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Office of Management
Budget Formulation and Presentation

FY 2007 Table of Contents
FOODS
 |
FY 2005 Actual
| FY 2006 Enacted
1/
|
FY 2007 Estimate
|
Increase or Decrease
|
|
Program Level
|
$435,517,000
|
$438,721,000
|
$449,687,000
|
+$10,966,000
|
|
|
|
|
|
|
|
|
817 |
-64 |
|
|
|
|
|
|
|
|
|
|
|
Budget Authority
|
$435,517,000
|
$438,721,000
|
$449,687,000
|
+$10,966,000
|
|
Center
|
$152,260,000
|
$153,568,000
|
$148,363,000
|
-$5,205,000
|
|
|
|
|
-64 |
|
|
|
|
|
|
|
1,962 |
|
-22 |
|
-- |
-- |
|
|
|
|
|
|
|
|
Food
Defense
|
$142,379,000
|
$149,865,000
|
$168,253,000
|
+$18,388,000
|
|
FTE
|
732
|
743
|
747
|
+4
|
|
Cost of Living
|
|
|
|
+$6,877,000
|
|
Strategic
Redeployment
|
|
|
-$22,647,000
|
-$22,647,000
|
|
FTE
|
|
|
-105
|
-105
|
|
Budget Authority FTE
|
2,943
|
2,843
|
2,757
|
-86
|
1/
Includes a one percent rescission
Historical Funding and FTE Levels
|
Fiscal Year
|
Program Level
|
Budget Authority
|
User Fees
|
Program Level FTE
|
|
2003 Actual
|
$406,824,000
|
$406,824,000
|
--
|
3,167
|
|
2004 Actual
|
$407,052,000
|
$407,052,000
|
--
|
3,082
|
|
2005 Actual
|
$435,517,000
|
$435,517,000
|
--
|
2,943
|
|
2006 Enacted
|
$438,721,000
|
$438,721,000
|
--
|
2,843
|
|
2007 Estimate
|
$449,687,000
|
$449,687,000
|
--
|
2,757
|
Statement of the Budget Request
The Foods Program request is $449,687,000 to perform the
following:
- Ensure
that the food supply is safe, nutritious, wholesome, and
honestly and otherwise properly labeled and that cosmetics
are safe and honestly and otherwise properly labeled.
- Safeguard the U.S. public by defending the food system
against terrorist attacks, major disasters, and other
emergencies.
- Identify food-related health hazards.
- Support
Homeland Security Presidential Directive/HSPD-9,
"Defense of the United States Agriculture and
Food."
- Take
corrective action to reduce human exposure to food related
health hazards and the possibility of food-related illnesses
and injuries.
- Take
timely and appropriate action on new food ingredients before
they go on the market to ensure their safety.
- Continue applied research programs that provide the necessary
basis for regulatory decisions for protecting public
health.
- Educate
and train consumers and industry on food safety and food
security.
- Set
standards and develop regulations for the food industry.
Conduct investigational, inspectional and laboratory
functions to ensure that FDA-regulated products comply with
the laws and regulations that FDA is charged with enforcing.
- Respond
rapidly to emergencies, and redirecting field efforts, as
necessary, to respond to unforeseen events.
- Manage
and conduct criminal investigations of matters within the
Agency's jurisdiction, including advising and assisting
the Commissioner and other key officials on legislation and
policy involving criminal justice matters.
- Monitor
clinical research and conduct inspections of FDA-regulated
products before they are marketed to ensure that manufactured
products will be safe.
- Perform
field examinations of imported products to determine whether
import entries comply with FDA regulations.
Program Description
The Foods Program regulates all food except meat, poultry,
and liquid, frozen and dried eggs, which are regulated by the
USDA. The Center for Food Safety and Applied Nutrition
(CFSAN), in conjunction with ORA, promotes and protects
public health by ensuring that the food supply is safe,
sanitary, wholesome, and honestly and otherwise properly
labeled, and that cosmetic products are safe and properly
labeled. Current trends in the food industry promise
better nutrition, greater economies and wider choices for the
U.S. consumer than ever before. We face many challenges to
ensuring food safety and food defense, including:
- The
volume and diversity of imported foods has risen dramatically
over the last few decades, with foods once considered exotic
now found throughout the U.S.
- The
global food supply means that foods we consume are being
produced by a much larger number of source countries.
- The
biotechnology explosion has opened new frontiers in plant
derived foods using biotechnology, with many containing
genetic characteristics that resist pests. Other foods
with additional traits, such as higher nutrient content or
improved flavor, are expected soon.
- The
dietary supplements industry and the consumption of these
products have grown dramatically.
Each of these present food safety regulatory and food
security/defense challenges for FDA. The Agency's job
is to give consumers the confidence to enjoy the benefits of
these expanded food choices.
Scope of Responsibility
CFSAN, along with
ORA, regulates $417 billion worth of domestic food,
$49 billion in imported foods, and
$59 billion (including $4 billion imported)
in cosmetics sold across state lines. FDA's
regulatory responsibility takes place from a
products' point of U.S. entry
or processing to its point of sale, with approximately
210,000 food establishments (or 420,000 if foreign
establishments that must register with FDA to export
food to the U.S. are included) and
1,500 cosmetic firms.
|
The Foods program's primary
responsibilities include regulatory and research programs to
address health risks associated with foodborne chemical and
biological contamination. Activities include:
- Current
good manufacturing practice compliance; seafood Hazard
Analysis and Critical Control Point (HACCP), and juice HACCP
regulations.
- Good
agricultural practices.
- Safety of
food ingredients and packaging (including ionizing radiation)
and color additives.
- Safety of
foods and ingredients developed through biotechnology.
- Regulations and activities dealing with the proper labeling
of foods (e.g., ingredients, nutrition health claims) and
cosmetics.
- Regulations and policy on the safety of dietary supplements,
infant formulas, and medical foods; food industry postmarket
surveillance and compliance.
- Consumer
education and industry outreach; cooperative programs with
state and local governments; and regulatory and research
programs to address the safety of cosmetic
products.
The Foods program is also responsible for
development and implementation of the food defense provisions
outlined in the Bioterrorism Act of 2002 (BT Act) and
implementing Homeland Security Presidential Directive-9
(HSPD-9) to safeguard the food supply. Because a
growing proportion of the U.S. food supply is imported, we
also work with international organizations and occasionally
directly with foreign governments to ensure their
understanding of U.S. requirements and to harmonize
international food standards.
Through risk-based domestic and foreign inspections of
food establishments conducted by ORA, we are able to assess
industry compliance with current Good Manufacturing Practice
(cGMP) and HACCP requirements for a myriad of products.
In particular, ORA inspects thousands of domestic firms
identified as high-risk food establishments consisting of
manufacturers and packers/repackers processing
products. These products include modified atmosphere packaged
products acidified and low acid canned foods, seafood,
custard filled bakery products, soft, semi-soft, soft-ripened
cheese and cheese products, un-pasteurized juices, sprouts or
processed leafy vegetables, fresh vegetables shredded for
salads and processed root and tuber vegetables, sandwiches,
prepared salads, infant formula, and medical foods.
In addition to overseeing regulated products on a
surveillance or "for cause" basis, ORA responds
to emergencies and investigates incidents of product
tampering and natural or intentional disasters that may
affect FDA-regulated goods. In instances of criminal
activity, the regular field force is complemented by the
Office of Criminal Investigations (OCI).
Performance Analysis
During FY 2005, which was the latest performance period,
the Foods program successfully achieved or exceeded 7 out of
9 targets for its FY 2005 performance goals. Of those
not achieved, one target is expected to be met when data
becomes available later in FY 2006. Another showed
improvement over the FY 2004 actual data and narrowly missed
the target because changes in one state's legislation
did not take place in time to adopt the Food Code within
fiscal year 2005. For more information about these
performance goals and results, please see the Performance
Detail section.
The American public
fully expects its food--including any substances added to
food--to be safe, regardless of who consumes the food, the
quantity consumed, or the period of time over which it is
consumed. The requirement that chemical substances used
as food additives be shown to be safe before they can be
introduced into the food supply is a critical link in the
food safety chain. Under the FD&C Act, FDA must
review and approve food and color additives for safety before
food manufacturers and distributors may market them. To
initiate this review, sponsors are required to submit a
petition that includes appropriate test data to demonstrate
the safety of the substance for its intended use.
Performance is defined in terms of a review of all parts of a
petition within 360 days of receipt. In addition, the
FDA Modernization Act (FDAMA) established a notification
program for food additives that are food contact substances
(e.g., packaging materials). Under the provisions of
this notification, a food contact substance may be marketed
120 days after notification unless the agency objects.
