[Federal Register: January 16, 2003 (Volume 68, Number 11)]

[Proposed Rules]               

[Page 2254-2262]

From the Federal Register Online via GPO Access [wais.access.gpo.gov]

[DOCID:fr16ja03-23]                         





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DEPARTMENT OF HEALTH AND HUMAN SERVICES





Food and Drug Administration





21 CFR Part 201





[Docket No. 80N-0280]

RIN 0910-AA01





 

Over-the-Counter Vaginal Contraceptive Drug Products Containing 

Nonoxynol 9; Required Labeling





AGENCY: Food and Drug Administration, HHS.





ACTION: Proposed rule.





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SUMMARY: The Food and Drug Administration (FDA) is proposing new 

labeling warning statements for all over-the-counter (OTC) vaginal 

contraceptive drug products containing nonoxynol 9. These warning 

statements will advise consumers that vaginal contraceptives containing 

nonoxynol 9 do not protect against infection from the human 

immunodeficiency virus (HIV), the virus that causes acquired 

immunodeficiency syndrome (AIDS), or against getting other sexually 

transmitted diseases (STDs). The warnings will also advise consumers 

that frequent use of vaginal contraceptives containing nonoxynol 9 can 

increase vaginal irritation. Increased vaginal irritation from use of 

nonoxynol 9 may increase the possibility of transmission of the AIDS 

virus (HIV) and STDs from infected partners. The agency is requesting 

public comment on the proposed labeling statements and how such 

information could best be presented in labeling. This proposal is part 

of FDA's ongoing review of OTC drug products.





DATES: Submit written or electronic comments by April 16, 2003. Submit 

written or electronic comments on the agency's economic impact 

determination by April 16, 2003. Please see section IX of this document 

for the effective date of any final rule that may publish based on this 

proposal.





ADDRESSES: Submit written comments to the Dockets Management Branch 

(HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, 

Rockville, MD 20852. Submit electronic comments to http://www.fda.gov/dockets/ecomments

.





FOR FURTHER INFORMATION CONTACT: Arlene Solbeck, Center for Drug





[[Page 2255]]





Evaluation and Research (HFD-560), Food and Drug Administration, 5600 

Fishers Lane, Rockville, MD 20857, 301-827-2222.





SUPPLEMENTARY INFORMATION:





I. Background





    In the advance notice of proposed rulemaking (ANPRM) for OTC 

vaginal contraceptive drug products (45 FR 82014, December 12, 1980), 

the Advisory Review Panel on OTC Contraceptives and Other Vaginal Drug 

Products (the Panel) placed nonoxynol 9 in category I (safe and 

effective). However, the Panel concluded that the contraceptive 

effectiveness of active ingredients cannot be considered separately 

from the vehicle and recommended that FDA require in vitro testing to 

determine the spermicidal effectiveness of each final formulation 

before marketing. In the preamble to the Panel's report (45 FR 82014), 

the agency stated that in vitro testing alone is an inadequate measure 

of a vaginal contraceptive product's effectiveness in humans. The 

agency explained that clinical trials of each product or final 

formulation may be the only certain predictor of its effectiveness in 

humans. The agency added that if clinical trials are necessary, 

manufacturers may be required to submit a new drug application (NDA) or 

supplement an existing NDA.

    In the notice of proposed rulemaking (NPRM) for OTC vaginal 

contraceptive drug products (60 FR 6892, February 3, 1995), the agency 

proposed that manufacturers of OTC vaginal contraceptive drug products 

obtain approved NDAs for marketing of their products. The agency 

proposed this action because effectiveness of these products is 

dependent upon the final formulation. Therefore, the agency proposed 

that each product be tested in appropriate clinical trials under actual 

conditions of use.

    In response to the NPRM, the agency is aware of ongoing clinical 

trials of vaginal contraceptives containing nonoxynol 9 (Refs. 1, 2, 

and 3). Pending the completion and analysis of these clinical trials, 

the agency is allowing the continued marketing of these products under 

the ongoing OTC drug review. These issues were discussed at the 

November 22, 1996, Nonprescription Drugs Advisory Committee (NDAC) 

meeting. NDAC concurred with the agency to allow interim marketing of 

nonoxynol 9 containing vaginal spermicides pending results from the 

proposed trials (Ref. 1). However, based on the studies discussed in 

section I of this document, the agency believes that vaginal 

contraceptive drug products containing nonoxynol 9 need to be labeled 

to inform users of these products that nonoxynol 9 does not prevent the 

transmission of the AIDS virus (HIV) and other STDs. Furthermore, users 

should be informed that frequent use of nonoxynol 9 can cause vaginal 

irritation and possibly increase the risk of becoming infected with the 

AIDS virus (HIV) and other STDs from infected partners. This rulemaking 

addresses certain safety concerns with the use of nonoxynol 9.

    Nonoxynol 9 is a nonionic surfactant that works as a vaginal 

contraceptive by damaging the cell membrane of sperm. It has been shown 

in certain in vitro studies to damage the cell wall of certain STD 

pathogens and to have activity against certain bacterial and viral STD 

pathogens, including HIV. However, based on the in vivo data described 

in section I of this document, the agency believes that this same cell 

membrane damaging effect can damage the vaginal and cervical epithelium 

(cell lining). Thus, nonoxynol 9 can have a negative impact on the 

vaginal lining and may increase the user's risk of getting STD/HIV and 

other genital infections. Irritation includes the range of physical 

findings from mild inflammation to epithelial disruption (damage to 

cells lining the vagina or cervix). Vaginal irritation may be 

symptomatic (with symptoms such as itching and burning) to asymptomatic 

(no symptoms).

    Because nonoxynol 9 kills the AIDS virus (HIV) and other STD 

pathogens in vitro, it has been suggested, over the years, that the 

drug might help prevent or reduce the risk of transmission of the AIDS 

virus and other STDs in humans. Information currently available to the 

general public creates the misperception that nonoxynol 9 might help 

decrease the risk of becoming infected with the AIDS virus and other 

STDs (Refs. 4 through 7). Thus, the agency believes that this proposed 

rule is necessary to provide a clear, consistent message that nonoxynol 

9 is not only ineffective in preventing HIV transmission, but that it 

could facilitate transmission of the disease.

