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DEPARTMENT OF HEALTH AND HUMAN SERVICES
FOOD AND DRUG ADMINISTRATION
Open Public Meeting
Human Bone Allograft: Manipulation and Homologous Use in Spine and Other Orthopedic Reconstruction and Repair
Wednesday, August 2, 2000
8: 30 a. m.
Masur Auditorium Building 10
NIH Clinical Center Bethesda, Maryland
PARTICIPANTS
Session 1 -Kathryn C. Zoon, Ph. D., Moderator
Panel Members:
Kathryn C. Zoon, Ph. D.
David W. Feigal, Jr., M. D., MPH
Ruth Solomon, M. D.
Antonio Pereira. M. D.
Martha A. Wells, MPH
Aric Kaiser, MS
Session 2 -David W. Feigel, Jr., M. D., MPH, Moderator
Panel Members:
Kathryn C. Zoon, Ph. D.
David W. Feigal, Jr., M. D., MPH
Jill Warner, Esq.
Celia Witten, Ph. D., M. D.
Aric Kaiser, MS
Antonio Pereira, M. D.
Session 3 -Celia Witten, Ph. D., M. D., Moderator
Panel Members:
Kathryn C. Zoon, Ph. D.
David W. Feigal, Jr., M. D., MPH
Steve Unger Esq.
Areta Kupchyk, Esq.
Celia Witten, Ph. D., M. D.
Sergio Gadaleta, Ph. D.
Martin Yahiro
Session 4 -Philip Noguchi, M. D., Moderator
Panel Members:
Kathryn C. Zoon, Ph. D. David W. Feigal, Jr., M. D., MPH
Philip Noguchi, M. D. Steve Unger, Esq.
Celia Witten, Ph. D., M. D. Ruth Solomon, M. D.
Sergio Gadaleta, Ph. D.
Martin Yahiro, M. D.
CONTENTS
Opening Remarks
Kathryn C. Zoon, Ph. D.
David W. Feigal, Jr. M. D., MPH
SESSION I -Background Information
Overview of the Proposed Approach to the Regulation of Human Cells and Tissues
Ruth Solomon, M. D., CBER
Overview of the History of FDA Regulation of Bone As a Tissue
Antonio Pereira, M. D., CBER
Overview of the History of FDA Regulation of Bone As a Device
Aric Kaiser, MS, CDRH
Overview of Relevant Comments to the Proposed Rules Dockets Concerning Regulation of Bone Products
Martha A. Wells, MPH, CBER
SESSION II -Professional Associations' Overview of Bone Processing and Clinical Uses in Orthopedic
and Neurosurgery and Public Discussion/ Comments
American Association of Tissue Banks
Richard Russo
American Association of Orthopedic Surgeons Uses of Bone in Orthopedic Surgery
Dr. Laurencin
Dr. Jaffe
American Association of Neurological Surgeons Bone Allograft in Neurosurgical Practice
Robert F. Heary, M. D.
AdvaMed
James Benson
Questions for FDA Panel
SESSION III -Public Discussion/ Comments
American Association of Orthopedic Surgeons Bone Allograft in Musculoskeletal Repair
Dr. Laurencin
Dr. Jaffe
American Association of Neurological Surgeons Neurosurgery's Perspective of FDA Concerns
Richard Fessler, M. D., Ph. D.
American Association of Tissue Banks
P. Robert Rigney, Jr.
Regeneration Technologies, Inc. Proposed Regulations of Bone Allograft
C. Randal Mills, Ph. D.
University of Florida Tissue Bank History of Minimally Manipulated Allograft Tissue
Frank Glowezewskie
Sulzer-Spine Tech
Daniel R. Mans
Hyman, Phelps & McNamara Legal Issues Posed by the Proposed Tissue Regulations and Risk-Based Criteria
Jennifer B. Davis
Questions from FDA Panel
SESSION IV -Public Discussion/ Comments (Continued)
Moist Moderate Heat MM Processing System for Homologous Structural Bone Allografts from Surgical Donors
John Block
Musculoskeletal Transplant Foundation Regulation of Allograft Tissue Forms
Victor Frankel, M. D., Ph. D.
Orthopedic Surgical Manufacturers Association OSMA Position on Regulation of Human Bone Allograft
Dr. Mark Citron
Hospital for Special Surgery - Weill Medical College of Cornell University
Surgical Benefits of Precision Pre-Cut Allograft Bone
Harvinder Sandhu, M. D.
Life Alaska Donor Allograft Usage
Jens Saakvitne
Spinal Patient Recipients of Allograft Tissues (Videotape played)
A Donor Dad and His Story
Stephen M. Oelrich
Donor Parent Testimonial Donor Family Input to Proposed Adoption of Donor
Christine Blackgoat
Questions from FDA Panel
Closing Remarks
Philip Noguchi, M. D.
PROCEEDINGS
DR. ZOON: Welcome to the Open Public Meeting on Human Bone Allografts. I just want to, one, thank everybody for attending this important open public meeting, especially on such short notice, as well as to also thank you for coming to Washington in the summer. That is very brave and we appreciate it.
I am Kathryn Zoon. I am the Director at the Center for Biologics. This workshop is co-hosted by the Center for Biologics and the Center for Devices and Rad Health, and Dr. David Feigal, the Center Director for CDRH, is here, as well, and will be speaking in a few moments.
This is an important meeting to the FDA because we are in the process of finalizing our proposed regulations on human cellular and tissue-based products, and to potentially develop guidance to assist with some of the more technical aspects in applying the definition of minimal manipulation and homologous uses as they relate to bone allografts. We certainly need the input from all of you to make sure that we do the very best job we can in providing guidance to the affected parties.
We have requested information from all our stakeholders today specifically on five questions that are listed on the overhead. I will just briefly review those.
The first is which processing procedures applied to human bone allograft fall within or outside of FDA's proposed definition of minimal manipulation. The second, which uses of human bone allograft fall within or outside FDA's proposed definition for homologous use.
What risks to health have been identified and characterized for human bone allograft products. What control have been identified to adequately address the risks to health of use of human bone allograft products.
What industry standards for bone allograft products are available, and what standards will be needed in the future.
FDA is here today to listen to you in order to understand how you see bone products fitting into the regulatory approach we have proposed. We are hoping to hear specific data and information which will assist us with this task.
We have not asked today for reiteration of
comments that have already been sent to the docket on the
two proposed regulations to date. We are currently
addressing these in the final regulations for
establishment, registration, and product listing and for
donor suitability.
Also, FDA is not here today to make decisions,
draw conclusion, or answer specific questions on issues
presented today. We are here today to listen and ask
questions of you to help clarify where to draw the line
between minimal manipulation and more than minimal
manipulation and between homologous use and
non-homologous use specifically for bone allografts.
A summary of the meeting will be prepared and be
available on our web site, along with the transcript of
this meeting. Additional comments can be submitted to
the docket through September 1st. We are looking forward
to hearing from you and then hopefully, this information
that you present today will be important in the future of
our guidances and regs.
Dr. Feigal is going to join us. David, we are happy that we could do this together with CDRH and we
really appreciate the joint cooperation and efforts in
putting this together.
David.
DR. FEIGAL: Good morning. We have an ambitious
schedule to get through today, so I am not going to make
very long remarks.
When I think about this area, I often remember
an anecdote, and I apologize. I have used this before,
so you may have heard it. But when I was a student, the
chairman of surgery was Robert Chase, who is a very noted
hand surgeon. In presenting cases to him, there was a
case presented from a medical school about 35 miles away
where a fire-fighter had lost his thumb. The standard
operation at that time would have been to swing the index
finger over and put the index finger in the thumb
position and then you have a three-fingered hand and a
very long thumb, and it's a quite functional hand.
But what they had done at the other medical
school was that they had transplanted, they had moved up
the toe, the great toe from the foot of this fire-fighter
up and used microsurgery techniques which were just beginning to flourish at that time, the first use of
microscopes for suturing of small structures, and they
had actually successfully moved his toe up to this hand.
So, that made a very ugly thumb. Dr. Chase was
asked to comment on this, and in part because the toe
actually has a lot to do with your balance, and
fire-fighters need to be quite mobile, and not being a
man of very many words, his comment to sum up the case
before he moved down to the next one was that, well, this
sounded like a triumph of technique over reason.
I think as we look at some of the things that
are new, some of the things that are on the forefront,
one of the challenges for us is to find that boundary
where we don't want to have a triumph of regulation over
reason, we recognize that these areas where there are
long-standing uses, long-standing practices, that we need
to find a way to blend the regulatory scheme into the
current practices, but also identify the new challenges
that are going to come along as techniques change, as new
things become possible, and we are all aware that we are
seeing an increasing growth in the whole area of hybrid
types of products that present multiple challenges.
So, we are here to listen. We welcome very much
your helping us with this area, and I look forward to
your comments.
Thanks very much.
SESSION I -BACKGROUND INFORMATION
Moderator: Kathryn C. Zoon, Ph. D.
Return to Table of Contents
Overview of the Proposed Approach to the Regulation of Human Cells and Tissues
DR. SOLOMON: Good morning. I am Ruth Solomon.
I am the Director of the Human Tissue Program in CBER. I
want to thank all of you for coming here today to help us
tackle this challenging topic.
I am going to be talking about the proposed
approach to the regulation of cellular and tissue-based
products which FDA published on February 28th, 1997. The
purpose of the proposed approach was to develop a
comprehensive approach to a wide spectrum of cell and
tissue products to protect the public health, but at the
same time to permit innovations without unnecessary
regulatory burdens. Therefore, the approach that we came
up with is a tiered, risk-based approach with products
having the least risk being the least regulated.
This umbrella approach included cells and
tissues that were already regulated by FDA, such as
musculoskeletal tissue, skin, and ocular tissue, which
were regulated since 1993 under 21 CFR 1270. Dr. Pereira
will be telling you more about this current regulation.
Also included were some products that are
currently regulated as medical devices, namely, human
heart valves and dura mater. In addition, under this
umbrella we propose to include somatic cell and gene
therapy products, manipulated bone marrow stem cells.
These are currently regulated as licensed biologic
products.
In addition, the umbrella would include
combination products which are already regulated under 21
CFR Part 3.
The umbrella approach would also include some
cells and tissues not currently FDA regulated, namely,
hematopoietic stem cells from peripheral blood and cord
blood and reproductive cells and tissue.
The umbrella approach did not include vascular
human organs because these are regulated by a different
federal agency, namely HRSA. They did not include whole blood, blood components, and blood derivatives, because
they have their own well worked-out regulatory mechanism.
It would not include secreted or extracted
products. It would not include minimally manipulated
bone marrow, which is also regulated currently by HRSA.
It would not include ancillary products used in the
manufacture of cells and tissues, and cells, tissues, and
organs from animals. These two last things have their
own regulatory framework being developed. It would also
not include in vitro diagnostic products.
When we worked to develop the proposed approach,
we discussed five concerns that FDA had regarding the
regulation of these products. They included transmission
of communicable disease, processing controls to prevent
contamination and preserve product integrity and
function, clinical safety and efficacy, promotional
claims and labeling, and how we could best monitor and
educate the industry.
Taking each concern and briefly showing you how
the approach is a tiered, risk-based approach, the first
being transmission of communicable disease, we propose
that if cells or tissues were used during a single surgical procedure, that is, they were not banked with
other cells and tissues, there would be no requirement
under this umbrella approach.
For autologous and reproductive cells and
tissues from sexually intimate partners, we would
recommend certain donor testing and screening procedures,
and for all others, cells and tissues from allogeneic
donors, we would require donor testing and screening.
