemophilia Foundation's Medical and Scientific

18 Advisory Council, or MASAC, concerning management

19 of the current short supply of recombinant Factor

20 VIII in the United States.

21 There was general agreement that at

22 present the short supply is being managed by

23 MASAC's recommendations to limit Factor VIII usage

24 and by cooperation among the hemophilia treatment

25 centers in informal product transferring. It was

26

1 recognized that further disruption of the supply

2 would require much more planning and action, and

3 attendees agreed to work toward developing a

4 contingency plan, with the hope that it would never

5 need to be used.

6 Initial thoughts concerning the plan were

7 that in case of severe shortages, the immediate

8 need would be for local emergency supplies to treat

9 life-threatening episodes for 24 hours, with

10 subsequent national redistribution of factor to

11 accommodate the emergency. Thus, it was thought

12 that a virtual inventory would be most effective,

13 that is, one that does not require a separate

14 distribution channel from the ones already in

15 place. Such an inventory would rely on an

16 independent information clearinghouse operated 24

17 hours a day to field requests and to pinpoint the

18 nearest location of factor needed in an emergency.

19 The workshop adjourned with a renewed

20 spirit and feeling of cooperation among the various

21 groups represented to try to accomplish this goal

22 for the continued safety and health of the

23 hemophilia community.

24 Subsequent to this workshop, the National

25 Hemophilia Foundation issued a resolution on

27

1 November 18th, resolving that a depot network be

2 set up to provide immediate, 24-hour access to

3 clotting factor for hemophilia patients seeking

4 emergency treatment around the country. It was

5 recommended that all efforts be made to use

6 existing locales such as hemophilia treatment

7 centers where clotting factor is already present.

8 It was also recommended that the emergency

9 depot system provide a single, toll-free number for

10 use around the country that would allow an

11 emergency physician to have access to factor within

12 two hours. The same toll-free number should

13 facilitate dialogue between the emergency physician

14 and the hemophilia treatment center physician, to

15 ensure that the emergency physician can obtain

16 accurate and timely medical advice about the

17 management of the patient. Further discussions

18 among interested parties will be needed to

19 facilitate implementation of this resolution.

20 Thanks for your attention.

21 CHAIRMAN NELSON: Comments or questions?

22 Dr. Koerper isn't here. So thank you very much.

23 The next presentation is the disaster

24 response. I assume that means September 11th,

25 synonymous terms, lately. Dr. Alan Williams from

28

1 the FDA.

2 DR. WILLIAMS: Thank you. Like the

3 Kennedy assassination and the Challenger shuttle

4 disaster, most of us know exactly where we were

5 when the events unfolded on September 11th. I was

6 in a room like this, learning how to be a Federal

7 supervisor, but soon found myself with colleagues

8 around a large conference table in the Office of

9 Blood, trying to gather as much information as

10 possible about the unfolding events by working the

11 telephones and e-mail and so forth.

12 Basically, on September 11th FDA and its

13 many entities monitored developments closely and

14 tried to anticipate the range of blood supply and

15 supply scenarios that could unfold, recognizing

16 that we had very little information in the early

17 stages. We didn't know if these events could be

18 occurring at multiple sites or just what the final

19 impact might be.

20 We readily established close contact with

21 blood organizations, manufacturers, the Department

22 of Defense, and other HHS agencies, and based on

23 information gathered in the early hours, issued a

24 policy statement in the evening of September 11th

25 allowing for modifications within the existing

29

1 regulatory framework that would allow training and

2 certification of emergency staff members coming

3 from a health care environment, who could be

4 trained to collect blood in a safe manner.

5 Also, we made provisions for release and

6 use of units that may have to be transfused prior

7 to completion of all testing. In fact, this was

8 not used to any great extent, but provisions were

9 made so that this could happen if supply shortages

10 occurred that really indicated that.

11 Because of the lines of donors that were

12 there, that presented to donate blood to help in

13 the disaster situation, we allowed that shipping of

14 unlicensed blood components could be done in

15 interstate commerce providing that adequate

16 labeling was provided. And to monitor all

17 collections and blood shipments that were occurring

18 under these modified policies, we required product

19 identification and record-keeping for each of the

20 collections and distributions occurring during that

21 time period.

22 Within really a day to a day and a half,

23 it became clear that the need for blood was not

24 what the potential could have been, and by

25 September 14th a revised policy statement was

30

1 issued, essentially returning policy regarding

2 collection and distribution to a relative state of

3 normalcy. Training and certification of emergency

4 staff was revised to allow some necessary use of

5 urgently trained staff where indicated, but for the

6 most part it returned to normal.

7 We asked for quality assurance

8 investigations within 72 hours for all units

9 collected during that time period, to make sure

10 that they met all current safety and regulatory

11 requirements. The release of units that were not

12 fully tested was revised, as was the shipment of

13 unlicensed blood components in interstate commerce,

14 which was discontinued. And now the emergent

15 scenario was the fact that the airlines were shut

16 down and supplies and test reagents were becoming

17 limited in some areas, so we made provision for use

18 of alternative FDA-registered laboratories to allow

19 continuity of testing.

20 The transportation disruptions in fact did

21 prove to be somewhat challenging, and in the course

22 of the several days following September 11th we

23 needed to take measures to assure continuing

24 availability of supplies, reagents, which involved

25 lot release measures and looking into means in

31

1 which samples could be shipped in a reliable manner

2 not using the airlines, which were not working.

3 At the end of this experience, and

4 actually throughout the experience, we instructed

5 staff to formalize records in terms of the

6 interactions with industry and the steps that we

7 were taking and the inquiries that were made in to

8 the Office of Blood. And this formal documentation

9 of these experiences really became the first

10 component of what has developed as our new

11 emergency response strategic plan within the

12 office, and I'll say more about that in a moment.

13 Then came anthrax. In October, while many

14 of us were at the AABB annual meeting, some

15 remaining FDA staff were meeting extensively with

16 scientific experts to determine appropriate

17 policies in the event that potential blood donors

18 might be exposed to the anthrax agent. And it was

19 agreed that no known risk of transmission would be

20 there from blood collected from asymptomatic donors

21 who may have been exposed to bacteria or spores, as

22 long as those donors were healthy.

23 This resulted in issuance of a guidance in

24 October entitled "Recommendations for the

25 Assessment of Donor Suitability and Blood and Blood

32

1 Product Safety in Cases of Possible Exposure to

2 Anthrax," with the provisions included in this

3 guidance that in cases of proven anthrax, donor

4 deferral should be mandated or recommended until

5 completion of appropriate treatment, and that

6 quarantine and retrieval of in-date products should

7 occur. This is in case of proven anthrax

8 infection.

9 In instances where there is demonstration

10 of colonization or suspected skin lesions, donor

11 deferral should be accomplished until an alternate

12 diagnosis is established or a course of treatment,

13 appropriate treatment, is completed. And in cases

14 where there is potential exposure but with an

15 unconfirmed diagnosis, medical discretion is

16 advised in terms of donation.

17 Subsequent to these events, like many

18 other organizations, both Federal and non-Federal,

19 FDA has been working hard on an emergency response

20 strategic plan. In general terms it boils down to

21 four different elements, the first being actions to

22 treat or protect affected individuals by looking at

23 potential blood products or components or

24 derivatives that might be appropriate for

25 treatment.

33

1 And the second entity, actions to protect

2 the blood supply, bioterrorism or other terrorist

3 activities that might limit blood donors or

4 facilities or reagents or staff that would be

5 available to collect blood, we're trying to

6 anticipate different scenarios and develop

7 emergency procedures that could be brought into

8 place. And the special emphasis here is of course

9 bioterrorism agents.

10 Third, we're taking actions to assure

11 continued supply availability, again anticipating

12 potential scenarios, looking at ways to monitor the

13 blood supply, working with HHS, and in general just

14 anticipating factors that could compromise supply

15 and trying to preempt those.

16 And then finally, extensive outreach

17 activities. The major blood organizations and

18 manufacturers are developing contingency plans of

19 their own, and we're working carefully with those

20 external and agency-related components to develop a

21 working plan that hopefully will form the basis of

22 a well-coordinated emergency plan. And there are

23 several meetings coming up in the ensuing months,

24 including the PHS Safety and Availability

25 Committee, which will be extensively discussing

34

1 some of these aspects of the emergency plan.

2 CHAIRMAN NELSON: Thank you.

3 David?

4 DR. STRONCEK: Well, good luck with your

5 planning. I think it's going to be very difficult.

6 You know, it's easy to decide on these things if

7 you know there's an emergency. But what happened

8 on September 11th, everyone thought there was going

9 to be an emergency with the blood supply and there

10 really wasn't. So then the blood was collected, I

11 think in many centers under practices that would

12 not be--they didn't use their normal SOPs.

13 And so what happens when you don't have

14 the emergency, you have all this blood, are you

15 going to address that issue? So you collected

16 blood under emergency SOPs, but then there's no

17 emergency.

