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U.S. Department of Health and Human Services

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FY 2000 OHIP Annual Report - Radiological Health Programs

Radiological health is an important part of CDRH’s public health mission. We assure the safety of consumer and industrial radiation-emitting electronic products. We promote the safe use of radiation in medicine by reducing unnecessary radiation exposure and by improving diagnostic image quality. However, CDRH resources for radiological health are at an all-time low. Reallocation to medical devices, personnel attrition and changes in product technology are just some of the factors involved. Within CDRH, a Radiological Health Council has been formed to revitalize our radiological health programs. Since October 2000, OHIP’s Director has served as chairperson of the Council. The Council is pursuing a variety of initiatives to assure and enhance the cost-effectiveness and public health benefits of CDRH’s radiological health programs.

Within OHIP, nearly one-third of our staff are involved in radiological health programs. As described below, we are using third parties, cooperative programs with the States, leveraging and other innovative approaches to address important public health problems.

Mammography Quality

OHIP implements the Mammography Quality Standards Act of 1992 (MQSA). Congress enacted MQSA to ensure that all women have access to quality mammography for the detection of breast cancer in its earliest, most treatable stages.
 Each year, approximately 180,000 women are diagnosed with breast cancer. Approximately one woman in nine will develop breast cancer in her lifetime. Early detection and prompt treatment of breast cancer has been demonstrated to reduce mortality by one-third in women over fifty. Mammography (x-ray examination of the breast) is the best tool available for the early detection of breast cancer. It is essential that all mammographic examinations be of the highest quality.
Under MQSA, every mammography facility must meet minimum national quality standards. Mammography facilities include breast clinics, radiology departments in hospitals, mobile vans, private radiology practices, and other doctors’ offices. For each facility, an FDA-approved accreditation body conducts a thorough review of the mammography facility’s equipment, personnel (interpreting physicians, radiologic technologists, and medical physicists), and practices (including clinical image quality). The facilities that meet quality standards are then issued an MQSA certificate. Certification can be renewed as long as the facility remains properly accredited and demonstrates continued compliance with MQSA quality standards through annual inspections performed by FDA-credentialed Federal or State inspectors. Only MQSA certified facilities can lawfully provide mammography services.

Goals

  1. Assure consistent availability of high quality mammographic examinations, nationwide.
  2. Update regulations and standards to reflect new technology.
  3. Fulfill CDRH’s statutory obligations under the MQSA Final Rule in the most cost-effective manner.

MQSA Webpage

There are many facets to enforcement of the Mammography Quality Standards Act. Detailed information on all aspects of the MQSA program can be found at the Mammography Program website. This includes a list of all certified mammography facilities that is searchable by zipcode or State.

Examples of documents currently available include:

  • FDA’s Mammography Program: An Overview;
  • Mammography Quality Standards Act;
  • Federal Register Notices;
  • Mammography Quality Standards Reauthorization Act of 1998;
  • Mammography Matters newsletters;
  • policy guidance documents;
  • listing of certified mammography facilities;
  • Mammography Facility Performance Reports;
  • Speaker’s kit: MQSA Final Regulations;
  • MQSA Program Accomplishments; and
  • consumer-specific information.

Assuring Quality Mammography

Approximately 10,000 certified mammography facilities operate in the United States, including federal and military. To be certified to conduct mammography, each facility must be accredited by an FDA-approved accreditation body. At the end of FY2000, the five accreditation bodies and the number of facilities they accredit were: American College of Radiology (9,178)
State of Arkansas (71)
State of California (464)
State of Iowa (134)State of Texas (85)

To assure mammographic quality, mammography facilities undergo annual inspections by FDA credentialed inspectors1. Nearly 10,000 inspections take place each year. Preliminary results from FY2000 are shown in Figure 1:

  • Shows the FY2000 Inspection Results Level 1 4%, Level 2 33%, Level 3 10%fifty-three percent of the mammography facilities had no adverse findings;
  • only four percent of the inspections found the most serious type of problems ("Level 1 finding") – facilities must correct problems or lose their certification; and
  • since the beginning of the MQSA program, significant problems at four facilities led FDA to require that patients and physicians be notified of concerns related to the quality of their mammographic examinations (see link to Mammography Facility Performance Report at left). In each case, the patients and referring physicians served by these facilities were notified about the image quality problems at the facilities and were advised of the health risk. As a result, the patients and referring physicians were able to arrange for appropriate healthcare followup. (Note: State actions against mammography facilities are reported separately.)
As part of its continued efforts to assist MQSA inspectors to maintain consistent and uniform performance, FDA established an Inspector Quality Assurance Program. This program requires inspectors to conduct a minimum of 12 inspections yearly, obtain 15 continuing education units in mammography-related training (MEU’s) over a three-year period, and undergo an annual audit by an FDA MQSA-certified auditor. In FY2000, FDA completed audits of all its certified inspectors.
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1The MQSA inspection program includes FDA inspections of federal facilities performing mammography. MQSA-like inspections are also performed for the Veterans Health Administration (VHA) through an Interagency Agreement.

Improving the MQSA Program

The mammography program strives to provide better value, improved customer service, and improved public health. Some of the major innovations during FY2000 are listed below.

Digital Mammography: CDRH’s Office of Device Evaluation approved the first Full Field Digital Mammography (FFDM) system for commercial use on January 28, 2000. Digital mammography allows interpreting physicians to quickly and easily manipulate the images and may reduce the need for some women to have additional exposures. Digital units are exempt from MQSA accreditation requirements until the accreditation bodies have developed a process for accrediting them. However, in order for a facility to lawfully use the FFDM system, it must:

  • maintain its accreditation status for at least one screen-film unit;
  • submit an application with required information to FDA;
  • ensure that any interpreting physician, medical physicist, or radiologic technologist has eight hours of initial training in the new modality before using it clinically;
  • provide a satisfactory FFDM equipment evaluation;
  • follow the manufacturer’s guidelines for quality assurance and quality control tests; and
  • receive approval from FDA.

States as Certification Agencies ("States as Certifiers"): The States as Certifiers (SAC) Demonstration Project is in its third year. In this project, certain key MQSA responsibilities have been transferred successfully to the States of Illinois and Iowa. The SAC program authorizes qualified States to certify mammography facilities within their jurisdiction, conduct inspections, and enforce the MQSA quality standards under FDA oversight. The proposed rule to institutionalize the program on a national scale was published on March 30, 2000. Final regulations are expected in 2001.


Comprehensive electronic guidance
: During FY2000, all MQSA regulatory guidance materials and documents were compiled into the MQSA Policy Guidance Help System (PGHS). For the first time, mammography facilities and other interested parties have access to a comprehensive online resource accessible through MQSA’s webpage. Previously, this information was only available in ten separate documents and there was no way to search through all of the documents at once. Users of the PGHS can search for answers to specific policy questions through an indexed list of topics and key words. For example, by selecting a particular subject, such as "revocation of accreditation" or "accreditation and certification," the user will find the regulatory citation, any relevant guidance documents, and any other appropriate information and references.

NMQAAC

The National Mammography Quality Assurance Advisory Committee (NMQAAC) is a committee established by MQSA to advise FDA on the implementation of the MQSA program. During FY1999-2000, NMQAAC met to discuss the following important issues:
  • issuance of guidance on the MQSA final regulations;
  • FDA’s role in evaluating the competency of mammography personnel;
  • implementation of a demonstration project evaluating the feasibility of performing less than annual mammography facility inspections in high quality facilities; and
  • certification of Full Field Digital Mammography facilities.

NEXT

NEXT (Nationwide Evaluation of X-ray Trends) is a collaborative State-Federal survey program conducted by the Conference of Radiation Control Program Directors (CRCPD) and FDA. NEXT is the sole mechanism in the United States for acquiring and updating nationally representative baseline data on medical x-ray exposures, image quality, and related clinical practice.