    At the International AIDS Conference (July 9-14, 2000), researchers 

from the Joint United Nations Programme on AIDS (UNAIDS) presented the 

preliminary findings of a 4-year study conducted in a very high-risk 

population of 991 HIV negative female sex workers in Africa and 

Thailand to determine the effectiveness of a nonoxynol 9 gel (versus 

placebo) in preventing the transmission of HIV and STDs (Ref. 8). The 

test product contained 52.5 milligrams (mg) of nonoxynol 9 and a 

polymer with bioadhesive properties. The placebo contained only the 

polymer. Participants could be enrolled in the study if they did not 

use intravenous drugs or intravaginal spermicides other than the study 

drug. The participants reported an average of 3.6 partners per day and 

about 70 coital acts per month during the study. Condom use was 

encouraged. The preliminary study findings showed that women who used 

nonoxynol 9 gel had a higher incidence of new HIV infections (59) than 

those who used the placebo gel (41). Further, the more frequently women 

used only the nonoxynol 9 gel (without a condom to protect themselves), 

the higher their risk of becoming infected. Researchers also found that 

women who used nonoxynol 9 had more vaginal lesions, which might have 

facilitated the HIV transmission. Based on these preliminary study 

findings, on August 4, 2000, the Centers for Disease Control and 

Prevention (CDC) issued a letter (Ref. 9) stating ``given that N-9 

[nonoxynol 9] has now been proven ineffective against HIV transmission, 

the possibility of risk, with no benefit, indicates that N-9 should not 

be recommended as an effective means of HIV prevention.'' The final 

results of this study were recently published (Ref. 10) and 

substantiate the preliminary findings. The investigators stated that 

their data support the following conclusions: (1) Nonoxynol 9 increased 

the risk of HIV infection compared to placebo; (2) nonoxynol 9 had an 

adverse effect on vaginal epithelium when used frequently, thus 

increasing women's susceptibility to HIV; and (3) at low frequency use, 

nonoxynol 9 had no effect, either positive or negative, on HIV 

infection.

    Earlier studies (Refs. 11 through 14) suggested that nonoxynol 9 

vaginal spermicides may reduce gonococcal and chlamydial cervical 

infection and may even reduce the incidence of HIV infection. However, 

most of these studies did not assess the risk of acquiring HIV and the 

investigators stressed the need for more definitive randomized clinical 

trials. More recently, the International AIDS Conference report and the 

CDC letter (Refs. 8 and 9) have raised concerns that frequent use of 

nonoxynol 9 can increase vaginal and genital irritation and increase 

the risk of HIV transmission. Based on these safety concerns, the 

agency has reviewed studies on nonoxynol 9 conducted in Africa, 

Thailand, South America, Belgium, the Netherlands, and the United 

States that address the toxicity of





[[Page 2256]]





the vaginal use of nonoxynol 9 in relation to dose, frequency of use, 

and the risk of becoming infected with STD/HIV.

    Amaral et al. (Ref. 15) studied nonoxynol 9 in 18 women who were 

randomly and blindly assigned to an acid-buffering bioadhesive gel 

containing either 0 percent, 2.5 percent (125 mg), or 5 percent (250 

mg) nonoxynol 9. Exclusion factors included a history of STD in the 

last 12 months, using any vaginal product within 7 days before 

admission to the study, or a known allergy to nonoxynol 9. Subjects 

were asked to abstain from sexual intercourse 48 hours before admission 

and during the study and not to use any other intravaginal products 

during the study. One dose of the assigned gel was administered 

vaginally daily for 6 days. No irritation or symptoms were reported by 

users of the acid-buffering bioadhesive gel without nonoxynol 9. 

Erythema in the vulva, cervix, and vagina was noted in all subjects 

using the acid-buffering vehicle containing nonoxynol 9 (2.5 percent 

and 5 percent). No signs of de-epithelialization or ulcers were seen in 

any of the subjects. However, the authors concluded that the acid-

buffering vehicle did not protect the cervix, vagina, and vulva from 

the irritation caused by nonoxynol 9.

    Stafford et al. (Ref. 16) studied the effects of daily use for 7 

days of a nonoxynol 9 (100 mg) containing gel versus placebo gel in 40 

women who were not currently using any intravaginal products, did not 

have a current STD, had no history of genital ulcerative disease, and 

were not known to be HIV seropositive. The subjects were asked to avoid 

sexual intercourse during the treatment period. The nonoxynol 9 group 

had increased symptoms of irritation. Colposcopic (use of a magnifying 

instrument) and histologic (microscopic) examination of vaginal and 

cervical tissue showed evidence of inflammation in the genital tract. 

Also, a temporary reduction in the number of lactobacilli (bacteria 

found in the normal vaginal flora that appear to offer protective 

effects against the overgrowth of certain organisms that cause 

infection) was seen more frequently in the women using the nonoxynol 9 

gel.

    Rosenstein et al. (Ref. 17) studied the effect on normal vaginal 

flora of three intravaginal microbicides (dextrin sulfate, nonoxynol 9, 

or docusate sodium, in a gel dosage form) in three separate placebo-

controlled studies. In these studies, women using dextrin sulfate gel 

were asked to insert 5 milliliters of the gel intravaginally for 4 

consecutive nights and women using nonoxynol 9 gel and docusate sodium 

gel were asked to insert the respective gels for 7 consecutive nights. 

A reduction of lactobacilli occurred in 56 percent of women who used 

nonoxynol 9 and 63 percent of women who used docusate sodium. Women 

using nonoxynol 9 were also significantly more likely to become 

colonized abnormally than those using placebo. It appeared that women 

were more likely to have their vaginal flora return to normal after 

nonoxynol 9 treatment if the lactobacilli had not been depleted. The 

authors expressed concern that continuous use of nonoxynol 9 would 

cause the vaginal flora to be altered persistently and, together with 

an increased risk of vaginal mucosal inflammation, could induce 

susceptibility to urinary and gynecological infection. The authors 

noted that it was essential that potential microbicides be examined for 

activity against normal vaginal flora.

    In a single-blind crossover study of 33 women, Poindexter et al. 

(Ref. 18) compared three OTC vaginal spermicide formulations containing 

nonoxynol 9: A polycarbophil-based gel with 50 mg of nonoxynol 9, a 

cellulose-based gel with 100 mg of nonoxynol 9, and a polyurethane 

sponge with 1,000 mg of nonoxynol 9. The subjects refrained from coitus 

for 3 days prior to and during the 7 consecutive days of the treatment 

period. There was a 21-day washout period between each treatment. New 

gynecological abnormalities occurred in all three groups using 

nonoxynol 9. Abnormalities observed included redness, white epithelium, 

ulceration, mosaic petechiae, and squamous metaplasia. Redness was the 

most common abnormality. Ulceration was noted in 2 of the 31 users of 

the nonoxynol 9 cellulose-based gel formulation. The authors noted that 

the abnormal effects of the vaginal spermicides were more profound on 

the cervical mucosa than the vulvo-vaginal mucosa.

    Coggins et al. (Ref. 19) studied the safety of three vaginal 

spermicides containing nonoxynol 9: Film (70 mg), suppositories (150 

mg), and gel (200 mg). Each woman used each product for a 4-week period 

and reported to the study center every 2 weeks. The authors did not 

indicate if there was a washout period between treatments. To avoid the 

potential for irritation from frequent use of nonoxynol 9 containing 

products, only women whose average coital frequency was one or fewer 

acts of intercourse per day were eligible to be enrolled. In this 

study, no ulcers or genital lesions were detected and clinical signs of 

irritation were fairly uncommon and not frequent when compared to 

baseline. The authors concluded that these products are safe for low 

frequency use.

    Watts et al. (Ref. 20) evaluated the effects of nonoxynol 9 on the 

vaginal flora and epithelium of 48 women (16 in each group) after 

application of a single dose and in the absence of sexual intercourse. 