The second concern was having control over
processing. Again, the tiered approach proposed that for
cells and tissues used in a single surgical procedure,
there would be no requirement under this framework. If a
product was regulated solely under Section 361 of the
Public Health Service Act --and I will have more to say
about that a little bit later --this is the section of
the Public Health Service Act which allows us to
promulgate regulations to prevent the transmission and
spread of communicable diseases.
If a product was regulated solely under Section
361, then, we were planning to propose good tissue
practices for such products and the good tissue practices
would be aimed at preventing contamination and preserving he integrity and function of the product.
If the product was more highly regulated under
the FD& C Act and/ or Section 351, which is the licensing
procedures of the PHS Act, these products would have to
follow GTP and the good manufacturing practice or quality
systems currently in effect for these products.
For clinical safety and efficacy, again, if a
product was regulated at the lower end of the spectrum,
that is under Section 361 of the Public Health Service
Act, there would be no submission to FDA, that is, no
premarket approval would be required.
However, if the product was regulated under the
FD& C Act and/ or the licensing provisions of the PHS Act,
then, a submission to FDA would be required, and that
could take the form of an IND or an IDE, if the studies
were investigational or a BLA or PMA or 510( k).
Of course, the submission would have to receive
approval before the product could go on the market.
Next, we were concerned about promotion and
labeling of a product, so again for products used in a
single surgical procedure, that is, not banked, there
would be no requirement. Products regulated solely under 361, FDA would not have to review the labeling, but we
would assume that the labeling was clear, accurate,
balanced, and non-misleading, and this would be
determined at the time of inspection.
If the product were regulated under the FD& C Act
and/ or the licensing provisions of the PHS Act, then,
labeling would be submitted to FDA along with the
application.
In order to implement, the proposed approach, we
envisioned setting forth three proposed rules, two of
which have already published -the establishment,
registration, and listing proposed rule, published on May
14th, 1998, and the second proposed rule, suitability
determination for donors of human cellular and
tissue-based products published on September 30th, 1999.
The docket for the second proposed rule was
reopened and recently closed again on July 17th.
The third proposed rule, current good tissue
practice, which would also include inspection and
enforcement provisions, has not yet published, but we are
working on it.
Just briefly to review the contents of these proposed rules, the establishment, registration, and
listing contained a purpose and scope, contained certain
definitions, set forth which establishments would be
regulated solely under Section 361.
It didn't at that time, but subsequently in the
donor suitability reg, we also developed criteria for
regulation under the FD& C Act and/ or Section 351 of the
Public Health Service Act, and also it describes
establishments not required to comply with the
requirements.
In the Definition Section, there are three
definitions that are particularly important for today's
discussion.
The first is the definition of the human
cellular or tissue-based product, which is the product
containing or consisting of human cells or tissues
intended for implantation, transplantation, infusion, or
transfer into a human recipient. Previously, I discussed
which cells and tissues would not fit under this
definition.
Another important definition that is going to be
helpful to us today is the definition of what we mean by homologous use. It is use for replacement or
supplementation and for structural tissue-based products
which are the ones we are going to be discussing today,
bone allograft, homologous use occurs when the tissue is
used for the same basic function that it fulfills in its
native state, in a location where such structural
function normally occurs.
We also had a second part of the definition for
cellular and non-structural tissue-based products which
is not pertinent for today's products that we are
discussing.
The next definition that we will want to explore
is the one for minimal manipulation. Again, for
structural tissue which we will be discussing today,
minimal manipulation means processing that does not alter
the original relevant characteristics of the tissue
relating to the tissue's utility for reconstruction,
repair, or replacement.
Again, there is a second part of the definition
for cells and non-structural tissue.
The establishment registration proposed rule set
out the criteria for regulation solely under Section 361 of the Public Health Service Act. That is, these
products would not require premarket approval or a
submission to FDA, but would have to adhere to donor
suitability and testing and the good tissue practices.
The criteria that would allow a product to fit
under this category are that the product is minimally
manipulated, is not promoted or labeled for any use other
than a homologous use, is not combined with, or modified
by, the addition of any component that is a drug or a
device, and either does not have a systemic effect or has
a systemic effect and is for autologous family-related
allogeneic or reproductive use.
Please note that a product must meet all four
criteria in order to come under this category of
regulations solely under Section 361.
We then described products that would be more
highly regulated, that is, they would come under the
regulation under the FD& C Act and/ or Section 351 of the
Public Health Service Act.
Such products, again to reiterate, would require
a premarket review and approval by FDA for clinical
safety and efficacy.
In order a product to be regulated under this
category, any of these criteria would apply. It is more
than minimally manipulated or it is promoted or labeled
for any use other than a homologous use, or it is
combined with or modified by the addition of any
component that is a drug or device, or it has a systemic
effect and is not for autologous, family related,
allogeneic or reproductive use.
Then, I thought I would briefly go over the
contents of the rest of the establishment registration
regulation and also the donor suitability and broadly for
the current good tissue practice proposed reg, which has
not yet published just to complete the picture, but these
points that I am making are again background, and are not
really key to what we are discussing today.
So, in addition to what I have already
mentioned, under the establishment registration, there
are procedures for when to register and list, how and
where to register and list the information that you are
required to submit on the form, then, a discussion of
amendments to your registration, assignment of a
registration number, and inspection of the registration and product list by other others.
The donor suitability proposed rule, which
published in September 1999, contains the following
points. There is what do we mean by determination of
donor suitability, what records do you have to keep about
donor suitability including records that have to
accompany the product, quarantine requirements until
donor suitability is determined, the disposition of a
product from a donor determined to be unsuitable, and
there are certain situations where FDA would not prohibit
the use of a product from an unsuitable donor provided
that certain controls were in place.
It discusses in detail donor screening for
particular relevant communicable diseases, donor testing
for particular relevant communicable diseases, and
certain exceptions where the donor screening and testing
are only recommended, but not require, but there need to
be certain labeling controls in place.
The current good tissue practice proposed rule,
which we will publish shortly, will contain a general
discussion of what do we mean by good tissue practice.
There will be a section on exemptions and alternatives.
The focus will be on having a quality program
and control upfront. There will be discussion of
organization and personnel, procedures, facilities,
environmental control, equipment, supplies and reagents,
process controls, changes in validation, labeling
controls, storage receipt and distribution, records,
tracking of the product, and complaint file.
In this last proposed rule, there will also be
additional requirements for reporting, labeling, and
claims, and there will be regulations that cover
inspections, imports, and enforcement activity, such as
orders.
Lastly, I would like to say a few words about
the Tissue Reference Group, also known as the TRG. The
TRG was established and actually had its first meeting in
March of 1997. It grew out of the proposed approach
where the concept of having a Tissue Reference Group was
first introduced.
The group consists of representatives from both
centers, from CBER and CDRH, and also there is a
representative from the ombudsman's office and an
executive secretary.
The purpose of the TRG is to provide a single
reference point for product-specific questions involving
jurisdiction, policy, or regulation. The TRG does not
make decisions per se, but rather makes recommendations
to the two centers who then consider the recommendations
and decide how to proceed.
The TRG can also make recommendations to the
ombudsman's office. That is the Office of the Chief
Mediator and Ombudsman. Some of the information that the
TRG reviews consists of proprietary information that
would not be available to the public. However, if the
decision affects a class of products, we are committed,
as explained in the proposed approach, to put forth a
guidance document or a revision of existing regulations
if that seems appropriate.
The TRG has an SOP and annually updates the
types of decisions it has made, and these are available
on the CBER external web site.
So, basically, I have given you an overview of
how we are proposing to regulate human cellular and
tissue-based products and now Dr. Antonio Pereira from
the Human Tissue Program will discuss what the current regulation consists of.
Return to Table of Contents
Overview of the History of FDA Regulation of Bone As a Tissue
DR. PEREIRA: Good morning. I am Antonio
Pereira. I am a practicing otolaryngologist, head and
neck surgeon, and also a medical officer at the Human
Tissue Program.
I would like to give you some historical
background of all the regulations that stand now and
where all the regulations that were proposed come from.
The first date is 1902, 100 years ago almost.
The Biologics Control Act that requires the purity and
safety of serums, vaccines, and similar products.
Then, in 1944, the Public Health Service Act
defined on Section 351 a biological product as any virus,
therapeutic serum, toxin, antitoxin or an analogous
product applicable to the prevention, treatment, or cure
of diseases or injuries of man.
On Section 361, it allows for regulations
necessary to prevent introduction, transmission or spread
of communicable diseases.
It goes further in 1972, regulations of biologics is transferred from the NIH to the FDA, and in
1987, the Center of Biologics, Evaluation, and Research
was created after a reorganization of CDER, the Center
for Drug Evaluation and Research.
So, CBER started to look on human tissue
regulation in the 1990s. There were reports to the CDC
about transmission of HIV through fresh frozen bone
transplant, and in 1991, there was a Public Health Work
Group recommended, federal development and publication of
standards or guidance under screening and testing, and
tracking procedures to prevent the transmission of
infectious disease.
Further on in 1993, there were reports of
importation of human tissue that was not properly
screened and tested for HIV and hepatitis, and there was
a Senate hearing on appropriate oversight on human tissue
banking. This was just a Committee on Regulation,
Business Opportunities, and Technology, a Committee of
Small Business. That was on October 15 of 1993.
Both the workshop and the Senate gave some
recommendations. First of all, persons involved in human
tissue banking advocated that legislation setting forth regulatory requirements for human tissue banking be
passed, and the Public Health Work Group recommended
federal agencies proceed as expeditiously as possible to
reduce the risks of transmission of infectious disease by
human tissue transplantation.
Then, on December 14, 1993, an interim rule was
published and was effective immediately. This rule
requires screening and testing for HIV, hepatitis B and
C, of all human tissue intended for transplantation, and
it was published under the authority of Section 361 for
the prevention of the spread of communicable disease.
This interim rule included conventional banked
tissue. This is like skin and bone, things were banked
on different tissue banks, excluded vascularized organs,
human male reproductive tissue, and bone marrow, and
excluded products regulated as drugs, biological, medical
devices. It was more focused on the prevention of the
transmission of disease.
The language that was published in the entry
rule, in the preamble, just stated that tissues that are
processed or stored, only ways to prevent transmission of
infectious disease and to preserve clinical usefulness will be covered by the regulation.
Tissues whose structural function or functional
characteristics that has not been changed through
processing or other techniques will be covered by the
regulation.
This rule was finalized on July 29, 1997, after
review of comments submitted to the docket in public
meetings and workshops. The final rule defined human
tissue as any tissue derived from a human body that is
intended for transplantation to another human for the
diagnosis, cure, mitigation, treatment, or prevention of
disease, and is recovered, processed, or stored or
distributed by methods that do not change tissue function
or characteristics.
So, as of today, the bone allograft fall within
the scope of the final rule in human tissue intended for
transplantation provided that they are not processed by
methods that change tissue function, are not regulated as
drugs, biologics, or devices, and are not combinations of
bone allograft with other products regulated as drug,
biologics, or devices.
After 1997, 1993, all this time we have been aware that technology advances, there are new things that
come in, so that, as Dr. Solomon stated, was the proposed
approach that was a tiered approach based on public
health risk, is a proposed approach still.
The degree of manipulation and homologous use
will determine the degree of regulation needed to assure
safety and efficacy of human bone and allograft products.
As I said, this proposal will assure our public
health concern, and this meeting will give you some
feedback in comments from the industry. We are looking
forward to a great discussion and to hear from you.