As part of the FY 2007 strategic redeployment of resources to
fund higher priority FDA programs (e.g., food defense and
pandemic influenza), this program will be discontinued.
The Agency also has a notification program for substances
that are Generally Regarded as Safe (GRAS). In
addition, the Agency consults with developers of foods
derived from bioengineered plants to ensure that any safety
and regulatory questions are resolved prior to
marketing. Finally, the Agency reviews notifications
for dietary supplements containing "new
ingredients" within 75 days as well as infant formula
notifications within 90 days. CFSAN's key
challenge in the premarket area is to expeditiously review
new food products without jeopardizing public safety.
Performance Highlight:
|
FY 2007 Goal Target
|
FY 2004 Results
|
Context
|
|
Complete review and action on the safety evaluation
of 50% of direct and indirect food and color additive
petitions which includes petitions for food contact
substances within 360 days of receipt.
|
FDA has met the targets for this performance goal
consistently since FY 1999.
|
This goal refers to completion of the safety
evaluation of food and color additive petitions which
includes those for food contact substances. This
includes a review of the information in a filed
petition, and one of two conclusions reached:
either the petition does not support the requested
action and a letter to that effect is transmitted to
the petitioner with an explanation of why we reached
the conclusion; or based on the review, we are prepared
to recommend to the agency officials authorized to sign
an order, that the use of the additive be approved (or
denied), and communication of this information to the
petitioner.
|
Statement of Budget Request
This request for Budget Authority supports various
activities that contribute to the accomplishment of program
outputs and performance goals, and presents FDA's
justification of base resources and selected FY 2005
accomplishments by strategic goal.
Program Resource Changes
Budget Authority
Pandemic Preparedness: +$8,348,000 and 15 FTE
The National Strategy for Pandemic Influenza, issued by
President Bush November 1, 2005, guides our nation's
preparedness and response to an influenza pandemic, with the
intent of (1) stopping, slowing or otherwise limiting the
spread of a pandemic to the United States; (2) limiting the
domestic spread of a pandemic, and mitigating disease,
suffering and death; and (3) sustaining infrastructure and
mitigating impact to the economy and the functioning of
society. The Strategy charges the U.S. Department of Health
& Human Services with leading the federal pandemic
preparedness.
FDA will focus resources on those foods that require
surveillance and testing to ensure that the virus is not
present or, if present, to ensure that the food can be
properly treated to ensure safety. Specifically, FDA
will:
- Develop/validate detection methods in foods of concern (shell
eggs, soups containing poultry, bird game meats).
- Conduct
inactivation/intervention studies of bird flu virus during
processing of foods of concern.
- Coordinate with USDA on sampling and testing poultry products
at import inspection stations and poultry processing plants
for traces of antiviral residues.
- Issue
Custom Alerts to prevent the illegal importation of
antivirals into the U.S.
-
Develop, integrate and execute FDA animal and
food response plans and quarantine activities, in coordination with USDA
and CDC.
- Equip
field labs and support technology transfer and training of
field scientists to ensure adequate capacity to respond to
outbreaks of avian influenza.
- Improve
FDA's capacity to conduct domestic and import
surveillance and respond to reports of food or foodborne
illness associated with viruses.
- Support
national pandemic influenza surveillance integration efforts
with a comprehensive system to detect highly pathogenic
strains of avian influenza.
-
Provide technical assistance to industry and
conduct public education on the potential risks of foodborne avian influenza
and measures to prevent illness.
Food Defense: + $18,388,000 and 4 FTE
FDA's food defense program supports Homeland
Security Presidential Directive (HSPD-9) on safeguarding the
American Public by defending America's food supply
against terrorist attacks post-September 11, 2001.
HSPD-9 lays out a framework for augmenting the nation's
food safety protections and establishing a partnership among
the various organizations responsible for protecting the
nation's food supply.
CFSAN will use the additional funds to continue lab
preparedness efforts and for necessary short term research
projects. Many of the projects undertaken are derived
from direct interaction with industry following vulnerability
assessments. The results of these projects can be
communicated directly to industry. These efforts will result
in a better understanding of which interventions work, and
which do not, for certain agents in specific foods.
Further joint food defense and food safety assignments
will enhance and facilitate the integration of food defense
with food safety. In these assignments, samples that
are obtained as part of routine food safety programs will
also be tested in a variety of labs for a range of select
agents that are of most concern. The foods chosen for
these assignments are generally ones that we have most
concern about based on vulnerability assessments.
The Field will use the additional resources for the
following activities.
- Expand
the FERN system to include 16 State laboratories, provide
grants and technical support to these laboratories and build
analytic surge capacity to respond to a terrorist attack.
- Manage,
through the National Program Office, FERN's ability to
respond for a terrorist attack on (or threat to) the food
supply or other food-related emergency by creating capability
in FERN laboratories through training and proficiency
testing.
- Continue Field support for food defense operations, including
targeting potentially high-risk imported foods through Prior
Notice Import Security Reviews based on intelligence, FDA
inspection reports, discrepancies in prior notice reporting
and sample collection and analysis.
Cost of Living +$6,877,000
FDA's request for inflationary pay costs is
essential to accomplishing our public health mission.
Payroll costs account for more than sixty-percent of the FDA
budget, and the Agency is not able to absorb this level of
inflation on such a significant portion of its
resources. The increase will allow FDA to maintain
staffing levels, including a national cadre of specially
trained scientific staff. The total estimate for pay
increases is $20,267,000. The Foods portion of this increase
is $6,877,000. These resources are vitally important for FDA
to fulfill its mission to protect the public health by
helping safe and effective products reach the market in a
timely way, and monitoring products for continued safety
after they are in use.
Foods Reductions -$22,647,000 and -105 FTE
To fund FY 2007 priority initiatives such as such as food
defense and pandemic influenza, FDA re-deployed resources
from base programs. To accomplish this strategic
redeployment and fund new, high priority initiatives, CFSAN
reductions include: Research, Cosmetics, Dietary
Supplements, Proficiency Testing, Outreach and Standard
Setting, Regulatory Support, Premarket Food and Color
Additives, and Food Contact Substances Notification.
The Field - Foods reductions include lower levels of
effort in these activities: analysis of low-risk domestic and
import samples (FDA will continue to analyze high risk
samples, including those flagged by the Prior Notice Center),
research related to laboratory analytical methods, compliance
and recall functions and management, supervisory, and
coordination personnel at multiple locations.
Proposed Fees (Reclassified as Mandatory -
Non-Add)
Reinspection User Fee (Mandatory): $5,215,000 and
44 FTE (Non-Add)
The Administration is proposing authorizing legislation
that requires establishments to pay the full costs of
reinspections and associated follow-up work when FDA
reinspects facilities due to failure to meet Good
Manufacturing Practices (GMPs) or other important FDA
requirements. Under this proposal, these activities
will be reclassified as mandatory user fees in FY 2007.
FDA currently funds this activity through discretionary
appropriations. Imposing a fee would generate $22.0
million in revenue, an amount sufficient to fully fund
reinspections. The Foods program component of this user
fee is $5,215,000 and 44 FTE.
Food and Animal Feed Export Certification User
Fee: $3,473,000 and 23 FTE (Non-Add)
The Administration is proposing legislation authorizing
FDA to collect user fees for issuing food and animal feed
export certificates. Under this proposal, these
activities will be reclassified as mandatory user fees in FY
2007. FDA currently funds this activity through
discretionary appropriations. Imposing a fee would
generate $3.5 million in revenue, an amount sufficient to
fully fund the export certificate program. Private
sector exporters would bear the cost of the program, but
would reap its benefits through the Agency's enhanced
ability to facilitate exports of their products. The
Foods program component of this user fee is $3,473,000 and 23
FTE.
Justification of Base
FDA Strategic Goal: Enhancing Patient and Consumer Protection and Empowering Them with Better Information about Regulated Products
Healthier Americans
The single most important
factor in ensuring that citizens lead long, healthy lives and
minimize the likelihood of chronic disease
is the availability and effective use of science-based nutrition
information. This will help consumers make wise choices about the
foods they consume. This year the agency published two final regulations
that will provide consumers with better label information and foster
the development of healthier food products for American consumers.
First, the trans fat labeling rule requires the amount of trans
fat to be declared on the Nutrition Facts panel directly below
the saturated fat line. The level of trans fatty acids in the diet
affects risk of coronary heart disease. This rule was published
in 2003 and became effective January
1, 2006 for
all food under FDA jurisdiction. FDA estimates that 3 years after
the January 1, 2006 effective date, trans fat labeling can lead
to the prevention of 600 to 1,200 cases of coronary heart disease
and 240-480 deaths each year, saving $900 million to $1.8
billion per year in medical costs, lost productivity, and pain
and suffering.