18 DR. WILLIAMS: Well, as I mentioned

19 earlier, the emergency SOPs were put into place

20 because it was an unknown situation, and they were

21 in place if we needed them. In response to the

22 safety of the blood collected, we did require a

23 complete audit of those units collected. In terms

24 of over-collection, this is not an area that FDA

25 has any direct control over.

35

1 DR. STRONCEK: But it's clear that units

2 that were collected on September 11th, 12th and

3 13th were collected with people screening blood

4 donors that were not trained to do that, and those

5 units then went into inventory. I know you asked

6 that people audited everything, but still, you

7 know, if you went back and looked and there was no

8 emergency, nobody would say those units were

9 collected in a way of their normal SOPs. So then

10 all of a sudden, you know, you're using those units

11 a month later when there's an excess of blood, and

12 what happens if one of those units really shouldn't

13 have been collected at all?

14 DR. WILLIAMS: Well, we are aware of some

15 reports where the audits turned up a proportion of

16 units that did not meet current standards, and

17 those units were removed from distribution. And

18 the whole idea of an audit is that the safety and

19 usability of units should be documented and

20 demonstrated, and then they are appropriate for the

21 normal supply.

22 DR. FITZPATRICK: Alan, my question was

23 about just that thing. Was there an increase in

24 variance reports to the FDA? Is there an analysis

25 being done on what happened to the audits of those

36

1 units collected after the incident? Did you see

2 increased product recalls or withdrawals? And

3 what's being done by the agency to examine the

4 impact of your policy?

5 I want to commend you on being proactive

6 and developing a policy and putting it out, and

7 dealing with the anthrax and responding to the

8 incident, but what's being done now to analyze the

9 impact of those things that you did? How many

10 products were shipped in an unlicensed state, and

11 that sort of thing?

12 DR. WILLIAMS: The data regarding use of

13 the alternate policies that were put into place at

14 that time, we have primarily results collected I

15 would say anecdotally in terms of results of

16 audits. We don't have that currently on a

17 universal basis. I think it would be appropriate

18 to obtain that, and I think it probably is

19 something which would be determined at the end of a

20 current collection year, but we have not in a

21 uniform way attempted to collect that information.

22 I think it's a good point.

23 CHAIRMAN NELSON: Was there any evidence

24 of increased infectious markers during--donors

25 during that period, or are the numbers too small to

37

1 look at that?

2 DR. WILLIAMS: The numbers aren't too

3 small. The numbers are actually quite large. I

4 think the difficulty is, the mix of first-time and

5 repeat donors changes, and potentially the mix of

6 demographics of the incoming donors changes. There

7 are studies underway, including REDS, and I know

8 some individual blood centers that are looking at

9 marker rates. Preliminary data that has been

10 shared with us indicates no higher rates above what

11 would be anticipated when corrected for the first-time donor

12 status.

13 MS. KNOWLES: I understand that there was

14 actually a fair number of hepatitis C cases

15 uncovered as a result, too.

16 DR. WILLIAMS: That's correct, and in fact

17 the rates of hepatitis C infection are higher in

18 first-time donors. Rather than being attributable

19 to the emergency outpouring of blood donors, it is

20 probably more due to the fact that it's an incoming

21 population that has not been previously screened.

22 DR. MITCHELL: Now with the bioterrorism

23 issue I know that the post office is moving toward

24 irradiation of the mail and that that might be a

25 problem. What is the FDA doing to address that

38

1 issue?

2 DR. WILLIAMS: Could you develop that a

3 little further?

4 DR. MITCHELL: Okay. My understanding is

5 that the shipment of some of the testing components

6 through the mail, that the irradiation might affect

7 the viability of some of the test kits, and that's

8 what I was wondering.

9 DR. NAKHASI: I think at this point we

10 don't--thank you for bringing it to our attention--we don't

11 know anything about it. We'll look into

12 it. So at this point we don't have any

13 information.

14 CHAIRMAN NELSON: Mark, do you have any

15 other information on this?

16 DR. NELSON: No. No, that's all.

17 CHAIRMAN NELSON: Other comments? Thanks.

18 Dr. Ed Tabor is going to discuss a summary

19 of the NAT workshop December 4th and 5th.

20 DR. TABOR: A workshop sponsored by FDA

21 was held on December 4th and 5th, 2001, at the

22 National Institutes of Health, with the title

23 "Application of Nucleic Acid Testing to Blood Borne

24 Pathogens and Emerging Technologies." A number of

25 challenging regulatory issues were discussed

39

1 concerning the implementation of NAT screening of

2 blood and plasma to detect viruses.

3 I will try to highlight some of the

4 difficult or controversial issues that we

5 discussed. However, interested persons should

6 check the FDA web site for the transcript, which

7 should be available on line by the end of the

8 month, to read the text of the talks on such topics

9 as the development of reference standards and other

10 aspects of assay validation for NAT, the detection

11 of emerging pathogens, and the use of DNA

12 microarray chips and other new technologies to

13 enhance NAT screening.

14 In addition to preventing window period

15 transmission of blood borne viruses, NAT screening

16 can prevent rare cases of transmission by atypical

17 carriers. In an opening summary at the workshop,

18 Dr. Busch mentioned several anti-HCV negative

19 donors who were NAT positive and transmitted HCV to

20 recipients over a long period of time. Dr.

21 Neubling described HIV transmission by three NAT-positive,

22 p24 antigen negative, and anti-HIV

23 negative individuals.

24 The workshop also included a session on

25 the possible substitution of NAT screening for

40

1 various tests that are currently licensed. One

2 such issue was whether NAT screening for HIV could

3 permit elimination of the screening test for p24

4 antigen, a test that was originally recommended as

5 an interim measure in 1996.

6 Dr. Stramer reported that since 1996, the

7 test for p24 antigen has only detected six units

8 donated to the American Red Cross and nine units

9 donated to America's Blood Centers that would not

10 have been detected by tests for anti-HIV. In all

11 of the data presented at the workshop, HIV NAT was

12 more sensitive than p24. No one reported any

13 instance in which a unit that was anti-HIV negative

14 and p24 positive would not have been detected by

15 NAT.

16 Dr. Conrad and Dr. Stramer both described

17 studies in which NAT on minipools of 512 units

18 detected every sample that was positive for p24.

19 Dr. Stramer reported studies in which NAT on

20 minipools of 128 units or 16 units detected p24

21 negative samples that would not have been detected

22 without NAT. These data suggest that licensed NAT

23 screening might make p24 screening unnecessary in

24 the future.

25 Dr. Kleinman presented an excellent

41

1 summary of data indicating that HBV NAT on

2 minipools would not permit the elimination of the

3 currently recommended anti-HBC screening of whole

4 blood donations or the replacement of the required

5 HB-sAg testing of all blood and plasma donations.

6 There is sufficient evidence that a very

7 small number of donor samples are HB-sAg negative,

8 anti-HBC positive, and have detectable HBV DNA, but

9 the HBV DNA copy number is very low, less than 100

10 copies per mL. These samples are presumably

11 infectious but would not be detected by HBV NAT on

12 minipools.

13 Thus, only the development of very

14 sensitive single unit NAT screening might permit

15 the elimination of anti-HBC screening of whole

16 blood donations. Further, reports of HB-sAg

17 positive donations that were NAT negative but were

18 found to be NAT positive when larger volumes of

19 plasma were tested, combined with the long history

20 of HB-sAg screening of blood donations, makes it

21 unsafe to consider eliminating HB-sAg screening

22 simply because of NAT minipool screening.

23 Further consideration of this issue will

24 require data from a large study using sensitive

25 assays to detect HBV DNA and quantitate HBV viral

42

1 load, in which follow-up samples from the donors

2 are also obtained and tested, and in which the

3 focus is on single unit NAT. Of course, it is

4 hoped that using NAT to test individual units

5 rather than to test minipools will eventually be

6 technologically possible and cost-effective. This

7 would make NAT screening far more sensitive.

8 Nevertheless, it was not clear from

9 presentations at the workshop exactly how long it

10 will be before single unit NAT is available.

11 Clearly, most of the companies working on

12 developing minipool NAT are also working on and

13 evaluating single unit NAT, but it appeared from

14 the workshop presentations that a cost-effective

15 single unit NAT is still not available.

16 NAT screening for parvovirus B19 and NAT

17 screening for hepatitis A virus were discussed in a

18 session of the workshop, and more extensively in

19 the panel discussion at the end of the second day

20 of the workshop. NAT systems for these two viruses

21 are usually discussed together because of similar

22 regulatory issues, even though there is no

23 scientific similarity.

24 FDA has permitted NAT screening to detect

25 parvovirus B19 and HAV in minipools as in-process

43

1 control testing rather than as donor screening.

2 NAT assays geared to detect only high

3 concentrations of parvovirus B19 are expected to

4 detect between one positive unit in 1,000 and one

5 positive unit in 13,000 blood donations or source

6 plasma donations, based on the results of testing

7 reported by the American Red Cross, Alpha, Aventis,

8 Baxter, and Bayer.

9 The number of HAV positive units is

10 expected to be from 1 in 1 million blood donations,

11 based on Red Cross testing, to between 1 in 100,000

12 and 1 in 400,000 source plasma donations, based on

13 the results of testing reported by Aventis and

14 Baxter. NAT for parvovirus B19 now has been

15 initiated voluntarily by all four major

16 fractionaters as an in-process control.