Thank you very much.
Now, you will hear the history from CDRH.
Return to Table of Contents
Overview of the History of FDA Regulation of Bone As a Device
MR. KAISER: Good morning. I am Aric Kaiser,
the current team leader for spinal and osteosynthesis
devices and a reviewer in the Orthopedic Devices Branch
in CDRH, and what I would like to do is briefly go over
the history of devices that we have seen in the
regulation of devices that have bone as a component.
Unlike what Antonio just mentioned, where the biologics regulation started almost a hundred years ago,
CDRH got into the business relatively recently. Devices
officially, from a regulatory standpoint, didn't exist
until May 28th, 1976, with the Medical Device Amendments
to the Food, Drug, and Cosmetic Act.
With those amendments came along the definition
of a device which didn't exist. As you can see, this is
part of a big, long regulatory definition, but the
important section is towards the end, where the aspect
that would differentiate a device from a biologic or a
drug product is that these types of products don't
achieve their intended purposes through chemical action,
and they are not dependent on their use as far as being
metabolized.
In CDRH, there are three groups that generally
tend to see these products. One is the Dental Devices
Branch, and the other two are the Orthopedic Devices
Branch and the Restorative Devices Branch.
From the dental point of view, there has been
generally two types of bone products that they typically
see, the freeze-dried bones in various shapes and sizes,
and also freeze-dried demineralized bone. These products tend to be used for filling defects and for
reconstruction.
As far as what they have seen from a regulatory
standpoint, certain of these products have been viewed as
pre-amendments with a recommendation that they be
reclassified to either Class II or Class III depending on
what the actual indication for use is.
An example of one of these products is the bio
called TBM Sponge, which is a freeze-dried bone in a
collagen sponge used to fill periodontal defects.
In the orthopedic and neurosurgery realm, we see
similar products to what the dental group sees with the
addition of the fresh-frozen bone. Again, these products
are used for filling defects and for reconstructions.
What we tend to see compared to the dental group
is that for the most part, the products that we would see
in orthopedics and in the restorative group are
post-amendments Class III devices meaning that they
weren't on the market prior to May 28th, 1976. There are
very new things. Examples would be the Norian SRS and
the Interpore Pro Osteon 500.
We also have recognized relatively recently that calcium sulphate is a pre-amendments device, the example
of this being the Osteoset pellets.
Some of you may remember that last summer there
was a proposal and then a cancellation of a panel meeting
to discuss a topic related to what we are here to talk
about today, and in the information that we had released
prior to the cancellation of that meeting, we were trying
to get a handle on the spectrum of bone products and
where things fell.
On the one end we were viewing certain bone
products as being nothing but tissue. On the other end
of the spectrum, you could view bone products as being
devices, and at somewhere in the middle, very undefined
zone, were things that had to be determined whether they
were devices of whether they were tissues, and this would
be dependent on how they were processed potentially, how
they were used.
The other thing that I want to bring up here is
that from the orthopedic standpoint, the way that we have
seen some products recently, is that you can make a
product from bone that's very similar to a product that
we traditionally see made out of a metal or a ceramic or a polymer, and the fact that it is made out of bone is
nothing more than a material change from the original
device.
An example of that is the Bonutti Research
Multitak. This is a soft tissue anchor made from
allograft cortical bone and except for the fact that it
is made from bone, it's identical to their previous
products that are made from metal or polymer, and so the
decision was made that this was simply a material change
and not a new entity that we needed to deal with in the
realm of the things we are talking about today.
Next, Martie Wells will come up and give you
some background on the dockets and the comments for the
proposals that have been published.
Return to Table of Contents
Overview of Relevant Comments to the Proposed Rules Dockets Concerning Regulation of Bone Products
MS. WELLS: Good morning. I am Martie Wells
from CBER. I have been acting as Project Manager for
what we call the Tissue Action Plan for the last few
years, which helps coordinate all of the initiatives that
we have been talking about today, as well as a couple
others concerning some guidance documents that we have been working on.
My job today is to give you a brief overview and
some general categories of the comments that we have
received to the docket of the two proposed rules which
Ruth has discussed for establishment registration and
donor suitability.
We are addressing comments to the docket having
to do with these definitions and some of the other
kick-up factors and will be addressing them in response
to the comments within the establishment registration
rule which we are currently in the process of finalizing.
Some of the general comments that we have
received concerning homologous use and minimal
manipulation include comments, such as the terms are
vague, they are subject to broad interpretation. Other
comments say they do not reflect clinical use of the
products.
There were questions on how the criteria for
these definitions would be applied as to what would be,
as we commonly say these days, "kicked-up" to 351 or
remain under 361 products for tissues.
Other comments were very explicit and said that these definitions should be eliminated. Others agreed
that the focus that we tried to explain for homologous
use is that the focus will be on promotion and labeling
rather than the intent of the practitioner.
We also received requests for more guidance on
how the definition will be applied, and that is one of
the reasons we are here today.
Other comments --and again I am pulling
together the comments we received to both dockets in a
more general fashion, and not trying to quantify them --
we received many comments concerning bone in general,
especially to the donor suitability regulation. Some of
these supported and some were against regulation of
allograft bone. Others were either against further
regulation or additional regulation concerning these
products.
Many of these didn't really specify as to what
they considered additional regulation as to whether they
were discussing the possibilities of RGPTs or they were
really referring to what was being proposed in the donor
suitability regulation.
Others claimed that publication and finalization of these regulations was interference with patient care.
It would interfere with the doctor-patient relationship
and with the practice of medicine.
Many others were either in support or let's say
many of them were against regulation of bone allograft as
medical devices.
It was very difficult. There were many comments
to the docket, many repetitive comments from orthopedic
surgeons, others in the clinical practice, that basically
referred to what they said that the regulation was
proposing that all bone products be medical devices,
which was not in the regulation, so it was very difficult
to understand what the actual issue of those comments
were.
Other supported or were against regulation bone
allograft as a medical device, they said, and were
specific in saying that mechanical shaping of bone is
minimal manipulation.
Other concerns with the regulation of bone per
se stated that these regulations, when they are final,
would curtail supply of bone products, they would
increase the cost without increased safety. They also stated that there was satisfaction with the industry
standards, the voluntary industry standards which were
being followed.
Others said that manipulation of bone by shaping
should not determine the level of regulation. They
quoted a long history of safe use. Many of these were
general comments and they didn't say specifically what
types of bones, whether these were the ones that we have
talked about before as far as being machined and shaped
for a specific purpose. There were one or two that said
that FDA lacks the authority to impose premarket approval
oversight on allograft bone.
There were again many comments which were
specific to the bone dowels that came into our donor
suitability docket. This was after the issues that Aric
just talked about and the proposed panel meeting that
came during this period.
Again, we had either support or comments against
regulatory evaluation of machined or formed allografts as
devices. We had support or non-support for regulation of
allograft for procedures requiring stabilization, i. e.,
and spinal fixation.
We had comments that said that the pre-machined
dowels are superior to those machined in the operating
room or they indicated that mechanical shaping again is
not more than minimal manipulation. So, this was
specific to bone dowels.
Other comments specific to bone dowels, again,
had a major problem with any type of regulation that
would be based on kick-up factors that were based on the
shape of the bone per se. Shaping of the bone by the
manufacturers should be regulated the same as shaping by
the surgeon.
Other claimed that the bone allograft, bone
dowels were superior to similar metal devices which had
now been approved by FDA. Other comments said that these
bone allografts should undergo the same degree of
regulation as is required by these metallic implants.
So, the conclusion that I was able to pull
together from these is, number one, that you can't
satisfy everyone, we have many conflicting views. One of
the reasons we are here is to try to get more
information, so that we can understand what those views
are.
It seemed as we read through a lot of the
comments, especially to the donor suitability, that a lot
of the comments there were based on misinformation which
was spread by certain interested parties, certain
information, as I mentioned before, that these
regulations would regulate all bone allografts as
devices, and there were also those that said that we were
going to be interfering in what surgeons do in the
surgical suite.
So, the conclusion another reason that we are
here, we need more information on bone allografts and
their clinical uses. We would like some assistance in
clarification of the definitions, and we would also like
suggestions and some information that we could possibly
use for technical guidance in the future to help us and
help you to understand what our intent is as far as where
we would kick up some of these products or whether we
would or we would not.
So, thank you. I would just like a quick
opportunity to thank those that helped organize this
meeting including Ruth Solomon and Aric Kaiser, and from
our Chief Counsel Office, Areta Kupchyk, and especially to Cathy Eberhart, who has done all the administrative
details in getting this meeting together in a very short
period of time. So, thank you.
Kathy.
DR. ZOON: Thank you, Martie. Again, my thanks
to all who put this meeting together and particularly for
the excellent presentations that we have heard this
morning, so thank you to all the speakers.
We are ahead of schedule, but perhaps before we
break, there might be a few minutes or an opportunity for
questions to clarify any points made by the speakers.
So, if there is anyone who would like to ask
some of our speakers for clarification of any of the
points they made, please, this is your opportunity to do
so. We would love to hear from you. So, don't be shy.
Return to Table of Contents
MR. RUSSO: I am Richard Russo speaking from
AATB Governmental Affairs. This question is directed to
Aric Kaiser.
With regard to your deliberations about what
types of bone products, bone tissue-based products might
fit the category of devices, were these deliberations
part of a record that we could look at to understand the type of thinking that you were considering, or is that
type of thinking more or less so historical, it really
doesn't have relevance to today's conversation?
MR. KAISER: It is historical in the sense that
it happened about a year ago, and it would certainly have
some relevance because the things that were talked about
internally and that we also got public comments on do
relate to what we are talking about today.
So, as far as getting some information,
certainly there is things that were sent in as comments
to us related to that canceled meeting that could be
requested, but other than that, there isn't anything
official.
MR. RUSSO: Would it be possible to write for
the informal comments or notes that you had, just so that
we could be better informed?
I think one of underlying difficulties in our
dialogue today has been the assumption and presumption
and misinterpretation of what has been proposed by the
agency or thought by the agency, and it would be help for
clarification, I think.
MR. KAISER: I would say that most of the comments that we got in relation to the canceled meeting
are the same types of comments that have already been
submitted to the docket for the proposed regulation. So,
if you have got those comments or want to get to those
comments, it is the same type of information that we had
in response to the meeting that wasn't held last summer.
MR. RUSSO: Thank you.
DR. ZOON: The dockets, you obviously have
access to the dockets to see that. Clearly, that would
be something that could be shared.
DR. KITCHEL: I am Scott Kitchel. I am an
orthopedic surgeon from Oregon.
I am wondering if there has been a working
definition established for the two terms "homologous use"
and "minimal manipulation," that we are using as a
starting point or if that is still just a completely open
question and that is what you are here for today is to
try to gain some understanding as to how you are going to
pin those terms down.
DR. ZOON: Right. In Dr. Solomon's
presentation, she presented the definition of homologous
and non-homologous. Ruth, if you would like to reiterate those or if you would like to show those again, we can do
that, but again, part of the discussion here today is to
even with making definitions, there is still a gray area,
and I guess part of that is trying to set boundaries.
So, I will ask Ruth maybe just to review that to make
sure everybody is clear on that.
Ruth.
DR. SOLOMON: As I mentioned in my talk, the
definitions that we are using were set up the
establishment registration proposed rule, and those are
the ones that we are still working with, and they include
1271.3( d) homologous use, which was divided into two
parts, one for structural tissue, which we are talking
about today, and the other for cells and non-structural
tissue.