Quantitative vaginal cultures and colposcopy were done at baseline and 

at 0.5, 4, 24, 48, and 72 hours after insertion of one of three 

commercially available vaginal spermicides containing nonoxynol 9 (200-

mg gel, 52.5-mg gel, or 70-mg film). Symptoms and colposcopic 

abnormalities were rare after use of nonoxynol 9. The proportion of 

women with Escherichia coli (E. coli) increased with the gel containing 

200 mg of nonoxynol 9 per dose and the concentration of E. coli 

increased with all of the test products. The authors noted that the 

transient decreased concentration of lactobacilli and increased levels 

of E. coli seen with all three test products are of concern and likely 

are intensified and perpetuated with repeated use of nonoxynol 9 as a 

microbicide. The authors suggested that adverse effects may be enhanced 

with frequent or chronic use and that chronic use may cause changes in 

the vaginal flora that may lead to urinary tract infection and other 

resultant complications.

    Niruthisard et al. (Ref. 21) conducted a double-blind, local 

toxicity study on the effects of frequent use of nonoxynol 9 in 20 

women who were not considered to be at high risk for STDs. Fifteen 

women used 150-mg nonoxynol 9 containing suppositories and 5 women used 

placebos (lubricating suppositories) inserted vaginally hourly for 4 

consecutive hours each day for 14 consecutive days. The study concluded 

that none of the women who used the placebo suppositories had abnormal 

physical findings. Six women who used the nonoxynol 9 suppositories had 

physical findings, including epithelial disruption and/or bleeding. In 

four women, the break in the cervical epithelium appeared to be the 

result of the sloughing of a thin layer of cells. One woman had 

bleeding and sloughing of her vaginal mucosa and another had a severe 

reaction on her cervix that was bleeding and edematous. All of these 

adverse events resolved within 1 week of stopping nonoxynol 9 use. The 

authors cautioned that this pilot study should be confirmed by other 

trials and that these findings may not be extrapolated to other 

situations of nonoxynol 9 use.





[[Page 2257]]





    Roddy et al. (Ref. 22) followed up with a study in 175 women to 

evaluate effects of dosing on vaginal and cervical irritation using a 

vaginal suppository with 150 mg of nonoxynol 9 at various dosing 

frequencies for 2 weeks. The women agreed to refrain from sexual 

intercourse and douching during the study period. Clinical signs of 

genital irritation included erythema and epithelial disruption. 

Erythema in the vagina was the major clinical sign noted. Epithelial 

disruption was defined as a break in the epithelium lining of the 

vulva, vagina, or cervix. Women with vulvar irritation also had vaginal 

and cervical irritation. The symptoms that were attributed to genital 

irritation included dysuria, genital itching, and burning. The 

irritation from using nonoxynol 9 every other day was no different than 

using the placebo. Use of nonoxynol 9 once or twice a day increased the 

rate of epithelial disruption. Use of nonoxynol 9 four times a day 

increased the rate of epithelial disruption about five times that of 

the placebo. However, the authors noted that having symptoms was not 

predictive of clinical signs and women with obvious clinical signs did 

not always report symptoms. The authors stated that there is no 

conclusive evidence of a dose response, but the data suggest a stepwise 

increase in signs of irritation with an increasing number of doses per 

day.

    Van Damme et al. (Ref. 23) conducted a multicenter, randomized, 

double-blind, controlled trial with three groups (52.5-mg nonoxynol 9 

gel, placebo gel, and a no-treatment control), examining the use of a 

lower dose of nonoxynol 9 in 534 women at low risk of HIV infection. 

The subjects were healthy women with no evidence of STDs and no 

clinical or colposcopic abnormalities. The subjects were to apply the 

study products once daily at the same time each day for 14 days and 

were allowed to have sexual intercourse. Incidences of genital symptoms 

such as vaginal discharge, erythema, lesions, and petechial hemorrhage 

(the most frequent abnormality reported) were significantly greater in 

the group using the nonoxynol 9 gel than the other groups. Women in the 

group using the nonoxynol 9 gel were significantly more likely to 

develop a lesion than those in either the placebo or no-treatment 

group. The authors noted that the clinical significance is unclear with 

regard to the excess incidence of petechial hemorrhage in the nonoxynol 

9 group and of other types of lesions that were not associated with 

epithelial disruption. The authors stated that, in theory, it is 

possible that any type of genital lesion may increase a woman's risk of 

becoming infected with HIV, especially if it serves as a focus for the 

recruitment of HIV-infectable inflammatory cells. However, they stated 

that whether this is of significance will need to be ascertained by 

large-scale intervention trials in populations at high risk of HIV 

infection.

    The incidence of ulceration, abrasion, and STD or other genital 

infections was low for all three treatment groups. The authors 

suggested that these findings were the result of the once a day 

application of the nonoxynol 9 and that at this frequency of use the 

nonoxynol 9 gel can be considered safe. The authors also stated that 

having established the safety of a single application, it was important 

to evaluate the effects of multiple doses. They noted that a study, 

which was not cited, involving the application of the same nonoxynol 9 

gel four times daily had recently been completed.

    Kreiss et al. (Ref. 24) studied 138 HIV seronegative female sex 

workers at very high risk of HIV seroconversion who were randomly 

assigned to a nonoxynol 9 (1,000 mg) containing vaginal sponge or 

placebo (glycerin vaginal suppository containing mineral oil, 

subsequently a water-based vaginal cream was used). Subjects were 

instructed to insert a sponge before the first sex partner each day, 

replace the sponge after every two to three partners, and remove the 

sponge 6 hours after the last sex partner. All subjects were 

intensively counseled and urged to have each sexual partner use 

condoms. Women in the study used the sponge an average of 14 times per 

week. Women were asked to return for followup at monthly intervals or 

more frequently if needed. The duration range for followups was between 

1 and 46 months. The mean (average) duration period of followup was 14 

months for the nonoxynol 9 group and 17 months for the placebo group. 

Spermicide-attributed complaints, mostly vulvar irritation, burning, 

and ulceration, were reported in 47 percent of the nonoxynol 9 users 

and 7 percent of the placebo users. There was a higher seroconversion 

(i.e., testing showing conversion from HIV negative to HIV positive) in 

women using the nonoxynol 9 containing sponge than the placebo product. 

Because of concern regarding the adverse local effects of the nonoxynol 

9 (1,000 mg) containing sponge, and its potential for increasing the 

risk of HIV transmission, rather than being protective, the study was 

prematurely terminated.

    Martin et al. (Ref. 25) studied the use of a nonoxynol 9 gel (52.5 

mg) in 52 HIV seronegative female sex workers. Subjects had to be free 

of STDs and any evidence of genital epithelial disruption, and had to 

report 100 percent compliance with condom use. Subjects were randomized 

to the nonoxynol 9 gel or to a placebo group and used one applicatorful 

per day. After a 14-day washout period, the subjects used the other 

treatment for 14 days. Subjects were evaluated by a questionnaire and 

physical examinations, including colposcopy. The authors concluded that 

daily application of the 52.5-mg nonoxynol 9 gel was safe, but they 

made no extrapolations to more frequent use. However, the authors 

acknowledged the shortness of the duration of use and that the power of 

this study to detect a small increase in epithelial toxicity might be 

limited.