17 Some but not all of the fractionaters are

18 screening for HAV, or will be doing so by early

19 2002. They are doing screening for parvovirus B19

20 according to standards that they expect FDA to

21 recommend, namely, to keep the titer of parvovirus

22 B19 below 10,000 international units per mL in all

23 manufacturing pools for plasma derivatives.

24 Screening for parvovirus B19 was reported at the

25 workshop to remove about 10 logs of virus from the

44

1 production pool.

2 Dr. Stramer said that the American Red

3 Cross plans a two-phase introduction of screening

4 blood donations for parvovirus B19 and HAV by NAT.

5 Phase one will involve screening minipools that are

6 larger than those for NAT screening of HIV and HCV,

7 and will involve doing so after 42 days have

8 elapsed. This will be in-process control testing.

9 Effectively, this will amount to screening

10 recovered plasma. Since all cellular components

11 will be outdated at the time of testing, any

12 positive pool will be discarded entirely without

13 identifying the specific positive unit. In phase

14 two the testing protocol would be modified in a way

15 that would incidentally make donor notification

16 possible, and this could amount to donor screening.

17 The Red Cross expects to have further discussions

18 with FDA about this phase.

19 Dr. Bianco said that America's Blood

20 Centers probably will perform in-process NAT

21 minipool testing for parvovirus B19 and HAV. In

22 addition, America's Blood Centers plan to identify

23 units with low levels of parvovirus B19 and to use

24 only these, or preferably only negative components,

25 for transfusing high-risk recipients such as

45

1 pregnant women. However, comments made by other

2 meeting participants indicate that some internal

3 discussion about such selective screening will be

4 likely to occur.

5 It should be emphasized that screening by

6 NAT for parvovirus B19 and HAV are considered by

7 FDA to be in-process control testing because only

8 minimal public health benefit would be expected to

9 result from donor or recipient notification within

10 the time frame that testing is currently being

11 performed. It is current thinking at FDA that any

12 testing for parvovirus B19 or HAV that was done in

13 real time, and at the same time identified specific

14 donors who are infected with either virus, would

15 constitute donor screening because it would permit

16 donor or recipient notification or targeted

17 donations that would have a public health benefit.

18 Such donor screening would be subject to the same

19 types of requirements as other donor screens.

20 There was a substantial and fascinating

21 session in the program on the use of DNA microarray

22 technology to enhance NAT screening. However, the

23 panel discussion after the session revealed that

24 application of this technology for blood screening

25 is still 5 to 10 years away. At present,

46

1 microarray methods are not suitable for use by

2 routine or non-research labs because of a variety

3 of factors that can interfere with proper testing.

4 However, the technology is constantly improving.

5 One workshop attendee pointed out that

6 microarray technology is designed to test a small

7 number of samples for up to 50,000 genes. In

8 contrast, blood bank testing needs a technology to

9 test thousands of samples for a half dozen to a

10 dozen genes. It was suggested that HLA screening

11 might be most suitable for the first blood bank use

12 of microarray technology. Once a testing format

13 such as this is in place in the blood centers, it

14 becomes much easier to modify it for new screening

15 purposes thereafter.

16 Dr. Hewlett pointed out that at the 1994

17 NAT workshop, skepticism was expressed concerning

18 the utility of NAT for blood bank testing, and that

19 five or six years later NAT was being widely used

20 for just that purpose. She urged that we reserve

21 judgment on how fast microarrays could be

22 introduced into blood and plasma screening, since

23 the technology can rapidly evolve.

24 Thank you.

25 CHAIRMAN NELSON: Comments or questions

47

1 for Dr. Tabor? Yes?

2 DR. FITZPATRICK: Ed, is there a process

3 for the elimination of a test like p24?

4 DR. TABOR: Well, I think the tests have

5 to be discussed in two different categories: tests

6 that are recommended and tests that are required.

7 p24 was recommended, and as I said, it was

8 recommended as an interim measure. I think we were

9 anxious to give the blood supply as close to a zero

10 risk as possible at the time, and it was recognized

11 that better tests would be available in the future.

12 A recommended test has inherent in the

13 recommendation the understanding that any applicant

14 can come to FDA with an alternative way to approach

15 screening, and so if a group has sufficient

16 evidence that NAT screening would be of equal or

17 greater sensitivity as for instance p24 testing

18 without any loss in specificity, that FDA would

19 consider those data and could permit the

20 substitution of NAT screening for p24 by that

21 applicant.

22 DR. FITZPATRICK: So the applicant has to

23 come to you with the information, rather than you

24 withdrawing the recommendation once it's licensed?

25 DR. TABOR: I assume that if we had--first

48

1 of all, we have to have the data brought to us

2 because the data is almost always generated outside

3 of FDA. I would assume that if we had sufficient

4 data to withdraw the recommendation, we would be

5 able to do so.

6 DR. FITZPATRICK: Okay, and just one other

7 comment. I understand the cost-effective issue of

8 single unit testing, but we have been doing single

9 unit NAT for a year and a half now on all our

10 specimens, and Chiron has all that information and

11 all that data.

12 DR. TABOR: Just for the benefit of both

13 myself and the audience, could you elaborate on

14 that a bit? When you say "we", do you mean all

15 military--

16 DR. FITZPATRICK: The Army and Navy. Army

17 is doing all testing for the Navy, so the Army and

18 Navy units collected have been tested by single

19 unit NAT since--

20 DR. TABOR: For HIV and HCV?

21 DR. FITZPATRICK: Yes.

22 DR. TABOR: And for how long ago?

23 DR. FITZPATRICK: Since we started, which

24 is about a year and a half now.

25 DR. TABOR: And where is it actually being

49

1 conducted?

2 DR. FITZPATRICK: At Fort Hood, Texas and

3 at Fort Knox, Kentucky.

4 DR. TABOR: So all samples are sent there?

5 DR. FITZPATRICK: Right.

6 DR. TABOR: And you're doing it with

7 Chiron, it sounds like you said?

8 DR. FITZPATRICK: Yes, and then the Air

9 Force is contracting with local civilian, so that

10 their samples are being done by minipool. And

11 Chiron has that information and the results.

12 CHAIRMAN NELSON: Dr. Epstein has a

13 comment.

14 DR. EPSTEIN: Well, I wanted to comment

15 upon the p24 issue. Regarding the single unit--can

16 I be heard in the back? Can you raise your hand?

17 No? Maybe I'll move to a new mike.

18 Can I be heard now? Okay. With regard to

19 single unit testing, you know, it falls to the

20 manufacturer to submit data to the agency to

21 support a licensing claim, so unless and until such

22 data is reviewed and approved in product

23 application, we would regard continued use as

24 investigational. In other words, it should be

25 under and IND. But nothing prevents Chiron or any

50

1 other company that has gathered such data from

2 making a submission to the agency, so that's the

3 pathway.

4 With regard to p24, what Dr. Tabor said is

5 correct, but let me also mention that FDA has

6 issued a final regulation which became effective

7 December the 10th on donor testing, and it says

8 that the agency periodically in guidance will

9 recommend which tests are deemed adequate and

10 suitable to reduce the risk of transfusion

11 transmitted infections.

12 And that's a paradigm shift, because in

13 previous regulation we enumerated certain agents

14 for which one had to test, and indeed certain

15 tests. So, for example, the HB-sAg was mandated in

16 the regs as serologic test for syphilis, antibody

17 to HIV. Those were the only tests enumerated in

18 the regs. Everything else was under

19 recommendations.

20 However, under the paradigm of the new

21 regulation we specify etiologic agents, and then we

22 indicate that we will through guidance establish

23 which test technology is appropriate. So

24 basically, at a certain point in time it may be

25 possible for us to decide that the HIV-1 p24 is no

51

1 longer necessary to adequately and appropriately

2 reduce the risk for transfusion-transmitted HIV.

3 What has happened, as described, is that

4 in the first license, which was for NAT for source

5 plasma by National Genetics Institute, and then a

6 corresponding license supplement from Alpha

7 Therapeutic Corporation for implementation, we did

8 approve an NAT minipool method both for HCV and for

9 HIV, and in that same approval we approved

10 discontinuing the HIV-1 p24 upon implementation of

11 the HIV-1 NAT. So we do regard it as a case-by-case

12 decision based on the data submitted for the

13 HIV NAT. And so then, you know, it would convey to

14 the approved user. If they are using the test

15 approved with that condition, then they can drop

16 the HIV-1 p24 NAT.

17 CHAIRMAN NELSON: Has that happened?

18 DR. EPSTEIN: I don't know if it has been

19 implemented yet. In other words, we have approved

20 it, but I don't actually know whether they have

21 implemented. Perhaps there is a representative

22 here who could comment.

23 DR. FITZPATRICK: On the single-unit

24 testing, Jay, since resolution of a minipool that

25 comes up positive has to be done by single-unit

52

1 testing, isn't there sort of an inherent licensure

2 of a single-unit test within that?