So, homologous use means the use of the human
cell or tissue for replacement or supplementation and for
structural tissue occurs when the tissue is used for the
same basic function that it fulfills in its native state.
For minimal manipulation, again, it was a
two-part definition, but we are particularly focused on
the first of the two parts. So, minimal manipulation means for structural tissue, processing that does not
alter the original relevant characteristics of the tissue
relating to the tissue's utility for reconstruction,
repair, or replacement.
I would just like to mention that the definition
of human tissue for transplantation that Dr. Pereira
shared with you, that is, in the final rule, basically,
it is meant to cover these same two ideas.
The definition in the final rule says that human
tissue, it cannot be considered a human tissue if you
change --here we use the word "alter" --but if you
change tissue function or characteristics, in other
words, if you recover, process, store, or distribute a
tissue by methods that change tissue function or
characteristics, then, you are no longer considered a
human tissue.
So, today, we should look at how the bone
allografts fit under both the definition in the final
rule of the human tissue and the proposed criteria put
forth in the establishment registration proposed rule for
when a human cellular and tissue-based product can be
regulated solely under 361 as a tissue.
DR. ZOON: Thank you very much, Ruth.
Please.
DR. FRANKEL: I am Victor Frankel. I am an
orthopedic surgeon in New York and a member of the board
of the Musculoskeletal Transplant Foundation.
Has the Orthopedic Panel had a chance to discuss
these matters, and if so, what conclusions have the
Orthopedic Devices Panel come to?
MR. KAISER: They haven't. That was actually
going to be the meeting from last summer.
DR. ZOON: Please.
MR. BLOCK: My name is John Block from Telos. I
have a question about what is up on the overhead now with
regard to minimal manipulation and processing.
What is the purpose of the processing? I mean
are we talking about microorganism inactivation, bacteria
or viruses, or preservation, and when is that required or
recommended?
DR. ZOON: Ruth, do you want to comment on that, please?
DR. SOLOMON: Sure. Processing is not required
or recommended. It is just part of the definition of how we would view a product as a tissue versus as not a
tissue. In other words, the interim rule, as Dr. Pereira
explained, and the final rule, both tried to get across
the idea that if you process solely to prevent infectious
disease, contamination and cross-contamination, or to
preserve the tissue, so that it can be utilized, it can
meet its function.
If you do those two things, then, we consider
that minimal manipulation and you come under the
definition of a human tissue under the final rule and of
the 361 product under the proposed approach. In other
words, you are processing so as not to change the
relevant characteristics of the tissue.
As I said, under the interim and final rule,
this was focused on preventing contamination, preventing
of disease transmission, and preserving the tissue.
DR. ZOON: Yes. If you could take the mike and
identify yourself, please. You can come up here if you
wish too, whichever is easiest.
MR. BARGANSKI: Simon Barganski [ph] at
Allosource.
I have a question about the word "location" in the homologous use definition. As you know, most
traditional bone allograft products are used in
recipients in other locations from where they are taken
at the time of donation.
I wonder if you could elaborate a little bit on
when you say "location," whether you mean direct,
one-for-one use of a donor tissue in an analogous site in
a recipient.
DR. ZOON: Ruth.
DR. SOLOMON: Yes, that is what we had in mind
in a location where such structural function normally
occurs. When we are talking about the spine, our
interpretation --and we are here today to hear your
interpretation --our interpretation was that if you took
bone, let's say from a long bone, and used it in the disc
space where bone does not normally appear, the disc is
quite a different material than bone, it is a soft
material, and if you used the bone in the disc space for
the purpose of connecting two vertebrae as in a spinal
fusion, that would not be considered a location where the
structural function of bone normally occurred.
Now, again, we are here to discuss that, but that was the initial thinking that went into --it was
discussed at the Tissue Reference Group, and those were
some of our initial thoughts. Again, we are here today
to hear your interpretation.
MR. BARGANSKI: May I just have a follow-up on
this?
DR. ZOON: Is it a clarification?
MR. BARGANSKI: A clarification. In using your
example, then, a device, say, that might be regulated in
that particular indication as a Class III device because
of its use, you are making a distinction and saying in
the case of this tissue, because it is being used in a
different location other than what is normally present in
a pathologic condition --
DR. SOLOMON: Right, in the donor.
MR. BARGANSKI: So, that is the distinction you
are making rather than a distinction that you would make
how to classify a device, be it a Class I, II, or III
device.
DR. SOLOMON: Right. That is quite a different
--what we are talking about today is, as Aric mentioned,
along the spectrum from being solely a tissue regulated under Section 361, where a premarket application would
not be required, that is one end of the spectrum, to the
other end of the spectrum where you would be considered a
medical device and have to submit an application.
What we are trying to do is find that bright
line which may not be that obvious as to where we could
distinguish between those products that would fall on
this side, toward the tissue side, and those that would
fall toward the device side, and what can we use to draw
that line in the sand, so to speak.
So, that is really what this meeting is about,
not so much of once you have determined that it is a
device, whether it is a Class I, II or III, we will not
be talking about that today.
MR. KAISER: That is actually a second question,
the first one being are you a device or are you a tissue,
and then if you are determined to be a device, you then
enter a whole other realm of questions of where do you
fall in the regulation of devices, I, II, or III.
QUESTION: I have a question. How do you
classify, for example, umbilical vein if you don't have
the possibility to transfer to the umbilical cord, you know, you are taking a vein from a tissue which appears
only in the pregnancy, and then you transfer into a body,
how would you match with the situation here?
DR. ZOON: Can I just say that the focus of this
particular workshop is on bone allografts, and we would
be happy to talk about other issues, but I think for
right now if we could keep the focus on the question on
the topic.
If one of the panel members wishes to discuss
this, that is fine.
Please.
MR. STROBEL: Bruce Strobel of the
Musculoskeletal Transplant Foundation. A follow-up to
Simon Barganski's question.
The most commonly used tissue in the country by
far, by any tissue bank in the country, is cancellous
chips, and cancellous chips are sort of the standard of
all tissues. Cancellous chips come from primarily the
femoral head and the condyles, and that is where tissues
are recovered, tissues are processed to product
cancellous chips.
Cancellous chips are not used I would say probably 99.-something percent of the time, they are not
used in the femoral head or in the condyles in their
application. They are used many other places throughout
the body.
So, if you take a strict interpretation of
tissues being used for the same basic function that it
fulfills in its native state, in a location where
structural function normally occurs, I would venture to
say that 90 percent, 80 to 90 percent of tissues that are
distributed by tissue banks today, and have been for
years, would not qualify as a tissue under that
definition.
Any comments?
DR. SOLOMON: You are taking the most strict
interpretation. I don't think we meant to be quite that
strict. In other words, when you are taking the
cancellous chips, are you not putting them into a
location where bone normally sits? In other words, bone
to bone. It doesn't have to be the same bone, but bone
from a donor going into a location in the recipient where
bone normally is found is what we had in mind by that.
MR. STROBEL: Right. But different types of bone for different types of function, if you look at the
fusion referred to earlier, where putting bone where a
disc is, that is the intended purpose. You are not
trying to replace a disc, you are trying to fuse two bony
segments.
So, that is the intended purpose, that always
has been the purpose. You are not trying to replace a
disc with a bone. So, in that sense, you have a question
of is that the same function, the same location. You are
not again replacing a disc, you are fusing bone, and that
is the purpose of the bone, and has historically been the
purpose of bone.
DR. ZOON: If I could just say that we are very
anxious during the day to listen to a number of these
discussions. The purpose of this session was really just
to clarify the best we can, not to make definitions,
because we are really here to listen and hear where the
interpretation in some of the lines should be.
So, just for the sake of moving on. One last
question for clarification?
MR. SANDHU: I am Harvinder Sandhu from New York
at Cornell Medical Center. I wanted to follow up on that last statement.
I think it is a very important point that he
raises, and I am still confused with the definition. One
of the common uses for cancellous bone is not for bone
repair, but for fusion of wrists, ankles, knee disorders,
and so on.
Also, cancellous bone is often used for cortical
disruption. So, I am still not sure on how we are
applying that definition to these applications.
DR. ZOON: Thank you for raising that. I think
part of the discussion today, if people could comment and
continue to give input in that consideration, it would be
very valuable.
What I would like to do, because of the time
frame, and I know for those of you who would like to get
a cup of coffee, it takes longer than 15 minutes in this
places. So, I would ask that we break now and then
reconvene at 10: 05 for Session II.
Thank you very much and we appreciate the input.
I would like to thank the speakers this morning.
Thank you very much.
[Recess.]
SESSION II
Professional Associations' Overview of Bone Processing and Clinical Uses in Orthopedic Surgery and Neurosurgery and Public Discussion/ Comments
Moderator: David W. Feigal, Jr., M. D., MPH
DR. FEIGAL: Let's start our second session. It
is pretty unusual to have a meeting that is still running
on time at this point in time, and not hopelessly behind.
One announcement that I have been asked to make,
as you may now, the Center for Devices and Radiologic
Health regulate cell phones, and there has been quite a
bit of controversy about that. One of the things we
can't do is tell you not to use them, but actually we are
going to tell you not to use them anyway in the
auditorium because it is a little bit distracting.
Let's begin the second session without further
ado. Our first speaker this morning will be Richard
Russo from the American Association of Tissue Banks.
American Association of Tissue Banks
MR. RUSSO: Thank you.
I have been asked to speak about current methods
of bone processing. This does not address issues
specifically of homologous use or minimal manipulation,
but instead was intended to set out the general practices
currently in use by tissue banks in general and
specifically those that are accredited by the American
Association of Tissue Banks.
So, the purpose of this overview is to quickly
outline the general technical approaches for the
processing of allogeneic bone and then to identify more
concretely the specific methodologies currently in use by
tissue banks accredited by the AATB.
It is not intended to be an exhaustive
itemization of the methods and technologies in use as
that would require more time and somewhat of a different
format than we have available to us.
Tissue banks generally employ a method that
utilizes a disinfection and cleaning process that is
merged with the physical cutting and shaping, sizing, and
other physical preparations of bone, so we have
essentially two broad lines of activity going on at the
same time.
After the issue is initially cleaned and/ or
debrided with operations, such as high-pressure water
debridement or manual scraping and cutting, the bone
tissue passes through processing steps, such as washing,
soaking, sonication, rinsing, and/ or the pressurized flow
of water and other agents to progressively remove and
control bioburden and to remove physical components, such
as residual soft tissue, cells, blood, bone marrow, and
lipids.
Concurrent with or after this progressive
disinfection and purging, the physical alteration of the
tissue to shape, size the tissue, or to modify the
surface of the graft is performed.
Techniques, such as cutting, sawing, grinding,
milling, drilling, lathing, and other similar activities
are performed to ready the graft for use as requested
directly or indirectly by the surgeons.
As a parenthetical note, I should add that
typically, tissue banks have specifications to which they
produce these grafts, and they have developed them in
response to requests for surgeons.
Sometimes after this primary processing has been completed, additional processing, such as complete or
partial demineralization is performed to further modify
and/ or refine the physical characteristics of the tissue.
This type of secondary tissue processing is
performed by over half of the AATB-accredited tissue
banks that process bone tissue, and the specific
techniques used in this type of processing, as well as
the final specifications for these grafts varies somewhat
among tissue banks. Inactive excipients are occasionally
also added by some tissue banks to improve the handling
of physical characteristics of these tissues.