    Roddy et al. (Ref. 26) studied the use of a nonoxynol 9 containing 

film as a vaginal microbicide in 1,295 HIV-negative female sex workers. 

In a double-blind, placebo-controlled study, the subjects were 

instructed to have their male sexual partners use latex condoms and 

were randomly assigned to use either the nonoxynol 9 film or a placebo 

film. At monthly followup visits, the women were examined with a 

colposcope for genital lesions and were tested for gonorrhea, 

chlamydia, and HIV infection. Seventy-three percent of the women 

remained in the study for 12 months with a mean followup period of 

approximately 14 months. The authors concluded that the use of the 

nonoxynol 9 vaginal film did not reduce the rate of new HIV, gonorrhea, 

or chlamydia infection even in those that used latex condoms and who 

received treatment for STDs.

    Van Damme et al. (Ref. 27) looked at more frequent use of the 

nonoxynol 9 (52.5 mg) gel among 320 HIV-seronegative female sex workers 

who did not have clinical STDs, genital ulcers, or abrasions, did not 

use illicit drugs, and participated in a 100 percent condom-use 

program. The study was designed as a randomized, placebo-controlled, 

triple-blind trial to assess the effect of nonoxynol 9 gel in the 

prevention of HIV/STD infection. Subjects were instructed to apply the 

test product or the placebo (gel vehicle without the nonoxynol 9) and 

to have their male sexual partners use a condom for every sex act. 

There were major differences in condom use between the study centers. 

The mean number of applicators of the daily gel use was 1.2 and 1.3, 

respectively, in the treatment and placebo groups. Colposcopy





[[Page 2258]]





examinations showed that vaginal irritation, such as ulcerations, 

abrasions (on the cervix and external genitalia), lesions, and 

erythema, was observed in both the treatment and the placebo groups. 

However, based on the number and incidences of colposcopic lesions per 

followup period of up to 12 weeks, the incidence of colposcopic lesions 

was low and there was no difference between the treatment groups. The 

authors reported that in both groups the chance of having a lesion 

increased with an increase in the mean daily use of the product. The 

authors concluded that multiple daily use of the nonoxynol 9 containing 

gel did not show an increase of local toxicity over the placebo gel.

    Rustomjee et al. (Ref. 28) studied a vaginal contraceptive film 

containing 72 mg of nonoxynol 9 versus a glycerin placebo film in a 

randomized, double-blind, crossover trial. The 20 subjects were female 

sex workers, and HIV infection was not an exclusion criteria. Subjects 

used either the treatment film or placebo film for 1 month and, after a 

1-month film-free washout period, used the other film for the last 

month. Condoms were provided. The differences in signs and symptoms of 

genital lesions from use of the nonoxynol 9 film and the placebo film 

did not reach statistical significance. However, the authors cautioned 

that the clinical findings of an increase in minor erythematous genital 

lesions in the nonoxynol 9 group, together with an increased HIV viral 

load associated with the presence of a minor genital lesion, is 

worrisome.

    In summary, many of the studies (Refs. 8, 15 through 18, 20 through 

24, and 28) suggest that nonoxynol 9 vaginal contraceptive formulations 

can increase the chances of vaginal and genital tract irritation, and 

cause disruption of the vaginal epithelium or the vaginal flora. Some 

studies (Refs. 8, 20, 22, and 23) suggest the risk of these adverse 

events can be increased by frequent and/or chronic use. One study (Ref. 

25) concluded that once a day use was safe, but noted that the power to 

detect a small increase in epithelial toxicity may be limited by the 

short duration of use. Investigators in one study (Ref. 27) concluded 

that multiple daily use of nonoxynol 9 (52.5 mg) gel was safe, but in a 

previous study (Ref. 23) of nonoxynol 9 (52.5 mg) gel in women with low 

risk of HIV infection, the investigators concluded that women using 

nonoxynol 9 gel were significantly more likely to develop lesions than 

those in the placebo or no-treatment groups. The authors stated that 

large scale intervention trials were needed to determine if genital 

lesions increase the risk of acquiring HIV infection.

    Several studies suggested a causal link between the frequency of 

use of nonoxynol 9, increased vaginal irritation, and the possibility 

that vaginal irritation (such as the disruption of the vaginal 

epithelium) may increase the risk of transmission of the AIDS virus 

(HIV) and other STDs. The preliminary findings of a study on nonoxynol 

9 (52.5 mg) gel presented at the International AIDS Conference in July 

2000 (Ref. 8) suggested that nonoxynol 9 does not prevent the 

transmission of HIV and other STDs and may facilitate the transmission 

of these pathogens. Another study (Ref. 26) concluded that the use of a 

nonoxynol 9 containing film did not reduce the rate of new HIV, 

gonorrhea, or chlamydia infection even when latex condoms were used. 

Other studies (Refs. 20, 24, and 28) also suggested that the adverse 

effects of nonoxynol 9 on the vaginal flora and epithelium may increase 

the risk of transmission of the AIDS virus (HIV), certain other STDs, 

and/or genital infections. The studies in high risk populations (sex 

workers) (Refs. 8, 24, 25, 27, and 28) suggested the possibility that 

the frequency of use of nonoxynol 9 can increase vaginal irritation and 

epithelium disruption. Such increased irritation may increase the risk 

of becoming infected with STDs, including the AIDS virus (HIV) from 

infected partners.

    The CDC, on May 10, 2002, published a report containing a 

recommendation that women, particularly those at risk for HIV or STDs, 

be informed that nonoxynol 9 contraceptives do not protect against 

these infections (Ref. 29). The CDC report described the extent of 

nonoxynol 9 contraceptive use in women in 1999 and summarized recent 

publications on nonoxynol 9 and HIV/STDs. According to this report, 

most women in the United States with HIV become infected through sexual 

transmission. Thus, the report underscores the importance of alerting 

women about the safety concerns surrounding nonoxynol 9.

    On June 28, 2002, the World Health Organization (WHO) issued 

revised public health guidelines for the use of nonoxynol 9 for HIV and 

STD prevention and for pregnancy prevention in populations at high risk 

for HIV (Ref. 30). The guidelines were based on a review of current 

clinical safety and effectiveness data on nonoxynol 9 (Ref. 31). The 

WHO guidelines advised that ``Spermicides containing nonoxynol 9 do not 

protect against HIV infection and may even increase the risk of HIV 

infection in women using these products frequently.'' The guidelines 

also advised women at high risk of HIV infection against using 

nonoxynol 9 spermicides for contraception.

    Based on safety concerns, the agency considers it important to 

alert users of OTC vaginal contraceptives containing nonoxynol 9 that 

these products do not prevent transmission of the AIDS virus (HIV) and 

other STDs, and that frequent use of these products can increase 

vaginal irritation, which may increase the risk of getting certain 

STDs, including the AIDS virus (HIV) from infected partners. The agency 

also believes that product labeling should include a statement to 

encourage the use of condoms as a method to help reduce the risk of 

becoming infected with the AIDS virus (HIV) and other STDs.