3 DR. EPSTEIN: Well, no, because the

4 performance characteristic of a single-unit test

5 when used for mass screening could be different.

6 In other words, when you use it to secondarily test

7 a pre-screened set of presumptive positives, you

8 get a higher positive predictive value than if you

9 simply use it randomly screening. So I think what

10 you're suggesting is that the added work to

11 validate it might be a lot less than if you had,

12 you know, no previous experience, and I would agree

13 with that.

14 And we have had some dialogue with the

15 companies about the possibility to establish the

16 single-unit test with the labeling for the

17 minipool, provided that a small trial shows it to

18 be non-inferior. And then later, presumably phase

19 four, one could then establish the exact

20 performance characteristic, already knowing that it

21 is as good or better than what it was originally

22 labeled to be.

23 So there are ways that we can try to

24 expedite the progress here, but I would contend

25 that the use as a secondary test does not have the

53

1 same performance characteristic as the up-front

2 use.

3 CHAIRMAN NELSON: Yes? Could you identify

4 yourself?

5 MR. HEATON: Yes. Good morning. I'm

6 Andrew Heaton with Chiron Corporation. I wanted to

7 confirm to the committee that we have submitted

8 material to allow the replacement of p24 antigen

9 testing with nucleic acid testing, and that

10 information was submitted to the agency

11 approximately 12 weeks ago. In addition, to answer

12 Colonel Fitzpatrick, we have also compiled the U.S.

13 military individual donor testing data which has

14 been collected over the past 18 months, where I

15 might add individual donor testing has performed

16 extremely satisfactorily, and that data has also

17 been submitted to the agency within the last two

18 weeks. We believe this should allow individual

19 donor testing.

20 CHAIRMAN NELSON: You're not testing NAT

21 for HBV, right? Just HIV and hepatitis C?

22 MR. HEATON: No, just HIV and hepatitis C.

23 MS. WAGNER: Hi. I'm Tori Wagner with

24 Alpha Therapeutic, and we have discontinued the p24

25 antigen testing.

54

1 CHAIRMAN NELSON: Okay. Well, we've got a

2 rare event. We're way ahead of time. Next was

3 supposed to be a break, but I think it's a little

4 early for--yes?

5 DR. DAVEY: I'm Richard Davey. I'm the

6 chief medical officer of the New York Blood Center,

7 and I'd like to make just a few comments related to

8 the September 11th events and the disaster comments

9 that Dr. Williams made, and also some observations

10 that we are noting in the current blood supply

11 situation.

12 I guess as you know, we were the blood

13 center at the epicenter of the events on September

14 11th, and we've learned a lot from that experience,

15 and we're looking with great anticipation to the

16 Advisory Committee on Blood Safety and Availability

17 meeting on January 31st and February 1st which is

18 going to evaluate disaster response in the blood

19 community in much more detail.

20 Very briefly, we observed very quickly

21 that it was very important to assess the medical

22 need around the catastrophe. We sent 600 units

23 within one hour of the first attack to the downtown

24 New York hospitals, and unfortunately even that

25 amount of blood was not needed, but it was unclear

55

1 for a day or two. The communications were down.

2 And we did find very quickly, and we want

3 to talk about this more at the end of January, that

4 communication is so essential. We fortunately had

5 cell phones that operate on some wave phase, I

6 don't know the technology, but they worked when

7 everything else was down. All the other cell

8 phones and telephones were gone. And those phones

9 were critical for us to manage our response to the

10 catastrophe.

11 Transportation was clearly a problem, and

12 we quickly were able to get the police and fire to

13 help us move blood around, but that was an issue

14 with the planes and bridges and tunnels closed.

15 There were clearly issues in managing the

16 influx of donors. We within two days decided that

17 we were going to ask people to come back. Just a

18 bit of data on that, which isn't really tight at

19 the moment, but we asked approximately 24,000 to

20 25,000 people to please come back, that we had

21 enough blood. We have contacted or attempted to

22 contact all 25,000-plus people.

23 We've had over 8,000 folks have signed up

24 to donate blood. About 2,500 of those have

25 actually shown up to donate, and we've had about

56

1 2,000 usable units. So about 9 percent of the

2 24,000 or 25,000 people that we did ask to come

3 back have actually come back and donated. I'm not

4 sure that that's bad or good. We haven't teased

5 out how many of those are first-time donors, how

6 many are repeat donors, but that's our experience

7 thus far.

8 By the way, Dr. Mitchell, at this meeting

9 in January the post office will be invited. They

10 are already on the docket. Another concern, by the

11 way, which is interesting for that meeting--I'm

12 diverging a second--is smallpox immunizations, if

13 they are recommended nationally, could possibly

14 impact the blood supply because there is a deferral

15 for live vaccines, and if a lot of people are

16 vaccinated, it could have an issue. These are

17 spin-offs that are very interesting in terms of the

18 September 11th episode.

19 Another repercussion that we are noting is

20 a worrisome trend now in terms of our donor base.

21 We had this great surge in donations, very

22 heartwarming, but now we're seeing a very worrisome

23 downturn in our donations. We look at the

24 efficiency of our donor drives, the number of

25 people who actually show up vis-a-vis the bookings.

57

1 We usually run 100 or 110 percent because there are

2 a lot of walk-ins. We are down to about 80

3 percent.

4 The Police Academy of New York, for

5 instance, yesterday cancelled a 500-unit drive

6 because the police have been, the cadets have been

7 on the streets. They have to come back and get

8 some lessons. They can't accommodate a donor

9 drive. We have noticed other corporations, a

10 little bit of a burnout, whatever. Obviously there

11 has been negative media attention about the surplus

12 and how it was handled.

13 And we think this is a nationwide trend.

14 I believe there are several blood centers on appeal

15 right now. So I think the blood supply is very

16 volatile, very unstable at the moment, and the

17 repercussions of September 11th, not only the

18 immediate repercussions, the disaster response, but

19 the short- to medium-, maybe even long-term effects

20 on the blood supply are yet to be determined. Of

21 course the vCJD deferrals will not help, and we are

22 impacted, as you know, most significantly by those

23 deferrals.

24 So we have a lot to learn. I think the

25 meeting in January is going to be very useful, and

58

1 I think the caution flags are flying right now in

2 terms of the donor base, its volatility, and

3 perhaps the decline in donors that we're seeing.

4 Thank you.

5 CHAIRMAN NELSON: Maybe you could, maybe

6 you or some other blood bankers could tell, what

7 was the change in the proportion of first-time and

8 repeat donors in the period around September 11th?

9 DR. DAVEY: We're looking at that. We

10 haven't looked at that yet, Mr. Chairman, but we

11 are trying to tease it out. That's very important

12 information.

13 We have found, though, as I think Alan

14 mentioned, that our marker rates in the people that

15 did show up after the 11th were essentially

16 identical to the marker rates that we have

17 identified in a normal mix of donors that present

18 at our donor centers.

19 CHAIRMAN NELSON: So normally about 30

20 percent are first-time donors? Is that about

21 right?

22 DR. DAVEY: That's about right, 25, 30

23 percent.

24 DR. FITZPATRICK: I'm sorry. I had one

25 more question for Dr. Tabor. On the hepatitis A

59

1 and the parvo B notification and recall, when you

2 made the comment that all cellular products would

3 be expired by the time you knew the test results,

4 I'd just like to remind the agency that there is a

5 resurgence of interest in frozen red cells, and

6 those cells would not be expired by the time you

7 got those results, so you need to make a

8 consideration for that during your deliberations.

9 DR. TABOR: Yes. Thank you. We are aware

10 of that, and I left that out of the discussion just

11 for simplicity. But the point being that if tests

12 in situations that Dr. Stramer had discussed in

13 their phase one, where the testing is done at a

14 point after most of the components or all of the

15 components have expired, obviously notification is

16 not relevant unless there were a situation where

17 there were frozen components.

18 DR. SCHMIDT: Mr. Chairman, earlier agenda

19 notices that we received indicated that in this

20 committee report section we would have a report on

21 consent decree update, and that has disappeared

22 from the agenda. Is there any comment on that?

23 DR. SMALLWOOD: If you will notice, on

24 your agenda it's scheduled for Friday morning. The

25 presenter was unable to make this session, so

60

1 that's why it was moved.

2 DR. SCHMIDT: Thank you. Excuse me.

3 DR. SMALLWOOD: And that's why we have

4 more time.

5 CHAIRMAN NELSON: Well, I would think

6 that--is Dr. Kahn here? Yes? No? How about Dr.

7 Chapman? Okay. I wonder if we could--Dr. Nakhasi,

8 do you think we could move in to begin discussion

9 on the Simian Foamy Virus issue?

10 DR. NAKHASI: Right now?

11 CHAIRMAN NELSON: Yes.

12 DR. NAKHASI: I think we could, but I

13 think Arifa Kahn is going to be presenting the--

14 CHAIRMAN NELSON: Okay. Right. So it

15 doesn't make sense to start.

16 DR. NAKHASI: That's the problem.

17 CHAIRMAN NELSON: Okay. I guess then

18 we'll have a half-hour break, unless somebody has a

19 speech to make. So we'll come back at 10 o'clock.