These tissue processing activities generally
take place in a controlled environment, such as a clean
room or under a laminar flow hood. Tissue banks often
utilize isolation or other techniques adapted from
aseptic processing approaches used in the production of
other types of medical products to the extent that these
techniques are feasible and useful.
Tissue banks may or may not subject these grafts
to terminal sterilization methods to achieve sterility.
As can be seen from the above comments, it will
be even more clear in the following comments, there is a spectrum of approaches and basic methods used in the
processing of bone tissue. FDA should be aware that in
some cases, individual tissue banks use more than one
method.
For example, in the issue of sterility, they can
use terminal sterilization with irradiation or with
ethylene oxide or don't perform terminal sterilization.
These practices reflect the customer base of the
individual tissue banks, such as surgeons, who may have a
distinct view on the type of processing that they wish
employed on the tissue grafts that they implant.
Now, to talk about some specific methodologies
currently in use. There are at least six basic
methodologies currently used to preserve and/ or ready
allogeneic bone tissues for clinical or surgical use.
These are freezing, cryopreservation,
lyophilization, air-drying, full demineralization, and
partial or surface demineralization. There exists a
variation of techniques and specifications within the
tissue bank community for each one of these basic
methodologies.
Tissue banks use both manual and power tools and instruments to shape or size tissue grafts or to
otherwise modify the surface or another physical
characteristic of the bone tissue. The power tools and
instruments can be hand-held or they can be table-or
bench-mounted or floor-mounted. These can be drills and
saws and lathes and similar equipment.
Sometimes hand-held power tools, essentially
those used in orthopedic surgical procedures are fixed
with table or set in a fixture to allow the bone tissue
to be held and manipulated by an operator and subject to
an in-place tool.
High-pressure water systems or wash systems
rather are often used to debride tissue either as an
alternative or supplement to other physical processing.
Sonication and pressure-wash systems, positive and/ or
negative pressure systems are used to clean or treat the
internal spaces of bone tissue.
Tissue banks use a variety of cleaning, wetting,
and disinfecting fluids to process bone tissues. These
include water, saline, surfactants, alcohols, including
ethanol and grain alcohol, acetone, antibiotics, iodine
preparations, hydrogen peroxide, hydrochloric acid.
The water utilized can range from simple tap
water to treated water including water that is labeled
for, or meets the specifications for, water for
injection. Excipients, such as glycerol, are sometimes
used to modify the physical characteristics of the
tissue.
Many tissue banks utilized modified or adapted
aseptic approach to processing tissue in which sterile
grafts are produced without the use of terminal
sterilization, and terminal sterilization is also widely
used. For this purpose, tissue banks utilize gamma
irradiation, electron beam, and ethylene oxide gas to
perform the terminal sterilization.
I should note that irradiation treatment is also
sometimes used as a conditioning step prior to processing
to control the bioburden of incoming bone tissue
especially when no terminal sterilization process is
used.
Tissue processing technicians are typically
isolated or gowned. This isolation or gowning technique
is sometimes as complete as it is for workers in standard
clean room environments. In other situations, it is more similar to what is found typically in an operating room
environment.
The hard surfaces on which bone tissue is placed
during processing are either draped or undraped according
to the cleaning validations and procedures of the
individual tissue banks or to the AATB-published norms.
Finally, I can mention the fact that if we view
processing as a whole, tissue banks use a variety of
different packaging systems, and they although directly
germane, these include bottling, pouching systems,
single, double and triple, wraps and tray systems.
So, that provides you with an overview quickly
to what is being done with bone allografts today by the
tissue banks in the United States.
DR. FEIGAL: Our next presentation will be by
Dr. Laurencin and Dr. Jaffe from the American Association
of Orthopaedic Surgeons.
Return to Table of Contents
American Association of Orthopedic Surgeons
DR. LAURENCIN: Good morning. This is a
two-part presentation. Our first part is this morning,
and we will be giving another part this afternoon. This
morning, our charge has been to discuss allograft bone and orthopedic surgery, and give an overview of uses.
May I have the first slide, please.
This morning, we will just be talking about some
of the uses in terms of allograft bone in orthopedic
surgery. In the afternoon, we will get into a little bit
more of the controversial areas in terms of definitions
regarding minimal manipulation and homologous use.
Just in the way of background, I am a practicing
orthopedic surgeon mainly focusing in areas of the
shoulder and knee. I am Clinical Professor of Orthopedic
Surgery at MCP Hahnemann Medical School and Professor of
Chemical Engineering at Drexel University.
I have research interests which include bone
regeneration and replacement. I have had some experience
with working with the Food and Drug Administration with
the Orthopedic Device Panel, and I am very privileged to
be able to speak in conjunction with the American Academy
of Orthopedic Surgeons.
When we think of autografts in general, we think
about autogenous bone mainly from iliac crest. It really
is the gold standard by which we compare other materials.
It has an 80 to 90 percent healing rate. It is osteo-conductive, which means that it's a scaffold for
regeneration. It is osteoinductive, containing a number
of growth factors including bone morphogenetic proteins.
It is osteogenic, containing bone-forming cells,
and osteointegrative meaning it can form a stable bond,
and it is biomechanically stable as it has reinforcing
properties, and again, it is the gold standard in terms
of for bone repair.
But, of course, these are limitations that
autografts have, and these are donor site morbidity,
which is pain at the donor site, and this can be actually
quite significant. Infection can also be a problem in
terms of these donor sites, and it is interesting, over
the last 50 years, that the reported complication rate of
about 15 to 20 percent really hasn't changed in terms of
pain and infection at the donor site.
There is also a limited supply in terms of
graft. There is only a certain amount of graft that you
can removed from a patient, and is especially a problem
in terms of children. Also, there are issues of bone
quality depending upon the patient's premorbid types of
conditions.
Allografts are tissues donated usually from
cadavers. They are stored and processed in most cases in
tissue banks and available in several forms.
As a matter of history, the first successful
case of allograft transplantation was in 1878 by Macewen.
Numerous reports in the literature followed over the next
20 to 30 years. In 1929, a paper on spinal fusion came
out by Albee, and from there a number of papers have
actually focused on the use of allograft bone in spinal
fusion.
Shaped bone blocks for use in spinal fusion were
reported by Briggs and Milligan in 1944, and there have
been a number of papers that have come to the fore since
then with the use of more shaped devices.
When we describe allografts, we can describe
them in many different ways. One way is by type. We can
talk about their being massive cortical structural
osteoarticular, they can be cancellous, or they can be
demineralized.
If we look at the uses of these allograft
devices, we think about fracture care, spine, sports
medicine, total joint replacement, and also tumors. My colleague, Dr. Jaffe, will be giving case presentations
on these areas.
In the areas of fracture care, we have 6.2
million fractures in the United States each year, and
approximately 500,000 bone grafting procedures are
performed annually.
The majority of these are autografts, but
approximately 150,000 of these are allografts, and this
number is actually shifting where the numbers of
allografts are actually increasing. The cost per graft
is approximately 5,000, so there is a $2.5 billion health
care cost that is involved.
When we think about the area of the spine,
traditionally, it has had a number of applications in
terms of autograft. Over the years, pre-shaped bone
products have come to the fore. The pre-shaped bone
products allows precision in design of implants. It
obviates the back table approach in terms of shaping
implants in the operating room theater, which cuts down
operating room time, and a number of studies have
demonstrated improved patient outcome probably because of
the combination of the approaches, a combination of the reasons that we have talked about above.
In sports medicine, it has been traditionally
used as part of reconstructive implants. The bone,
tendon-bone allograft used for ACL reconstruction is a
paradigm for that. There is a proven record of clinical
efficacy in that area.
There are new generation of implants that are
coming to the fore as shaped and preprocessed for use in
such areas as interfering screws and other implants, and
much of these areas are what we are going to be debating
today.
I would like to turn the talk over to Kenneth
Jaffe.
DR. JAFFE: Thank you, Cato.
What I would like to do today is to show you a
little bit about my clinical practice. I am an
orthopedic surgeon at the University of Alabama in
Birmingham. My areas of interest are in orthopedic
oncology and adult reconstruction.
So, the use of allografts is one of my main
tools in my armamentarium of devices or structures,
tissue, however you would like to classify that today, and I would like to go through some of the cases that I
have done.
Areas that we use bone allograft is in tumor
reconstruction after we remove a diseased segment of bone
that may have some sort of neoplasm whether it be in
failed total joints, and it is especially useful in
revision of total joints after you see osteolysis in the
bone and there is no bone to really hook up new devices.
We use it in traumatic situations, congenital
deformities, and in spine fusions.
This is a defect that we see in the distal femur
in which you have an osteochondral defect. One of the
ways that we can rebuild that defect is with an
osteochondral allograft. In this situation, what we
would want to use is possibly a fresh allograft because
of the preservation of the articular cartilage. This is
the same defect with that osteochondral allograft, and in
this situation, there is not a whole lot of good
alternatives.
Other areas in total joint reconstruction, if
someone has a congenital abnormality and which we don't
have an acetabular socket big enough to put a prosthetic device in, and in revision surgery, this is a lady who
had had four total hip arthroplasties, now her acetabular
component is up in her spine. She has no proximal femur.
This is what I did rebuilding her bone in her
acetabulum here. Here is a proximal femoral replacement.
What we do is we can take bone. This is a femur right
here. It is not used in its normal location, but I have
bolted it to the iliac wing and then put in a acetabular
component.
This is her walking with a cane, and she is
quite able to do her activities of her daily living.
Other areas that we look at rebuilding bone is
from traumatic defects, whether it be bone loss from the
fracture, such as in this situation in which we do not
have enough autograft to rebuild it. It involves the
articular surface. Whether it be another situation in
which it is a smaller injury, just involving the
articular surface, or even in massive bone loss, this
person was riding with his arm outside a window and hit a
mailbox, this is an example of a distal humoral
osteoarticular allograft, which it did include the whole
joint, and the guy is playing golf again. He probably has a little higher handicap than some of us here who get
to play more often.
Other areas that I am more interested in is in
tumor reconstruction. We can use bone allograft to pack
bone defects or even to reconstruct large segments as we
do in trauma situations.
This is a unicameral cyst in the proximal femur.
You see on the MRI the cystic changes. Here, we have a
fibular cortical allograft, and this is demineralized
bone matrix placed in here, as well as another fibular
cortical allograft there, and this patient is functioning
quite well.
This is a patient who I saw in fact yesterday,
who had a resection of a distal femoral osteosarcoma, and
this is his osteoarticular allograft at the end of his
femur, and this is him able to bend down and to stand on
that leg.
So, I have been able to salvage his leg instead
of doing the time-honored procedure of an amputation.
This is another patient with chondrosarcoma of
the proximal humerus. This is the resected specimen.
This is the large, massive bone allograft. This is putting it into place. This is his function post-op.
In spinal surgery, and which you will hear more
to day, it is used as a structural support and also to
enhance fusions. This is a person with a lumbar
compression fracture. You can see the bone in the canal,
the massive destruction.
This is a fibula strut along with a plate in
there to rebuild the spine, so it enhances the fusion and
it also adds structural support.
So, these are some of the uses that I wanted to
share with you about what we do as the end user of
allografts and to give you an idea of what we are talking
about from a clinical setting.
Thank you.
DR. FEIGAL: Thank you very much.
Our next speaker will be Robert Heary from the
American Association of Neurological Surgeons.
Return to Table of Contents
American Association of Neurological Surgeons Bone Allograft in Neurosurgical Practice
DR. HEARY: Good morning. I would like to thank the American Association of Neurological Surgeons for the
opportunity to come here and speak to this group today.