Second, the term "healthy" is a very strong nutrient content
claim. It specifies strict nutrient levels for fat, saturated fat,
cholesterol, sodium and beneficial nutrients. The "healthy" final
rule modifies the sodium levels in foods permitted to bear the
term "healthy". Such foods include individual foods, meal products
like burrito meals, and main dish products like chicken pot pie.
These sodium limits are lower than for similar conventional foods,
but not so low that manufacturers would be discouraged from developing
and marketing products that have healthy levels of a variety of
nutrients.
|
Research Development and Evaluation Activities
CFSAN's research, development, and evaluation activities
are an integral part of the programs needed to achieve this
strategic goal. Activities under this goal include
ensuring food safety and food defense, and enhancing the
ability for consumers to make sound nutrition choices. This
research is necessary to ensure the health and well being of
the American public and to identify and eliminate foodborne
hazards, both naturally occurring and intentionally
introduced into the food chain. The research is typically not
conducted by industry or other research agencies. It
provides the basis for nutrition labeling regulations and
guidance, identification of foodborne pathogens, toxins and
select agents, and the development of mitigation and
prevention strategies. The research provides the scientific
basis for regulating the food-producing and processing
industries to ensure a safe and nutritious food supply from
farm-to-table. Applied research activities include
efforts to:
- Develop, with available resources, analytical methods for
measuring specific nutrients or dietary ingredients that are
potential safety concerns (e.g., toxic or carcinogenic
components of botanicals).
- Develop analytical methods for measuring food components that
are the subject of proposed regulations (e.g., soy
isoflavones and trans fatty acids) to establish and
maintain the credibility of information on the food
label.
- Evaluate and/or validate test kits for food allergen
contamination. This is necessary in order to
systematically assess key characteristics of proteins (e.g.,
thermal stability, acid digestion resistance) that may be
associated with potential food allergenicity and to establish
and maintain the credibility of information on the food
label.
- Continue, at a reduced level, research on botanical
ingredients in dietary supplements (acquisition, validation,
and characterization of authentic botanical reference
materials), as part of the 10-year Dietary Supplement
Strategic Plan. This will be done through a cooperative
agreement between FDA and the University of
Mississippi's National Center for Natural Products
Research.
- Conduct
research in support of the 2010 Dietary Guidelines for
Americans, such as:
- Developing a
scientifically valid definition for "nutrient density" for
use on the food label and determining what criteria are
necessary for foods to meet this definition.
- Conducting studies
to determine the barriers to complying with the guidelines
for children, low-income populations, and various ethnic
groups to change their eating behaviors and identifying
various mechanisms to motivate individuals to change.
- Developing and
testing both individual-based and population-based
interventions designed to implement the guidelines
- Conducting consumer
research to evaluate food safety messages and corresponding
changes in behavior.
- Continue the development of a Food Source Identification and
Tracking System. This is a stand-alone computer
modeling tool for projecting the probabilities and
distribution of human morbidity/mortality outcomes and
economic effect, associated with foodborne hazards. It
is intended to aid in developing strategies to respond
quickly and efficiently to crises and emergencies involving
the food supply.
- Develop enhanced sampling and detection methods for
surveillance for priority chemical, microbiological, and
radiological agents in vulnerable foods, including field
deployable and in-line sensor-based screening,
analytical, and investigational (forensic) technologies;
- Develop multiple-analyte surveillance methods that allow the
simultaneous, real-time evaluation of foods for several
hundred toxic chemicals of food safety and/or food defense
concern.
- Develop bioinformatic techniques that provide enhanced use
of genomic, proteomic, and metabolomic information to allow more
effective food safety, food defense, and nutrition regulatory
decisions by considering the diversity of humans, foods, and
food processing technologies.
Nutrition
-
Calories Count: Continue, through CFSAN's
Obesity Working Group (OWG), to confront the obesity epidemic
in the U.S. and help consumers lead healthier lives through
better nutrition by outlining and implementing an action plan
to combat obesity.
-
Labeling/Health Claims: Continue to develop
better information for consumers about the health
consequences of their diet. Also, continue to
devote resources to finalize and implement programs focusing
on the guidance and procedures for qualified health claims in
the labeling of conventional human food and human dietary
supplements.
-
Keystone Dialogue: Draft a final report for FDA
review. In June 2004, FDA contracted with the Keystone Center
to convene a national forum/dialogue with stakeholders,
including public and private decision makers, to explore and
work toward agreement on concrete steps that can be taken to
address obesity in the context of away-from-home foods. FDA
is represented on Keystone's planning group for the
dialogue sessions and these completed sessions are the basis
for the final report.
Food Safety
- Food
Code: The Food Code model assists food control
jurisdictions at all levels of government. The model
provides them with a scientifically sound technical and legal
basis for regulating the retail and food service segment of
the industry. FDA will continue to update the Food
Code. FDA will also increase risk management strategies
and communication to government, industry and consumers for
ensuring the safety of the nation's food supply.
This will be accomplished by quantifying actual performance
of the percentage of the total US population that will live
in States that have adopted the Food Code. The Food Code is a
component of an even larger effort aimed at decreasing
foodborne illness, the National Retail Food Regulatory
Program Standards program. Through this program, FDA will
continue to:
- Assist state
programs and provide oversight in implementing the standards
program.
- Continue to provide
support and guidance to jurisdictions already enrolled.
- continue support of
conducting audits of those enrolled in the standards
program.
- Surveillance Systems: CFSAN will
continue to evaluate the CDC foodborne disease outbreak
surveillance system data to identify and analyze outbreaks
associated with FDA-regulated products. Areas of focus
will include the number of outbreaks, cause agents, morbidity
and mortality, seasonality, geographic location, site of food
preparation, contributing factors and whether the product is
domestic or imported. CFSAN will also help sustain
enhancements to the strategic data systems for surveillance
and inspection activities of the food supply that help FDA
inspectors focus on and analyze products suspected to have
microbiological and chemical contamination.
Food Safety for Moms-to-Be
FDA launched a new comprehensive food safety education program
focusing on prevention of foodborne illness for pregnant women. Six
million
American women become pregnant each year and 10,000 give birth
each day. This program highlights foodborne illness risks that pregnant
women and their fetuses are particularly vulnerable to, such as
Listeria
monocytogenes, methylmercury, and the Toxoplasma parasite. FDA
created an educator's toolkit, including a fact-filled Educator's
Resource
Guide and an award-winning video featuring the Discovery Channel's
Dr. Andrea Pennington, for healthcare professionals to use when
talking with women about pregnancy and foodborne illness. The agency
produced
and distributed about 60,000 free kits to organizations such as
the American College of Nurse Midwives, American Academy of Medicinal
Administration, Association of Women's Health, Obstetric, and Neonatal
Nurses, National Women's, Infants', and Children's Association,
USDA
Cooperative Extension Service locations, and many others. FDA continues
to offer kits in two languages, English and Spanish, upon request.
FDA is also promoting a website (http://www.cfsan.fda.gov/pregnancy.html)
to women and healthcare professionals, so they can get information
directly. |
-
FoodNet/PulseNet: CFSAN will continue to
participate in national surveillance and emergency response
programs, such as the Foodborne Disease Active Surveillance
Network (FoodNet) and PulseNet. FoodNet, a collaborative
project with the CDC and USDA, conducts active surveillance
for foodborne diseases and related epidemiology studies;
PulseNet is a national network of public health laboratories
that performs DNA "fingerprinting" on bacteria
that may be foodborne.
FDA Strategic Goal: Increasing Access to Innovative
Products and Technologies to Improve Health
Research Development and Evaluation Activities
The Foods program's research, development, and evaluation
activities support this strategic goal with work performed in
food safety and defense, food nutrition, and cosmetic product
safety. The effective and timely evaluation and subsequent
scientific review of new technologies for enhanced food and
cosmetic safety, as well as innovative products for enhanced
nutritional well-being, are critical for the United States to
maintain its leadership role in the increasingly global trade
of food. This research provides the scientific basis for
identifying and recommending the adoption of innovative
technologies that reduce public health concerns related to
foodborne pathogens, toxins, and select agents. The research
provides the scientific basis for regulating the food
producing and processing industries to ensure a safe and
nutritious food supply from farm-to-table. With
available funding, the foods program will:
- Develop risk assessments, risk assessment techniques, and
critical scientific data needed to ensure that international
food safety standards developed through intergovernmental
organizations are based on sound science.
- Develop innovative "in shell" pasteurization techniques that
lead to the development of new egg products that eliminate
the risk of egg-associated Salmonella Enteritidis
infections.
Food Safety
-
Premarket Program: The American public fully
expects its food --including any substances added to food--to
be safe, regardless of who consumes the food, the quantity
consumed, or the period of time over which it is
consumed. The requirement that chemical substances used
as food additives be shown to be safe before they can be
introduced into the food supply is a critical link in the
food safety chain. Base resources will continue to be
devoted to the following premarket activities.