20 [Recess.]

21 DR. SMALLWOOD: May I ask all of the

22 committee members to please return to your seats?

23 We are ready to reconvene. We're sorry about the

24 delay, but you know that the Blood Products

25 Advisory Committee meetings are always unique, and

61

1 we try to live up to our reputation.

2 Dr. Nelson, whenever you're ready.

3 CHAIRMAN NELSON: The next group of

4 presentations is on the Simian Foamy Virus and the

5 issue of transmission by blood and blood products,

6 which I think the virology may be more interesting

7 than the transfusion risk, but it is an interesting

8 virus. I think we all will agree with that. And

9 to introduce the topic, Dr. Hira Nakhasi from the

10 FDA.

11 DR. NAKHASI: Thank you, Dr. Nelson. I

12 want to apologize to all the committee members for

13 the delay here, because I thought we will get

14 started earlier, but traffic and other things don't

15 let you. Mother Nature doesn't want it to be that

16 way. So I again want to apologize, and let's get

17 started with the topic.

18 Today I am going to present in front of

19 you the topic, which is basically the potential

20 concerns for Simian Foamy Virus transmission by

21 blood and blood products. The issue here is to

22 seek advice from the Advisory Committee to assess

23 the possible transfusion risk from SFV. I will

24 sort of build up the issue, why we are concerned

25 and why we brought this issue to the Advisory

62

1 Committee meeting here.

2 As a way of background, and you will hear

3 a little bit more about the background and the

4 pathogenesis of this virus by Dr. Arifa Kahn in the

5 presentation following mine, however, just to give

6 you a little bit brief introduction to this virus,

7 Simian Foamy Virus belongs to the Retroviridae

8 family, and the prevalence of SFV infection in wild

9 animals is very high. Seroprevalence is higher in

10 captive animals versus the wild animals. Precise

11 mode of transmission is not clear. However, we

12 believe to start that it is transmitted by the

13 saliva when the animals bite other animals or

14 animals bite humans.

15 The infection, in several pathogenesis

16 models using the small animals like rabbits and

17 mice, they found out that they get infected by the

18 respective Simian Foamy Viruses, but without any

19 evidence of pathology in those animal studies.

20 With regard to infection in humans, SFV

21 infection is not believed to be prevalent in human

22 population. However, humans who are handling or

23 are occupationally exposed to non-human primates

24 can be infected by SFV. There have been several

25 studies done where they have shown, in the past

63

1 there were several studies done where they showed

2 that several diseases such as myasthenia gravis and

3 some other diseases I cannot even pronounce,

4 multiple sclerosis, there has been some association

5 with this foamy virus. However, that association

6 was tenuous. However, further analysis of those

7 studies, they are using several methodologies like

8 Western blot, PCR, IFA, it turned out to be there

9 was no association between foamy virus infection

10 and these diseases.

11 Then a current concern for us is basically

12 on the following studies, which you will hear more

13 from both CDC presentation as well as from Health

14 Canada presentation, that in an unlinked CDC

15 serosurvey of North American zoo workers, they

16 found out that 4 out of 322 individuals who were

17 tested were positive for this SFV infection. And I

18 would like to emphasize here, out of 322, 133 were

19 potentially people who had handled the non-human

20 primates, and all the four were positive from that

21 group, whereas they had 189 people who had not

22 handled, and none of the infections were in that

23 group. From these studies and other studies, the

24 seroprevalence of this infection is between 1.8 to

25 3 percent among the people who are occupationally

64

1 exposed to non-human primates.

2 Another study about which you will hear

3 from Health Canada, a recent study which was done,

4 again unlinked serosurveillance of non-human

5 primate handlers, they found 2 out of 46

6 seroreactive people, and one of them was very

7 strongly positive for the antibody on the Western

8 blot, and one was weakly reactive. That prompted,

9 basically that prompted Health Canada to sort of

10 ask CDC and FDA what can be done.

11 They were thinking at that time, can there

12 blood people who will be deferred donors? These

13 non-human primate handlers can be deferred for

14 donation. However, at this point you will hear

15 from Health Canada they are not considering that at

16 the moment. But then again, this is again a

17 seroprevalence study, very limited.

18 Not only that, they found that SFV can be

19 isolated from humans, these workers who are exposed

20 to non-human primates. And in another look-back

21 study which was done by CDC and Atlanta Red Cross,

22 where basically you will hear more of that in

23 Louisa Chapman's presentation, where they found out

24 one positive person who had donated over I guess

25 several years, and seven donations from that person

65

1 were transfused, and four were basically traced

2 back, and those four people who had got the

3 transfusion from this positive donor did not show--are

4 negative for the last 1.7 to 7 years post-transfusion, so

5 obviously they are not infected.

6 So, however, based on these observations,

7 which are the studies I presented to you, the CDC

8 study which you will hear more detail, the Health

9 Canada study you will hear more in detail from, and

10 other studies from the literature survey, it looks

11 that there is insufficient data to exclude the risk

12 from transfusion at this time.

13 So the topics we will be discussing this

14 morning will be the review of SFV biology and

15 pathogenesis by Arifa Kahn, and she will educate us

16 all about what this SFV--I mean how this

17 pathogenesis of SFV takes place. Then we will hear

18 a review of investigation on human infections from

19 SFV and proposed human studies from Louisa Chapman

20 from CDC. And then we will hear the review of risk

21 assessments from Paul Sandstrom from Health Canada.

22 And then the last, we will hear the

23 proposed animal study which FDA is proposing,

24 especially Arifa Kahn is proposing. And in

25 collaboration with Arifa Kahn, we would like to ask

66

1 the question: Can this SFV be transmitted through

2 the blood?

3 Therefore, while you are listening to

4 their presentation, I would like you to please pay

5 attention to these following questions. The three

6 questions we will be asking to the committee are:

7 One, does the committee agree that the currently

8 available data are insufficient to determine

9 whether SFV can cause adverse health effects in

10 humans? That's one.

11 Number two, does the committee agree that

12 the currently available data are insufficient to

13 determine whether SFV can be transmitted by blood

14 transfusion?

15 Number three, we would request your

16 comments on the adequacy of the proposed study to

17 evaluate SFV transmission by blood transfusion?

18 So at this point I would like to ask Dr.

19 Arifa Kahn to present the first part of the talk.

20 DR. KAHN: Good morning. Today I would

21 like to describe to you a group of retroviruses

22 that are distinct from other retroviruses in many

23 of their properties, as well as different from HIV

24 and HTLV, which you are quite familiar with.

25 Foamy viruses form a unique genus called

67

1 Spumavirus, due to their unique biological and

2 genetic properties, which include an extremely

3 broad host-, tissue-, and cell-tropism. To date

4 there is no known cell line that is resistant to

5 infection by Simian Foamy Virus. Also, in most

6 situations in culture these viruses are highly

7 cytopathic. However, there is no known

8 pathogenicity to date with this group of viruses.

9 Simian Foamy Viruses share many of the

10 genomic structural features of other viruses, such

11 as LTRs at both ends of the viral genome, as well

12 as structural genes gag, pol, env. However, they

13 are distinct from the simple retroviruses in that

14 they have open reading frames, such as tas and orf-2, of

15 which the tas is known to encode a

16 transactivating protein which is necessary for

17 transcriptional activation of the two promoters

18 that are shown in the figure.

19 All right. So therefore these viruses are

20 considered complex retroviruses because of the

21 additional open reading frames. However, foamy

22 viruses have properties that are distinct from

23 other retroviruses and are similar to the family of

24 Hepadnaviridae, in that the infectious particles

25 have been shown to have associated linear DNA

68

1 genomes. Also, persistently infected cells contain

2 very large amounts of linear DNA.

3 This is showing a diagrammatic figure of

4 the replication cycle of foamy viruses. The virus

5 cycle is complex because it does share certain

6 features of retroviruses and others of

7 Hepadnaviridae. However, what I would like to

8 focus is that like all retroviruses, foamy viruses

9 do have the critical step in their life cycle of

10 integration, which leads to persistence of stable

11 viral DNA in the host. So therefore these

12 sequences reside in the life of the host, or

13 throughout the life of the host, and it is this

14 critical feature of retroviruses that make this

15 class of retroviruses of special safety concern in

16 biologics.

17 Foamy viruses are highly prevalent in a

18 wide variety of species. They have been identified

19 in simian, bovine, equine, ovine, feline, murine,

20 and otariidine. In non-human primates, foamy virus

21 infection is widespread. In whatever species that

22 has been looked at, foamy virus can be isolated,

23 for example in New World primates, Old World

24 primates, including macaques, African green

25 monkeys, baboons, as well as in apes.

69

1 The natural infection in non-human

2 primates, some of the distinct features are

3 described here. There are 11 serologically

4 distinct subtypes of foamy virus, and these are

5 identified in the variety of species that I showed,

6 the non-human primate species. Seroprevalence is

7 high in captivity. And again you will see

8 throughout my presentation that the studies done on

9 foamy viruses are limited, so basically we have to

10 extract whatever information we can based upon

11 these studies, and this is very unlike what you see

12 in the literature for HIV and some of the other

13 retroviruses.