What they have asked me to speak about would be
the uses of allograft bone in neurosurgical practice, and
what this basically comes down to is where we use it in
spine surgery.
A point that I would like to clarify from
listening earlier today is uniformly in spine surgery,
every time we use allografts as a neurosurgeon, we are
connecting two pieces of bone, one above to one below,
spanning a place where at least a single intervertebral
disc was located.
As such, there would never be a point that we
would put bone in a place of bone in an isolated fashion.
It will always be spanning a motion segment with the goal
of that to be trying to obtain a fusion.
I would like to touch on some of the uses and
importance of allograft bone, as well as the safety and
some conclusions that can be drawn.
It is estimated that there are currently over a
quarter of a million spinal surgical procedures performed
yearly in the United States where allograft bone is utilized. In addition, there are greater than 200
peer-reviewed articles specifically describing the use of
allograft bone in spine surgery over the past three
decades.
We use allograft bone as a general rule to
provide structural support. In addition, this can be
augmenting or replacing autograft bone. Autograft bone
has previously been mentioned. It typically is bone
taken from the iliac crest although it can be taken from
the lower portion of the leg in the fibula as well, but
oftentimes there is a limitation in the amount of
autograft bone that you can take from the patient
themself, as well as whenever you take autograft bone it
requires a separate incision being made in the patient
with the attendant morbidity that can occur as a result
of a second operation on the same patient.
The different types of bone we use are either
cortical bone or cancellous bone. The cortical bone
advantages are that it is rigid and provides immediate
structural support when placed into the spine.
In addition, cancellous bone can be utilized,
which allows for a trellis or lattice-like network that will be allowing bone to grow through this area, and that
may be used either anteriorly or, more often,
posteriorly.
Allograft bone incorporates by a total of five
stages. These are the same five stages that autograft
bone needs to go through when a fusion is to occur.
Typically, inflammation will occur within the first 14
days after the fusion procedure has been performed, which
is followed by a vascularization stage somewhere around
14 to 21 days this occurs.
Osteoinduction and osteoconduction occur, and
these are at variable rates. Autograft bone tends to go
through those stages a little more rapidly than allograft
bone, however, the same identical stages are necessary to
occur in order for a fusion to occur, and finally
remodeling occurs.
The point of this is basically, although the two
types of bone come from different sources, the identical
process is necessary in order for a long-term bony fusion
to be able to occur.
Surgery can be done either from the front or
from the back, and for the purposes of this study, the majority of allograft procedures are done anteriorly.
The purposes of using the allograft bone when
anterior surgery is one is typically to maintain height
after removal of either disc material, possibly tumor
tissue or infectious tissue, some tissue is removed from
the front of the vertebral column, and there is a need to
restore and preserve height, and that is accomplished
with the allograft bone.
In addition to this immediate restoration of
height and maintaining of anterior support, there is a
need for a ventral incorporation or fusion to occur.
Posteriorly, there is occasional uses for a
structural support although that is less common than the
use of it anteriorly, as well as to augment fusion
processes using it posteriorly.
When we need structural support in spine
surgery, typically, it is with anterior processes needing
one of the vertebra needs to be replaced or a disc
between vertebra needs to be replaced.
The choices we have of what we can put in the
space to maintain the structural support would either be
autograft bone coming from either the patient's iliac crest or their own fibula, uncommonly done in the fibula,
commonly done in the iliac crest, allograft bone
available from the tissue bank, or metal instrumentation,
which may be made of either steel or titanium.
An important concept to remember with spinal
fusion surgery done in the neurosurgical and orthopedic
practices involving allograft is that the long-term
result requires that a stable bony arthrodesis or fusion
occur.
Instrumentation, any of the metal products, be
it cages, be it screws, hooks, rods, or any of those
things, will eventually weaken with time. A bony fusion
will strengthen with time, and that poses a very marked
disparity between those two that devices, such as metal
rods, eventually loosen up with time. It is a bony
fusion that solidifies and takes the pressure away from
the metal implants.
No instrumentation is able to take the place of
a solid bony fusion or to obtain a successful result.
When the purpose of doing a spinal fusion of
spinal surgery is to obtain a solid fusion, what we are
interested in getting happened would be the bone, the allograft bone that we placed to fuse with the adjacent
bone above and below it.
This will allow for long-term spinal stability
to occur, it will allow for decreasing of the amount of
pain, as well as a decreasing the amount of deformity or
the potential for deformity if a stable fusion can be
achieved, and it also can prevent potential catastrophic
neurologic demise.
I think some of the tissue bank data has already
been expressed but needless to say, there is a very
exhaustive amount of work done prior to any allograft
tissue being available to the neurosurgeon for
implantation in the spine.
Fresh frozen or freeze-dried bone grafts are
utilized in spinal surgery among neurosurgical practice.
Tomford in 1995 wrote an article in the Journal of Bone
and Joint Surgery showing that basically unprocessed bone
has a very, very minimal risk of disease transmission,
and basically processed bone, which is typically utilized
in a neurosurgical practice, has essentially no risk of
disease transmission with the current strict guidelines
for harvesting of bone.
I am going to present a couple quick studies
that were mentioned showing the safety and/ or efficacy of
allograft bone. Grogen, in 1999, showed the use of
allograft bone in scoliosis surgery and demonstrated this
bone among 87 adolescent patients to be safe, reliable,
an effective option, and found comparable results and
clinical outcomes when compared to autograft bone.
Young and Rosenwasser utilized fibula allograft
bone and found that there was less postoperative pain
than what is utilized when autograft bone is employed.
Molinari, in 1999, and his group analyzed the
use of autograft bone in anterior thoracolumbar spine
surgeries. They had 67 patients and got a 98.5 percent
incorporation or fusion rate. There were no episodes of
graft collapse, and what they found was that there was no
loss of structural integrity when they compared the
immediate postoperative x-rays to x-rays that occurred at
two and five years afterwards, thereby showing the
utility of allograft bone for this purpose.
I think this is the most important point right
here with respect to allograft bone. In addition to
decreasing operative time, you eliminate the donor site morbidity.
I myself have personally presented information
both at the Joint Spine Section in Neurosurgery, as well
as at the American Association of Neurological Surgeons,
where a large study was performed of over 200 patients
where what we did was analyze pain postoperatively and we
spoke to the patients.
I spoke to them for a period of four years
asking them about the pain they had from autograft bone
and recorded their answers and found that 92 percent of
people said they had no pain. When people distinct and
separate from my practice called the patients seven
months apart from the average time when I had called
them, my time was a mean of 12 months, the study time was
a mean of 19 months, three separate people calling my
patients blinded to me found that 66 percent of people
said they had no pain and 34 percent of people had pain.
This was a high statistically significant
difference and what it showed is that many, many patients
are having pain, about a third of all people, autograft
bone is taken. Oftentimes they may not relay that
information to their surgeon for a variety of different reasons, however, I think when we are analyzing how much
pain people are having, we have to look at blinded
outcome studies.
This information has been submitted to the
Journal of Neurosurgery, and I am sure it will be
published at some point in the near future. The bottom
line of what it let us know is that more people are
having pain than are letting us be aware, and as such, my
practice has changed as a result of that study to
incorporate additional, more widespread use of allograft
bone which does not cause the patients to have the degree
of postoperative pain.
In addition, infection is possible, cosmetic
deformity, blood loss and structural weakness are all
possible things that can occur whether the bone is taken
from the more common site in the iliac crest or the less
common site in the fibula, down at the lower portion of
the leg.
In addition, when you put in allograft bone, you
are better able to evaluate a fusion compared to when you
use metal implants, which make evaluation of fusion
status somewhat difficult.
As a summary of the use of allograft bone in a
neurosurgical spine practice, this has become the
standard of care in the community. There is a long
history of successful surgeries, and the practice has
been shown to be safe and efficacious for over 50 years,
and my belief is that the use of allograft bone should
fall under the category of medical judgment.
Thank you.
DR. FEIGAL: Next, Dr. Scott Kitchel from the
Orthopedic Healthcare Northwest will make some comments.
Orthopedic Healthcare Northwest Human Bone Allograft in Lumbar Spine Surgery
DR. KITCHEL: Good morning. Indeed, I am Scott
Kitchel. I am an orthopedic spine surgeon from the
University of Oregon. I am here at my own expense to try
to represent my thoughts about this, and hopefully, also
my patients and some of my colleagues.
I am going to try to center on human bone
allograft in lumbar spine surgery, however, I must say
that I am concerned by the topic of the entire meeting
that the spine is somehow being differentiated, and if
you look at the official posting of the name of this, it seems to call into question particularly the use of these
products in the spine, and I think really we need to look
at a more general topic of the use of bone allograft in
all orthopedic applications.
The points that I would like to try to make in
the next few moments are that spinal bone is really no
different from bone anywhere else. In shorthand, bone is
bone, if you will, what my perceptions are of what
minimal manipulation should be considered going by the
definitions that I have seen this morning, what I would
consider homologous use, and a reiteration that bone is
really used for grafting or to make bone grow to other
bone. Bone isn't used as a disc replacement or bone
isn't used as a joint replacement, bone is really put
where you want bone to grow, so it is bone being put in a
position for bone.
I think we might all benefit if we go back and
think a little bit about bone in the practical terms of
how we are using it for bone grafting. With apologies to
the bone physiologists, really bone for bone grafting has
two purposes, and one of these is structure, which comes
from dense cortical bone or the outer lining of all bone.
This happens to show the femur. The other is cancellous
bone or the lining bone inside of that cortical bone,
which really acts, as has been mentioned, as a scaffold
for bone to grow.
Those are the only two real kinds of bone there
are, and if doesn't matter whether that comes from the
femur or the tibia or the spine or the skull or any other
bone in the body. Again, I think it is important to
remember bone is bone, and it is either cortical or it's
cancellous.
We routinely take iliac crest bone autograft and
put that into the spine, and I guess I am confused by
this most strictest definition of homologous use. To me,
that would go outside of what is homologous use, and I
think that is a mistake. We are taking bone we want to
have new bone grow through. We are putting into a
structural position. It is structural bone, and it is
allowing bone to grow. So, to me that should be
homologous.
It is every bit the same as when we use
allograft femur to replace a tumor in the lumbar spine.
This time we were taking the part of the bone that indeed represents the structure. We are putting it where we
need structure to get bone to grow from bone to bone.
Even though it's a femur, it is still bone and you are
getting one bone to grow to another. So, to me, that
represents homologous use.
The definition that I was shown this morning
when I asked that question is that it has to provide the
same basic function. Indeed, in all instances, the same
basic function is the support, so that bone can grow
solidly together.
This is a picture of a piece of allograft bone
from a femur, again with my apologies to the bone
physiologists, this is what bone looks like when it is
dead, and even autograft bone, once it has been
harvested, is essentially dead, the osteocytes die, but
it's a stroma of connective tissue with cells in it that
are originally the osteocytes and osteoblasts.
The reason that I put this up is that again this
is a piece of allograft. This is a piece of harvested
autograft, and I would defy anyone in the audience to be
able to tell me, if I hadn't told you, which one is
allograft and which one is autograft.
Autograft is just as dead as allograft by the
time we put it into the body. So, to begin to try to
differentiate between allograft and autograft, as it is
used particularly in the lumbar spine for either
structural support or a lattice for bone to grow through,
I think is an artificial definition, and the one that we
probably need to try to get away from a little bit.
Switching topics a big to minimal manipulation,
this is a drawing from a surgeon by the name of Vich in
1985, and this was where threaded cortical bone dowels
came from. This is a drawing of a bone dowel that he
harvested off the iliac crest.