    FDA's proposal to require these warnings and other information does 

not require a finding that any or all of the OTC drug products that 

contain nonoxynol 9 actually caused an adverse event, and FDA does not 

so find. Nor does FDA's requirement of warnings and other information 

repudiate the OTC drug monographs under which the affected drug 

products have been lawfully marketed. Rather, as a consumer protection 

agency, FDA has determined that these additional warnings and other 

information are necessary to ensure that these OTC drug products 

continue to be safe and effective for their labeled indications under 

ordinary conditions of use as those terms are defined in the Federal 

Food, Drug, and Cosmetic Act. This judgment balances the benefits of 

these drug products against their potential risks, and reflects our 

conclusion that even a potential link between the use of nonoxynol 9 

and serious adverse health consequences warrants this action (see CFR 

330.10(a)).

    FDA's decision to act in an instance such as this one need not meet 

the standard of proof required to prevail in a private tort action 

(Glastetter v. Novartis Pharmaceuticals, Corp., 252 F.3d 986, 991 (8th 

Cir. 2001). To mandate a warning, or take similar regulatory action, 

FDA need not show, nor do we allege, actual causation.

    In the NPRM (60 FR 6892 at 6901), the agency stated that consumers 

should be warned about possible allergic reactions such as burning and 

itching of the vagina and penis that may occur when using vaginal 

contraceptive drug products. The agency recommended that the following 

warning be included in the labeling: ``If you or your partner develops 

irritation, such as burning or itching in the genital area, stop using 

this product. If irritation continues,





[[Page 2259]]





contact your physician.'' At the November 22, 1996, NDAC meeting (Ref. 

1), the committee also noted that penile irritation could occur. The 

agency is aware that the labeling of most OTC marketed vaginal 

spermicides containing nonoxynol 9 bears a warning to stop use and ask 

a doctor if irritation of the vagina or penis occurs or continues. In 

this document, the agency is proposing a similar warning. The agency is 

not aware of any data that suggest increased penile irritation from 

frequent use of nonoxynol 9 may increase the risk of getting STDs from 

infected female partners. However, the agency encourages more research 

and studies to evaluate this potential safety concern.





II. The Agency's Proposal





    The agency is proposing to amend part 201 (21 CFR part 201) by 

adding Sec.  201.325 entitled ``Over-the-counter drugs for vaginal 

contraceptive use containing nonoxynol 9 as the active ingredient; 

required warnings.'' This section would require new warnings for all 

OTC vaginal contraceptive drug products containing nonoxynol 9 as the 

active ingredient, whether marketed under an NDA or the ongoing OTC 

drug review. The agency is proposing to require the following warnings 

be added to the labeling of all marketed OTC vaginal contraceptives 

containing nonoxynol 9: ``Sexually transmitted diseases (STDs) alert 

[heading in bold type]: This product does not [this word highlighted in 

bold type] protect against the AIDS virus (HIV) or other sexually 

transmitted diseases (STDs).''

    Based on the studies, the agency is also proposing a warning to 

inform users of OTC vaginal spermicides containing nonoxynol 9 that 

frequent use can increase vaginal irritation and may increase the risk 

of getting the AIDS virus (HIV) or other STDs from infected partners. 

The statements would also quantify the definition of ``frequent use'' 

by adding ``(more than once a day)''. The proposed warning states:

    Ask a doctor before use if you have [heading in bold type] a new 

sex partner, multiple sex partners, or unprotected sex. Frequent use 

(more than once a day) of this product can increase vaginal 

irritation, which may increase the risk of becoming infected with 

the AIDS virus (HIV) or other STDs from infected partners. Ask a 

doctor or other health professional for your best birth control 

method.

The agency is also proposing a warning to stop use and ask a doctor if 

irritation of the vagina or penis occurs. The agency recommended a 

similar warning in the NPRM (60 FR 6892 at 6901): ``If you or your 

partner develops irritation, such as burning or itching in the genital 

area, stop using this product. If irritation continues, contact your 

physician.'' The agency is revising that warning in this document to 

state: ``Stop use and ask a doctor if [heading in bold type] you or 

your partner get burning, itching, a rash, or other irritation of the 

vagina or penis.'' Further, the warning that reads ``For vaginal use 

only'' needs to be included in accordance with the requirements in 

Sec.  201.66(c)(5)(i).

    Because of the public health concerns regarding the transmission of 

STDs and the AIDS virus (HIV), the agency believes that manufacturers 

should inform consumers as soon as possible that nonoxynol 9 does not 

protect against the AIDS virus (HIV) and that frequent use of nonoxynol 

9 can increase vaginal irritation. FDA encourages manufacturers of all 

OTC vaginal contraceptive drug products containing nonoxynol 9 to 

implement the agency's proposed labeling warnings voluntarily as soon 

as possible, subject to the possibility that FDA may change the wording 

of the statements, as a result of comments submitted in response to 

this proposal. The agency considers these warnings important to the 

safe use of OTC vaginal contraceptive drug products containing 

nonoxynol 9.

    Because there is no final monograph for these products at present, 

manufacturers of OTC vaginal contraceptive drug products containing 

nonoxynol 9 are required to follow the labeling requirements in Sec.  

201.66 as of the first major labeling revision after May 16, 2002. The 

agency intends to consider the labeling revisions in this proposal, 

when finalized, to be the first major labeling revision after May 16, 

2002, for products that have not already converted to the ``Drug 

Facts'' labeling format, and to require those products to conform to 

Sec.  201.66 at that time. For products that have already converted to 

the ``Drug Facts'' format, the agency will require the labeling 

revisions in this proposal to be implemented by the effective date of 

the final rule.

    In addition, the agency is proposing to require additional labeling 

information which would convey to consumers that studies have raised 

safety concerns that increased vaginal irritation (i.e., irritation or 

damage to the cell lining of the vagina that may or may not produce 

symptoms) caused by frequent use of nonoxynol 9 may make one more 

susceptible to the risk of getting the AIDS virus (HIV) or other STDs 

from infected partners and that consumers who use these products 

frequently should seek further advice from a doctor or other health 

professional for their best birth control method. In the interest of 

public health, the information would also include a statement to 

encourage the use of a latex condom with every sexual act to help to 

reduce the risk of getting the AIDS virus (HIV) and other STDs. The 

agency is proposing that this labeling be included either on the 

outside container or wrapper of the retail package under the ``Other 

information'' section of the ``Drug Facts'' labeling in accordance with 

Sec.  201.66 or in a package insert. Many of the marketed OTC vaginal 

contraceptive drug products already have a package insert that contains 

information on how to use the product and this new information could 

readily be incorporated in that package insert. The agency is proposing 

the following labeling:

    [sbull] Studies have raised safety concerns that frequent use 

(more than once a day) of products containing nonoxynol 9 can 

increase vaginal irritation, which may increase the risk of getting 

the AIDS virus (HIV) or other STDs from infected partners. Vaginal 

irritation may include symptoms such as burning, itching, or a rash, 

or you may not notice any symptoms at all. If you use these products 

frequently and/or have a new sex partner, multiple sex partners, or 

unprotected sex, see a doctor or other health professional for your 

best birth control and methods to prevent STDs.