14 In the natural situation there is a report

15 that it may be as high as 70 percent, and there is

16 higher incidence in adults than in infants, and

17 this is again based on this one study that's

18 indicated here. The sequences, however, are

19 genetically stable, and this is I guess expected

20 because the virus is white cell-associated, and it

21 does not have a high replication efficiency as you

22 are aware of in the case of HIV, where there is a

23 lot of mutations due to high reverse transcriptase

24 activity.

25 There is very broad tissue distribution.

70

1 In one study in African green monkeys it was

2 reported that viral DNA was found in all of the

3 tissues in the animal that were looked at

4 extensively. However, the infection is latent and

5 persistent, and viral RNA in this same study was

6 only detected in the oral mucosa. This is one of

7 the reasons, or this study is one of a few studies

8 based upon which it is believed that the virus is

9 transmitted through the saliva.

10 However, it should be noted that humans

11 are not the natural host of foamy viruses. The

12 human foamy virus that is in the literature has

13 been confirmed to be of chimp origin. This is the

14 new designation of this virus. And this has been,

15 I guess based upon the sequence analysis, is

16 believed to be acquired by cross-species infection

17 from a chimpanzee. And as Dr. Nakhasi mentioned

18 earlier, based upon seroprevalence studies and I

19 guess limited analysis in various human

20 populations, there is no known foamy virus

21 infection in the natural situation.

22 However, accidental infection of humans

23 occupationally exposed to non-human primates has

24 been reported, and you will hear more about this in

25 the subsequent presentations. SFV infection in

71

1 non-human primate handlers and zookeepers has been

2 shown due to exposure to African green monkeys,

3 chimpanzees, baboons, and macaques, and Dr.

4 Sandstrom will talk more about this today.

5 The infection is persistent. In one case

6 that I'm aware of, infectious virus was isolated at

7 least 30 years post exposure to the animal, and

8 based upon limited sequence analysis, the sequences

9 were shown to be almost identical to the virus that

10 was present in the original animal. This is work

11 from the CDC.

12 Latent virus infection has been I guess

13 observed in all of the human infections, based upon

14 the fact that there is no evidence of plasma

15 viremia, and virus has been isolated in co-culture

16 from PBLCs. However, there has been no evidence of

17 virus transmission in close contacts, and no signs

18 of any foamy associated disease in the individuals.

19 And again, these will be, this aspect will be much

20 more elaborated in the next two presentations.

21 In terms of the host range of Simian Foamy

22 Virus, as I have mentioned earlier, the host range

23 is exceptionally broad. I have listed here various

24 species ranging from chicken, avian species, to

25 feline here, various tissues of origin. In all

72

1 cases Simian Foamy Virus was shown to replicate

2 with CPE.

3 In terms of primate species, there are a

4 variety of cell types, fibroblast, epithelial,

5 macrophage, lymphoid cells, in both monkeys and in

6 humans; various tissues of origin. I all cases the

7 in vitro studies on Simian Foamy Virus have

8 resulted in virus replication, and in almost all

9 cases also CPE, cytopathic effect.

10 Based upon the published reports on Simian

11 Foamy Virus in vitro studies, the infection is

12 productive. Either it's acute, in which case there

13 is variable amounts of extracellular virus

14 produced, and there is cytopathic effect seen

15 either due to lysis or apotosis; and in some cases

16 based in other cell lines you can have chronic

17 infection, in which case you have low level virus

18 production and no cytopathic effect.

19 Now, it should be noted that the studies,

20 all the in vitro studies that I have described are

21 based upon using prototype Simian Foamy Viruses,

22 mainly SFV-1, -2, or -3, and in many cases also the

23 Human Foamy Virus, which is the simian, chimpanzee

24 isolate actually. So all of the studies thus far

25 have been based upon these prototype viruses which

73

1 have had extensive passage in a variety of

2 different species for a different number of

3 passages.

4 And the reason for this primarily was to

5 create working virus stock. The virus replicates

6 very poorly, so in order to generate some, you

7 know, I guess, material with enough virus titer,

8 the propagation may have been done. This is again

9 historical. This is what I think the reason might

10 be.

11 However, these lab-adapted viruses may not

12 represent the properties of the naturally occurring

13 parent viruses. Therefore, it is important that

14 the properties of naturally occurring Simian Foamy

15 Viruses be studied to understand the mechanism of

16 Simian Foamy Virus infection in humans, such as

17 transmission, persistence, as well as pathogenic

18 potential.

19 In order to investigate this aspect, my

20 lab had initiated studies a few years ago in which

21 we isolated foamy viruses from rhesus and pigtail

22 macaques by very limited in vitro passage, and we

23 have extensively characterized the replication

24 kinetics of these limited passage, low passage

25 macaque isolates and compared them with the

74

1 prototype lab-adapted viruses in a variety of

2 different cell lines of different species,

3 different tissue origins, including a wide variety

4 of deployed transformed as well as tumor human cell

5 lines.

6 And I'm just going to summarize our

7 results in the next slide. What we have found is

8 that the naturally occurring viruses also have the

9 broad host-, tissue-, and cell-tropism as do the

10 lab-adapted viruses. However, in all cases the

11 macaque isolate showed slower replication kinetics

12 than the prototype lab-adapted virus, for example,

13 SFV-1. And the order of the kinetics of

14 replication was the same with the viruses

15 regardless of which cell line we tested.

16 Interestingly, there was a wide difference

17 in the replication efficiency of the different

18 macaque isolates. Some of them were extremely poor

19 in their replication regardless of the cell line,

20 and some of them were much better, however, not as

21 good as the prototype viruses.

22 Interestingly, all the macaque isolates

23 that we tested showed unique characteristics from

24 the prototype SFV, in that non-productive infection

25 was seen in the case of a human tumor cell line,

75

1 the A549 cell line. This is quite unique in the

2 sense that thus far all these studies have shown

3 that foamy viruses replicate productively.

4 In this case we showed that using the

5 naturally occurring viruses, we did get non-productive

6 infection in one particular cell line,

7 whereas in this cell line the prototype virus

8 replicated efficiently. There was no evidence of

9 virus replication of the naturally occurring

10 viruses by a variety of parameters, including

11 reverse transcriptase activity, by the traditional

12 assay as well as by a PCR-based RT assay which is

13 highly sensitive. There was no protein expression,

14 particle production, or unintegrated viral DNA by

15 Southern blot.

16 However, by DNA PCR we did demonstrate

17 that in all cases the viruses did enter and were

18 present in the host DNA even at 60 days post-infection. So

19 these viruses could enter, but after

20 entry they remained quiescent. And in the case of

21 one of the isolates, we did show that the infection

22 was latent, in that we were able to recover virus

23 after co-culture. So we are continuing to

24 investigate this system further to see in terms of

25 analyzing it as a model of latent foamy virus

76

1 infection in humans.

2 To switch gears now and talk a little bit

3 about SFV pathogenesis, or I guess I should say

4 lack of, SFV, as Robin Weiss indicated in 1999,

5 still remains "A Virus in Search of a Disease."

6 There have been limited studies to investigate the

7 pathogenesis, and I'll just mention them briefly

8 here, based upon whatever information we have.

9 These are experimental infections, and these

10 studies again have been done with prototype

11 viruses, lab-adapted viruses.

12 In immunocompetent rabbits and mice,

13 persistent infection can be achieved. Transient

14 immunosuppressive effect is seen in both species.

15 However, there is no sign of any disease and no

16 pathology associated.

17 There is another study, one study in which

18 transgenic mice which expressed, I guess, certain

19 of the orf proteins, the tas and the bet, for this

20 particular virus, were found to have some pathology

21 which was described to be probably due to the

22 presence of the structural genes. However, virus

23 replication was not demonstrated. And this

24 pathology was associated with the cerebellar

25 nervous system.

77

1 However, it should be noted that in terms

2 of the transgenic mouse system, here we are looking

3 at experimental results in which all these cells

4 are expressing proteins probably at much higher

5 levels than what you would see in the natural

6 infection. However, this does indicate a possible

7 pathological effect if the virus were to be able to

8 replicate to high levels, which we have not seen

9 yet in the natural situation.

10 In summary--and again, the difference in

11 the bullets does not signify any importance. It's

12 a glitch of the PowerPoint. There has been no

13 evidence of any disease in non-human primates due

14 to naturally occurring viruses, and it should be

15 mentioned that the transmission in this situation

16 is probably due to the saliva. In small animal

17 models using prototype lab-adapted viruses, no

18 disease was seen in immunocompetent rabbits or

19 mice. However, some pathology was seen in

20 transgenic mice due to protein expression.

21 And there has been no evidence of disease

22 in SFV-infected humans. However, it should be

23 noted that there has been no evidence of foamy

24 transmission by blood due to the lack of relevant

25 animal studies, and this will be further discussed

78

1 in the proposed study.

2 And I think I will just like to stop at

3 this point and thank everyone for their attention.