He then, with his own tap and dies set, cut
these threads manually in the operating room, estimated
that it took him about 30 to 45 minutes, and through that
felt that he was gaining much better pullout strength and
better mechanical properties of the bone by how he was
manipulating it in the operating room.
Well, that 30 minutes cost us increased time,
the wound is open, so there is an increased risk of
infection, and certainly this technique is less precise
than were available for today, but even considering all of those things, and again going back to the definition
of minimal manipulation, or of manipulation, I don't
think it alters the original relevant characteristics of
that bone, and that was that definition that we were
shown.
Can we do better than that? Sure, we do better
than that all the time now. This is clean room
processing of allograft bone. The bone is processed in a
hypersterile condition. The most modern possible sets
are used with taps and dies to cut it very precisely.
You wind up with this, which is a threaded
femoral cortical bone dowel, certainly a more precise and
a little bit more elegant implant than what Dr. Vich was
cutting on his own, but I would say that it's not
significantly different. Again, I don't think even when
this is done commercially that this in any way alters the
original relevant characteristics of the tissue.
Still, it is there to provide structural
support. Bone is bone. This happens to be a femur going
into the spine, but as a spine surgeon, that to me meets
the definition of homologous use. I am putting a piece
of structural bone where I need structure to occur.
This is just another look at the spine. If we
look at the spine, the bone that we used is almost always
to try to make these vertebral bodies grow together, and
I won't belabor that because several other people have
said that this morning, but we tend to use structural
pieces in these interbody positions, between the
vertebral bodies. We tend to use cancellous pieces more
posterolaterally with an attempt to try to get bone to
grow through that lattice.
But again, whether we are using allograft or
autograft, and whether it's iliac crest or fibula or
femur, whether it has been machined or not machine, to
me, those are all homologous uses because they all have
the same basic function, and that is to fulfill the goal
of getting bone to grow solidly to bone. In some area,
structure is also needed, hence, the use of cortical
pieces. In other areas, all you need is that lattice for
bone to grow, and that is when cancellous is used.
Fusion can certainly occur in human beings
without putting any bone into that area. We see
spontaneous fusions in various degenerative conditions at
all times, so it isn't even necessary sometimes to add bone or it may occur naturally without any grafting at
all.
This is the insertion of one of the bone dowels
that was earlier portrayed. Clearly, this cut piece and
machine piece of femur providing structural support has
been one of the index pieces allograft that has led to
the interest on the FDA's part and whether or not this
should be regulated.
But again, I would say that this is a piece of
bone that is providing the structure. Often, this inner
table will be packed with cancellous bone to provide that
lattice, but in my definition, this is clearly homologous
use because I am putting human bone into a human. I am
putting structural bone into a spot where I want
structure, and I am putting cancellous bone into the spot
where I want it to grow, and at least by my definition, I
have not functionally altered or clinically altered the
significance of that bone by placing threads on it. I
have merely improved the chances that it won't displace
and have a complication.
This is what the bone dowels indeed look like
radiographically when they are in place, and as the fusion begin to occur.
This is a schematic picture, again, that bone
dowel in place in that interbody position. Again, I
would like to stress not replacing the disc. Bone is not
a disc replacement. Bone is there to provide structural
support and a lattice to allow bone to grow solidly to
other bone and create a solid piece of bone.
This is just an example again to show that bone
can bridge without any implant. That is radiographic
contrast agent in the disc space, but what is being
outlined there is a bridging osteophyte, and that is a
natural process and part of the degenerative cascade, and
not reliant upon us putting bone into that inner space at
all times.
So, the points again that I would like to leave
you with is that spinal bone is not any different than
any other bone. There really are only two types of bone
-cortical and cancellous. Those occur in the spine,
those occur in the femur, those occur in the skull, those
occur in the radius and the ulna.
To me, minimal manipulation allows that I change
that bone, whether I do that freehand in the operating room or it is given to me in a more precise manner, but
again, going back to that original definition that I have
shown, I don't think that that manipulation alters the
original relevant characteristics of that bone, which to
me are structural support and allowing bone to grow
through it.
Homologous use, again, there is only two basic
uses of bone in the spine. It is either structure or
allow bone to grow through it. So, to me, any human bone
being put into a position in the spine is by definition
homologous use, because I am using either structural
cortical bone or I am using cancellous bone to provide
that lattice, and those will all grow together and allow
a solid arthrodesis.
Just as a last point, again, bone is used for
grafting and to make bone grow. It is not used as a disc
replacement.
In conclusion, I would just urge that, as much
as possible, the FDA consider this in the care of our
patients. I know this is a very difficult and
controversial topic, but I am concerned that there is
going to be increased regulation which is going to lead to more difficulty in obtaining these and ultimately not
be in the best interests of my patients, both by
decreasing the availability of these products and by
increasing their cost.
Thank you.
DR. FEIGAL: The final speaker is this session
is Jim Benson from AdvaMed. For those of you that
haven't paid attention, formerly known as HIMA, and Jim
once upon a time was one of my predecessors, so brings a
long view to some of these issues.
Jim.
Return to Table of Contents
AdvaMed
MR. BENSON: Thank you.
As Dr. Feigal said, I am Jim Benson. I am
Executive Vice President for AdvaMed. I have trouble
saying that, I haven't gotten used to it yet. We were
formerly known as HIMA, and are the largest medical
technology association in the world.
I am here today because a number of AdvaMed
members process human bone allograft and provide it to
the clinical community. For many years, human bone
allograft has provided significant clinical benefit to thousands of patients for a variety of disease states.
The of allograft bone in clinical practice is
well established and has evolved over time through
surgeon use, and to many, innovative and useful forms.
AdvaMed advocates innovation for patient care through
development of new medical technologies and products,
however, we recognize that the regulation of these
products is a challenging matter for the agency.
This morning I will present one possible
mechanism for regulating these products. FDA has
established regulations to address tissue products
including human allograft bone under the authority of
Section 361 of the Public Health Service Act and under
applicable sections of the FD& C Act, as amended.
AdvaMed supports the regulation of human bone
allograft as either transplanted human tissue or medical
devices. Plainly, it is in the interests of FDA,
industry, the health care delivery system, and most
importantly, patients, for these regulations to be
administered in a fair manner to achieve safe and
effective products.
We believe that FDA must take great care when more than one center is involved with regulating human
tissues or materials derived from such tissues to ensure
that designated means of regulatory control for each
product is, in fact, enforce. Only by doing so can the
public health be protected and a level playing field
among companies be created.
Our members report to us that despite efforts by
the agency and the combination product law and regulation
--which I think I actually signed, didn't I, I don't
know whether that was a good thing or not --
jurisdictional questions still abound regarding which FDA
component has the lead for regulating human tissue and
its derivative products.
We commend the agency's efforts to address this
problem through the creation of cross-functional groups,
such as the Tissue Reference Group, however, we have a
few suggestions for strengthening the effectiveness of
that group.
Specifically, we suggest improvements in the
operation of the TRG. We encourage a more transparent
and open process in its activities, including use of
notice and comment rulemaking. Also, there is a need to ensure that product-specific agency decision-making is
more open to public participation when it involves
creating precedent for a product type.
This is particular important with the TRG
because the group makes recommendations on individual
products that may be binding for an entire product class.
Public meetings should be held prior to making binding
decisions that affect a class of products.
Additionally, the good tissue practices
regulation needs to be implemented as soon as possible.
The proposed regulation is encouraging and will be
helpful to the tissue banking and processing industry.
When finalized, the proposed regulation will
help to reduce confusion over the regulatory requirements
necessary for companies working in this industry.
AdvaMed is appreciative of the effort that must
take place to establish this regulation, but it is
urgently needed now. We believe that finalizing this reg
is critical before FDA proposes additional tissue-related
regulations because of the agency's tendency to revisit
each outstanding proposed regulation in light of the
newest proposal.
In other words, proposed regulations become a
moving target that are unlike to be resolved as final
until the target stands relatively still. Moreover,
standards, such as the tissue engineering medical
product, or TEMP, standards developed by ASTM will be
helpful in providing continuing guidance for the
industry.
Generally it appears that a regulatory framework
for consistent, appropriate, and equitable regulations of
human bone allograft either exists or is in preparation,
but there is an urgent need for these regulatory elements
to be completed and appropriately applied.
There is a need for a better and more
encompassing definition of human bone allograft products
to ensure that the TRG and regulated companies can more
efficiently and predictably proceed in the future.
We recommend that homologous use and minimally
manipulated criteria for determining whether a human
cellular and tissue-based product is subject to
regulation as a medical device or as a tissue be
eliminated.
These agency proposed definitions fail to reflect the current FDA approach to regulating most
tissue-based products as tissue. For example, the
definition of homologous tissue states that such tissue
fulfills in its native state, in a location where such
structural function normally occurs.
This language is confusing. It appears to state
that in order for a product to be regulated as tissue, it
must be used in the same location from which it was
removed and for the same purpose the tissue originally
fulfilled.
The definition of minimal manipulation is
imprecise, making it very difficult to draw a meaningful
distinction between tissue-based products that are
minimally manipulated and those that are more manipulated
or more minimally manipulated.
Moreover, the result of manipulation should be
more important than the fact of manipulation.
Specifically, the shaping of bone, for example, into
screws, wedges, pins, or dowels has not changed the
character or identify of the bone, and should be seen as
manipulation of tissue that remains tissue, and should be
regarded as such.
In other words, tissue-based products labeled
"promoted for tissue replacement, construction,
restoration of function" should be regulated under 21 CFR
1270 as human tissues. However, if false or misleading
claims are made by the processor regarding the
performance of tissue, then, the agency should enforce
the Act against such persons or product.
In contrast, AdvaMed believes that tissue loses
its identity when it is combined with a non-tissue
component, such as combination products. For example,
when bone is demineralized and combined with a device,
collagen, for example, or a drug, then, it should fall
outside of the tissue regulatory category.
From this, AdvaMed contends that FDA should
consider deleting the homologous use and minimally
manipulated concepts from the tissue definition and
replacing them with a definition that reflects the
current tissue versus device definitions.
By so doing, the agency will provide enough
breadth to fairly capture the products of the future and
ensure the safety and effectiveness of current products
and those still developing in innovators' minds.
If FDA is wedded to its proposed definition of
tissue-based products, we strongly urge that the agency
fully explore the meaning of its approach and include in
the definition a range of examples that will clarify the
scope of the term.
This is important to ensure certainty and not
create regulatory delays and deny physicians excellent
and needed products and ultimately hurt patients.
AdvaMed requests the agency to return to the
primary goal as stated in the proposed registration rule
-improve protection of the public health without the
imposition of unnecessary restrictions on research,
development, or the availability of new products.
AdvaMed recognizes that the regulation of tissue
products is a complex issue. Although I have recommended
one possible approach, AdvaMed would be happy to explore
alternative approaches with the agency in a cooperative
manner. I appreciate the opportunity to present our
views to this forum.
Thank you.
Return to Table of Contents
DR. FEIGAL: I wonder if the panel could join
us. The structure of the remainder of the session, and the only thing standing between you and lunch, is
opportunity to have a little questions and answers from
the panel, and if time permits, we will take some from
the audience, as well.
Actually, I thought for a moment there Jim was
going to propose that if you could say more than
minimally manipulated for homologous use 10 times real
fast, that you could have your product approved or
exempted, but we will work on she sells seashells by the
seashore next.