Goals

  1. Develop standardized test protocols and imaging phantoms for a variety of x-ray examinations and train State radiation control personnel in their use.
  2. Determine the average radiation dose and image quality from representative clinical
    x-ray examinations in the U.S.
  3. Monitor trends in patient dose, image quality, and relevant clinical factors.
CRCPD’s NEXT Committee serves as the steering and coordinating group for the program, exercising general oversight and providing a cadre of State radiation control staff who conduct the annual surveys. OHIP provides scientific and technical support for all phases of NEXT. This support includes training of surveyors, presentations from CDRH staff on new technologies and survey procedures, and hands-on surveyor training at local clinical facilities.
The NEXT program represents a twenty-seven year partnership between FDA and the States. Since 1998,  NEXT training for State  surveyors has been partially supported by the American College of Radiology through funding to he CRCPD.

Annual Survey

Under NEXT, the surveys for a given year are directed at a single x-ray procedure and are conducted in a national cross section of clinical facilities. Thus, the survey results for a given year represent a statistically valid "snapshot" of x-ray exposure and related factors for that examination in the U.S. The table on this page shows the status of the 1995 through 2001 NEXT surveys. During each survey, various types of information are collected, including radiographic technique factors, patient x-ray exposure, x-ray beam quality, image quality, film processing quality and darkroom fog.

NEXT Annual Surveys

Survey
Year

Type(s) of X-ray
Examination (N =
no. of facilities surveyed)

FY2000
Accomplishments

1995 Abdominal and
Lumbo-sacral spine radiography
...N=204 (abdomen)
...N=319 (l-s spine)
Tabulation and graphical analysis of data completed, reviewed and currently in press by CRCPD.
1996 Upper gastrointestinal fluoroscopy
...N=352
Analysis completed for under-table x-ray tube systems; draft data summary completed.
1997 Mammography*
...N=7,676 (1995)
...N=10,746 (1996)
...N=11,086 (1997)
Published major study in Radiology on mammography in the 1990s in the U.S. and Canada.
1998 Pediatric radiography
...N=387
Surveys, data entry and preliminary analysis completed.
1999 Intraoral cephalometric, and panoramic dental radiography
...N=342
Surveys completed, data entered, and analysis proceeding.
2000 Computed tomography (CT) Survey protocols modified to collect data on fluroscopic CT**, procedures incorporate major improvements in survey methodology (electronic submissions, etc.), data entry started.
2001 Adult chest examination Previously surveyed in 1994, the 2001 survey will include procedures for new digital imaging systems and flat panel systems, draft protocol completed, training dates set.
* the data used in the NEXT analysis were obtained from facility inspections performed under the Mammography Quality Standards Act
**There have been reports in the literature that prolonged irradiation during fluoroscopic CT may lead to patient skin injury. The modified protocol will collect quantitative data on the prevalence of this procedure and associated patient exposure.


Choosing a different x-ray examination from year to year provides data on a variety of radiographic procedures while minimizing the workload during any one year. By repeating NEXT surveys for a particular x-ray examination every few years, the data can be used to identify trends or changes over the course of time.

NEXT Survey Results

OHIP prepares a comprehensive report on a given year’s data that includes tabulations of the results and graphical summaries. These reports

are then published by the CRCPD. CRCPD publishes the reports without conclusions or other analyses in order to make the reports widely available and as timely aspossible. Instead, the data are available to the radiation community for their own in-depth analysis and publication in technical journals.

During FY1999 and FY2000, OHIP published six analytical works on the NEXT data in peer-reviewed journals and conference proceedings. These included articles in Radiology, the Journal of the American Dental Association, and the Proceedings of the Thirty-fifth Annual Meeting of the National Council on Radiation Protection and Measurements (NCRP)2. A review of the NEXT findings was published in a special edition of the international journal, Applied Radiation and Isotopes in January 1999 (Vol. 50, pp. 247-259).

The uses of NEXT data and its impact are illustrated in the figure on the next page. Data points through 1992 were generated using data from NEXT surveys, supplemented with information from the literature. The data since 1995 has been collected using MQSA inspection data.

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2Specific references as well as a list of NEXT-related presentations are included in the Appendix of this report.

Average patient dose and phantom image quality scores during mammographic examinationsThe results of the NEXT mammography surveys identified concerns with patient dose and image quality. These were factors in ACR’s development of its Mammography Accreditation Program in 1988 as well as FDA’s MQSA regulatory program in 1992. The MQSA inspection uses the NEXT developed protocol for determining the radiation dose and phantom image quality score.