- Continue, at a
reduced capacity, to review the safety of food and color
additives before they are marketed by food manufacturers and
distributors.
- Continue the review
of notifications for substances that are Generally Regarded
as Safe (GRAS).
- Provide, through the
Food Additives Regulatory Management (FARM) system,
information management tools for food additive petition
reviewers. These tools will maximize productivity and
expedite the petition review process and subsequent safety
decisions. This system also helps FDA perform associated
activities such as responding to and managing FOIA requests
and correspondence. All paper and electronic documents are
converted to standard formats and stored in an electronic
document management system. Each reviewer is able to retrieve
documents at their desks using a combination of attribute and
full-text search capabilities supported by a thesaurus
maintaining nomenclature control.
-
Bioengineered Foods: Continue to consult with
developers of foods derived from bioengineered plants to
ensure that any safety and regulatory questions are resolved
prior to marketing. Activities involve labeling,
consultations with industry and the issuance of guidance to
developers of these foods.
FDA Strategic Goal: Improving Product Quality, Safety, and Availability
through Better Manufacturing and Product Oversight
Research Development and Evaluation Activities
CFSAN's research, development, and evaluation activities
in food defense and safety, food nutrition, and the safety of
cosmetic products support the strategic goal. The food
defense research priorities are based on determining the
food/agent combinations of highest concern. Mission critical
knowledge gaps are filled by translational research focused
on anticipating, preventing, detecting, responding to, and
recovering from terrorist assaults on the food supply. Food
defense and safety research provides the basis for
identifying and countering foodborne pathogens, toxins, and
select agents. The research also provides the scientific
basis for regulating the food producing and processing
industries to ensure a safe and nutritious food supply from
farm-to-table. CFSAN's food safety and food defense research
approach is threefold, involving an intramural program, an
extramural program, and consortia with industry and/or
academia.
- Food
Safety Research - the program will use available funds
for:
- Delineating microbial pathogen risks associated with
foods by: examining emergence in the food supply,
adaptation to the barriers that are traditionally used to
keep food safe, and rapid detection; characterizing the
survival, growth, and inactivation of the pathogens.
- "Fingerprinting" pathogens in food; studying unique
intervention technologies to prevent contamination; and
arraying all this information, using risk assessment
techniques, to inform risk managers. This research is
the critical underpinning of regulatory policy.
- Conducting studies of how heat, ultraviolet light,
irradiation, and high pressure processing can improve the
safety of cheese, sprouts, juice, and eggs. These studies
provide industry with information on how these technologies
may be used to prevent pathogen contamination and allow FDA
to develop scientifically sound guidance for small
businesses.
- Enhancing foodborne virus (including avian flu)
research, surveillance and response capability, and
programs covering shell eggs, seafood, game meats, and
other potentially at-risk foods.
- Providing the scientific tools to identify foodborne
viruses in foods and technologies to remove or reduce their
public health impact.
- Conducting outreach and education to inform industry
and consumers of potential risks and steps to prevent virus
contamination, and, as part of FDA's food
safety surveys, assessing the success of consumer
understanding of these risks.
- Conducting studies to provide criteria for prevention,
reduction, or elimination of safety hazards affecting
seafoods within the unique HACCP requirements regulating
this program and/or the cooperative National Shellfish
Sanitation Program with industry.
- Food
Defense Research Program activities include:
- Determining the behavior of microbiological, chemical,
radiological, and biologically-derived toxic agents in
priority vulnerable foods during the stages of production,
distribution, marketing, and preparation to develop more
effective intervention technologies and conduct better
vulnerability assessments.
- Enhancing information on the susceptibility of the
population to microbiological, chemical, radiological, and
biologically-derived toxic agents in priority vulnerable
foods to identify "at risk" populations and conduct better
vulnerability assessments.
- Identifying, developing, and validating new techniques
for "shielding" priority vulnerable foods and
their application to the development of new prevention
and/or security technologies.
- Developing effective methods for ensuring that critical
food production and manufacturing infrastructure can be
rapidly and effectively decontaminated in event of a
terrorist attack;
- Communicating foods defense research deliverables to
Federal, state, and local entities and with industry, as
appropriate, to further protect the food supply from
deliberate attack.
- Cosmetic Safety and Color Certification Research
Program activities will include, to a limited extent:
- Acquiring scientific information and developing
analytical procedures to support regulatory policy and
actions for cosmetic products, including methods
development for contaminants, the development of methods
for measuring skin absorption and metabolism, and
investigating the photoactivity of cosmetics and
colors.
- Developing new methods for improving the efficiency of
sample analysis and confirmatory analysis in color additive
certification and on the synthesis of standards used in
these analytical procedures.
Food Defense
Base resources will help strengthen FDA's capability
to identify, prepare for, and respond to potential terrorist
threats and incidents. Base funds will support to
following efforts:
- Continue the evaluation of the public health consequences
(risk) of product-agent-activity combinations associated with
tampering and/or terrorist activity.
- Continue to identify and document the types of preventative
measures that companies can take to minimize the risk that
food or cosmetics under their control. Resources will also
enable CFSAN to continue to work with industry to ensure that
the appropriate preventative measures are implemented.
- Continue efforts to develop and validate new methods for use
in surveillance and monitoring of potential threats. New
microbiological, chemical, and radiological methods must be
developed, validated, and used to detect, enumerate and
identify potential non-traditional agents that may threaten
the food supply. A particular emphasis is the need to
develop biosensors and other technologies to permit
continuous monitoring of foods both during production and at
import entry sites.
- Continue efforts to improve the safety of food through
prevention technologies. FDA studies food
prevention technologies to improve the safety of food and
establish guidelines and or performance standards for
industry. Information is needed about new technologies
and / or technology enhancements that can increase food
safety and protect against potential exposure to
non-traditional pathogens, toxins and chemicals during
possible high threat situations. For example, critical
information is needed to determine if prevention strategies
such as changing pasteurization times and temperatures could
be used to safeguard foods and beverages while maintaining
the quality that the consumer expects.
- Continue work involving Agent Characteristics. Essential
to improving FDA's ability to detect, quantify and control foodborne
pathogens, toxins and
chemicals that threaten the food supply is performing
additional assessments. These are assessments of the
abilities of non-traditional microbial pathogens to survive
and grow in foods during processing and storage, or the
stability and activity of chemical agents while present in
foods, and the potential for their inactivation during food
processing.
- Continue Dose Response Relationships/ Threat
Assessments. Essential to accurately estimate the
threat posed by such exposures is an understanding of the
dosage amounts needed to inflict human disease or produce
adverse reactions, where exposure occurs through consumption
of different food matrices.. In turn, knowledge of dose
response helps determine methods development performance
parameters (e.g., sensitivity, ruggedness, statistical
confidence) that assure safety and security of the food
supply.
- Continue the development of scientific methods to support
the critical infrastructure. This includes:
- Articulation of
interim methods.
- Development and
delivery of training modules.
- Establishment and
integration of laboratory communication systems and
protocols.
- Integration with
agency crisis management procedures.
- Establishment of
methods validation systems.
- Enhancement of the
preparedness of CFSAN laboratories that are part of FERN
and/or CDC's Laboratory Response Network.
- Continue the laboratory accreditation program.
This program covers all center foods facilities for
harmonizing practices in food laboratories. The program
better ensures acceptance of FDA laboratory results
throughout the world (this will include enhanced data quality
systems and support for instrument validation).
- Continue diagnostic tests to produce tools needed for field
and import examinations to determine if a product has been
tampered with or tainted.
- Maintain the number and capabilities of state health and
agriculture laboratories, and current laboratories connected
to the electronic Laboratory Exchange Network (eLEXNET).
Doing so allows the labs to exchange data on select
biological agents (possibly including anthrax, botulinum
toxin, brucellosis and other potential infectious diseases)
and food pathogens. This is the first Internet-based food
safety system that will link state and local organizations
with Federal partners to respond more quickly to
outbreaks.
- Maintain preventative standards, education campaigns and
research to improve food safety and security through rapid
tests of detection.
- Continue streamlining techniques to rapidly detect and assess
bacterial strains of bioterrorist agents
(pathogens/chemicals).
- Continue to assist in developing irradiation techniques and
methods to kill anthrax spores in the mail by coordinating
efforts with industry, which already uses irradiation to
sanitize poultry, ground beef, spices, and medical
equipment.
- CFSAN
will enhance coordination of food defense and
counter-terrorism issues with Federal, state, and local
governments and other organizations through full
participation in the White House Interagency Food Working
Group and sub-groups.