    [sbull] Correct use of a latex condom with every sexual act will 

help reduce the risk of getting the AIDS virus (HIV) and other STDs.

    The studies suggest a possible correlation between increased 

vaginal irritation from frequent use and the risk of transmission of 

the AIDS virus (HIV) and other STDs. Because of this significant safety 

concern, the agency is asking for comments on how to best present this 

information in the product labeling.





III. Questions to be Addressed





    The agency is concerned with how well consumers understand the 

language in the proposed warnings and whether the proposed warnings 

convey the safety concerns for nonoxynol 9 adequately. The agency 

invites public comments on the following questions:

    1. Do the proposed warnings under the headings ``Sexually 

transmitted diseases alert,'' ``Ask a doctor before use if you have,'' 

and ``Stop use and ask a doctor if'' adequately convey the safety 

concerns to consumers? What revisions, if any, would be useful?

    2. Are there other data to support, expand, or refute the proposed 

warnings?

    3. Are there additional data to further clarify or specifically 

quantify the term ``frequent use'' in the proposed warning that states: 

``Frequent use (more than once a day) of this product can increase





[[Page 2260]]





vaginal irritation, which may increase the risk of getting the AIDS 

virus (HIV) or other STDs from infected partners''?

    4. Are the symptoms of vaginal irritation adequately defined? Are 

there other symptoms that should be included?

    5. Are there additional data to correlate an increase in vaginal 

irritation with an increased risk of transmission of HIV and other 

STDs? If so, how should such information be conveyed in labeling?

    6. Is a package insert the best way to provide additional 

information to consumers or should this information appear on the outer 

carton?

    7. Are the proposed statements for the package insert appropriate? 

What revisions or additional information, if any, would be useful to 

make the package insert more informative and consumer friendly?





IV. Analysis of Impacts





    FDA has examined the impacts of this proposed rule under Executive 

Order 12866, the Regulatory Flexibility Act (5 U.S.C. 601-612), and the 

Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1501 et seq.). Executive 

Order 12866 directs agencies to assess all costs and benefits of 

available regulatory alternatives and, when regulation is necessary, to 

select regulatory approaches that maximize net benefits (including 

potential economic, environmental, public health and safety, and other 

advantages; distributive impacts; and equity). Under the Regulatory 

Flexibility Act, if a rule has a significant impact on a substantial 

number of small entities, an agency must analyze regulatory options 

that would minimize any significant impact of the rule on small 

entities. Section 202(a) of the Unfunded Mandates Reform Act of 1995 

requires that agencies prepare a written statement of anticipated costs 

and benefits before proposing any rule that may result in an 

expenditure in any one year by State, local, and tribal governments, in 

the aggregate, or by the private sector, of $100 million (adjusted 

annually for inflation).

    The agency believes that this proposed rule is consistent with the 

principles set out in Executive Order 12866 and in these two statutes. 

FDA has determined that the proposed rule is not a significant 

regulatory action as defined by the Executive order and so is not 

subject to review under the Executive order.

    The Unfunded Mandates Reform Act does not require FDA to prepare a 

statement of costs and benefits for this proposed rule, because the 

proposed rule is not expected to result in any 1-year expenditure that 

would exceed $100 million adjusted for inflation. The current inflation 

adjusted statutory threshold is about $110 million.

    The purpose of this proposed rule is to require additional labeling 

for OTC vaginal contraceptive drug products containing nonoxynol 9. The 

labeling includes new warnings and other important information about 

using these products. These products are currently packaged in an outer 

carton that should have sufficient space to accommodate this additional 

labeling. The agency is aware that most of the currently marketed 

products already include a consumer package insert. Therefore, to allow 

firms greater flexibility, the agency is allowing almost half of the 

new information to appear in the package insert. There are a limited 

number of products currently marketed that will be affected by this 

proposed rule and the incremental one-time costs are minimal. The one-

time costs include designing the new carton, designing a new package 

insert, and the inventory loss of any unused current labeling. The 

agency assumes the same weighted average cost to relabel (i.e., $3,600 

per stock keeping unit (SKU) (individual products, packages, and 

sizes)) that it estimated for the final rule requiring uniform label 

formats of OTC drug products (64 FR 13254 at 13279 to 13281, March 17, 

1999). Inventory loss was estimated using data from a study supporting 

the fore mentioned rule. With a 6-month implementation period, 

inventory loss was estimated to be between $500 and $3,000 per SKU, 

depending on product sales, for an estimated weighted average inventory 

loss of $2,050 . The inventory loss and redesign costs for the package 

insert are estimated to be about $1,380 per SKU.

    The agency's Drug Listing System identifies 15 manufacturers and 

distributors of OTC vaginal contraceptive drug products containing 

nonoxynol 9 that together produce approximately 40 SKUs. At a 

relabeling cost of $3,600 per SKU and an inventory loss of $2,050 per 

SKU, estimated total one-time costs of relabeling could be $266,000 (40 

x ($3,600 + $2,050)). Even if all required wording is revised on the 

outer carton, manufacturers may revise their package inserts as well to 

conform to the revised language. This adds another $55,200 (40 x 

$1,380) to the one-time cost, for an estimated total of $321,200.

    As the agency is providing the language of the labeling to be used, 

all firms should have the necessary skills and personnel to perform the 

required relabeling either in-house or by contractual arrangement. The 

proposed rule does not require any new reporting or recordkeeping 

activities. No additional professional skills are needed.

    About 9 firms affected by this proposed rule meet the Small 

Business Administration's definition of a small entity (fewer than 750 

employees). The actual impact on these firms will vary depending on the 

number and nature of the products they manufacture or distribute. All 

nine entities market additional types of products and have only one or 

two SKUs affected by this proposed rule. The average incremental cost 

per SKU to comply with this proposed rule is estimated to be $8,030 

($321,200/40 SKUs). Actual costs to the small entities will likely be 

lower because distributors of low sales volume OTC drug products 

usually market their products in packaging that costs less than the 

industry average.

    While the costs to individual manufacturers to relabel their 

products are minimal, the potential benefits to consumers who use these 

products are substantial. The agency considers it essential that users 

be aware that these products do not protect against the AIDS virus 

(HIV) or other STDs. The monetary benefit of potentially preventing any 

cases of AIDS or STDs is significant compared to the minor cost of 

relabeling these products to provide the new required information.

    The agency has tentatively considered but rejected several labeling 

alternatives: (1) A shorter or longer implementation period, and (2) an 

exemption from coverage for small entities. The agency considers it 

important that this information appear in product labeling as soon as 

possible, but acknowledges that implementation in a timeframe any less 

than 6 months would be very difficult for affected manufacturers. 

However, because of the importance of this new labeling information, 

the agency considers a period of 12 months too long to implement this 

new labeling. The agency rejected an exemption for small entities 

because the new labeling is also needed by consumers who purchase 

products marketed by those entities. Further, because of the importance 

of this information, the agency is not proposing a longer effective 

date for any products with annual sales less than $25,000.