4 CHAIRMAN NELSON: Questions for Dr. Kahn?

5 DR. STRONCEK: You had a slide here, I

6 don't know if you showed it, you talked about SFV

7 viruses in dogs and cats.

8 DR. KAHN: Yes.

9 DR. STRONCEK: Do you know the prevalence

10 of those, and does anybody know if--it seems, you

11 know, to put this into context, do those transmit

12 from dogs and cats to humans?

13 DR. KAHN: In terms--well, I should

14 mention that from the literature there is a

15 statement which indicates that the prevalence in

16 the other species is similar to that in non-human

17 primates. I don't believe the host range in other

18 species has been as extensively looked at as in the

19 case of the Simian Foamy Viruses. One may expect

20 it may be the same. In terms of the feline

21 situation, and I see Dr. Folks standing up, I think

22 he may be able to comment about some of his data in

23 looking at that.

24 DR. FOLKS: Yes, I'll just make a comment.

25 We looked at about 300 individuals that are feline

79

1 practitioners and have been over a long period of

2 time scratched and chewed up pretty bad by cats,

3 and we saw no transmission of feline foamy.

4 DR. KAHN: But it should also be mentioned

5 that there has been no evidence for transmission of

6 feline leukemia viruses, either, and that has

7 always been a mystery to me.

8 CHAIRMAN NELSON: I think one of the early

9 cases in humans was a person with a nasopharyngeal--

10 DR. KAHN: That was the Human Foamy Virus.

11 CHAIRMAN NELSON: Right. How many people

12 with--how often has this been looked for in people

13 who have nasopharyngeal carcinoma? One would

14 expect that if there was any pathology, it would

15 relate to where the virus might replicate. If the

16 virus is latent, it's hard to imagine a pathology,

17 and you mentioned the saliva and etcetera. Have

18 focal studies been done on this subset of patients?

19 DR. KAHN: I'm not aware of that. I don't

20 believe so.

21 DR. FITZPATRICK: In the humans that have

22 evidence of the virus, I missed it if you said what

23 cell lines in those individuals are infected.

24 DR. KAHN: Well, lymphocytes have been

80

1 looked at, and virus, infectious virus, can be

2 recovered from the lymphocyte. And I think Dr.

3 Chapman may shed more information on the patients,

4 but it's clear that it's in the lymphocytes.

5 DR. NEUMANN-HAEFELIN: To comment on the

6 nasopharyngeal carcinoma question--

7 CHAIRMAN NELSON: Could you identify

8 yourself for the record?

9 DR. NEUMANN-HAEFELIN: Yes. I am Dieter

10 Neumann-Haefelin from Freiburg, Germany. To

11 comment on that question concerning nasopharyngeal

12 carcinoma, at the time of the detection of this so-called

13 Human Foamy Virus, intensive studies have

14 been carried out on NPC patients, and no

15 seropositivity has been found at that time. And

16 that was the only possibility to trace foamy virus

17 infections.

18 DR. KAHN: Thank you.

19 CHAIRMAN NELSON: Thanks for your comment.

20 DR. NAKHASI: Dr. Nelson, I would like to

21 at this point take the opportunity to introduce, we

22 have two, actually three experts on SFV in the

23 audience here. I think, I don't know whether you

24 know them. Dr. Neumann-Haefelin has introduced

25 himself. Dr. Tom Folks. And we have one person on

81

1 the telephone, Dr. Jonathan Allan, also. so if you

2 need any clarification or things like that, please

3 ask. We can ask these gentlemen.

4 CHAIRMAN NELSON: Thank you. Other

5 comments? Okay. Thanks very much, Dr. Kahn.

6 Dr. Louisa Chapman from CDC.

7 DR. CHAPMAN: Thank you. I'm going to be

8 talking about a body of work that has been done out

9 of the Division of AIDS, STD, and TB Laboratory

10 Research, HIV and Retrovirology Branch primarily.

11 Dr. Folks, who just spoke, is the chief of that

12 branch. I want to thank the BPAC for the

13 opportunity to present this body of largely

14 unpublished and actually, due to the cancellation

15 of the foamy virus international meeting that was

16 scheduled for September, at this point largely also

17 previously unpresented data on Simian Foamy Virus

18 infections in humans.

19 The work I present was led by the HIV and

20 Retrovirology Branch, NCI, CDC, but involves a

21 large number of collaborators both within and

22 outside of CDC, and I'm not going to attempt to

23 acknowledge all of those collaborators because of

24 the time limitations and the nature of the

25 presentation. But I just want you to know it's

82

1 composite data, largely out of the HAR Branch, and

2 largely both unpublished and unpresented at this

3 point.

4 I'm going to summarize the studies that

5 have been done and are being done there before I

6 talk about the one on this slide. Though let me go

7 back and talk about one that Dr. Folks alluded to,

8 that we had decided not to put into this

9 presentation, but since it has come up, the study

10 Dr. Folks mentioned, looking at over 300 feline

11 practitioners, is a study that has been done, has

12 been completed, and is published in the Journal of

13 the Veterinary American Medical Association.

14 Dr. Sandstrom, Sal Butera, and I, and I

15 think Dr. Folks are all co-authors on that. I

16 don't remember who the first author is. Are you,

17 Paul, or Sal? It was initiated by Paul Sandstrom

18 when he was at CDC, and finished up by Sal Butera,

19 and one or the other is the first author, but you

20 should be easily able to find it with a MedLine

21 search.

22 And again, it was over 300 highly exposed

23 feline practitioners, multiple injuries, multiple

24 years of exposure to sick cats, no evidence of any

25 of the feline retroviruses we looked for, but of

83

1 specific interest here was Feline Foamy Virus.

2 Now, the studies that we did plan to talk

3 about, this is a completed study that again is

4 published. It was an unlinked serosurvey of zoo

5 workers, an unlinked serosurvey of 322 North

6 American zoo workers which was published in the

7 Lancet in 2000, the year 2000, identified four

8 seropositive samples using a Western blot assay

9 containing combined antigens from three

10 antigenically distinct Simian Foamy Viruses.

11 The four reactive sera were subsequently

12 tested against antigens from SFV-6, chimpanzee,

13 SFV-3, African green monkey, and SFV-2, macaque,

14 separately. They were tested separately. The

15 single antigen testing indicated that all four were

16 infected with SFV originating from chimpanzees.

17 All four were from the 133 workers whose jobs

18 involved potential contact with non-human primates,

19 and none of the 189 workers whose jobs did not

20 involve potential contact with non-human primates

21 were seroreactive.

22 We have several ongoing studies that I'll

23 summarize for you. We have three specific ongoing

24 studies relative to potential for SFV transmission

25 by transfusion. The first is the "Voluntary

84

1 Seroprevalence Study of Non-Human Primate

2 Retrovirus Infections Among Occupationally Exposed

3 Workers."

4 It was developed in response to a need to

5 define the prevalence of SIV infection, Simian

6 Immmunodeficiency Virus infection, among

7 occupationally exposed persons. It was therefore

8 originally designed many years ago, at this point,

9 to enroll institutions that employed persons

10 exposed to either non-human primates, to their

11 biologic materials, or to Simian Immunodeficiency

12 Virus, SIV, and to survey the entire worker

13 population for evidence of SIV infection.

14 The current study has been modified

15 through the years to allow enrollment of self-selected

16 workers within these institutions or

17 potentially exposed individuals who are tested for

18 a variety of simian retroviruses. And let me stop

19 and say of course when we enrolled institutions,

20 individuals within that institution had the right,

21 as human research subjects always do, to refuse

22 participation. But it was, the design at that

23 point was specifically to capture populations

24 without exception for enrolling individuals.

25 These changes were made in response to the

85

1 reluctance of institutions to test their workers

2 for infections of uncertain significance, combined

3 with requests for testing from specific individuals

4 who had a history of specific high-risk exposures.

5 The current modified protocol identifies infections

6 in exposed individuals rather than defining the

7 prevalence of infection in exposed populations.

8 The strength of this study is its ability

9 to identify persons infected with simian

10 retroviruses. Weaknesses include enrollment biases

11 that may favor enrollment of persons with increased

12 likelihood of infection, thereby limiting the

13 confidence with which prevalence of infection among

14 tested workers can be extrapolated to the greater

15 worker population. Additionally, the retrospective

16 exposure information collection limits our ability

17 to identify specific risk factors that may be

18 associated with infection.

19 We reported the first human SFV infections

20 identified under this protocol in Nature Medicine

21 in 1998. At that time we began to work on two

22 additional protocols that were intended to address

23 other issues raised by evidence of these

24 infections.

25 The second protocol is called the "Long

86

1 Term Follow-up of Persons Infected with Unusual

2 Retroviruses." It enrolls persons documented to be

3 infected with unusual retroviruses and their close

4 contacts, or it is designed to enroll these persons

5 and their close contacts. You will hear later that

6 we haven't actually succeeded in enrolling any

7 contacts.