Vulnerability Assessments
FDA built its food security programs on the foundation of food safety
infrastructure and developed processes to assess the vulnerability
of different categories of food. Through these risk assessments,
FDA has ranked the most serious risks of intentional food contamination
during its production and distribution. Since September 11, 2001,
FDA has conducted many vulnerability assessments for those food products
under our regulatory jurisdiction. The agency carried out its own
initial analysis of the likelihood of an attack on the food supply
taking place, and the severity of its public health impact. The agency's
findings were subsequently validated by two respected scientific
institutions -- the Institute of Food Technologists and the Battelle
Memorial Institute.
FDA continues to refine the tools used to conduct vulnerability
assessments – Operational Risk Management (ORM) and CARVER + Shock.
Working in partnership with the food industry, vulnerability assessments
have been completed for bottled water, fluid dairy products, juice
products, and infant formulas. Evaluations involving other foods
are in process. Results of these assessments will be used to develop
technology interventions and countermeasures, identify research needs,
and provide more guidance to the private sector. Industry uses the
results of these assessments to better protect their food production
processes and products from intentional contamination.
FDA has joined with FBI, USDA and DHS to engage industry and states
in conducting these assessments through the Strategic Partnership
Program-Agroterrorism (SPPA). This effort focuses on enhancing local
law enforcement and food safety officials' lines of communication
and improving preparedness and response capabilities based on knowledge
of food production vulnerabilities. To date, under the SPAA, FDA
has completed two assessments - 1) a yogurt production assessment
in Minnesota and 2) a grain export elevator assessment in Louisiana.
Assessments are planned for New Jersey, New Hampshire, Florida, Nebraska,
Iowa and California in 2006. |
Food Defense - Field Activities
- Continue to implement regulations under the Bioterrorism (BT)
Act, such as detaining suspect food when the agency has
credible evidence or information that it presents a threat to
humans or animals.
- Strengthen relationships with State partners through the
FERN, a national laboratory network that enables FDA to test
thousands of food samples within a matter of days if there is
a food terrorism event, or a foodborne illness outbreak.
- Fund
FERN state Cooperative Agreements for increased laboratory
surge capacity and the National Surveillance Sampling Program
to build the capacity to effectively monitor the food
supply.
- Conduct
training and proficiency testing of FERN laboratories to
assure that these laboratories can achieve consistent testing
results.
- Expand
the use of eLEXNET which collects lab analytical data on
chemical, microbiological, and other contaminants and links
federal, state, and other laboratories. This data
capture and exchange system provides the necessary
infrastructure for an early-warning system that identifies
potentially hazardous foods and enables health officials to
assess risks and analyze trends.
- Develop
effective prevention strategies to "shield" the
food supply from terrorist threats, including the capacity
for rapid, coordinated responses to a food borne terrorist
attack.
- Intensify the review of products offered for import into the
U.S. for safety and security issues.
- Expand
field laboratory and contract activities to evaluate and
develop existing and potential laboratory and field test kits
for product contaminants.
- Provide
training, equipment, facilities, and information technology
support to field staff to work on counter terrorism
initiatives with a focus on imports.
- FDA
Unified Registration and Listing System
(FURLS): FURLS supports the requirements of the BT
Act of 2002 as it relates to Food Facility Registration, Drug
Facility Registration and Listing, and Prior Notice of Food
Shipments into the U. S. FDA began this effort by
identifying opportunities for unification between the FDA
Drug Facility Registration and Listing requirements with
those of the Food Facility Registration Requirements.
- Continue to develop the Food Registration and Prior Notice
systems that became operational in the first quarter of FY
2004.
- Collaborate with Customs and Border Patrol. This will
include:
- Monitoring the
importation of regulated products and follow-up on the status
of products refused entry.
- Evaluating the
accuracy of information import filers provide to the FDA
automated entry review system regarding regulated products
offered for entry into domestic commerce.
- Continuing to
conduct food import exams of food products offered for import
into the country.
- Expand
import surveillance at international mail facilities and
courier hubs.
Food Safety
-
Bovine Spongiform Encephalopathy (BSE): BSE is a deadly
chronic, degenerative disorder affecting the central nervous system.
BSE and Chronic Wasting Disease
(CWD) both belong to a group of fatal progressive
degenerative neurological diseases, including those that
affect humans such as Creutzfeldt-Jakob disease (CJD).
Regulated products that can contain these substances are
ruminant protein-containing cosmetic products that are
packaged and ready for sale, and bovine-derived materials
intended for human consumption as either finished dietary
supplement products, or for use as ingredients in dietary
supplements. Base funding will enable FDA to:
- Continue to
identify, at a reduced level of effort, food and cosmetic
products containing brain, spinal cord, and other specific
risk materials, including the origin of the animal and
country, and infectious agents in foods.
- Continue to conduct
research on decontamination or deactivation procedures.
-
Natural Disaster Food Safety Response: Natural
disasters, such as Hurricane Katrina, pose many food safety
related issues. FDA plays a critical role in food
safety response and recovery efforts. Base funding will
enable FDA to continue to:
- Provide assistance
to state and local governments to address food safety
issues.
- Provide information
to consumers to aid in evaluation of stored food and water
they have in their homes in light of power outages and
contaminated water supplies.
- Continue to ensure
food imported and/or donated food from other countries as
part of relief efforts is safe and does not pose unreasonable
risks to human safety.
- Provide assistance
in decontamination efforts for food processing and food
service facilities during clean up and recovery.
- Provide assistance
in adapting good agricultural practices for foods grown in
disaster areas.
-
Chemical Contaminants, Pesticides and other
Hazards
- Pesticides
Monitoring: Continue, at a reduced level, to collect
and analyze food samples for pesticide residues not only to
ensure that the U.S. food supply is safe, but also to reduce
dietary exposure.
- FDA's Dioxin
Strategy: FDA will continue, at a reduced level,
implementation of its dioxin strategy including monitoring,
methods development, and identification of opportunities to
reduce exposure.
- Perchlorate
Analytical Method: FDA developed an accurate and
sensitive method to determine the level of perchlorate in
selected fruits and vegetables and also in bottled water and
milk using ion chromatography-tandem mass spectrometry. FDA
will continue, at a reduced level, to use of this method for
the detection of perchlorate.
- International Codex-Related Activities:
Continue, at a reduced level, its public health
involvement in the work of the Codex Alimentarius Commission
(Codex). FDA's scientific expertise has been
crucial to the development of critical scientifically sound
international food safety standards that are used by
countries importing food into the United States, by US
companies exporting to other countries, and are also used by
the World Trade Organization to resolve trade disputes.
- Food
CGMP Modernization: Complete the
Agency's review of the draft report on Current Good
Manufacturing Practices (CGMP) modernization and develop a
proposed rulemaking in relation to food CGMP modernization.
FDA last revised the CGMP regulation for food in 1986.
Since 1986, there has been a significant change in both the
food industry and in our understanding of foodborne disease.
Among the many changes that have taken place, ready-to-eat
foods and fresh produce constitute a larger share of the
American diet than was the case 18 years ago. These foods are
commonly consumed without further cooking by the consumer and
have been implicated in foodborne disease
outbreaks.
-
Listeria and Methylmercury: Continue to
provide education and outreach activities to target audiences
in the effort to train health educators to teach food safety
to pregnant women and women who may become pregnant about the
risks of methylmercury in seafood and Listeria
monocytogenes in refrigerated food.
-
Seafood Safety: Continue to work to encourage
the post-harvest treatment of Gulf Coast oysters and to
monitor progress toward the ISSC illness reduction goals.
FDA will not be able to continue to provide funds
to the ISSC to promote educational and research activities
related to shellfish safety.
-
Seafood and Juice Hazard Analysis and Critical
Control Points (HACCP) Programs: Continue to
evaluate the programs' performance, with an emphasis on
identifying factors that inhibit improvements in compliance
rates, in order to assess whether the program is
accomplishing its objectives and to identify where and how
the program needs to be re-directed. The HACCP system focuses
on identifying and preventing hazards that could cause food
borne illnesses rather than relying on spot-checks of
manufacturing processes of finished products to ensure
safety.
-
Produce Safety: Foodborne illness
outbreaks attributed to fresh produce have increased in the
last ten years. There are a number of possible explanations,
including (1) an increase in the consumption of fresh
produce, (2) improved detection of outbreaks and increased
awareness of fresh produce as a vehicle for foodborne
illness, (3) increased complexity and reach of distribution
systems, and (4) increased numbers of consumers at high risk
of foodborne disease (e.g., the elderly and persons with
compromised immune systems). FDA will continue to devote base
resources to its produce safety programs in order to
contribute to the reduction in the number of illnesses
associated with these products.