    The analysis shows that this proposed rule is not economically 

significant under Executive Order 12866 and that the agency has 

considered the burden to small entities. Based on this analysis, the 

agency does not believe manufacturers will incur a significant





[[Page 2261]]





economic impact. Therefore, the agency certifies that the proposed rule 

will not have a significant economic impact on a substantial number of 

small entities. No further analysis is required under the Regulatory 

Flexibility Act (5 U.S.C. 605(b)).

    The agency invites public comment regarding any substantial or 

significant economic impact that this proposed rule would have on 

companies marketing OTC vaginal contraceptive drug products containing 

nonoxynol 9. Types of impact may include, but are not limited to, costs 

associated with relabeling or repackaging. Comments regarding the 

impact of this proposed rule should be accompanied by appropriate 

documentation. The agency is providing a period of 90 days from the 

date of publication of this proposed rule in the Federal Register for 

comments on this subject to be developed and submitted. The agency will 

evaluate any comments and supporting data that are received and will 

reassess the economic impact of this proposed rule in the preamble to 

the final rule.





V. Paperwork Reduction Act of 1995





    FDA tentatively concludes that the labeling requirements proposed 

in this document are not subject to review by the Office of Management 

and Budget because they do not constitute a ``collection of 

information'' under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 

et seq.). Rather, the proposed labeling statements are a ``public 

disclosure of information originally supplied by the Federal government 

to the recipient for the purpose of disclosure to the public'' (5 CFR 

1320.3(c)(2)).





VI. Environmental Impact





    The agency has determined under 21 CFR 25.31(a) that this action is 

of a type that does not individually or cumulatively have a significant 

effect on the human environment. Therefore, neither an environmental 

assessment nor an environmental impact statement is required.





VII. Federalism





    FDA has analyzed this proposed rule in accordance with the 

principles set forth in Executive Order 13132. FDA has determined that 

the proposed rule does not contain policies that have substantial 

direct effects on the States, on the relationship between the National 

Government and the States, or on the distribution of power and 

responsibilities among the various levels of government. Accordingly, 

the agency tentatively concludes that the proposed rule does not 

contain policies that have federalism implications as defined in the 

Executive order and, consequently, a federalism summary impact 

statement has not been prepared.





VIII. Request for Comments





    Interested persons may submit written or electronic comments on the 

proposed rule, the agency's specific questions in section III of this 

document, and the agency's economic impact determination to the Dockets 

Management Branch (see ADDRESSES) by April 16, 2003. Three copies of 

all written comments are to be submitted. Individuals submitting 

written comments or anyone submitting electronic comments may submit 

one copy. Comments are to be identified with the docket number found in 

brackets in the heading of this document and may be accompanied by a 

supporting memorandum or brief. Received comments may be seen in the 

Dockets Management Branch between 9 a.m. and 4 p.m., Monday through 

Friday.





IX. Proposed Effective Date





    Because of the importance of the proposed warnings to the safe use 

of OTC vaginal contraceptive drug products containing nonoxynol 9, the 

agency is proposing that any final rule that may publish based on this 

proposal become effective 6 months after its date of publication in the 

Federal Register.





X. References





    The following references are on display in the Dockets Management 

Branch (see ADDRESSES), under Docket No. 80N-0280, and may be seen by 

interested persons between 9 a.m. and 4 p.m., Monday through Friday.

    1. FDA, Transcript of Joint Meeting of the Nonprescription 

Drugs, Reproductive Health Drugs, Anti-Infective Drugs and Antiviral 

Drugs Advisory Committees, in OTC vol. 11ATFM3, November 22, 1996.

    2. Letter from D. L. Bowen, FDA, to R. W. Soller, 

Nonprescription Drug Manufacturers Association, coded LET 6.

    3. Letter from D. L. Bowen, FDA, to R. W. Soller, 

Nonprescription Drug Manufacturers Association, coded LET 7.

    4. Jim Shelton's Pearls for July 2000, ``Spermicides and 

Protection Against STDs,'' Johns Hopkins Center for Communication 

Programs, in OTC vol. 11ATFM3, 2000.

    5. Jim Shelton's Pearls for September 2000, ``Nonoxynol-9 and 

HIV Transmission,'' Johns Hopkins Center for Communication Programs, 

in OTC vol. 11ATFM3, 2000.

    6. University of Florida, ``HIV/AIDS Information/Resources.''

    7. Drugs.com (Drug Information Online), ``Spermicides Vaginal,'' 

in OTC vol. 11ATFM3.

    8. Van Damme, L., ``Advances in Topical Microbicides,'' 

presented at the XIII International AIDS Conference, Durban, South 

Africa, July 9-14, 2000.

    9. Letter from H. D. Gayle, National Center for HIV, STD, and TB 

Prevention, Centers for Disease Control and Prevention, in OTC vol. 

11ATFM3, August 4, 2000.

    10. Van Damme, L. et al, ``Effectiveness of COL-1492, a 

Nonoxynol-9 Vaginal Gel, on HIV-1 Transmission in Female Sex 

Workers: A Randomised Controlled Trial,'' The Lancet, 360:974-977, 

2002.

    11. Austin, H., W. C. Louv, and W. J. Alexander, ``A Case-

Control Study of Spermicides and Gonorrhea,'' Journal of the 

American Medical Association, 251:2822-2824, 1984.

    12. Rosenberg, M. J. et al., ``Effect of the Contraceptive 

Sponge on Chlamydial Infection, Gonorrhea, and Candidiasis,'' 

Journal of the American Medical Association, 257:2308-2313, 1987.

    13. Niruthisard, S., R. E. Roddy, and S. Chutivongse, ``Use of 

Nonoxynol-9 and Reduction in Rate of Gonococcal and Chlamydial 

Cervical Infections,'' The Lancet, 339:1371-1376, 1992.

    14. Zekeng, L. et al., ``Barrier Contraceptive Use and HIV 

Infection Among High Risk Women in Cameroon,'' AIDS, 7:725-731, 

1993.

    15. Amaral, E. et al., ``Study of the Vaginal Tolerance to 

Acidform, an Acid Buffering Gel,'' Contraception, 60(6):361-366, 

1999.

    16. Stafford, M. K. et al., ``Safety Study of Nonoxynol-9 as a 

Vaginal Microbicide; Evidence of Adverse Effects,'' Journal of 

Acquired Immune Deficiency Syndromes and Human Retrovirology, 

17:327-331, 1998.

    17. Rosenstein, I. J. et al., ``Effect on Normal Vaginal Flora 

of Three Intravaginal Microbicidal Agents Potentially Active Against 

Human Immunodeficiency Virus Type 1,'' The Journal of Infectious 

Diseases, 177:1386-1390, 1998.

    18. Poindexter III, A. N. et al., ``Comparison of Spermicides on 

Vulvar, Vaginal, and Cervical Mucosa,'' Contraception, 53:147-153, 

1996.

    19. Coggins, C. et al., ``Safety of Three Formulations of 

Nonoxynol-9 Containing Vaginal Spermicides,'' International Journal 

of Gynecology and Obstetrics, 68:267-268, 1999.