As a result of NEXT and these actions, the radiation dose women receive from mammography is generally lower and the image quality is better than at any other time since we began recording such information. Other data collected during these surveys show marked improvement in darkroom conditions, also contributing to improved image quality. While patient dose has been increasing slightly since 1995, that increase is primarily associated with changes in technical measures to improve image quality.

Overall, NEXT has established baseline data and long-term trends for seven diagnostic examinations. These data:
  • provide a standard of practice against which facilities can compare their radiation levels in order to maintain safe and state-of-the-art radiation levels (it is a common practice for many State x-ray surveyors to provide x-ray facilities with a brochure so that the facility can compare its x-ray survey results with the NEXT data);
  • have been used as a standard for comparison during inspections by the Joint Commission on Healthcare Organizations (JCAHO); and
  • are currently being adopted by the American Association of Physicists in Medicine (AAPM) and the ACR as Reference Values (RV) for standards of practice for patient radiation exposure.

TEPRSSC

The Technical Electronic Products Radiation Safety Standards Committee (TEPRSSC) is an important advisory committee to CDRH and FDA. Established under the Radiation Control for Health and Safety Act of 1968, TEPRSSC is charged with providing advice and consultation to the Commissioner of Food and Drugs on the technical feasibility, reasonableness, and practicality of developing performance standards for electronic products. TEPRSSC may also recommend electronic product radiation safety standards to the Commissioner.

FDA has performance standards for lasers, sunlamps, microwave ovens, ultrasound medical equipment, and diagnostic x-ray systems. In addition to these existing standards, FDA has the authority to promulgate mandatory safety standards for a wide array of products for which mandatory standards do not exist, such as cellular telephones and x-ray people scanners.

OHIP provides the Executive Secretary for the committee as well as programmatic support. Summaries of recent TEPRSSC meetings are available on our website. During FY1999-2000, TEPRSSC discussions included the following important health and safety issues:

  • Electronic Article Surveillance Systems and their potential interference with implanted medical devices;
  • the use of ionizing radiation to scan people for concealed weapons and other contraband;
  • wireless medical telemetry and interference with medical devices;
  • the development of sunlamp standards associated with international harmonization;
  • proposed rulemaking for lasers;
  • proposed amendments for computed tomography fluoroscopy;
  • NEXT computed tomography survey;
  • radiological health re-engineering; and
  • ultrasound diathermy.

Federal Facilities Inspections

OHIP manages a Federal Facilities Inspection program that provides radiation protection services to diagnostic x-ray facilities run by various federal agencies. The federal agencies participating in this program include:
  • Department of Justice (Bureau of Prisons);
  • U.S. Coast Guard;
  • DOE (Department of Energy);
  • HRSA (Health Resources and Services Administration); and
  • NASA (National Aeronautics and Space Administration).

CDRH also has an Interagency Agreement with the Indian Health Service to provide survey equipment, calibration services, training, and assistance with technical issues related to radiation use and control.

OHIP coordinates radiation surveys in these facilities with FDA’s Office of Regulatory Affairs (ORA). ORA staff, either the FDA Regional Radiological Health Representatives (RRHRs) or FDA x-ray auditors, perform the actual surveys. The ORA staff have special training and experience in radiation physics and are qualified to provide facilities with information on how to reduce radiation exposure during medical radiographic procedures. This information ranges from recommending x-ray techniques to methods for optimizing film processing and enhancing image quality. The RRHRs are also available for phone consultation to assist facilities with other problems that might arise in their x-ray facilities.

OHIP provides administrative support and overall coordination for the program. This support includes negotiating Interagency Agreements with the participating federal agencies. These Agreements fund FDA’s program implementation for the purchasing and inventorying of survey equipment and supplies, and for conducting surveys. Each radiation survey is followed up with a report to the x-ray facility and to the headquarters liaison for that federal agency. The report contains test results, cites deficiencies if any, and makes recommendations for improving the quality of the diagnostic x-ray services at the facility.