Egg Safety
CDC estimates that there are approximately 118,000 illnesses per
year caused by consumption of Salmonella Enteritidis (SE) in contaminated
eggs. These illnesses can be very serious, especially to the very
young, the elderly, and persons with weakened immune systems. If
an individual eats an egg that is contaminated with SE and that
has
not been fully cooked, he or she may suffer mild to severe gastrointestinal
illness, short term or chronic arthritis, or death.
Working with state egg quality assurance officials, industry and
consumer groups, FDA has published a proposed rule to require egg
safety measures to prevent the contamination of shell eggs with
SE during egg production. FDA expects to publish a final rule in
2006. Implementation of the provisions in the final rule will reduce
SE prevalence in eggs.
It is estimated that implementation of the final rule will reduce
the number of SE illnesses by 33,500 and be a major factor in realizing
the public health goals of a 50% reduction in all salmonella illnesses
and a 50% reduction in SE outbreaks by 2010. FDA will continue
to devote base resources to its egg safety program in order to
contribute to the reduction in the number of these illnesses. |
-
Dietary Supplements: The dietary supplement
industry is one of the world's fastest growing with over
1,500 establishments claiming to manufacture dietary
supplements and sales of $17 billion in 2000. Between 1994
and 2000, consumer spending on dietary supplements nearly
doubled, with over 158 million consumers, and sales growing
more than 10 percent per year. Nearly 20 million consumers
use dietary supplements in conjunction with prescription
products. Although this rapid growth in a time of
constrained resources represent a significant challenge, FDA
has published a dietary supplement strategy that sets clear
program goals.
-
CGMPs: Continue towards finalization of
this activity. The Dietary Supplement Health and Education
Act (DSHEA) provided FDA with express statutory authority to
prescribe CGMP requirements for dietary supplements. On
March 13, 2003, FDA published proposed CGMPs for
manufacturing, packing, labeling or holding dietary
supplements. The proposed CGMP requirements are
intended to ensure that manufacturing practices will prevent
the production of adulterated dietary supplements. The
proposed CGMP rule includes provisions on the manufacturing,
packaging, labeling, testing, quality control, releasing for
distribution and holding of dietary supplements. Public
comments have been reviewed and a draft final rule has been
drafted and is currently being reviewed by OMB for
clearance.
-
Ephedra: Dietary supplements containing
ephedrine alkaloids are adulterated because they present an
unreasonable risk of illness or injury and may not be sold in
the U.S. Base resources will continue to be devoted to:
- Taking strong
enforcement action against continuing efforts to illegally
sell these products in the U.S. or illegally export existing
stock.
- Evaluating safety
concerns related to dietary supplements containing other
sympathomimetics, such as Citrus aurantium.
- Working with FTC,
DEA, and other partners to protect the American public.
- New
Dietary Ingredients: Continue to respond to
premarket notifications for new dietary ingredients within
the statutory time frame of 75 days.
- Food
Allergens: Continue to provide more information on food
labels so that allergic consumers can make safe food choices.
On August 2, 2004, President Bush signed into law the "Food Allergen
Labeling and Consumer Protection Act" (Public Law 108-282). The law is consistent
with FDA's initiatives to empower consumers to make
healthy dietary choices. It is also consistent with the
Healthy People 2010 goal of reducing the number of deaths due
to anaphylaxis caused by food allergens. FALCPA amends the Federal Food,
Drug, and Cosmetic Act to require that the
eight "major food allergens" be declared on the
labels of food products labeled on or after January 1, 2006.
The eight major allergens identified by FALCPA are milk, egg,
fish, crustacean shellfish, tree nuts, wheat, peanuts, and
soybeans. These foods account for 90% of food allergic
reactions.
-
Cosmetics: Continue to devote base resources, at
a significantly reduced level, to ensure the safety of
cosmetics. The FD&C Act prohibits the marketing of
adulterated or misbranded cosmetics in interstate commerce.
Violations of the Act involving product composition--whether
they result from ingredients, contaminants, processing,
packaging, or shipping and handling--cause cosmetics to be
adulterated and subject to regulatory action.
Foods Field Activities
Import Entry Evaluations, Investigations, and
Laboratory Analyses
Since the emergence of the "global
marketplace" imported foods have grown increasingly
important to the U.S. food supply. At the current rate
of increase, FDA estimates that by FY 2007 the number of
imported food lines will have nearly quadrupled since
1999. This rapid growth combined with the security
concerns raised by terrorism and counterfeiting incidents has
increased the need to electronically and physically assess
the status of imported products. FDA electronically
screens imports through OASIS, which is an automated system
for processing and making admissibility determinations for
FDA regulated products that are offered for
import. Filers transmit information
electronically which is then checked against automated
screening criteria set by the Division of Import Operations
& Policy. These criteria assign either "FDA
Review" or "May Proceed" status to an
entry. If a product is assigned FDA review
status, then a field exam, which is a physical examination of
the product to determine whether the product is in compliance
with FDA requirements, may be performed.
FDA's electronic screening of imports will be enhanced
by the completion of the Mission Accomplishment and
Regulatory Compliance System (MARCS). Field
activities include the following efforts.
- Review
more than 19 million import lines for admissibility into
domestic commerce by the end of FY 2007.
- Focus
analysis of OASIS import line data to expand use of
information on manufacturer, supplier, source country, and
past violations to make enhanced admissibility decisions.
- Continue to perform laboratory analysis on products offered
for import into the United States.
- Continue to conduct inspections of foreign establishments
as part of the Foods, Human Drugs, Biologics, Animal Drugs and
Feeds, and Devices and Radiological Health programs.
- Perform
periodic filer evaluations in which the import data submitted
electronically to OASIS is compared against the paper
documents accompanying the imported product to ensure that
the data being provided to FDA is accurate.
Domestic Inspections and Laboratory Analyses
Inspections and surveillance are the primary means of
assuring the safety of marketed products. Consumers
rely on the FDA to prevent dangerous and unreliable products
from entering commerce. Field efforts include the
following activities:
- Identify the food source and contaminant of food borne
illness outbreaks ranging from chemical and microbiological
to physical hazards.
- Develop
laboratory analytical methods to permit the analyses of
products for chemical and microbiological hazards.
- Continue to analyze food samples for pesticides and
environmental contaminants at a reduced rate.
FDA Strategic Goal: Transforming FDA Business Operations, Systems, and Infrastructure
to Support FDA's Mission in the 21st Century
CFSAN Adverse Events Reporting System (CAERS)
Prior to June 2003, several systems existed to monitor
adverse events: the Adverse Reaction Monitoring System for
food and color additives, the Cosmetics Adverse Reaction
Monitoring Database for cosmetic products and the Special
Nutritional Adverse Event Monitoring System (SN/AEMS) for
dietary supplements, infant formulas, and medical foods.
These systems are now combined into the CAERS database, with
which CFSAN staff now track, evaluate, and monitor adverse
events and consumer complaints received about regulated food
products. CFSAN will continue these activities, but at
a reduced rate in FY 2007. CAERS is a useful tool for
identifying new and emerging food and cosmetic public health
problems.
Besides mining food and cosmetic adverse event data for
patterns, trends and signals, CAERS provides a database
search engine capable of responding to a large variety of
stakeholder inquiries, and is capable of generating yearly
reports that describe the voluntary food and cosmetic adverse
event reports received from consumers.
Selected FY 2005 Accomplishments
FDA Strategic Goal: Enhancing Patient and Consumer Protection
and Empowering Them with Better Information about Regulated Products
Bioterrorism Rule Outreach
- Conducted nine domestic meetings to discuss the final
Recordkeeping regulation implementing Section 306
(Maintenance and inspection of Records) of the Bioterrorism
Act of 2002. The final rule was published in the Federal Register on December 9, 2004. The
purpose of these meetings was to provide information on the
rule to the public and to provide the public an opportunity
to ask questions of clarification.
Egg Safety - In-lid Labeling
- Published in the Federal Register a proposed rule
entitled: "Food Labeling: Safe Handling Statements:
Labeling of Shell Eggs." This notice proposes
to amend the Agency's food labeling regulations to
permit the egg industry to place the safe handling statement
for shell eggs on the inside lid of egg cartons if the
statement "Keep Refrigerated" appears on the
principal display panel or information panel.
2005 Food Code
- Completed the 2005 FDA Retail Food Code, a model that assists
food control jurisdictions at all levels of government by
providing them with a scientifically sound technical and
legal basis for regulating the retail and food service
segment of the industry (restaurants and grocery stores and
institutions such as nursing homes). Local, state, tribal,
and federal regulators use the FDA Food Code as a
model to develop or update their own food safety rules and to
be consistent with national food regulatory policy.
Safe Handling of Produce
- Launched a consumer education campaign on the safe handling
of produce. A new brochure has been completed and
circulated to specific risk groups as well a general
distribution.