    20. Watts, H. et al., `` The Effects of Three Nonoxynol-9 

Preparations on Vaginal Flora and Epithelium,'' The Journal of 

Infectious Diseases, 180:426-437, 1999.

    21. Niruthisard, S., R. E. Roddy, and S. Chutivongse, ``The 

Effects of Frequent Nonoxynol-9 Use on the Vaginal and Cervical 

Mucosa,'' Journal of the American Venereal Disease Association, 

18:176-179, 1991.

    22. Roddy, R. E. et al., ``A Dosing Study of Nonoxynol-9 and 

Genital Irritation,'' International Journal of STD and AIDS, 4:165-

170, 1993.

    23. Van Damme, L. V. et al., ``Safety Evaluation of Nonoxynol-9 

Gel in Women at Low Risk of HIV Infection,'' AIDS, 12:433-437, 1998.

    24. Kreiss, J. et al., ``Efficacy of Nonoxynol 9 Contraceptive 

Sponge Use in Preventing Heterosexual Acquisition of HIV in Nairobi 

Prostitutes,'' Journal of the American Medical Association, 268:477-

482, 1992.

    25. Martin, H. L. et al., ``Safety of a Nonoxynol-9 Vaginal Gel 

in Kenyan





[[Page 2262]]





Prostitutes,'' Sexually Transmitted Diseases, 24(5):279-283, 1997.

    26. Roddy, R. E. et al., ``A Controlled Trial of Nonoxynol 9 

Film to Reduce Male-to-Female Transmission of Sexually Transmitted 

Diseases,'' New England Journal of Medicine, 339(8):504-510, 1998.

    27. Van Damme, L. V. et al., ``Safety of Multiple Daily 

Applications of COL-1492, A Nonoxynol-9 Vaginal Gel, Among Female 

Sex Workers,'' AIDS 2000, 14(1):85-88, 2000.

    28. Rustomjee, R. et al., ``Phase 1 Trial of Nonoxynol 9 Film 

Among Sex Workers in South Africa,'' AIDS, 13:1511-1515, 1999.

    29. CDC, ``Nonoxynol-9 Spermicide Contraception Use--United 

States, 1999,'' Morbidity and Mortality Weekly Report, 51(18): 389-

392, 2002.

    30. WHO, ``Nonoxynol-9 Ineffective in Preventing HIV 

Infection,'' May 28, 2002.

    31. WHO, ``WHO/CONRAD Technical Consultation on Nonoxynol-9, 

Summary Report,'' 2001.





List of Subjects in 21 CFR Part 201





    Drugs, Labeling, Reporting and recordkeeping requirements.





    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 

authority delegated to the Commissioner of Food and Drugs, it is 

proposed that 21 CFR part 201 be amended as follows:





PART 201--LABELING





    1. The authority citation for 21 CFR part 201 continues to read as 

follows:





    Authority: 21 U.S.C. 321, 331, 351, 352, 353, 355, 358, 360b, 

360gg-360ss, 371, 374, 379e; 42 U.S.C. 216, 241, 262, 264.





    2. Section 201.66 is amended by adding paragraph (c)(5)(ii)(H) to 

read as follows:









Sec.  201.66  Format and content requirements for over-the-counter 

(OTC) drug product labeling.





* * * * *

    (c) * * *

    (5) * * *

    (ii) * * *

    (H) Sexually transmitted diseases (STDs) warning for vaginal 

contraceptive drug products containing nonoxynol 9 set forth in Sec.  

201.325(b)(2). This warning shall follow the subheading ``Sexually 

transmitted diseases (STDs) alert:''





    3. Section 201.325 is added to subpart G to read as follows:









Sec.  201.325  Over-the-counter drugs for vaginal contraceptive use 

containing nonoxynol 9 as the active ingredient; required warnings.





    (a) Studies indicate that use of vaginal contraceptives containing 

nonoxynol 9 does not protect against infection from the human 

immunodeficiency virus (HIV), the virus that causes acquired 

immunodeficiency syndrome (AIDS), or against the transmission of other 

sexually transmitted diseases (STDs). Studies also suggest that 

frequent use of vaginal contraceptives containing nonoxynol 9 can 

increase vaginal irritation, such as the disruption of the vaginal 

epithelium. These effects may increase the risk of transmission of the 

AIDS virus (HIV) and other STDs from an infected partner. Consumers 

should be warned that these products do not protect against the 

transmission of the AIDS virus (HIV) or other STDs. In addition, 

frequent use of these products can increase vaginal irritation, which 

may increase the risk of getting certain STDs, including the AIDS virus 

(HIV), from infected partners.

    (b) The labeling of OTC vaginal contraceptive drug products 

containing nonoxynol 9 as the active ingredient, whether subject to the 

ongoing OTC drug review or an approved drug application, must contain 

the following warnings under the heading ``Warnings,'' in accordance 

with Sec.  201.66.

    (1) ``For vaginal use only'' [this heading in bold type]

    (2) ``Sexually transmitted diseases (STDs) alert [this heading in 

bold type]: This product does not [this word in bold type] protect 

against the AIDS virus (HIV) or other STDs.''

    (3) ``Ask a doctor before use if you have [heading in bold type] 

[optional, bullet] a new sex partner, multiple sex partners, or 

unprotected sex. Frequent use (more than once a day) of this product 

can increase vaginal irritation, which may increase the risk of getting 

the AIDS virus (HIV) or other STDs from infected partners. Ask a doctor 

or other health professional for your best birth control method.''

    (4) ``Stop use and ask a doctor if [heading in bold type] 

[optional, bullet] you or your partner get burning, itching, a rash, or 

other irritation of the vagina or penis''.

    (c) The labeling of this product must include the following 

statements either on the outside container or wrapper of the retail 

package, under the ``Other information'' section of the Drug Facts 

labeling in accordance with Sec.  201.66(c)(7), or in a package insert.

    (1) ``[Bullet] Studies have raised safety concerns that frequent 

use (more than once a day) of products containing nonoxynol 9 can 

increase vaginal irritation, which may increase the risk of getting the 

AIDS virus (HIV) or other STDs from infected partners. Vaginal 

irritation may include symptoms such as burning, itching, or a rash, or 

you may not notice any symptoms at all. If you use these products 

frequently and/or have a new sex partner, multiple sex partners, or 

unprotected sex, see a doctor or other health professional for your 

best birth control and methods to prevent STDs.''

    (2) ``[Bullet] Correct use of a latex condom with every sexual act 

will help reduce the risk of getting the AIDS virus (HIV) and other 

STDs from infected partners.''

    (d) Any drug product subject to this section that is not labeled as 

required and that is initially introduced or initially delivered for 

introduction into interstate commerce after [date 6 months after date 

of publication of the final rule in the Federal Register], is 

misbranded under section 502 of the Federal Food, Drug, and Cosmetic 

Act (the act) (21 U.S.C. 352), is a new drug under section 505 of the 

act (21 U.S.C. 355), and is subject to regulatory action.





    Dated: December 19, 2002.

Margaret M. Dotzel,

Assistant Commissioner for Policy.

[FR Doc. 03-902 Filed 1-15-03; 8:45 am]



BILLING CODE 4160-01-S