Questions from the FDA Panel
Let me start with a question while people are
getting settled, and let me direct this at Richard Russo
for starters, but anyone can tackle this.
Much of the focus of some of the comments have
related to the possibility of transmitting infectious
risk, and indeed that is an important part of the
approach to tissue-based products, but another important
part of FDA's role in consumer protection is to assure
that products are manufactured with integrity and
consistency.
So, if there is a product that is going to be used in a setting, and you want to know something about
its tensile strength or time-to-failure, many of those
types of things, most of which for devices is determined
at the bench, it is not determined in clinical uses,
there is a lot of attention to how do manufacturing
methods affect product performance, and how do the tissue
banks meet the challenge of knowing when they --you
know, you mentioned that there is many washes,
debridements, different kinds of things that are done as
you work with tissues --how do you know, for example, if
you choose to freeze something as opposed to another
method of storage, how you have affected the performance
of that product, the kinds of things that we would
typically expect to see in an application for a product
which says this is going to go, you know, your examples
this morning have been largely in the spine to provide
structural integrity for the spine, how do all of the
tissue banks know what best practices are and if they
have changed a practice, that it won't somehow affect the
strength of the product or some other product
characteristic?
MR. RUSSO: Thank you. I think that there are a couple of points to be made. First of all, the tissue
banks that are accredited are to be validating the
procedures. Now, that does not get submitted to AATB in
the sense of an application similar to what would be
submitted to the agency, but during the accreditation
procedures, during the accreditation visits, the
investigators review the validations that these people
are performing, and they don't do it from the perspective
of again looking at a label claim per se, but they look
at the process.
So, validation is one of the basic methods. I
think that another issue that you raised, though, that is
implicit, needs to be made here.
The agency is proposing today something about
some definitions. It becomes much more difficult to look
at those definitions without the concept of label
controls for Section 361 tissues because the only label
controls that you really have at the moment are for
"Section 351" tissues. That is what the whole debate is
about.
So, we need to set into place the concepts that
we would have for label controls for Section 361 tissues to make sure that they are adequate, because we have an
unusual situation with allograft bone tissue, if I could
just finish the comment here.
Synthetic devices were developed because of the
shortage of allograft bone tissue. Bone tissue that was
available was suspected to be unsafe for disease
transmission primarily, and also was not viewed to
perform effectively and may not be available.
So, many people spent a lot of time and effort
to develop synthetic devices to approximate bone tissue.
As bone tissue processing has improved and allograft
tissue banking has become much more successful, and
tissues much more widely available, we are taking the
same concepts to look at tissue that we were looking at
the devices that were intended to replace tissue, and we
are saying, well, let's look at them all the same way,
and it is kind of a circular argument.
If you start looking at a natural tissue
transplant, and do not have enough of it, and you try to
approximate it with a synthetic device, one understands
the regulation of that.
What happens when you now have a tissue available, do you regulate it like you did the device?
It is not really the same issue, but some of the same
issues are involved.
DR. FEIGAL: Thanks for the comment.
Are there some questions? Kathy.
DR. ZOON: I have a comment and then a question.
One, I want to thank the presenters this morning. Your
presentations certainly were very helpful in
understanding how the community, one, uses these
products, and then some of the impact by the tissue banks
and their control procedures, and Jim representing a
number of the constituents who are manufacturing these.
Ultimately, the goal of this regulation in terms
of FDA's controls here was to provide a risk-based
strategy for a variety of different tissues going from
very simple to very complex.
One of the issues, and clearly getting right
down to the nitty-gritty, is the issue with bone dowels,
because there you are right at the cusp of two
technologies merging, and as I view many of the
presentations this morning, as physicians and surgeons,
you want reliable material.
Your underlying assumption is the material that
you are using is reliable. I think that is important
because if you have defective material or material that
didn't meet a certain set of standards, it would present
problems for you and your patients as you were to use
these materials.
The question is what are the appropriate
standards, then, and expectations for those materials.
Clearly, the impact of those I think, and what are those
standards, are really the focus of this discussion.
I would actually be interested in the views of
the panelists. If there weren't devices, if there
weren't tissues, and we were just focusing on bone
dowels, just focus, what are the important parameters,
the important points that you would see in your community
that would be important to you to ensure maximum success
for your particular outcome, which would be patient
health and safety.
DR. KITCHEL: I think to limit the discussion to
bone dowels, the things that I would be interested in
would, of course, be disease transmission, which you
didn't really specifically mention, but I would want to know both the estimated and the actual risk of any sort
of bloodborne infection or other disease transmission.
The second thing I would want to know would be
something about the biomechanical characteristics of that
bone dowel itself, and I believe you are aware, but the
bone dowels that we are putting in the spine are tested
to the same ASTM standards as the metallic implants that
we put into the spine, and actually, their
characteristics are known, their fatigue strength, their
ultimate load to failure, and a good deal about their
ability to stabilize the spine as compared to other
implants.
So, that information is out there and has been
done independent of the companies that are providing them
to us. It has been done in research labs that are
recognized.
I would also like to know something about the
immunology of that bone as it is put into place, whether
I should be expecting that there is going to be some sort
of large immunologic or graft versus host response, and
if so, then, what I might do or how I might better match
that to the patient, so that I could have a better selection.
DR. HEARY: I think another point that might be
worth making in addition to what Scott has said is that
on our patients, what we are trying to do is prevent a
difficult bad situation where something needs to be done,
and I think we need to look at what the relative
alternatives are.
I think that although it is important to
specifically evaluate the allograft for itself, it is
also important to recognize that the alternatives
typically today include either metal, which will weaken
with time, or autograft, which has some real morbidity to
obtaining it, and with that thought in mind, I think it
is more helpful to evaluate some of the regulations or
lack of regulations with respect to allograft bone.
MR. RUSSO: From the tissue banking or AATB's
perspective, I must say that when threaded bone dowels
first became available, there was some concern I think
among surgeons that possibly these cortical pieces of
bone in the normal remodeling process might collapse and
that there would be a loss of height, and that that would
be a danger to the patient.
What has transpired or what we have kind of
thought about this, but haven't done anything about this,
is that we now have tens of thousands of cases, and no
real reports of this. To my knowledge, none of the
tissue banks that are participating in this have had
complaints about the collapse of the bone dowel and the
loss of height, and I believe that the surgeons have said
that that is an important criteria for evaluating an
implant.
So, in this particular case, we arrive at a
situation in practice where the theoretical concerns
haven't been borne out. So, just possibly, maybe now is
the time to take a careful look at what we are about to
do because we are not pressed on a clinical basis.
DR. FEIGAL: Dr. Witten.
DR. WITTEN: First, I just want to make a minor
comments because there has been such a question about
spine in the title of the meeting, and that's just that
we recognize that it is not just orthopedic surgeons that
do spine reconstruction and repair. So, we thought we
would make sure it clearly included neurosurgeons. I
thought it may be helpful just to provide that clarification.
My question is no one has commented on the use
of demineralized bone matrix in their practice, and I
would be interested in hearing from the clinicians about
that, how they use it, for what, what they mix it with,
if they mix it with any autologous material from the
patient, for example, and then a follow-on question,
similar to Dr. Zoon's question, which is what type of
product characterization do they think would be important
for demineralized bone matrix.
DR. JAFFE: I use a significant amount of
demineralized bone matrix in my practice in two areas.
One is to pack defects, and I use it also in conjunction
with allograft bone or with autograft bone as sort of a
hamburger helper sometimes to expand the area.
The interesting aspects of demineralized bone
matrix is its osteoinductive properties, and there are
some commercial entities that are now commenting on their
product has more of an osteoinductive characteristics
than another commercially available product, and these
sorts of questions and how they are making these
comments, I do believe need to be addressed.
Because demineralized bone matrix is
osteo-inductive to other areas that we are using it in is
to enhance fracture fixation or osteosynthesis in using
it in the same way that we may use autograft bone, as
well, and we are doing that for the same reasons that the
spine people said with the pain, et cetera, from taking
autogenous grafts.
So, it is a big portion of my practice of using
that type of bone.
DR. FEIGAL: Would anyone else like to comment?
DR. LAURENCIN: I will be giving these comments
this afternoon in my talk, but I think that just to sort
of pre-reiterate what will be saying, there is a problem
I think in terms of demineralized bone and other
allograft bone materials in the measurement of biological
potency, not only from the standpoint that different
companies make different claims about the biological
potency, but there are no standardizations in even some
instances in terms of how biological potency is actually
measured.
One of my slides from this afternoon says that
if you are going to buy a tanning lotion that will havean SPF rating on it, but you can buy allograft bone and
not really be sure what the potency of that material is,
and when you look at what is up for grabs in each
situation, you wonder why that doesn't exist.
MS. WELLS: We have some of the representatives
of some of the associations here, and I don't know
whether it will be part of the comments this afternoon,
but I was wondering if we could focus a little bit on one
of the questions that we asked for this meeting. Again
if it is part of the presentations for this afternoon,
then, fine.
We asked about industry standards, and it
relates to another question that was just raised, just to
get your opinion on what you think is the adequacy of
what is available for bone allograft, and if you have any
reflections on what you think could or should be
developed in the future.
DR. LAURENCIN: I think, number one, I think
that one issue is I guess there are no industrywide
standards right now. There are standards that the
American Association of Tissue Banks has, and many
entities follow that, but in terms of standardized industrywide standards, they are not there. I think that
is a major issue.
I think it is also going to be a major issue,
and I think it is good that the FDA is looking at this
situation right now, because I think over the next four
to five years, as we see more processing methods come to
the fore, more for-profit companies come to the fore in
terms of tissue banks, there will be a number of
different proprietary methods that will be coming to the
fore for processing tissue that may not be available
widely for other banks to use even.
So, I think there may be some difficulties in
terms of that. So, I think there is a real gap in terms
of development of industrywide standards that all banks
will use.
DR. JAFFE: One of my concerns with the bone
dowels is that these dowels are taken from usually the
femur and patients age with osteoporosis being a major
factor, can these tensile strengths be changed during the
aging process, and do we have guidelines out there saying
that the bone that is used to make these dowels should be
under a certain age group, are there x-rays of these bones taken, or any ways to measure the densities before
you are making these dowels.
That is one of the questions of an end user that
I would like addressed from the industry that is
processing these.
MR. BENSON: I think the ASTM standard I guess
is in practice, and I don't know the extent to which that
answers some of the questions. Well, you raised an
excellent one, I think, in terms of bio --I forget the
term you used, not compatibility.
The thought I have is that maybe as a follow-up
to this session, or I am not sure what the right forum
is, if there could be a meeting of the minds of
representatives of industry, of the profession, the
clinical profession that is, with the agency and any
other entities that are appropriate, to zero in on some
of these problems.
In my opinion, the use of standards in the
future is going to become much more important in this
country. There are several legislative and regulatory
reasons for that, which I won't go into.
So, I think that that can happen in a much more efficient and effective way of we kind of bring people
together to address it. I think I can speak for our
industry at least in saying that we would be delighted to
participate in such a process.
MR. RUSSO: From an AATB perspective, I think it
is important to remember where we are coming from. Maybe
five to 10 years ago, specifically, the big concern, and
up until very recently, the big concern has been disease
transmission.
So, the standards that have been developed
widely throughout the tissue banking community have been
aimed at safety, and safety specifically in light of
disease transmission. They did not incorporate the
concepts that might be used in medical devices, such as a
failure of an implant, that might be considered a safety
issue.
So, from that perspective, we have minimum
standards. From the perspective of performance --and I
hesitate to use the word "efficacy" because that is a 35 |