Listeria Education Program
- Carried
out a multicultural food safety initiative educational
program for pregnant women through Hispanic media and
community-based public health specialists in high density
Spanish-speaking areas on the risk of Listeria monocytogenes in
cheese.
Establish FDA's Obesity Working Group (OWG
2)
-
Established the Obesity Working Group 2 to
carryout the short-term and long-term recommendations for
dealing with the Nation's obesity problem set forth by
OWG 1 in FY 2004. A detailed matrix of the status of
the OWG 1 Report recommendations has been maintained and
updated.
Consumer Knowledge of Trans fats, Saturated fats
and Omega-3 fats
- Collected, compiled and analyzed baseline data begun in FY
2004 for these fats and acids. The 2004 Health and Diet
Survey Supplement surveyed consumer awareness of fatty acids
(saturated, trans, and omega-3) and their knowledge of
the link between fatty acid consumption and risk for coronary
heart disease.
FDA Strategic Goal: Increasing Access to Innovative
Products and Technologies to Improve Health
Salmonella in Sprouts
- Evaluated a testing protocol for the recovery of Salmonella in sprout seeds. This work has now
been completed and this improvement has been recommended for
use as a pre-enrichment method to use with a
Salmonella culture method to isolate Salmonella
from alfalfa seed.
Dioxin Analysis Results/Exposure Estimates
-
Published on the CFSAN Web site "FDA Analysis of Food
and Feed for Dioxin-like Compounds (DLC)." This
analysis was completed as part of specific goals for FDA's
Dioxin Monitoring Program to obtain baseline data for DLC
levels in food and animal feed ingredients susceptible to DLC
contamination and to determine opportunities for DLC
reduction by identifying contamination sources that can be
eliminated or significantly reduced.
Peanut Protein Test Kits
- Initiated an Association of Official Analytical Chemist
(AOAC) interlab study for immunochemical peanut protein test
kits. CFSAN is working closely with AOAC International
to evaluate validation study test results conducted by the
European Standards Organization (CEN) test kits for the
detection of peanuts in food products.
FDA Strategic Goal: Improving Product Quality,
Safety, and Availability through Better Manufacturing and
Product Oversight
Food Facility Registration Final Rule
- Published in the Federal Register a final rule
entitled: Registration of Food Facilities Under the Public
Health Security and Bioterrorism Preparedness and Response
Act of 2002.
Establishment and Maintenance of Records Final Rule
-
Published in the Federal Register a final regulation entitled: "Establishment and Maintenance of Records Under the Public
Health Security and Bioterrorism Preparedness and Response Act of 2002." The final regulation requires the establishment and maintenance of records by persons who manufacture, process, pack, transport, distribute, receive, hold, or import food in the United States.
Establishment and Maintenance of Records Small Entity
Compliance Guide
- Published a Small Entity Compliance Guide as a booklet
entitled: "What You Need to Know About Establishment
and Maintenance of Records." This booklet
informs domestic persons in the U.S. who manufacture,
process, pack, transport, distribute, receive, hold or import
food for humans or animals, and foreign persons who transport
food in the U.S., about a final regulation that establishes
requirements regarding the establishment and maintenance of
records.
Administrative Detention Guidance to Industry
- Published guidance entitled: "What You Need to Know
About Administrative Detention of Foods."
This guidance informs food manufacturers, processors,
packers, transporters, importers and exporters about
expedited procedures for perishable foods, as well as
procedures describing how FDA will detain an article of food
and the process for appealing a detention order.
Furan Action Plan
- Issued
an Action Plan for Furan in Food. The action plan
outlines FDA's accomplishments, goals, and planned activities
on the finding of furan in food, and it will guide FDA's
activities on the issue of furan over the next several
years. Some animal data suggest that high levels of
furan exposure might have a carginogenic effect in humans,
but its true effect on humans at low levels is not known.
Furan in Food
- Published on the CFSAN Web site expanded exploratory data
on furan in food. FDA is now posting furan data that were
collected through November 18, 2004. Data are presented
in chronological order with data collected between June 10,
2004 and November 18, 2004. FDA is presenting these
data to inform the public of FDA's progress and to help
stimulate research into the formation of furan in food.
The results reflect furan levels detected in samples of
individual food products.
NACMCF Report on Ready-to-Eat Foods
- Published a report advising on the necessary scientific
parameters for establishing safety-based use-by-date labels
for refrigerated ready-to-eat foods to help reduce the
incidence of foodborne listeriosis. A copy of the
Report can be viewed at: http://www.fsis/usda.gov/ophs/nacmcf/2004/NACMCF.
House Report 108-193 of the Agriculture Rural Development,
Food and Drug Administration and Related Agencies 2005
Appropriations Language directed FDA to provide the
Appropriations Committee a copy of the report by the National
Advisory Committee on Microbiological Criteria for Foods
(NACMCF).
Acrylamide in Food
- Published on the CFSAN Website expanded exploratory data on
acrylamide in food. This is part of FDA's
continued efforts to investigate how acrylamide is formed in
food, seek to identify ways to reduce acrylamide levels, and
study the human health risk of consuming acrylamide in
food. Acrylamide can cause cancer in laboratory
animals at high doses, but it is not clear if it causes
cancer at much lower levels in food.
Seafood HACCP
- Completed an evaluation of program performance through the
sixth year, with an emphasis on identifying factors that may
be inhibiting improvements in compliance rates. Based
on FDA's historical compliance classification system,
approximately 91% of firms were in compliance through the
sixth year of the Seafood HACCP Program. This is a
significant increase over the 85% compliance rate of
2001.
Foods cGMPs
-
Published a report entitled: "Food cGMP Modernization
- A Focus On Food Safety." The report
summarizes the comments, both written and oral, that were
offered to the Agency in response to its Federal
Register notices and during three public meetings.
The report addresses the major opportunities for
modernization of the food cGMPs as suggested by the
respondents.
Guidance on Enforcement Discretion for Ozonation of
Juice
- Issued
guidance for industry entitled "Recommendations to
Processors of Apple Juice or Cider on the Use of Ozone for
Pathogen Reduction Purposes." This guidance
addresses the use of ozone to treat apple juice to meet the
pathogen reduction requirements of 21 CFR Part 120 "Hazard
Analysis and Critical Control Point (HACCP) Systems" (the
juice HACCP regulation) and 21 CFR 101.17(g) "Juices that
have not been specifically processed to prevent, reduce, or
eliminate the presence of pathogens" (the juice labeling
regulation). The guidance notes that FDA is currently
unaware of any validated treatments for juice using
ozone.
Final Rule for Arsenic in Bottled Water
-
Published in the Federal Register a final regulation for arsenic levels in bottled water. The final regulation requires manufacturers to monitor their finished bottled water products for arsenic at least once each year and to monitor their source water for arsenic as often as necessary, but at least once every year.
Final Generic "Channels of Trade" Guidance
- Published in the Federal Register guidance for
industry entitled "Channels of Trade Policy for
Commodities with Residues of Pesticide Chemicals for which
Tolerances have been Revoked, Suspended, or Modified by the
Environmental Protection Agency Pursuant to Dietary Risk
Considerations." This guidance presents
FDA's general policy for implementing the channels of
trade provision in the Federal Food, Drug, and Cosmetic Act,
as amended by the Food Quality Protection Act of 1996, for
food containing residues of pesticide chemicals, for which
tolerances have been revoked, suspended, or modified pursuant
to dietary risk considerations.
BSE
-
Published several amendments to a July 2004, interim final
rule on bovine spongiform encephalopathy (BSE) entitled
"Use of Materials Derived From Cattle in Human Food and
Cosmetics
- Amended
the interim final rule to allow use of the small intestine in
human food and cosmetics, provided that the distal ileum has
been removed. The amendments also clarify that milk and
milk products, hides and hide-derived products, and tallow
derivatives are not prohibited for use in human food and
cosmetics.
"Healthy"
-
Published in the Federal Register an amendment to the regulations
concerning the maximum sodium levels permitted for foods that bear the
implied nutrient content claim "healthy.'' The Agency is retaining the
currently effective, less restrictive, "irst-tier'' sodium level requirements
for all food categories, including individual foods (480 milligrams (mg))
and meals and main dishes (600 mg), and is dropping the ``second-tier''
(more restrictive) sodium level requirements for all food categories.
- Determined that requiring the more restrictive sodium levels
would likely inhibit the development of new "healthy'' food products
and risk substantially eliminating existing "healthy'' products from
the marketplace. After reviewing the comments and evaluating the data
from various sources, FDA has become convinced that retaining the higher
first-tier sodium level requirements for all food products bearing the
term ``healthy'' will encourage the manufacture of a greater number of
products that are consistent with dietary guidelines for a variety of
nutrients.