Goals

  1. Assess federal facility compliance with the Presidential Directive of 1978, "Radiation Protection Guidance for Federal Agencies for Diagnostic X-rays."
  2. Educate facility personnel in methods to reduce radiation exposure while improving image quality.


Approximately 100 surveys were completed in FY2000. Most were conducted in Bureau of Prisons or U.S. Coast Guard facilities. Almost all surveys recommended minor changes that resulted in a reduction in unnecessary radiation exposure and improved image quality.

All of the participating federal agencies review these reports and require their x-ray facilities to make changes and improvements as recommended by the FDA. At Bureau of Prisons facilities, these reports become an integral part of the records reviewed by auditors from the Joint Commission on Accreditation of Healthcare Organizations when they evaluate and accredit the facility.

Radiation Safety

In carrying out its regulatory science mission, CDRH uses laboratories that employ radiation-emitting products and radioactive materials. OHIP staff serve as CDRH’s Radiation Safety Officer (RSO). The RSO has responsibility for CDRH’s radiation safety program to protect the health and safety of all employees and to assure that CDRH complies with all government regulations on the safe use of radioactive materials.
 

Goals

  1. Assure the safety of employees and contractors working in CDRH radiation laboratories.
  2. Assure CDRH compliance with federal regulations governing the use and control of radiation-emitting electronic products and radioactive materials.
During FY1999-2000, the RSO and OHIP accomplished the following:
  • developed and implemented a new CDRH Policy for physical security in rooms where radioactive material is stored;
  • updated a CDRH policy on the decommissioning3 of CDRH buildings where radioactive materials were stored or used, and worked with other CDRH staff in decommissioning the Wilkins Avenue building;
  • updated CDRH’s inventory of electronic generators of ionizing radiation and non-ionizing radiation used for research purposes;
  • conducted quarterly surveys of all radiation laboratories, annual audits of all radiation programs and licensees and unannounced surveys of CDRH radiation laboratories;
  • calibrated 22 radiation survey instruments;
  • conducted the annual training required of all licensed materials users, as well as training on safety procedures for other CDRH and contract janitorial staff who occasionally work in radiation laboratories;
  • facilitated and chaired quarterly radiation safety committee meetings;
  • amended CDRH’s Nuclear Regulatory Commission (NRC) license from a broad to a specific license;
  • disposed of approximately 200 sealed radioactive sources no longer needed for CDRH research programs, four 55 gallon drums of dry waste, and 40 carboys4 of liquid radioactive waste;
  • instituted a program of bi-monthly disposal of liquid radioactive wastes; and
  • successfully passed the NRC inspection in early FY2000.

During FY1999 and FY2000, there were no incidents that resulted in harm or overexposure to individuals working in CDRH laboratories. Our laboratory inspections and audits also indicate that we are meeting our goals. Where minor problems or procedural violations were identified, corrective actions have been taken and will be monitored during future reviews.

The improvements in CDRH’s radioactive waste practices, begun in FY1999, were particularly important accomplishments. As shown in the following table, they have led to continuing, significant reductions in the amounts of hazardous materials stored by CDRH. These practices have resulted in improved radiation safety, better accountability of radioactive materials, reduced workload for monitoring sealed radiation sources, and reduced costs for physical storage.

Radioactive Waste and Sealed Radiation Sources
Stored by CDRH
Waste Type FY1997 FY1998 FY1999 FY2000
Containers of liquid radioactive waste 30 40 6 1
Sealed Drums of dry radioactive waste    3   3 0 0
Drums of "Decay-in-Storage" waste5    3   3 1 1
Sealed radiation sources6 200 200 3 3
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3Decommissioning is the formal process for declaring a building "free of radiation hazards" and available for public use.
4A "carboy" is a term used for liquid radioactive waste containers. Each carboy typically holds from 5 to 15 gallons of liquid.
5"Decay-in-Storage" – is a standard practice to store containers of short-lived radioactive waste until the radioactive materials have decayed so that the waste can be released as non-radioactive.
6Does not include generally licensed sources that do not require NRC (Nuclear Regulatory Commission) approval.
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