8 By "unusual retroviruses" we intend any

9 retrovirus infection that is not recognized to be

10 endemic in human populations. All participants are

11 followed for five years. Contacts, when we enroll

12 them, will be tested annually for evidence of

13 infection. Primary participant infection is

14 reconfirmed at the time of enrollment, and infected

15 participants are questioned about their health

16 status as well as risk factors for acquisition or

17 for secondary transmission of infection. This

18 questioning is done by telephone interview using a

19 standard questionnaire.

20 Standard clinical laboratory testing,

21 including complete blood counts, blood chemistries,

22 liver function tests, characterization of lymph

23 site subsets, including CD4, is performed annually.

24 Blood, saliva, throat swabs, urine, and semen or

25 vaginal fluid specimens are collected annually for

87

1 study.

2 The strength of this study is that it

3 allows prospective virologic, immunologic, and

4 clinical characterization of unusual retrovirus

5 infections, including determination of virus

6 presence in body fluids relevant to secondary

7 transmission. It allows prospective collection and

8 more complete characterization of the health status

9 of infected persons and the prospective study for

10 evidence of secondary transmission.

11 Weaknesses include incomplete availability

12 of health records and of specimen collection. In

13 particular, we have had difficulty getting people

14 to submit semen specimens. It has potential

15 enrollment biases--you will hear later that only a

16 subsegment of the people eligible for the study

17 have chosen to participate--and incomplete

18 enrollment of contacts.

19 And our last ongoing investigation is the

20 "Investigational Look Back Study for Recipients of

21 Blood Products from Simian Foamy Virus (SFV)

22 Infected Donors." It identifies recipients of

23 blood products from donors confirmed to have been

24 infected with Simian Foamy Virus and tests these

25 recipients for infection.

88

1 The strength of this study is the

2 provision of specific information on infection

3 status of recipients of blood products from donors

4 who are documented to be SFV infected. Weaknesses

5 include the absence of information on infectivity

6 of the blood products per se, and limited power to

7 define transmission risk due to very small numbers

8 of recipients and an even smaller number of

9 traceable recipients.

10 So I'm going to present sort of composite

11 data from all of these studies, and I'm dividing it

12 by questions it addresses rather than which study

13 it comes out of, but I have sketched for you the

14 protocols under which we are collecting this

15 information. So first let's talk about data in our

16 hands that may address SFV transmissibility,

17 beginning with primate-to-human transmission.

18 Of 279 participants enrolled from 12

19 institutions, 11, or 3.7 percent, are seroreactive

20 for SFV by Western blot. And all the data that I

21 am presenting to you is up to date as of the date

22 in September when we originally expected to present

23 this talk. There may be some small additional data

24 collected in various places. There is nothing that

25 changes the overall picture.

89

1 So 3.7 percent seroreactive for SFV by

2 Western blot. Due to enrollment bias, this likely

3 overestimates the prevalence of infection in the

4 exposed population, although we can't give you any

5 estimate of to what extent. SFV DNA was identified

6 by PCR and peripheral blood lymphocytes of all 10

7 of the 11 who provided additional samples for

8 genetic testing, for DNA testing.

9 Biogenetic analysis of the integrate

10 sequence indicated that the infecting SFV viruses

11 probably originated from chimpanzees (n = 5), from

12 baboons (n = 4), and from an African green monkey

13 in one instance. These 10 workers confirmed

14 frequent exposures to body fluids of the implicated

15 species, and in some but not all instances,

16 injuries associated with these species. The

17 duration of occupational exposure ranged from 4 to

18 41 years, with a median of 20 years.

19 And the testing of archived serum when it

20 was available--which there was very limited

21 availability--identified durations of documentable

22 seropositivity between 2 and 25 years, with a mean

23 of 19.5 years. And again, the two-year limit is,

24 we could get archived serum two years back. We

25 couldn't get archived serum further back, so that

90

1 it's an open question as to in fact how long that

2 person has been infected.

3 Five of the 11 SFV seroreactive persons,

4 but no contacts, have enrolled for long-term

5 follow-up. These five represent the extremes of

6 the larger group in terms of exposure, having

7 worked from 4 to 41 years, with a mean of 21.2

8 plus/minus 12.2 years, and having documented

9 durations of seropositivity of 10 to 24 years, with

10 a mean of 17.5 years. Combined, they represent a

11 total of 85 person-years of infection. All five

12 reported histories of both mucocutaneous exposures

13 to non-human primate body fluids and of

14 occupational injuries with skin penetration.

15 Now, this slide, I attempted to capsulize

16 our data that may speak to human-to-human

17 transmission, beginning with evidence of virus

18 presence in body fluids.

19 So SFV DNA was identified by PCR in

20 peripheral blood lymphocytes from all 10 infected

21 persons on at least two separate occasions. In

22 other words, each person had blood collected and on

23 at least two separate occasions tested positive by

24 PCR. Virus isolation from peripheral blood

25 lymphocytes was successful in four of the nine SFV-infected

91

1 persons, but was isolated again on at

2 least two separate occasions from each of these

3 four who were positive.

4 Additional biologic specimens have been

5 received from four enrollees in the long term

6 follow-up study. Throat swabs from two of the four

7 were SFV DNA positive by PCR, but virus was

8 isolated from only one, who we will call Case A.

9 However, virus was isolated from throat swabs from

10 Case A on two separate serial attempts, by which I

11 mean the throat swabs were collected on two

12 separate serial occasions.

13 Saliva samples were PCR positive for DNA

14 from only one of these four persons, again Case A,

15 the only person from whom virus was isolated from

16 throat swab, but virus was not isolated from this

17 saliva sample. A single specimen each of urine and

18 semen were available from only one participant,

19 again Case A, who importantly has a history of

20 hemospermia; which, for the non-medical people in

21 the audience, that is a relatively common but

22 abnormal but completely benign condition in which

23 blood is present in the sperm. It's not that

24 uncommon, actually.

25 SFV DNA was identified in both fluids by

92

1 PCR, both urine and sperm. But unfortunately, due

2 to this condition of hemospermia, you can reason

3 that if we know viral DNA is present in the blood

4 and we know the blood is present in the sperm, the

5 only reason to not find viral DNA in the semen and

6 the urine would be sampling error. So

7 unfortunately, the only case in which we have to

8 date been able to collect semen can't tell us

9 anything definitive about whether we identify viral

10 PCR there because it's normally present in the

11 semen and the urine, or because in this person

12 blood contaminates the semen and the urine.

13 SFV DNA was identified in both semen and

14 urine, but the volume was insufficient to attempt

15 culture. So we're hoping to get some more semen

16 specimens from Case A and also from other

17 participants, since that's obviously an important

18 exposure route to define.

19 This data suggests that virus can be

20 repeatedly isolated from peripheral blood

21 lymphocytes of only about half of infected persons,

22 despite consistent PCR identification of the

23 presence of viral DNA in PBLs of all infected

24 persons. SFV DNA was present in the throat swab of

25 only about half, two of the four tested people, and

93

1 the virus was isolated from throat swabs of only

2 one of these two. SFV DNA was identified in saliva

3 of only the throat culture positive person.

4 Now, again I remind you that for the five

5 people in the long term follow-up study, and we're

6 hoping to enroll additional people in that, we will

7 be recollecting and retesting these specimens at

8 periodic intervals for at least five years, so with

9 time we'll have more information on this.

10 In terms of our combined data that may

11 address the question of contact testing or

12 transmissibility between humans, all 10 of the SFV-infected

13 workers are male. The wives of six have

14 been tested and remain uninfected, despite a

15 documented mean of at least 14.5 years of exposure.

16 And by that I mean we're looking at how long the

17 infected husbands have been documented to be

18 seropositive, as opposed to how long they have

19 potentially been exposed and may potentially have

20 been infected.

21 These six wives include the wives of three

22 persons who, again, have enrolled for the long term

23 follow-up study, including Case A. These three

24 remain negative after a combined minimum of 51

25 person-years of intimate exposure. And we have

94

1 questioned these participants about the nature of

2 their relationships and also use of barrier

3 contraceptives or other things that might minimize

4 exposure, and they all report ongoing sexual

5 intimacy and no significant use of barrier

6 contraceptives, spermicides, anything that you

7 might hypothesize would artificially account for a

8 lack of transmission.

9 Six of the 10 SFV-infected workers report

10 a blood donor history. One of these six had

11 stopped donating prior to the retrospectively

12 identified date of infection. Four of the

13 remaining five, including Case A, were

14 retrospectively confirmed to have been infected

15 prior to the date of the most recent donation.

16 Recipients of blood components donated by one of

17 these four have been traced.

18 Case A, a blood donor, has been

19 characterized more extensively than the other

20 infected cases, and over a two-year period Simian

21 Foamy Virus was isolated from Case A's peripheral

22 blood lymphocytes on two of three serial attempts,

23 and from the throat swab on each of two serial

24 attempts. This is the data you've already heard

25 about. PCR positive cell pellets from throat

95

1 swabs, saliva, urine, semen, and peripheral blood

2 lymphocytes from Case A argue that SFV-infected

3 cells are present in all of these sites.

4 Case A made six donations between 1992 and

5 1997. Recovered plasma from two donations, 1993

6 and 1994, was sent for manufacturing into plasma

7 derivatives. Samples of on