-
Revised the regulatory text of the ``healthy'' regulation to clarify
the scope and meaning of the regulation and to reformat the nutrient
content requirements for "healthy'' into a more readable set of tables,
consistent with the Presidential Memorandum instructing that regulations
be written in plain language.
Dietary Supplements: Strategy for the Further Implementation and Enforcement of the Dietary Supplement Health and Education Act of 1994 (DSHEA)
- Published in the Federal Register (69 FR 64957) the strategy for the further implementation of DSHEA. The strategy sets forth a series of specific, integrated research and regulatory measures, including guidance, regulations, and science-based compliance and enforcement mechanisms. By implementing these measures, CFSAN hopes to improve the transparency, predictability, and consistency of both its scientific evaluations of dietary supplement products and ingredient safety, and of its regulatory actions to protect consumers against unsafe dietary supplements and dietary supplements making unauthorized, false or misleading claims. CFSAN expects that this improved transparency will help engage stakeholders in developing further measures to implement DSHEA.
Dietary Supplement Labeling Guide
- Published on the CFSAN Web site guidance for industry entitled: "A Dietary Supplement Labeling Guide." This
guide was prepared to help assure that dietary supplements sold in the
U.S. are properly labeled. This guide applies to dietary supplements
produced domestically as well as those produced in foreign countries.
Alpha Hydroxy Acids Guidance
- Published in the Federal Register a guidance document
entitled: "Guidance for Industry: Labeling for
Topically Applied Cosmetic Products Containing Alpha Hydroxy
Acids as Ingredients." This guidance recommends
content for a labeling statement for cosmetic products
containing alpha hydroxy acids (AHAs) as
ingredients.
Report to Congress - Perchlorate Survey
FDA Strategic Goal: Transforming FDA Business
Operations, Systems, and Infrastructure to Support
FDA's Mission in the 21st Century
FALCPA Implementation
- Held approximately 20 meetings about
FALCPA with groups representing consumers, state and local regulators,
and various food industries.
Field Program Selected Accomplishments
The FDA promotes and protects the public health by
ensuring that the food supply is safe, sanitary, wholesome
and honestly and properly labeled; and, that cosmetic
products are safe and properly labeled. The Field
supports the Foods program through a variety of
activities. Examples of accomplishments and activities
appear below organized by strategic goal.
FDA Strategic Goal: Improving Product Quality,
Safety, and Availability through Better Manufacturing and
Product Oversight
Food Emergency Response Network (FERN)
- Currently, there are 123 laboratories representing 50 States
and Puerto Rico that have satisfactorily completed the FERN
Laboratory Qualification Checklist.
- Awarded
eight cooperative agreements to state laboratories to support
additional capacity for food analysis related to chemical
terrorism and to enhance state, local, and tribal food safety
and security efforts
- Participated in two FDA surveillance assignments, the Food
Security Surveillance Assignment and the Interstate Travel
Program Water Assignment.
- Issued
six proficiency test samples including one joint proficiency
test sample with CDC/LRN for microbiology laboratory testing
of Bacillus anthracis; three chemistry proficiency
test samples; and, two radiological proficiency test
samples.
- Conducted five FERN training courses.
Food Security Surveillance Assignment
- Collaboration with forty-four states and the Commonwealth
of Puerto Rico conducted a Food Security Surveillance Assignment
(FSSA) for six weeks. The primary goals of the FSSA
were to deter intentional contamination of the food supply
through heightened and targeted preventive activities at
various points in the food distribution chain and to exercise
the systems and networks for responding to a food related
emergency during a period of increased food security
risk.
Mobile Laboratories
- Took
possession of two completed mobile laboratories in April
2005: one for microbiological sample analysis; and, the
second for chemical sample analysis.
- Trained
30 FDA laboratory personnel havebeen in the mobile
laboratory platform.
- Ran a
test deployment of the mobile laboratories at NCTR to
demonstrate that analysts were able to set up the
laboratories ona location site and run sample analyses
using only the mobile laboratory facilities.
State Contracts, Grants and Partnership
Programs
- Awarded
contracts with state and local governments to perform food
safety, domestic seafood HACCP, and juice HACCP inspections.
ORA also implemented electronic State Access to FACTS (eSAF)
in 15 state food programs and conducted the associated
training for FDA and state personnel. Audits were completed
of all state food inspectors working under contract.
Pilot tested an audit program for contracts with New York
State.
- Awarded
Cooperative Agreement grants for Food Safety projects in 34
states; and, awarded new grants for Health Fraud prevention
projects in 11 states. ORA also provided Conference
Grants to six National Conferences, i.e., the Association of
Food and Drug Officials to provide for State and local agency
personnel to attend national meetings.
- Maintained and continued to develop new partnerships (e.g.,
seafood HACCP inspections) that have contributed to the
exchange of inspection and sampling data and have facilitated
the receipt of training and distribution of equipment to the
states.
FDA Strategic Goal: Enhancing Patient and Consumer
Protection and Empowering Them with Better Information about
Regulated Products
Ephedra-Containing Dietary Supplements
- Identified more than thirty internet and retail firms selling
banned ephedra products
- Conducted investigations to identify physical locations and
other information for regulatory action to uphold the ban on
ephedra containing products.
Foods
Program Activity Data (PAD)
|
PROGRAM WORKLOAD AND OUTPUTS
|
FY 2005 Actual
|
FY 2006 Estimate
|
FY 2007 Estimate
|
|
FOOD & COLOR ADDITIVE
PETITIONS*
|
|
|
|
|
Petitions Filed
|
7
|
12
|
25**
|
|
Petitions Reviewed **
|
14
|
12
|
10**
|
|
* Beginning in FY 2007, this program will include
petitions for food contact substances. We expect
the number of petitions received to increase in
subsequent years to at least 60-90 incoming petitions,
because of the elimination of the food contact
substance notification program..
**Number reviewed includes those approved,
withdrawn, or placed in abeyance because of
deficiencies during the FY.
|
| PREMARKET NOTIFICATIONS
FOR FOOD CONTACT SUBSTANCES** |
|
|
|
|
Notifications Received
|
88
|
110
|
0
|
|
Notifications Reviewed *
|
73
|
110**
|
0
|
|
* Number reviewed includes those that became
effective or were withdrawn.
** FDAMA established a notification
program for food additives that are food contact
substances (e.g. packaging materials). The number
of "notifications reviewed" appears to be the same, in
some instances, because under the provisions of this
notification, a food contact substance may be marketed
120 days after notification unless the agency
objects. Due to strategic re-deployment,
beginning in FY 2007, this program will be eliminated
and will result in the statutorily mandated safety
review for food contact substances having to be
submitted through the rulemaking process for food and
color additives.
|
|
INFANT FORMULA NOTIFICATIONS
|
|
|
|
|
Notifications Received *
|
21
|
30
|
35
|
|
Notifications Reviewed **
|
21
|
30
|
35
|
|
FDA Review Time
|
90 Days
|
90 Days
|
90 Days
|
|
* Number of submissions received in
current FY include some received late in the FY.
** Number of submissions reviewed
includes some submissions that were received in the
previous FY.
|
|
NEW DIETARY
INGREDIENT NOTIFICATIONS ***
|
|
|
|
|
Submissions Received a
|
66
|
75
|
83
|
|
Submissions Reviewed b
|
68
|
75
|
83
|
|
FDA Review Time
|
75 Days
|
75 Days
|
75 Days
|
|
*** A single notification may address one or more
new dietary ingredients. For example, FDA as
received at least 15 notifications that pertain to 2 up
to 16 new dietary ingredients in a single
notification
a Number of submissions received in
current FY includes some received late in the FY that
will be completed in the next FY when the due date
occurs.
b Number of submissions reviewed in the
current FY includes some submissions that were received
in the previous FY when the due date occurred in the
current FY.
|
|
FIELD FOODS PROGRAM OUTPUTS-DOMESTIC INSPECTIONS
|
FY 2005 Actual
|
FY2006 Estimate
|
FY2007 Estimate
|
|
Domestic Food Safety Program Inspections
|
4,573
|
3,400
|
3,400
|
|
Imported and Domestic Cheese Program Inspections
|
477
|
400
|
400
|
|
Domestic Low Acid Canned Foods/ Acidified
Foods Inspections
|
481
|
400
|
400
|
|
Domestic Fish & Fishery Products (HACCP)
Inspections
|
2,467
|
2,480
|
2,480
|
|
Import (Seafood Program Including HACCP)
Inspections
|
500
|
500
|
500
|
|
Juice HACCP Inspection Program (HACCP)
|
490
|
375
|
375
|
|
Interstate Travel Sanitation (ITS) Inspections
|
|