[Federal Register: June 14, 2006 (Volume 71, Number 114)]
[Rules and Regulations]
[Page 34249-34251]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr14jn06-8]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 203
[Docket Nos. 1992N-0297 (Formerly 92N-0297), 1988N-0258 (Formerly 88N-
0258), 2006D-0226]
Prescription Drug Marketing Act Pedigree Requirements; Effective
Date and Compliance Policy Guide; Request for Comment
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule; announcement of effective date; notice of
availability; request for comment.
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SUMMARY: The Food and Drug Administration (FDA) does not intend to
further delay the effective date of certain provisions of the final
regulation published in the Federal Register of
[[Page 34250]]
December 3, 1999 (64 FR 67720). The provisions will therefore go into
effect on December 1, 2006. In addition, FDA is announcing the
availability of a new compliance policy guide (CPG) 160.900 entitled
``Prescription Drug Marketing Act Pedigree Requirements Under 21 CFR
Part 203'' for public comment. This CPG describes how the agency
intends to prioritize its enforcement efforts during the next year with
respect to pedigree requirements set forth in the Federal Food, Drug,
and Cosmetic Act (the act) and certain FDA regulations.
DATES: The effective date for Sec. Sec. 203.3(u) and 203.50 is
December 1, 2006. You may submit written or electronic comments on the
CPG by July 14, 2006.
ADDRESSES: Submit written requests for single copies of the guidance to
the Division of Compliance Policy (HFC-230), Office of Enforcement,
Food and Drug Administration, 5600 Fishers Lane, Rockville, MD 20857.
Send one self-addressed adhesive label to assist that office in
processing your request or include a fax number to which the guidance
may be sent. Submit written comments on the CPG to the Division of
Dockets Management (HFA-305), Food and Drug Administration, 5630
Fishers Lane, rm. 1061, Rockville, MD 20857. Submit electronic comments
to http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.fda.gov/dockets/ecomments. See the SUPPLEMENTARY
INFORMATION section for electronic access to the CPG document.
FOR FURTHER INFORMATION CONTACT: Ilisa Bernstein, Office of Policy
(HF-11), Food and Drug Administration, 5600 Fishers Lane, Rockville, MD
20857, 301-827-3360.
SUPPLEMENTARY INFORMATION:
I. Background
A. Implementation of Sec. Sec. 203.3(u) and 203.50 of 21 CFR Part 203
The Prescription Drug Marketing Act of 1987 (the PDMA), as modified
by the Prescription Drug Amendments of 1992, amended sections 301, 303,
503, and 801 of the act (21 U.S.C. 331, 333, 353, 381) to establish,
among other things, requirements related to the wholesale distribution
of prescription drugs. A primary purpose of the PDMA was to increase
safeguards to prevent the introduction and retail sale of substandard,
ineffective, and counterfeit drugs in the U.S. drug supply chain.
Section 503(e)(1)(A) of the act establishes the so-called
``pedigree'' requirement for prescription drugs. A drug pedigree is a
statement of origin that identifies each prior sale, purchase, or trade
of a drug, including the dates of those transactions and the names and
addresses of all parties to them. Under the pedigree requirement, each
person who is engaged in the wholesale distribution of a prescription
drug in interstate commerce, who is not the manufacturer or an
authorized distributor of record for that drug, must provide to the
person who receives the drug a pedigree for that drug. The PDMA states
that an authorized distributor of record is a wholesaler that has an
``ongoing relationship'' with a manufacturer to distribute that
manufacturer's drug. However, the PDMA does not define ``ongoing
relationship.''
In 1999, FDA published final regulations implementing the PDMA
(part 203 (21 CFR part 203)). The regulations were to take effect in
December 2000. After publication of the 1999 final rule, the agency
received comments objecting to the provisions in Sec. Sec. 203.3(u)
and 203.50. Section 203.3(u) defines ``ongoing relationship'' to
include a written agreement between manufacturer and wholesaler.
Section 203.50 specifies the fields of information that must be
included in the drug pedigree and states that the information must be
traceable back to the first sale by the manufacturer. Based on concerns
raised by various stakeholders, the agency delayed the effective date
of Sec. Sec. 203.3(u) and 203.50 several times.
Most recently, in February 2004, FDA delayed the effective date of
Sec. Sec. 203.3(u) and 203.50 until December 1, 2006, in part because
we were informed by stakeholders in the U.S. drug supply chain that the
industry would voluntarily implement electronic track and trace
technology by 2007. If widely adopted, this technology could create a
de facto electronic pedigree documenting the sale of a drug product
from its place of manufacture through the U.S. drug supply chain to the
final dispenser. If properly implemented, an electronic record could
thus meet the pedigree requirements in section 503(e)(1)(A) of the act.
Based on a recent fact-finding effort by FDA to assess the use of e-
pedigree across the supply chain, however, it appears that industry
will not fully implement track and trace technology by 2007.
Today, the agency is announcing that it does not intend to delay
the effective date of Sec. Sec. 203.3(u) and 203.50 beyond December 1,
2006. As such, these provisions defining ``ongoing relationship'' and
setting forth requirements regarding the information that must appear
in pedigrees will go into effect as of December 1, 2006.
B. CPG
We are issuing a draft CPG that describes how we plan to prioritize
our enforcement actions during the next year with respect to these new
requirements. To this end, FDA is announcing the availability of a new
CPG Section 160.900, entitled ``Prescription Drug Marketing Act
Pedigree Requirements Under 21 CFR Part 203.'' This CPG, which the
agency is publishing in draft for comment, lists factors that FDA field
personnel are expected to consider in prioritizing FDA's pedigree-
related enforcement efforts during the next year. Consistent with our
risk-based approach to the regulation of pharmaceuticals, these factors
focus our resources on drug products that are most vulnerable to
counterfeiting and diversion or that are otherwise involved in illegal
activity.
FDA has not provided in the CPG a list of drug products that have
been counterfeited in the past. We solicit comment on the merit of
providing such a list.
The priorities described in the CPG reflect a phased-in type
approach to the enforcement of the stayed pedigree provisions. The CPG
will expire 1 year after the final CPG is issued. By providing guidance
on the types of drugs that are currently of greatest concern to FDA, we
believe that wholesale distributors will have a better idea of where
and how to focus their initial energies as they implement systems to
come into complete compliance with part 203 for all the prescription
drugs they distribute.
FDA is issuing this CPG as a level 1 guidance consistent with FDA's
good guidance practices regulations (21 CFR 10.115).
We note that guidance documents are not binding on FDA or industry,
and, under appropriate circumstances, the agency may initiate
regulatory action, including a criminal prosecution, for pedigree
violations that do not meet the factors set forth in the CPG.
II. Comments
Interested persons may submit to the Division of Dockets Management
(see ADDRESSES) written or electronic comments on the CPG document.
Submit a single copy of electronic comments or two paper copies of any
mailed comments, except that individuals may submit one paper copy.
Comments are to be identified with the docket number found in brackets
in the heading of this document. The guidance and received comments may
be seen in the Division of Dockets Management between 9 a.m. and 4
p.m., Monday through Friday.
[[Page 34251]]
III. Electronic Access
An electronic version of this guidance is available on the Internet
at http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.fda.gov/ora under ``Compliance Reference''.
Dated: June 7, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06-5362 Filed 6-9-06; 9:35 am]
BILLING CODE 4160-01-S